Beruflich Dokumente
Kultur Dokumente
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
Pannell, Charles A.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)
[] Initial
5h. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion~ in compliance with applicable laws and regulati6ns.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
.POSITION
1. 2. 3. 4. 5. Co-Executor Operator Power of Attorney Estate No. 1 Farm # 1 Trust No. 1
NAME OF ORGANIZATION/ENTITY
Pannell, Charles A.
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 offiling instructions.)
A. Filers Non-Investment Income
D
INCOME
(yours, not spouses) $1,347.72 $87,364.68
1. 2010 2. 2010 3. 4.
B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~-~
1.2010 2. 3. 4.
~]
2. 3. 4. 5.
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. (includes those qspouse and dependent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
Timberland, McDuffie County, Georgia, 1/3 Interest Rental Property #1, Murray County, Georgia Estate #1 -Farm #1 Murray County, Georgia - First National Bank (Savings Accounts and C B A
None None
N K
W W
.0 M J
W T T
CDs)
- Cohutta Bank Account IRA #1 8. 9. 10. 11. 12. 13. 14. 15. 16. - STI -Goldman Sachs, Insured Cash Acct. - American Funds Growth Fund of America AGTHX IRA #2 - STI - Sovereign Bank Insured Cash Account Brokerage Account #1 - Synovus, Common Stock (SNV) -TSYS - STI - Money Market (SEIXX) A A A Dividend Dividend Dividend J K T T Sold
09/17/10
A A A
J J J
T T T
A A
Dividend Interest
Closed Closed
07/14/10 07/14/10
J J
See Note
Buy Quarterl
(See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
F =$50;001 - $ I00;000 J =$15~000 or less N =$250,001 - $500,000 P3 =$25,000;001 - $50,000,000 Q --AppraiSal U =Book Value
G =$100~001- $1;000,000 K -$15,001 - $50,000 O =$500~001 - $1,000,000 R =cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$ I,~)00,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5;000,000 ....... M =$100,001 - $250;000 P2 =$5,000,001 - $25;000,000 T =Cash Markct
E =$15,0~1 - $50,0~)
tions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.).
18.
Dividend
Buy
09/17/10
Brokerage Account #2 - American Funds - Investment Company of America - American Funds - Growth Fund of America - American Funds - Small Cap World Fund - American Funds - New World Fund - American Funds - EUPAC -American Funds Bond Fund of America A A A A A B A Dividend Dividend Dividend Dividend Dividend Dividend Dividend K K J J J K J T T Sold 06/21/10 06/21/l 0 J J T T T Buy Buy 06/21/10 06/21/10 J J
(part)
Buy
26; -American Funds High Income (AHITX) 27. 28. 29. 30. Brokerage Account #3 -FDRXX -Money Market, Fidelity Investments -TySon Foods (TSN)
A A A
J K J
Buy
09/30/10 J
Buy
05/24/10
-LSI
Roth IRA #2 A
None
Interest
J
J
34.
None
] lncome Gain Codesi (See Colunms BI and[M) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$i,000 or less F =$50~001 : $100~000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $SO,000,0OO Q =Appraisal U =Book Value
B =$1,001 - $2;500 G =$I00;001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1;000,001, $5;000,000 L =$50,001 - $100,000 P 1 -$1,000,001 - $5,000~000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000
E =$15,001 - $50,000
~ ~$5;ooo;0ol : $~5,ooolooo
T =CaSh Market
VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (lndudes those of sp ......
