AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization N.D. OHIO 5a. Report Type (check appropriate type) ] Nomination. [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) GWIN, JAMES S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-6me) JUDGE, ACTIVE

3. Date of Report 05/06/2010 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Reporl 7. Chamber~ or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer
Dale

CARL B. STOKES US COURT HOUSE 801 WEST SUPERIOR AVENUE CLEVELAND, OH 44113

IMPORTANT NO TES: The instructions accompanying this form must be followeg Complete all parts,
checking the NONE box for each part where yoa have no reportable informatiot~ Sign on last page.

I. POSITIONS. me~,or,~,g i,d~viaua~ on~y; s,, pp. 9-13 of filing instructions.)

~] NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2.

3.
4. 5.

II. AGREEMENTS. m,po,in~ indlvidual only; see pp. 14-16 of filing instructions.)
[~ NONE (No reportable agreements.) DATE
I. At retirem 2. 3.

PARTIES AND TERMS

STATE OF OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM. RIGHT TO RETIREMENT BENEFITS

Gwin, James S.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting GWIN, JAMES S.

Date of Report 05/06/2010

IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income D NONE (No reportable non-investment income.) DATE
I. Fall 10 2. 3. 4.

SOURCE AND TYPE

Cleveland State University, Adjunct faculty salary

INCOME
(yours, not spouses) $2,000.00

B. Spouses Non-Investment Income - tf yo. were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INTERNATIONAL BUSINESS MACHINES, INC ,F~-~ ~ ~Tpension ~ ".. _.~i~:~. [ .~i~~!. ~~!~] Inc. salary, bonus, restricted stock

1. Monthly 2. Monthly 3. 4.

IV. REIMBURSEMENTS -,~a.s;o.a,lo,,, lodging, food, entertalnmen~

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~-]

NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting GWIN, JAMES S.

Date of Report 05/06/2010

~]
I. 2. 3.
4.

NONE (No reportable gifts.)

SOURCE DESCRIPT|ON

VALUE

5.

VI. LI ABILITIES. a,~,~,,,~o,, o/~eo~,

NONE (No reportable liabilities.) CREDITOR
I.

VALUECODE

2.
3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting GWIN, JAMES S.

Date of Report 05/06/2010

VII. IN VES TMEN TS and TR U S TS - inco,.e, ,atue, transa.ion$ andudes those of s~,ouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period Gross value at end of reporting period (1) (2) Value Code 2 (J-P) Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

(1) Amount Code I

(A-H)

(2) Type (e.g., div., rent,

or int.)

O)
Value Method Code 3 Type (e.g., buy, sell, redemption)

(2)
Date mtrddd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code I (A-H)

(5)
Identity of

(Q-w) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. IBM common stock (IBM) Galaxy mutual funds

C A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend Dividend Dividend Dividend Dividend Dividend

buyer/seller (if private transaction)

N J M N K K N M L L J
K J J J J J

Berkshire Hathaway common stock (BRKA) A Vanguard Total Stock Market Index Fund, A tax deferred Merrill Lynch money market fund A T.Rowe Price Mid-Cap Mutual Fund (RPMGX) ~, common stock, ~
A D

T T T T T T T T T
T T T T T T

Variou purch

Fidelity Contra Fund, mutual fund (FCNTXIA Lord Abbett MidCap Fund, mutual fund B (LAVSZ) Davis New York Venture Fund, mutual fund A (NYVTX)
A
A A A A A A

II. General Electric, common stock (GE)

12. 13. 14. 15. 16. 17. Exxon (XOM) Cameo Financial Corp., common stock (CAFI) Heinz, common stock (HNZ) Pfizer, common stock (PFE) Briston Myers, common stock (BMY) Cisco, common stock (CSCO)

Sold

12/31/10

1. Income Gain Codes: (See Colurrms BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,090 or less F =$50.0OI - $100.O00 J =$15,000 or less N -$250.0OI - $500.000 P3 =$25,000.091 - $50.000.000 Q =Appraisal U =Book Valuc

B =$1.001 - $2.500 G =$100.0OI - $1,0~).0~) K =$15.001 - $50,0~0 O =$500.001 - $1,000.0~0 R =Cost (Real Estate Only} V =Olhcr

C =$2.501 - $5,000 H 1 =$1,000.001 - $5.0~O.0~O L =$50.001 - $ 100,0~O PI =$1,000,001 - $5,000,000 P4 =More than $50,000,0~) S =Asscssmcnl W =Estimated

D =$5,001 - $ I H2 =More than $5.000.0~O M =$100,001 - $250,000 P2 =$5,000,001 - $25.000.000 T :Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting GWIN, JAMES S.

Date of Report 05/06/2010

VI I. INVESTMENTS and TRUSTS - i.co,.e, ,,otue, tro.~ac,io.s a.a.de~ 1hose o/ spo.~e and aepe.dent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period
(I) (2)

Amount Code I (A-H)

Typ~ (e.g., div., rent, or int.)

Gross value at end of reporting period (i) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) J J J J PI J J K K J K J K M T T T T T T T T T T T T T U

Transactions during reporting period O) Type (e.g.,

buy, sell,

redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private

uansaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Walt Disney Co., common stock (DIS) Microsoft Corp.,common stock (MSFY) Farmers National Bank, common stock (FMNB) Intel Corporation, common stock (INTC) Schwab Money Market Fund BB & T Corp., common stock (BBT) Citigroup, common stock(C) Chevron Texaco Co., common stock (CVX) Conoco Phillips Templeton Dragon Fund Fpa Capital Fund (FPPTX) Morgan Stanley Asia Fund(APF) JPMorgan Chase& Co.(JPM) Public Square Partners, LLC

A A A A E A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Buy Buy (addl) Buy (addl) Buy (addl)

01/05/10 09/12/10 09/14/10 12/20/I 0

K K K K

I. Income Gain Codes: (See Coluvans B I and D-l) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.0~0,000 Q =Appraisal U =Book Value

B =$1.0~1 - $2,500 G =$100,001 - $1,00~.000 K =$15,0~1 - $50,00 O =$500,001 - $1,090,0~9 R =Cost (Real Eslale Only) V =Other

C =$2,501 - $5,000 H I ~$1.000,001 - $5,0~0.000 L =$50,001 - $100.000 PI =$1,000,001 - $5.009,000 P4 =More than $50,0~0,00~ S =Assessment W =Estimated

D =$5.001 - $15.00~ H2 =More than $5.000.000 M =$100,0~1 - $250.000 P2 =$5.000.001 - $25.000,000 T =Ca,h Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting GWIN, JAMES S.

Date of Report 05/06/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. an~ico,epar~o~r~po,.~

Regarding the investment in the Vanguard Fund, this investment is made through an employer 401 plan sponsored.i "~ " ~i~ The yearly statutory maximum is met in the first quarter although we do not know the exact dates ofpurchasc. Regarding the Thrift Savings Plan Common Stock Index Fund, this investment is made through an employer 401 plan sponsored by the U.S. Courts. Maximum allowable deductions and purchases are made each month. Regarding Schwab Money Market Fund (Part VII, 24) this investment is a money market fund to which investments are made relatively frequently and infrequent withdrawls (checks paid) occur.

FINANCIAL DISCLOSURE REPORT Page 7 of 7

Name of Person Reporting GWIN, JAMES S.

Date of Report 05/06/2010

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~ithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/JAMES S. GWIN

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One CoIumbus Circle, N.E. Washington, D.C. 20544