Sie sind auf Seite 1von 10

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization District Court-N.D.of Georgia


5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

3. Date of Report 05/10/2011


6. Reporting Period 01/01/2010 to 12/31/2010

Pannell, Charles A.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S.District Judge (active)

[] Initial

5h. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion~ in compliance with applicable laws and regulati6ns.

2367 U. S. Courthouse 75 Spring Street, S.W. Atlanta, Georgia 30303-3309

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)


[~ NONE (No reportable positions.)

.POSITION
1. 2. 3. 4. 5. Co-Executor Operator Power of Attorney Estate No. 1 Farm # 1 Trust No. 1

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)


~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Pannell, Charles A.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/2011

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 offiling instructions.)
A. Filers Non-Investment Income
D

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Association of County Commissioners of Georgia Pension Trust Georgia Judicial Retirement System

INCOME
(yours, not spouses) $1,347.72 $87,364.68

1. 2010 2. 2010 3. 4.

B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~-~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Teachers Retirement System of Georgia

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES. LOCATION PURPOSE


ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. (includes those qspouse and dependent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/2011

VII. INVESTMENTS and TRUSTS - income, value, t ......


NONE (No reportable income, assets, or transactions.)
:: A. Description of Assets (including trust assets) .... B. Income during reporting period ~1) (2)

tions (Includes those of sp ....

and dependent children; see pp. 34-60 of f!ling instructions.)

C. Gross value at end oreporting period (I) (2) (1)

Transactions during reporting period


(2) (3) ~ (4~ Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

Timberland, McDuffie County, Georgia, 1/3 Interest Rental Property #1, Murray County, Georgia Estate #1 -Farm #1 Murray County, Georgia - First National Bank (Savings Accounts and C B A

None None

N K

W W

Rent Interest Interest

.0 M J

W T T

CDs)
- Cohutta Bank Account IRA #1 8. 9. 10. 11. 12. 13. 14. 15. 16. - STI -Goldman Sachs, Insured Cash Acct. - American Funds Growth Fund of America AGTHX IRA #2 - STI - Sovereign Bank Insured Cash Account Brokerage Account #1 - Synovus, Common Stock (SNV) -TSYS - STI - Money Market (SEIXX) A A A Dividend Dividend Dividend J K T T Sold
09/17/10

A A A

Dividend Interest Dividend

J J J

T T T

A A

Dividend Interest

Closed Closed

07/14/10 07/14/10

J J

See Note

Buy Quarterl

(See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

F =$50;001 - $ I00;000 J =$15~000 or less N =$250,001 - $500,000 P3 =$25,000;001 - $50,000,000 Q --AppraiSal U =Book Value

G =$100~001- $1;000,000 K -$15,001 - $50,000 O =$500~001 - $1,000,000 R =cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$ I,~)00,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5;000,000 ....... M =$100,001 - $250;000 P2 =$5,000,001 - $25;000,000 T =Cash Markct

E =$15,0~1 - $50,0~)

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/2011

VII. INVESTMENTS and TRU STS -income, value, t ......


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period
(1) (2)

tions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.).

Gross value at end

Transactions during reporting period

Amount Code l (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W)

Type (e.g., buy, sell. redemption)

Date Value mm/dd~yy Code 2 (J-P)

Gain .... Code 1 (A-H)

Identity of buyer/seller (if private transactionl

18.

-Federated MOISS (QFMOQ)

Dividend

Buy

09/17/10

19. 20. 21. 22. 23. 24. 25.

Brokerage Account #2 - American Funds - Investment Company of America - American Funds - Growth Fund of America - American Funds - Small Cap World Fund - American Funds - New World Fund - American Funds - EUPAC -American Funds Bond Fund of America A A A A A B A Dividend Dividend Dividend Dividend Dividend Dividend Dividend K K J J J K J T T Sold 06/21/10 06/21/l 0 J J T T T Buy Buy 06/21/10 06/21/10 J J

(part)
Buy

26; -American Funds High Income (AHITX) 27. 28. 29. 30. Brokerage Account #3 -FDRXX -Money Market, Fidelity Investments -TySon Foods (TSN)

A A A

Dividend Interest Dividend

J K J

Buy

09/30/10 J

Buy

05/24/10

31. RothIRA#1 32.


33.

-LSI
Roth IRA #2 A

None
Interest

J
J

34.

Farm #2, Murray County, Georgia, limited interest

None

] lncome Gain Codesi (See Colunms BI and[M) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$i,000 or less F =$50~001 : $100~000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $SO,000,0OO Q =Appraisal U =Book Value

B =$1,001 - $2;500 G =$I00;001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1;000,001, $5;000,000 L =$50,001 - $100,000 P 1 -$1,000,001 - $5,000~000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000

E =$15,001 - $50,000

H2 --More than $5;000,000


M =$100 001~ $250i000

~ ~$5;ooo;0ol : $~5,ooolooo
T =CaSh Market

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/I 0/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (lndudes those of sp ......
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e,g., div.. rent, or int.) : C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method... (J-P) Code 3 (Q-W)

d dependent children; seepp. 34-60 of f!ling instructions.)