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e,g., div.. rent, or int.) : C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method... (J-P) Code 3 (Q-W)
D. Transactions during reporting period ~1~ (2) (3) Type (e.g.; Date ValUe buy, sell, " mm/dd/yy Code 2 redemption) (J:P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
Trust#1 -First National Bank (CDs) -Suntrust Bank (money market and checking) -House, Fulton County, Georgia -Employees Retirement of Georgia -Farm #2, Murray County, Georgia partial ownership -Timberland, Murray County, Georgia -Social Security -Cohutta Checking Acct Rollover IRA -JP Morgan US Gov. MMKT fds. -TR Price Growth Stk PRGFX -Am. Beacon Lrg Cup AADEX -Brandywine Blue FD BLUEX -Artisan FDs, Small Cap ARTVX -Alliance Bemstein lntl Value ABIYX -Metro West FDs Bond Fund MWLIX A A Interest None None None None None Dividend M T Sold Sold Sold Sold Sold Sold
10/25/10 10/25/10 10/25/10 10/25/10 07/13/10 07/13/I 0 J K K J J J
C A
M K O
T T W See Note
K K
W W See Note
Interest
L ln(ome Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Valtie Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 2 $2;500 =$100,00i ~ $liO00;O00 K =$15,001 -$50,000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Other
C =$2,501-$5,000 HI =$ L000;001: $5;000,000 L =$50,001 ~ $100i000 P1 =$I;000,001 - $5,000,000 P4 =More than $50;000,000 S =Assessment W =Estimated
D =$5,001-$15,000
E =$15.001-$50,000
H2 =More ~an$5 000;000 ............ M =$100,001 : $250,000 P2 =$5,000~001 - $25,000~000 T =Cash Market
VII. INVESTMENTS and TRUSTS -i .... e, value, t .... actions (Includes those of sp .... and dependent children; see pp. 34-60 of ~llng instructions.)
NONE (No reportable income, assets, or transactions.)
Descfipfi6fi~fA~ets : ::: l~6~dUring
-Loomis Sayles St. Income High Yield Bond A NEFZX -Mainstay Funds High Yield Bond MHYIX -Vanguard Fixed Income SEC Fd GNMA VFIIX -Baron Asset FD Growth BGRFX -Dodge & Cox Inc. FD DODIX B A A A
J J J
T T T Sold 08/26/10 08/26/10 10/25/10 t0/25/10 07/13/10 08/26/10 10/25/10 08/26/10 10/25/10 08/26/10 10/25/10 08/26/10 10/25/10 08/26/10
J J J J J J J J J J J J J J
Sol,i
Buy
Dividend
Sold Buy
None
Sold Buy
Dividend
Sold Buy
None
Sold Buy
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F --$50.001 - $ I00,000 J =$15.000 or less N =,$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =,$500,001 - $1.0~0.00O R =Cost tReal Estate Only) V =Other
C =$2,501 - $5,000 H1 =$1.000,001 - $5,000,000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000.000 P4 =More than $50.000.000 S =Assessmem W =Estimated
D =$5.001 - $15.000 1-12 =More than $5.000.000 M =$100,001 - $250,000 P2 =,$5.000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
69. 70. 71. 72. 73. 74. 75. 76. 77. -Suntrust Banks STI Wachovia Savings Account First National Bank, Accounts Checking and Money Market Com Trust Fed. C. U (formerly Murray County Fed. C.U.) (y) Cohutta Bank Checking and MMKT A A -Prudential Short Term -Thomburg Investment Trust TGVIX A A A A A
None Dividend J T
10/25/10
Sold
Interest Interest
J L
1: income Gain C0desi : (see COlU~ B 1 and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A -~$i i000 or less : B ~$1;001 ; $2;500 F =$50,001 - $100,000 .....G =$100;001 ~ $1;000~000 J =$15,000 or less K =$15,001 - $50;000 N =$250,001 - $500,000 O =$500!001- $1~000;000 P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate On!y) Q =Appraisal V =Other U =Book Value
E =$15,001 - $50,000
L =$5oi00i ~ $i00~000 :
~1--$l,O00iO01 i $5,0001000 ; P4 =M~ iha~ $~0;o601000 s =A~s~sSment W =Estimated
M =$100,001 - $250,000
P2 =$5;000,001 - $25~000,000 T =Cash Market
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and comp|ete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S/Charles
A. Pannell
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544