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Rev. I/nOlO

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization Ninth Circuit 5a. Report Type (check appropriate type) [] Nomination. Date [] Annual [] Final

Repot, Required by the Ethics


in Government Act of 1978

(5 u.S, C. app..~.~ l Ol-I ~0


3t. Dale of Report 07112/2010 t 6. Reporting Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name, first, middle initial) lkura, Sandra S, 4. Title (Article Ill judges indicate active or neuter status; magistrate jndges indicate full- or part-time) Circuit Judge

[] Initial

7, Chambers or Office Address U.S. Court of Appeals - Ninth 125 South Grand Avenue Pasadena, California 91105

5b. [] Amended Report 8. On the basis otr the information contained in this Report and any modifications pertaining thereto, il is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this fbrm must be followe~L Complete all parts, checking the NONE box far each part where you ha~,e no reportable information~ Sign on last page.

1. POSITIONS. (Reporting individual only; seepp. 9-I3 of filing i .....


[~] NONE (No reportable positions,) POSITION
I Trustee #1

tions.)

NAME OF ORGANIZATION/ENTITY
Trust #1

II. AGREEMENTS. (~e~,o,a.g individual only; see pp. 14-1~ of filing instructions.)
[~ NONE (No reportable agreements.) DATE
1. t997

PARTIES AND TERMS


OMelveny & Myers Defined Benefit Plan with former law fi~m, no control

Ikuta, Sandra S.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

NameofPer~on Reporting lkuta, Sandra S.

Da,e of Reporl

07/12/2010

lll. NON-INVESTMENT INCOME. :Repor,Zn# indiriduaI and s! .....


A. Filers Non-Investment Income
NONE (No reportable non-investment income.)

: seepp. 17-24 of filing instructions.)

DATE
t.

SOURCE AND TYPE

INCOME
(yours, not spouses)

3.

B. Spouses Non-] nvestmenl Income - ty,,ou were married during any portion of the reportlng ),ear, complete this sectior~
(DolIar amount not required except fi~r honororia.)

NONE (N~ reportable non-investment income.)

DATE
1. 2009 2 3 4.

SOURCE AND TYPE


self-employment earnings, freelance photographer

IV. REIMBURSEMENTS - ,~anspo,tat~on,


(Includes those to spouse and dependent children; see pp. 25-27 of fiiing instructions.)

NONE (No reportable reimbursements.) SOURCE


1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIALDISCLOSURE REPORT Page 3 of 8

IN,me

of Perso~ Reporting

D~ of R~por~

o7/12/2olo

V. GI~S. O.~t.a~.~ ~nos~ tO S~ ...... d a~pendent chltdren; see pp. 2~-31 oyf!ling instructions.)
NONE (No reportable g~s.) SOURCg
I. 2. 3. 4. 5.

DESCRIPTION

VALUg

VI. LIABILITIES. a~-~,


~ NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. Bank of Ame~ca Citimo~gage Union Bank Union Bank

DESCRIPTION
Mo~age on rental prope~, Agoura, California Me~tgage ~n renal property, West Los Angeles, California Mortgage ~n r~l prope~, West Los Angeles, Califo~ia Mortgage ~n rental proper~, Santa Monica, California

VALUE COD~
M M M O

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Nam~ of Person Reporting ~k.~a, Sand~a S.

DaCe of Repor,

07/~2/2mo

VI I. INVESTMENTS and TRUSTS - inco,,,, v,l,,,, ...... tio,,s tlnclades those of spouse and dependent children; see pp. 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.)

A. .....................
Description of Asse~ (including tarsi assets) Place"(X)"afler~cb~set exem~l~ompfiordisclosure

B. ~ ....
In.me during repo~ng ~fi~ ~~[ Ammmt [ T~e(e.g.. Code 1 ~ div.,rent, (A-H) ~ or int.) [ (~) Value C~e2

c~ .....
] Gross value at end ~ of reporting (2) Value Me~ Code 3 (Q-W) (1) [ (2) (3) ~ (4) ~ T~ (e.g., ~, ~te buy, sell. m~ddiyy redemption) [

D,
Transactions ~fing r~ing (5) Identi~ of buyer/seller (if private t ......tion)

[ [ (J~P) ~.

Value ~ Gain Code2 ] C~e I (J-P) (A-H)

1. 2.

~G Direct AccounU (cash equivalent) Bank of America

A A

Interest Dividend

J J

T T

4. 5. 6. 7. 8. 9. 10. 11. 12. 13. t4 15. 16. 17.

-Rental Property, Agoura, California -50% interest in rental property, Venice, California -50% interest in rental p~operty, W. Los Angeles, California -Investment property, Kutakai, Hawaii -33% interest in rental property, Santa Monied, California IRA#2 -Columbia FDS SER Tr 21st Cent~W Fd CI A -John Hancock Classic Value Fund Class A -Oppenheimer Intl Bond Fund Class A -Oppenheimer Global Opportunities Fund -van Kampen Small Cap Value FD Chuss A -Van Kampen Equity Tr Small Cap CI A -Pershing Government Account Brokerage Account #1

E E E

Rent Rent Rent None None

O 0 N N N N

W W W W W T

Dividend

I. Income Gain Cxxles,: (See Columns El I and D4), 2. Val~e Codes (See Co|umm CI and D3) 3. Value Melhed Codes (See Column C2)

A =$1,000 or less F =$50,001 - 5100,000 l =$15,000 or less N -$250,001 - $500,000 P3 ~$25,000,001 - 550,000,000 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G ~$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,0OI - $1,000,000 R ~Cosl (Real Estate Only) V ~Olher

C = 52.501 - $5,000 H I =$ 1,000,001 - I;5,000,000 L =$50,001 - $ I00,0~0 Pl =51,000,001 . 55,00~,000 P4 =More than $50,000.000 S =Assess:m~ln W :~ Estimated

D =$5,001 - $15,000 H2 =M 0~: Iht~n $5,000,0~0 M =$100,001 - $250,000 p2 =$5,000,001 - ~;25,.000,0~ T ~Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting I lkuta, Sandra S.

