.

ao0
~ev. ~/~o~o

FINANCIAL DISCLOSURE.. REPORT

FOR CALENDAR YEAR 2009
2. Court or Organiza~ion N.D. OIllO 5a. Report Type (check apprnpriate type) ~ Nomination. Da~c

Rty)rt Required ly the Ethics

in Go vet n me~t A ct ~ 1978

I. Person R~porting ~,lasl name, first, middle initiaI) GWIN. JAMES S. 4. Title I Anicle II1 judges indicate active or senior stares; magist~le judges ind~cale filll- o~ pad-time) JUDGE, ACTIVE

3. Date of Report 05/10/2010 ! 6. Reporting P~riod 01/0112009 12~91/2~9

~ Initial 5b. ~ Amended Repoa

7. Chambers or Office Addrt~s CARl. B. STO~S US COURT ttOUSE 801 WEST SUPERIOR AVENUE CLEVELAND, Oil 44113

8. On the basis of the information coneained in this Report and any modilicatilms pertaining Iherelo, il is, in my opinion, in compliance ~hh applicable la~s nod regulations. Reviewing Officer Date

131PORTANT NOTES: The instructions accompanying this f!~rm must be followed. Comphte all parts, cheeking the NONE box for each part where you ha ve no reportable information. Sign on last page.

NONE (No repormbleposilions.)

POSITION NAMg OF ORGANIZATIONi~NTITY

2.

NONE (No reportable agreements.) DAT~[

1. AI retir~m

PARTIES A~ TERMS
STAT~ OF OHIO PUBLIC EMP~OYE~ R~TIR[MENT SYSTEM. RIGIIT TO REtIReMENT II~N~FI~S

Gwin, James S.

FINANCIAL DISCLOSURE REPORT

Page 2 of 7

N .... fP ...... Reporting

Date ~.ff Report

~;w~, JAI~IES S.

o5,~o.2o~ 0

lIl. NON-INVESTMENT INCOME. ~R~por,i.g i,zi~ia~,~ ~,~po.s~; ,~ p,. tz-:~ of ~ti,g

A. Fliers Non-lnvestment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Cleveland Slate University, Adjunct facul~ salary

(yours, not spouses) $2,000.00

1. Fall 09 2. 3. 4.

B. Spotlsc~s Non-Investment Income - ~f.~,,,, were married during any t~ortion of the repor~ing year complete this sectio~ (Dollar amount not required ~xc~7~t for honoraria.) ~ NONE ~0 reportable non-investment income.) DATE I. Monthly 2. Monthly 3. 4. SOURCE AND TyPE INTERNATIONAL BUSINESS MACHINES, INC ] ~nsion

] salad, bonus, restfcted st~k

IV. REIMBURSEMENTS - transportation, Iodl41ng, Jbod,

---] NONE (No reportable reimbursements.) ~ 1. American Conference Institute DATES 12;9 - 12/10 I,OCAIION Nev, York City PURPOSE Speak at CLE progxam ITEMS PAID OR PRO\tIDED Airfare. lodging

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

r~ ....I P ....Reporting

Da,e ol" Reporl

~wt~, JAMES S.

05/10/2010

V. G 1 FTS. a,,,.t,,a,,~, ,~,o,, ,,, spouse and ae~nan~ children see pp. 28-31 ~f filing in.str#ctions.)
NONE (No reportable g~/ts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

V__ALUE

VI. LIABILITIES. a, ct,,J,, ,~o.~, q.~p ...... # a,p,.a,,, ,.~i~,~,: *,, rp. ~2-, oz~z i ..... ,~,,,,,.~
NONE (No r~Tortable liabilities.) CREI)ITOR
1. 2. 3. 4. 5.

DESCRIPT]ON

~rALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7 VI I. INVESTMENTS an d TRUSTS -

Nalne of Person Reporting

Da|t of R~pu tt

cw~r~, JA~:S S.

NONE (No reportable income, assets, or transactions.) A. .................... Dcscriptlon of Assc~ (including ~st ~%ets) Place "(X)" after each asset exempt from prior disdmurc ~ ................ Income during ~po~ing period Amount Type (e.g., C~e 1 I diL, rent, or int.) -- " C. Gross value at end of reporting period Value C~c 2 (J-P) Value Method C~c3 ~Q-W) T T T "I" T T T M K K J K J J J J J T T T T T T T T T T Variou purch K T)~e (e.g., buy, sell, redemplion) D. Tnmsactions during reporting period

Date Value m~.d~yy Code 2 [j-P~

Gain Code 1 [AdO

Identity ~f buyer.:seller (ifpfvate transaction)

1. 2. 3. 4. 5. 6. 7.

