Beruflich Dokumente
Kultur Dokumente
[--] Final
5b. [] Amended Report 7. Chambers or Office Address Hugo Black Courthouse 1729 Fifth Avenue North Birmingham, AL 35203 8. On the basis of the informationeontained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Ollicer Date
IMPORTANT NOTES: The instructions a~companying this form mast be followecL Complete all parts,
checking the NONE box for each part where you have no reportable informatio~ Sign on lastj~ag~
[~]
1.
Proprietor
PAR~S A~ TE~S
Samford Uniwrsi~ ~efined Benefit Plan)-v~st~ benefits in plan of foyer employer.
[ N ....
I
f P .....Reporting
Date of Report
Page 2 of ] 0
Bowdre,
07/30/2010
Karon O.
A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE. 1. 2009 SOURCE AND TYPE Juliette Farms fka Kaybee Saddlebreds (Breed, Train & Show American Saddlebred Horses) INCOME (yours, not spouses) g0.00
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during anyportlon of the reporting year, complele this sectlor~
(Dollar amount not required except for honoraria.)
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Self-Employed Law Practice
1. 2009 2. 3. 4.
NONE (No reportable reimbursements.) SOURCE DATES Mareh 19-23, 2009 April 16-19, 2009 LOCATION Malibu, CA Baltimore, MD PURPOSE Judicial Clerkship Seminar Moot Court Competition Law finn seminar Taught at attorney conference ITEMS PAID OR PROVIDED Reimbursement for hotel, travel, & meals Reimbursed for air, hotel, & meals
t. 2.
Pepperdine University DLA Piper, LLP & University of Maryland Primerus Conference
3. 4. 5.
Tuscan, AZ
Page 3 of 10
V. GIFTS. a.cludcs ,ho*e ,o sp ...... d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. ancluaes ~ho~ o!~po~e ,ha do~,cndc,,, children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4.
Dg$CRIPTION
VALUE CODE
5.
VII. INVESTMENTS and TRUSTS - income, value, tr ..... lions (Includes those of sp ..... nd dependent children; see pp. 34-60 of filing instructions.)
--] NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
"
off,porting period
(1), (2) (3). (4) Type (e.g., Date Value buy, sell, " mnffdddyy Code 2 redemption) (J-P) Gain Code I CA-H) (5) Identity of buyer/seller (if private
(2):. :,~ (!):: , (2) Type (e.g., Value Value di~,.,:rent~ .0de:2 Method hi- int.)i. : (.~TP) :Code 3
LLC #1- Hwy 280, LLC / Real Estate 1, Birmingham, AL First Commercial Bank Acct First Commercial Bank Acct American Fund-Fundamental Investors American Fund-Europacific Growth Fund American Fund-Capital World Growth and Income Merrill Lynch Bank Deposit Program (See Part VIII) Janus Investment Fund - Small Cap Value Fund Fundamental Investors Growth Fund of America Citibank Smith Barney Money Fund RGBK Common Stock Legg Mason Value Trust Microsoft Common Stock Watmart Stores Common Stock
C A A A A A A A A A A A A A A A A
Rent Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J K J L
K J J J J
T T T T T
Sold (part)
Sold (part)
10/23/09
I. Income Gain Codes: (See Columns B I and D4I 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or le~ F =$50,001 - $ 100,000 J =$15,000 or le~ N -$250,001 - $500,1)00 P3 -$25,000,001 - $50,000,000 Q -Appraisal O =Book Value
B =$1,001 - 1;2,500 G =$ 100,001 - $ 1,000,000 K =$15;001 - $50,000 O ~$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
=$2,501 - $5,000 H I =$ 1,000.001 - $5,000;000 L =$50,001 - $100,000 i PI ~$1,000,001 - $5,000,000 P4 --More ",hun $50,000,000 S =Assessment W =Estimated
D =$5,001 - SIS,000 H2 =More than $5,000,000 M=$100001 - $250,0~0 P2 ~$5~000,001 - $25,000,000 T --Cash Marke~
E =S15,0Ol - $50,000
Date of Rep0rt
D NONE (No reportable income, assets, or transactions.) :: " Description of Assets .. " (including trust assets) .... : .:Place "(X)" after each asset " :exempt fi-bm prior disclosure : 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. .. A A B B B B A A See E B A E D Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend None None None A Dividend J J K L L K J J O L J PI N K K K J T T T T T T T T W T T W T W W W T Buy (addl) 01/02/09 K Sold 10/22/09 K Sold 04/23/09 04/23/09 J J Grogs ~alue at end ~f reporting period (1) " (2) : Value Value Code 2 Method (J-P) Code 3
|ncome during I report ng period : (2) . (1) Amount Type(e.g., . Codel div., r~nt, (A-H) or int.)
