Beruflich Dokumente
Kultur Dokumente
Rev. I/nOlO
I. Person Reporting (last name, first, middle initial) lkura, Sandra S, 4. Title (Article Ill judges indicate active or neuter status; magistrate jndges indicate full- or part-time) Circuit Judge
[] Initial
7, Chambers or Office Address U.S. Court of Appeals - Ninth 125 South Grand Avenue Pasadena, California 91105
5b. [] Amended Report 8. On the basis otr the information contained in this Report and any modifications pertaining thereto, il is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this fbrm must be followe~L Complete all parts, checking the NONE box far each part where you ha~,e no reportable information~ Sign on last page.
tions.)
NAME OF ORGANIZATION/ENTITY
Trust #1
II. AGREEMENTS. (~e~,o,a.g individual only; see pp. 14-1~ of filing instructions.)
[~ NONE (No reportable agreements.) DATE
1. t997
Ikuta, Sandra S.
Da,e of Reporl
07/12/2010
DATE
t.
INCOME
(yours, not spouses)
3.
B. Spouses Non-] nvestmenl Income - ty,,ou were married during any portion of the reportlng ),ear, complete this sectior~
(DolIar amount not required except fi~r honororia.)
DATE
1. 2009 2 3 4.
DATES
LOCATION
PURPOSE
IN,me
of Perso~ Reporting
D~ of R~por~
o7/12/2olo
V. GI~S. O.~t.a~.~ ~nos~ tO S~ ...... d a~pendent chltdren; see pp. 2~-31 oyf!ling instructions.)
NONE (No reportable g~s.) SOURCg
I. 2. 3. 4. 5.
DESCRIPTION
VALUg
DESCRIPTION
Mo~age on rental prope~, Agoura, California Me~tgage ~n renal property, West Los Angeles, California Mortgage ~n r~l prope~, West Los Angeles, Califo~ia Mortgage ~n rental proper~, Santa Monica, California
VALUE COD~
M M M O
DaCe of Repor,
07/~2/2mo
VI I. INVESTMENTS and TRUSTS - inco,,,, v,l,,,, ...... tio,,s tlnclades those of spouse and dependent children; see pp. 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.)
A. .....................
Description of Asse~ (including tarsi assets) Place"(X)"afler~cb~set exem~l~ompfiordisclosure
B. ~ ....
In.me during repo~ng ~fi~ ~~[ Ammmt [ T~e(e.g.. Code 1 ~ div.,rent, (A-H) ~ or int.) [ (~) Value C~e2
c~ .....
] Gross value at end ~ of reporting (2) Value Me~ Code 3 (Q-W) (1) [ (2) (3) ~ (4) ~ T~ (e.g., ~, ~te buy, sell. m~ddiyy redemption) [
D,
Transactions ~fing r~ing (5) Identi~ of buyer/seller (if private t ......tion)
[ [ (J~P) ~.
1. 2.