IBM common slock (IBM) Qalaxy mutual funds Berkshire Hathaway common slock (BRKA Vanguard Total Stock Market Index Fund, tax deferred Merrill Lynch money market fund T.Row Price Mid-Cap Mntual Fund (RPMGX) ] common .stt..u: k, D

C A A A A A

Dividend Dividend Dividend Di~,idend Di\ idend Dividend Dividend O

M J L N K K

I
8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Fidelity Contra Fund, mutual fund (FCNTX Lord Abbett MidCap Fund, mutual fund (LAVSZ) Ba~is New York Vcnlurc Fund, mutual fund (NYV-rX) General Electric, common stock (GE) Exxon (XOM) Camco Financial Corp.,common stock (CAH) Heio~,, common st~.k (IINZ) Pfizct, common stock (II:E) Briston Myers, common stock (BMY) Cisco, comnaon slock (CSCO) A fl A A A A A A A A Dividend Dividend Dividend I)i~:idcnd Dividend DMdcnd Dividend Dividend Dividend Dividend

FINANCIAL DISCLOSURE REPORT

Page 5 of 7

~ .... f Person Reporting GW~N, JAMES S.

Date of Report

VII. INVESTM ENTS and TRUSTS - i ........... ~ ........... .,io~., a,,.~a~,. ,/,o,., ,,? ...... ~ ~,~.d~,,,~,i~,..; .,,,pp. ~4-~o
NONE (No reportable income, assets, or transactions.) Description of Assct~ (including trust .... ts) Place qX)" afi~ each ~sel exempt from prior disclosure G~OS~ ~Muc at end ~ ofrep,,~ing l el) (2) Value Value C~de 2 : Method C~c 3 (J-PI ~ [Q-W) J J J J PI J J K K J T T T "T T T T T "IT Tnmsacrion~ during rc~rling (l) T)~ (e.g.. buy, sell, redemption) [ (2~ (3) ~4) ~ Date Value Gain ::m~d~"yy Code 2 C~te 1 (J-P) (A-H) (5) Idcnti~ of buycr~scllcr (if private ~ans~hon)

~ I~ome durtng ~. rep~3.~..~riod ~ [1) ~ (2) i Amoum T)~e (e.g. Code I div..rem. (A H) or in~.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29, 31).

Wal~ Disney Co., conunon stock (DIS) Microsoft Corp.,common stock (MSFT) Farmers National Bank, common stock tFMNB) Intel Corporation, common stock (INTC) Schwab Money Market Fund BB & T Corp., conunon stock (BBT) Ciligroup, common stock (C) Chevron Texaco Co.,common stock (CVX) Con,,wco Phillip.~ Templcton Dragon Fund Fpa Capital Fund (FPPTX) Morgan Stanley Asia Fund (APF) JPMorgan Chase & Co.IJPM)

A A A A E A A A A A A A A

Di~dend Dividend Dividend Dividend Dividcnd Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividcnd

J K

T T

PageF1NANCIAL6 of 7 DISCLOSURE REPORT

G\~ IN, JA/MES S.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Regarding Ihe inveslment in the Vanguard Fund. this investment is made through an employer 401 plan sponsored at --]employer. The ),early statutory rnaxirnum is met in the first quarter allhough ,,~e do not know the exac~ dates of purchase. Regarding the Thrill Savings Plan Common Stock lndex Fund, this investment is made through art emplo.ver 401 plan sponsored by the US. Courts. Maximum allo~able deductions and purchases are made each month. Regarding Schwab Money Market Fund (Part VII, 24) this investment is a money market fund to which investments are made relatively frequently arid infrequen! withdrawls (checks paid) occur.

FINANCIAL DISCLOSURE REPORT

Page 7 of 7 IX. CERTIFICATION.

N .... fP ..... Repor,ing GWIN, JAMES S.

05/10.2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knu~ledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reporled arc in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Sigaatur!

NOTE: ANY INDIVIDUAL VvHO KNOWINGLY AND \VII.FULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copics to: Committee on Fina,icial Disclosure Adminislrative Office of thc Unitcd Statcs Courts Suite 2-301 One Columbus Circle, N.E. Washington. D.C. 20544