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FINANCIAL DISCLOSURE REPORT

,~eport Req.i~abr t~e Et~,~cs

s. | R~,. t/2olo
I. Person Reporting (las~ name, first, middle initial} BARNES,, HARRY F. 4. Title (Article II1 judges indicate active or senior status; magistrate judgvs indicate full- or part-tim~) UNITED STATES DISTRICT JUDGE

FOR CALENDAR YEAR 2009


2. Court or Organization

(5 u.s.c, app. ,~ mt.tsJ)


3. Date or Report 5/1212010 6. Reportlng Period

ire Government Act of 1978

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF ARKANSAS 5a. Report Type (check nppropriate type) [] Nomitmtion, [] Initial Date [] Annual [] Final

01/01/2009 12/31/2009

7. Chamber~ or Office Addrt~lt 219 U.S. Post Office ~nd Courthouse 101 S. Jackson Avenue El Dorado, Arkansas 71701

5b. [] Amended Repoa 8. On the bails of the Information contained In this Report and any modlllcatlons pertaining thereto, it Is, In m7 opinion, In compliance with applicable laws and rrgniadons. R~viewtng Offic~r Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete a/t pa~rts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~e~o.i.~
NONE (No reporlablepositions.)

pOSITION
I,

NAME OF QRQANIZATION/ENTITY

NONE ~o reportable agreements.)


~ PARTIES AND TE~S

~
.~

I.

Barnes, Harry F.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

~.,,,. of~.,-.o,, a.vo,~.,g BA~S,, ~ARRV V.

5/l~0t0

IlL NON-INVESTMENT INCOME. ~ne~o,~i.~ U~,~.,t o,~,,o~,,,~,. ~7.2, o~m~ A. Eilers Non-investment Income
NONE (No reportable non-inv~tment income.)

SOURCE AND TYPE


I.

(yore. not spouses)

2. 3.
4.

~. Spo~ N o~-l~gstm~t t~o~e - lf ya~ ~r~ married d~lng ~ ~omlon af th~ r~rting ~ar, co~la this (DolOr amount ~t requ~ed exc~t f~ ~noraria.)

NONE ~o reportable non-investment income.) SOURCE AND TYPE


1.

2.

4.

IV. REIMBURSEMENTS (lmlud~ those to s~e a~ ~ndent child~n; ~ee pp. 25-27 of filing i~t~ctio~.)

NONE ~o reportable reimbursements.) ,SOURCE


I.
2.

LOCATION

PU~OSE

ITEMS PAID OR PROVIDED

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person P, eporting

D~zte of Report

snv~o~o

[ BA~S. hARRY F.

NONE (No reponobleg~s.)

I. 2. 3. 4. 5,

NONE (No repo~able liabilities) C~DITOR DESCRIPTION VALUE COOE

1. 2. 3. 4. 5.

II

II

II

II

II

I| ~

FINANCIAL DISCLOSURE REPORT

r~,me of Person Reporting

Date of Report

Page 4 of 6

aA~S,, HARRY F.

5/12/2OIO

VII. INVESTMENTS and TRUSTS - i.como, ~t=,, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fdl~ ingructlon~)
~ NONE (No reportable i~ome, ~sets, or tramactions.)
~scfipti~ of A~ets (i~luding trust a~e~) Pl,~ "(X," 1~= =eh ~e, prior e~empt ~ In~ during ~ ~ning period Amo~t T~ (e.g., ~ C~e ] div., rant. (A-H) or int.) Gross value at end T~nsactions during ~aing of rep~ing pefi~ ~ ..................................... Value Value l T~(e.g., j Date [Vat= ]Gain ~mmld~yy i C~e2 , C~e I Code 2 Me~ ~ buy, ~11, (J-P) Code 3 ~demption) [ (J-P) ~ (A-It) ~ ~ I. 12. Real Es~te - P~I No. I, Mississippi Count, ~ R~I ~=m - P~I No. 2. Ou~hi= ~,1 AR Amedc~ Fun~, Common St~k - Listed Below (I) A~ic~ High Income T~t Ct A (2) Amefic~ Intl G~ & Inc A (3) Bond F~d of America CI A (4) Cspi=l In.me Builder Fund A (5) Fun~en~ [nvesm~ Fund A (6) Inv~ent Co of Ame~ca Fd A (7) New Pe~ctive Func CI A A A A A A A A [nt./Div. lnt.~iv. Int./Div. InL/Div. lnL~iv. Int.~tv. Int./Div. E Ren~ None N J M J J J J J J J T T T T T T W W T Buy Buy Buy Buy Buy Buy BuF Buy 06/I 5/09 06/I 5/09 06!15/09 06/15/~ 0~15/09 06/I 5/09 0~15/~ 06/15/09 M J J J J J J J ~w~d Jones Inv~tmen~ ~w~d Jones lnv~tmen~ Edw~ Jones Inv~en~ Edward J~es Inv~tmen~ ~w~d Jones ~ward Jones ~w~d Jones lnv~tmen~

buyer/~eller (ifpHvate

3. 4. 5. 6. 7. 8. 9. 10. I1.

12.

14.

15.

17.

FINANCIAL DISCLOSURE REPORT Page 5 of 6

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~i,a, m~ o/no~,,,,"-7

PageFI~ANCIAL6 of 6

DISCLOSURE REPORT

I Name of Per/on Reporting

Dale of Report 5/1~010

I[ BA~,, HARRY F.