A A
Interest Dividend
J J
T T
-Rental Property, Agoura, California -50% interest in rental property, Venice, California -50% interest in rental p~operty, W. Los Angeles, California -Investment property, Kutakai, Hawaii -33% interest in rental property, Santa Monied, California IRA#2 -Columbia FDS SER Tr 21st Cent~W Fd CI A -John Hancock Classic Value Fund Class A -Oppenheimer Intl Bond Fund Class A -Oppenheimer Global Opportunities Fund -van Kampen Small Cap Value FD Chuss A -Van Kampen Equity Tr Small Cap CI A -Pershing Government Account Brokerage Account #1
E E E
O 0 N N N N
W W W W W T
Dividend
I. Income Gain Cxxles,: (See Columns El I and D4), 2. Val~e Codes (See Co|umm CI and D3) 3. Value Melhed Codes (See Column C2)
A =$1,000 or less F =$50,001 - 5100,000 l =$15,000 or less N -$250,001 - $500,000 P3 ~$25,000,001 - 550,000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G ~$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,0OI - $1,000,000 R ~Cosl (Real Estate Only) V ~Olher
C = 52.501 - $5,000 H I =$ 1,000,001 - I;5,000,000 L =$50,001 - $ I00,0~0 Pl =51,000,001 . 55,00~,000 P4 =More than $50,000.000 S =Assess:m~ln W :~ Estimated
D =$5,001 - $15,000 H2 =M 0~: Iht~n $5,000,0~0 M =$100,001 - $250,000 p2 =$5,000,001 - ~;25,.000,0~ T ~Cash Market
E =$15.001 - $50,000
~ [
NONE (No reportable income, assets, or transactions.) A. ~ription of A~ets (including t~st asseks) Place from after each as~t eaempt"(X)"p6or disclosure B_ ln~me during , re~aing ~riod ~ Amounl :1 T~ (e.g., ~ Cede I div., rcn[~ (A-H) : or int.) C. Gro~ value al end of repoSing period Value Code 2 ~_ Melhod (J-P) Code 3 D. Tra~saclions during reporting ~riod
Type (e.g., Value [Oai~ ~ Date (Q-~Value l[m~d~yy Code 2~l C~e I buy. sell. redemption) O-P) ~ (A-H) ~
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 7,4.
-500Index Fund Inv -Small-Cap Index Fund Inv American Funds VCSP/ColIege America 529A -Growth Fund of America -The Investment Company of America -Washington Mutual Investors Fund -The Bond Fund Of America Brokerage Account #2 -First Allied Securities, Inc. Money Market Account -Eaton Vance Tax Managed Growth Fund 1.1 Class A -MFS Core Equity Fund Class A -American Funds New Perspective Fund Class A -Putnam Voyager Fund Class B -Oppenheimer California Muni Class A Open End Fund -Van Kampen High Yield Muni CI A -Van Kampen Amer Franchise Fund Class A A -Oppenheimer lntl Diversified FD CL A
B A B
K K L
T T T
T Sold Sold Sold Sold 06119/09 06119/09 06/19/09 06t19/09 06/19/09 06/19/09 06/19/09 06/19/09 .1 J L K L ~
D C
L K L L
T T T T
Distribution
A =$1,000 or les.s
C =$2,50| - $5,000
~ D =$5.001 - $ |5,000
Date 07/1212010
VII. IN VESTMENTS and TRUSTS --ineo,,e. ~f,e. t.,,~,caons a,a~d~ ~o~ o~ ~ ...... ~ dependent children; se pp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or ~ansactions.)
A~ Oe~ription of Assets (i~lud~ng trust assets) Place "(X)" after each assel exempt t?om pfor disclosure B. [ I~come dufng re~ing ~riod C. Gro~ value at end of repo~ing ~fiod t (2) Value Method Code 3 T~e (e.g., ~ buy, ~ll, redemption) D, T~nsactlons during re~ing ~riod --~ ..... ~Gain Date [ Value mnffd~yy ~ Code 2 C~e I (A-H) ~ (J-P)
(]) ~) O) ~Amoun~ Ty~ (e.g., / Value , ~ C~e I die., rent, Code 2 {A-H) or int.) (J-P)
35.
Dividend "None
061t9/09
36.
K L
T T
06119109 06119109
K K
37.
None
38. 39.
Dividead
-EQ/Large Cap Va]ue Plus -Eq/Equi .ty 500 Index -EQ Mid Cap Value PLUS -Eq/BlackRock Bsic Value Equity -Eq/Black Rock International Value -EQiLarge Cap Growlh Plus Series EE U.S, Savings Bonds A Interest J T
A ~$1,000 or le~s
B =$1,001 - $2.500
C --$2.501 - $5,O00
O =$5.001
~kuta, Sa.~r~ S.
07/~2/2010
Date of Repo!!
07/12/2010
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best olr my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 LI.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original anti 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, Washington, D.C. 20544