Transactions during reporting period : :.....-i..i: (1) L : (2): : (3) (4) Type (.g,, Gain .Da~ . : .Value buy, sell, mm/dd~,~ .Code 2 Code:l redemption). . i (J-P) (A-H)
New Perspective Fund (IRA) Small Cap World Fund-IRA Cap.World Growth&Inc-IRA Euro Pae Growth-IRA Invest Co of Amer-lRA Wash Mut. Inv Fund-IRA Fidelity Disc Equity-IRA Inv. Co. of America Fund Trust ]; Ine.Benef.; Trustee= Part VIII Regions Bank Aect American New Perspective Fund Trust I1; Inc. Bene. Part VIII. Trustee, See
(part)
Sold
(part)
(pan)
401(k) John Hancock, See Part VIII. Lawfirm Capital Contribution~ See Part VIII Trust Ilk Inc Benef; Life Ins; Trust~See Part Vlll
33. Trust IV. Inc Benef; Life Ins; Truste~See Pan VIII 34. Disney Common Stock
B =$!.001 . $2.500
G ~$100,00l - $1,000,000
C =$2.50! -$5.000
HI =$1.l~)0,00l - $5;000,000
l =5~5,000 o, ~
E =515.001 - 550,000
K =$15,001 - $50,000
O =5500,001 - $1,000,000 R =Cost (Real Estate Only) V =Oih
L =$50,001 -$100,000
Pl =S l,~lO,O01 - $5;000,000 P4 =More ~han $50,000.000 S =Assessment W =Estimated
M =$100,001 - 5250,000
P2 =$5,000,001 . $25.000,000 T =Cash Market
Date of Report
Page 6 of 1 0
Bowdr~, Karon O.
07/3012010
VII. INVESTMENTS and TRUSTS - income. ,,I,e. ~, ..... ~ons (Includes those of sp ...... d dependent children; seepp. 34-60 of fillng instrucaons~)
[---] NONE (No reportable income, assets, or ~ansactions.)
" Des~on of A~ets (including ~t:~seis). " " I ..... d~ng: reporting pvfi~ ~ ~o~t~ T~e(,g.:, C0d~ ~ " di~., r~L " (A-H) or iat) .. " : " ~: . I "at ~d G~ val~e of ~ng period " D. T~sac~ons during re~ng ~fiod : . .
Pla~ "(X)" afi~ each assot exempt from prior disclosure . "
..
. O) :
(2)
0)
(2)
(0
(2)
(3)
(4)
Gain Code I (A-H)
(~)
.Valu~ Value ~ T~ (e.g., Code 2 Me~ buy, sell : (J-P) : Co~e 3 red.priori) " ~ansactioa)
M~II L~ch Bank De.sit Pro~ (S~ Columbia F~, Intl Value Fd Inv. CL A Merrill Lynch Bank Deposit Program (See Part VIII) Perkins Fd- Small Cap & Value Fund-IRA (See Part VIII) T. Rowe Price Mid-Cap Growth Fund-IRA
General Electric Company Common Stock New England Financial Permanent Life Insurance New England Financial- Permanent Life Insurance Policy Metlife Permanent Life Ins. Alliance Bemstein Wealth Appreciation Fund (See Part VIII) T. Rowe Price Mid Cap Growth Fund Eurapacific Growth Fund Capital World Growth Capital World Growth Intermediate Bond Fund of America
A A A A A
A A A B A A A A A A
3 ~ J K L
J K K L K J J K J J
T T T T T
T T T T T T T T T T Buy 02/15/09 K
Panama City, FL 51. Stem Agee Cash Trust Prime Money Markel (See Part VIII) None Sold 11/18/09 J
!. Income Gain Codes: (See Columns BI and D4) 2. Malue Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F -$50,001 - $100.000 J -$15,000 or less N -$250,001 -~ $500,000 P3 ~$25,000,0~1 - $50,000,000 Q ~Appraisal U =Book Value
B =$1.0OI . $2.500 G -$100.001 - $1,000.000 K ~$15,001 - $50.000 :O =S500,001 -$1,000,000 R -~3ost (Real Estate Only) V =Other
C =$2.501 - $5,000 HI =$I,000.001 - $5,000,000 L =$50~001 - $100.00~ PI =$!,000,001 - S5,000,000 P~. =More than $50.000.000 $ =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5.000~001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Date of Report
Page 7 of l 0
VII. INVESTMENTS and TRUSTS - inco.~ ,aide, .*n~c,ions a.eiud~ those ol,p .....
: .....