~. CERTIFICATION.
I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) Is accurate, true~ and complete to the best of my knowledge and belief, and that any information not reported was withheld because it mel applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria andthe acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY B~.~gJ-B--~E~CT~TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

,~o to Re~. l/2olo

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009


2. Court or Organization UNITED STATES DISTRICT COURT WESTERN DISTRICT OF ARKANSAS So. Report Type (check appropriute type) [] Nomination, ~ ~ Initial Date ~ ~ Anm.ual [] Final

Repo,.t Req,,i,.~a by fh~ Ethics


in Government Act of 1978

0 u.s.c. ~,pp. ~ tol.JiO


3. Date of Report 03!3112010 6. Reporllng P~riod 01/01/2009 to 12131/2009

l. Person Reporting (last name, first, middle initial) BARNES,, HAR.RY F. 4. Title (Article 111 judges indicate active or senior slams: magistrate judges indicate full- or pact-time) UNITED STATESDISTRJCTJUDGE

5b. [] Amended Report 7. Chambers or Office Addres~ 219 U.S. Post Office and Courthouse 101 S. Jackson Avenue E1 Dorado, Arkansas 71701 8. On the basi~ of the information contained In this Report and any modifications pertaining Ihereto, It is, In my opinion, in compliance with applicable laws and regulations. Reviewing Officer Dale

IMPORTANT NOTES: The instructions accompanying this form must be follo~zd. Complete all parts, checking the NONE box for each part where you have no reportable ~nformatlon. S@n oct last page.

I. POSITIONS. ~onin~ i.divUuat o.ty; ~,~ ~,. ~-~ ~ o; ~,ng i,,st.,.i,,.s.)


NONE (No reportable positions.) POSITION
1.

NAME OF ORGANIZATION/ENTITY

TT

NONE (No repoaable agreements.) PARTIES AND TERMg

Barnes, Harry F.

FINANCIAL DISCLOSURE REPORT


Page 2 of 6

N ....

f Per$oo Reporting

Da,e of Repot, 03i3112010

BAILNES,, ttARRY F.

III. NON-INVESTMENT INCOME. ~Repor,,,g


A. Filers Non-Investment Income
NONE (No reporIable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - If ~.ou .,ere married during any portion of the reporting year, complete ellis section.
(Dollar atnoual hal required except for honoraria.)

[-~-] NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -~..,po.oao.. lo~gi.g, Zooa, entertainment.


(Include" those to spouse and dependent children see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR pROVIDED

q FINANCIALpage 3 of 6 DISCLOSURE REPORT I 13ARNES,, ItARRY


NONE (No reportable g~s.) SOURCE
1. 2. 3.
4.

Name of Person R~porzing

Oa~e o[ Report [

F. [

03Ola010

V. GIFTS. a,c/~,~ ~/,os, to sro ...... d dependent children: seepp. 2Z-31 of filing i,,strut~ion~l

DESCRIPTION

5.

VI. LIABILITIES. tlnct~des,l, ose oI,pou,, a.d dependent children: see pp. 32-33 of filing instructions.)
[] NONE (No reportable liabilities.) CREDITOR
I. 2. 3.
4.

DESCRIPTION

V/~LUg CODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 6


VII. I1NVESTMENTS and TRUSTS - ~ ....
A.
Descriptiot~ of Assets . :

N,meofPerson Reporting

Dateorl~eport 03/3 lF2010

aARr~ES,, HARRY F.

~, value, tran~ttttions (Includes those of sis ......d dependent children; ~ pp. 34-60 of JTling ;n~tru,tions.)
B. C.
Gross value at end ~-- of reporling period Value Code 2 (J-P) Value Me:hod Code 3 (Q-W) ;, Typ~ (e.g., buy, sell, redemption) ! Date i Value Gain . mn~dd!yy :: Code 2~1 Code I (J-F) : ! , (A-H) i Identity of b~yer,seller (if private transaction)

[] NONE (No reportable income, assets, or transactions.)


D.
Transactions during reporting period Income doting reporting period

Piace"(X)" after each asset exempt from prior disclosure

.Amount ~ Type (e.g., i Code I [ (A-H) i div., rent, or irtt.~

I. 2. 3. 4.

Real -Estate- Pzrcel No. 1,.~-1~ Mississippi Cnty, AR Real Estate Parcel No Ouachita Cnty, AR American Funds, Common Stock, Mutual Fund

Rent None None

N J M

W W T Buy 06115/09 L "Edward Jones Investments

10. I1. 12. 13. il4.

15. 16.

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Nameof Perton Reporting BARNES. HARRY F.

Date of Report 03/311201D

VHI. ADDITIONAL INFORMATION OR EXPLANATIONS.


The American Funds Consists of the Foflowing: American High Income Trust CI A American lntl Grw & lnc A Bond Fund of America CI A Capital Income Builder Fund A Fundamental Investors Fund A Investment Co of America Fd A New Perspective Fund CI A

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

[ ,~am~ ot P,r~on Repo~t~*.


I BARNES,, HARRY F.

Oat~ oraeport
03/31/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable ~tatutory prnvislons permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts tvhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULL~( FALSIFIES OR FAILS TO FILE Tt!IS REPORT MAY BE S~:~TO~IL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544