D. Transactions during reporting period ~1~ (2) (3) Type (e.g.; Date ValUe buy, sell, " mm/dd/yy Code 2 redemption) (J:P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Trust#1 -First National Bank (CDs) -Suntrust Bank (money market and checking) -House, Fulton County, Georgia -Employees Retirement of Georgia -Farm #2, Murray County, Georgia partial ownership -Timberland, Murray County, Georgia -Social Security -Cohutta Checking Acct Rollover IRA -JP Morgan US Gov. MMKT fds. -TR Price Growth Stk PRGFX -Am. Beacon Lrg Cup AADEX -Brandywine Blue FD BLUEX -Artisan FDs, Small Cap ARTVX -Alliance Bemstein lntl Value ABIYX -Metro West FDs Bond Fund MWLIX A A Interest None None None None None Dividend M T Sold Sold Sold Sold Sold Sold
10/25/10 10/25/10 10/25/10 10/25/10 07/13/10 07/13/I 0 J K K J J J

C A

Interest Interest None None

M K O

T T W See Note

Rent None None

K K

W W See Note

Interest

L ln(ome Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Valtie Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 2 $2;500 =$100,00i ~ $liO00;O00 K =$15,001 -$50,000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Other

C =$2,501-$5,000 HI =$ L000;001: $5;000,000 L =$50,001 ~ $100i000 P1 =$I;000,001 - $5,000,000 P4 =More than $50;000,000 S =Assessment W =Estimated

D =$5,001-$15,000

E =$15.001-$50,000

H2 =More ~an$5 000;000 ............ M =$100,001 : $250,000 P2 =$5,000~001 - $25,000~000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/2011

VII. INVESTMENTS and TRUSTS -i .... e, value, t .... actions (Includes those of sp .... and dependent children; see pp. 34-60 of ~llng instructions.)
NONE (No reportable income, assets, or transactions.)
Descfipfi6fi~fA~ets : ::: l~6~dUring

52. 53. 54. 55. 56.

-Loomis Sayles St. Income High Yield Bond A NEFZX -Mainstay Funds High Yield Bond MHYIX -Vanguard Fixed Income SEC Fd GNMA VFIIX -Baron Asset FD Growth BGRFX -Dodge & Cox Inc. FD DODIX B A A A

Dividend Dividend Dividend None Dividend Dividend None None

J J J

T T T Sold 08/26/10 08/26/10 10/25/10 t0/25/10 07/13/10 08/26/10 10/25/10 08/26/10 10/25/10 08/26/10 10/25/10 08/26/10 10/25/10 08/26/10
J J J J J J J J J J J J J J

Sold (part) Sold Sold

57. -Oppenheimer DVLP MKTS ODVYX


58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. -Janus Investment Fund JATTX -Janus Investment Fund JMCVX -First Amem Inut FDs FARCX -Blackrock Funds BMCIX - Artisan FDs, Mid Cap ARTQX -Allizanz FDs, Mid Cap PMGIX -Allizanz Funds NFJ ANJIX

Sol,i
Buy

Dividend

Sold Buy

None

Sold Buy

Dividend

Sold Buy

None

Sold Buy

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F --$50.001 - $ I00,000 J =$15.000 or less N =,$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =,$500,001 - $1.0~0.00O R =Cost tReal Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1.000,001 - $5,000,000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000.000 P4 =More than $50.000.000 S =Assessmem W =Estimated

D =$5.001 - $15.000 1-12 =More than $5.000.000 M =$100,001 - $250,000 P2 =,$5.000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)

69. 70. 71. 72. 73. 74. 75. 76. 77. -Suntrust Banks STI Wachovia Savings Account First National Bank, Accounts Checking and Money Market Com Trust Fed. C. U (formerly Murray County Fed. C.U.) (y) Cohutta Bank Checking and MMKT A A -Prudential Short Term -Thomburg Investment Trust TGVIX A A A A A

None Dividend J T

Sold Buy Buy

10/25/10

08/26/10 J 08/26/10 10/25/10 J J See Note

Dividend Dividend Interest Interest J J K T T

Sold

Interest Interest

J L

78. Associated Credit Union Money Market

1: income Gain C0desi : (see COlU~ B 1 and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A -~$i i000 or less : B ~$1;001 ; $2;500 F =$50,001 - $100,000 .....G =$100;001 ~ $1;000~000 J =$15,000 or less K =$15,001 - $50;000 N =$250,001 - $500,000 O =$500!001- $1~000;000 P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate On!y) Q =Appraisal V =Other U =Book Value

C =$2,501 - $5,000 Hi ~$:1i000i001,:$5i000i000 :

D =$5,001 - $15,000 FI2 =More than $5~000,000 ....

E =$15,001 - $50,000

L =$5oi00i ~ $i00~000 :
~1--$l,O00iO01 i $5,0001000 ; P4 =M~ iha~ $~0;o601000 s =A~s~sSment W =Estimated

M =$100,001 - $250,000
P2 =$5;000,001 - $25~000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)


Part I. Positions: Further clarification to Answer 2 "Operator". This is a one-man operation on estate #1 property. I have had cattle. During this reporting period, I cut hay on shares with third parties. Sold my share to Pleasant Valley Farms ( $1,750.00), Matthew Harris ($545.00), Webb Farms ($795.00) Part II. Agreements: I am leaving this blank since part III discloses the payments for prior state service. There is no control of investments. Part VII. INVESTMENTS AND TRUSTS Lines 12 and 73: On July 14, 2010, IRA Account #2 was transferred into Rollover IRA Account. IRA Account #2 closed on July 14, 2010. Lines 39 and 42: This is fixed retirement income. I have control by power of attorney. No value past the death of the beneficiary. (Per instruction VII, Para. C. Income, page 45.)

FINANCIAL DISCLOSURE REPORT Page 10 of 10

Name of Person Reporting Pannell, Charles A.

Date of Report 05/10/20 l I

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and comp|ete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Charles

A. Pannell

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Das könnte Ihnen auch gefallen