[ 0) (2) " (~) (2) Am0~t T~ ~e.g., ~ Value C~e 1 .div., ~ Code 2 (A-H) or ~t:) O-P) "
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66.
E~opacifie Gro~h Fund C1 A Fundamental Investments Inc. C1 F Fidelity Funds Cash Reserves ING - Life Insurance Policy LLC #4 - Iris, LLC, Real estate investment; Birmingham, AL Citadel Broadcasting Dell, Inc. Proshares Ultra Financial General Electric Cap Corp. Notes New World Fund T. Rowe Price Equity Inc. Fairholme FDS, Inc. Royce Special Equity Dodge & Cox Intl Stock T. Rowe Price Cap Appree. American Tax Exempt Bond Fund CL-C
B B A A D A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Distribution Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J L J J M J
T Sold ~03/12/09 J
J J J J J J
T T T T T T
I. Income Gain Codes: (see Columns O l and D4) 2: Valu~ c,~=~ (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or le.~ F =$50.001 - $100,000 s =$15.000 or I~s N -$250.001 - $500,000 P3 ~$25,000.001 - $50,000.000 Q ~Appraisal U ~Book Value
B ~1.001 - $2,500 G =$100.001 - $1.000,000 K -$15 OOI -$$0,000 O -$500.001 - $1,000:000 R =Cost (Real Estat~ Only) V ---Other
C =$2.501 - $5,000 HI =$1,000,001 - $5.000;000 ~ ~SS~,O0i ~: el~,$ i,000.OOi. $5;000.000 P4 =More than $50~000.000 S ~A~sessment W =Estimated
D =$5;001 - $t5i000 H2 =M6rc than S5,000,0~) P2 --$5~000;00i -$25,000,000 " T--Cash Market
E =$15,001 - $50,000
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. Fundamental Inv. Inc. New World Fund Wells Fargo Co. Income Fund America American Tax Exempt Bond Fund CL-C Cap Inc. Bldr CL C Cap World Growth & Inc.. SPDR Gold Trust SPDR Gold Trust Powershares DB Commodity Merrill Lynch Bank Deposit Account
A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J K K J J
T T T T T T T T T T T T Buy Buy Buy Buy Buy 10/22/09 10/22/09 04/23109 10/19/09 11/23/09 J K K J J
~3 ,$~5,ooo,0o1. ~so,ooo,ooo
Q =Appraisal
Date of Report
Bowdre, Karon O.
07/30/2010
401(k): (Line 30) John Hancock Pensions: Investments are in: Investment Company of America, Davis New York Venture, 500 Index Fund, Franklin Balance Sheet, Mutual Global Discovery, Europacific Growth Fund. Contributions to the Plan and purchases by the Plan to the preselected funds are made throughout the year. Lawfirrn Capital Conmbuuon~ ~s ~n the 1 w firmi~, :;:,~::~:~:~~l,~ tn B~nmngham AL, Trust III owns a life insurance policy issued by Phoenix Mutual Life Insurance Company and stock issued by Phoenix Mutual. Trust IV owns a life insurance policy issued by Northwestern Mutual Life Insurance Company. Partial sales in some holdings did not change year-and category listings. Lines 7, 35, & 37 changed from one cash account through Wachovia to one at Merrill Lynch with the relocation of the broker and without direction of the owner. (Line 38) - Janus Invt. Fd Small Cap & Value Fund - IRA changed its name to Perkins Small Cap & Value Fund - IRA. (Line 44) - The previous transfer of UBS Cash Fund balance into Alliance Bemstein Wealth Appreciation Fund by the initiative of the acting broker in February 2007 was overlooked. (Line 51) - When the broker of record changed clearing houses, the default cash account at the old clearing house was sold (line 51) and then "purchased" (Line 80) without direction of the owner.
Date of Report
o7/3o/2olo
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Attachment