Date of Repot! 07/12/7010 [

~ [

NONE (No reportable income, assets, or transactions.) A. ~ription of A~ets (including t~st asseks) Place from after each as~t eaempt"(X)"p6or disclosure B_ ln~me during , re~aing ~riod ~ Amounl :1 T~ (e.g., ~ Cede I div., rcn[~ (A-H) : or int.) C. Gro~ value al end of repoSing period Value Code 2 ~_ Melhod (J-P) Code 3 D. Tra~saclions during reporting ~riod

Type (e.g., Value [Oai~ ~ Date (Q-~Value l[m~d~yy Code 2~l C~e I buy. sell. redemption) O-P) ~ (A-H) ~

Identity of buyer/se er (ifprivale

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 7,4.

-500Index Fund Inv -Small-Cap Index Fund Inv American Funds VCSP/ColIege America 529A -Growth Fund of America -The Investment Company of America -Washington Mutual Investors Fund -The Bond Fund Of America Brokerage Account #2 -First Allied Securities, Inc. Money Market Account -Eaton Vance Tax Managed Growth Fund 1.1 Class A -MFS Core Equity Fund Class A -American Funds New Perspective Fund Class A -Putnam Voyager Fund Class B -Oppenheimer California Muni Class A Open End Fund -Van Kampen High Yield Muni CI A -Van Kampen Amer Franchise Fund Class A A -Oppenheimer lntl Diversified FD CL A

B A B

Dividend Dividend Dividend

K K L

T T T

Divideod None None None None

T Sold Sold Sold Sold 06119/09 06119/09 06/19/09 06t19/09 06/19/09 06/19/09 06/19/09 06/19/09 .1 J L K L ~

D C

lntfDiv. h~terest Dividend

L K L L

T T T T

Sold (part) Sold (part) Sold (part) Sold (pan)

Distribution

1. h~com Gain Codes:

A =$1,000 or les.s

B =$1.0OI " S2,5O0

C =$2,50| - $5,000

~ D =$5.001 - $ |5,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

r~a,,e on~so.,epo~in~ Jk,ta. Sandra S.

Date 07/1212010

VII. IN VESTMENTS and TRUSTS --ineo,,e. ~f,e. t.,,~,caons a,a~d~ ~o~ o~ ~ ...... ~ dependent children; se pp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or ~ansactions.)
A~ Oe~ription of Assets (i~lud~ng trust assets) Place "(X)" after each assel exempt t?om pfor disclosure B. [ I~come dufng re~ing ~riod C. Gro~ value at end of repo~ing ~fiod t (2) Value Method Code 3 T~e (e.g., ~ buy, ~ll, redemption) D, T~nsactlons during re~ing ~riod --~ ..... ~Gain Date [ Value mnffd~yy ~ Code 2 C~e I (A-H) ~ (J-P)

(]) ~) O) ~Amoun~ Ty~ (e.g., / Value , ~ C~e I die., rent, Code 2 {A-H) or int.) (J-P)

Identi~y of buyer!seller (if priuate transaction)

35.

-Fidelity Advisor Leveraged Co. Stock CL t

Dividend "None

Sold (pa~) Sold (pao) Sold (paa)

061t9/09

36.

-Fideli~ Advisors New Insights Fd CI T

K L

T T

06119109 06119109

K K

37.

-Fideli~ Advisors Small Cap Fund Class T

None

38. 39.

Flexible Variable UniversalLife Ins lncenlive Life -Eq/Common Stock Jndex

Dividead

40. 41. 42. 43. 44. 45. 46.

-EQ/Large Cap Va]ue Plus -Eq/Equi .ty 500 Index -EQ Mid Cap Value PLUS -Eq/BlackRock Bsic Value Equity -Eq/Black Rock International Value -EQiLarge Cap Growlh Plus Series EE U.S, Savings Bonds A Interest J T

I. Income Gain Code~:

A ~$1,000 or le~s

B =$1,001 - $2.500

C --$2.501 - $5,O00

O =$5.001

FINANCIAL DISCLOSURE REPORT Page 7 of 8

~kuta, Sa.~r~ S.

07/~2/2010

Villi. ADDITIONAL INFORMATION OR EXPLANATIONS.


Part VI, Line 2:1 have reported a value code for the entire mortgage amount, although 1 have only a 50% ownership interest, Pa~t V], Liae 3: I have reported a value code for the entire mortgage amount, although I have only a 33% ownership interest Part VII, Lines 5 and 6:1 have reported the gross value of my 50% interest. Part Vll, Line 8: I have reported the gross value of my 33% interest. Part Vll, Line 39: formerly -Eql.,kllBrnstn Common Stock (name change)

FINANCIAL DISCLOSURE REPORT Page 8 of 8

N~ of Person Reporting Ikuta, Sandra S.

Date of Repo!!

07/12/2010

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best olr my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 LI.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original anti 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, Washington, D.C. 20544

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