Sie sind auf Seite 1von 13

AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S.DISTRICT COURT, N.D. ALA. 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Govermnent Act of 1978 (5 U.S.C. app. 101-111)

!. Person Reporting (last name, first, middle initial) GUIN, J. FOY, JR. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/04/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Senior U. S. District Judge

5b. [] Amended Report

7. Chambers or Office Address 1729 FII~VH AVENUE NORTH SUITE 918 BIRMINGHAM, ALABAMA 35203

8. On the basis of the informatian contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. mepo,~i,g ~.alvld.at o.ly; ~eo pp. 9-13 of filing instructions.)

~]

NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY

2. 3, 4. 5.

II. AGREEMENTS. ~Repo.i.g i.~vig.~l o.ly; ~ ~,p. 14-16 of filing instructions~)


~] NONE (No reportable agreements.) DATE
PARTIES AND TERMS

Guin, J. For, Jr.

FINANCIAL DISCLOSURE REPORT Page 2 of 13

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


INCOME (yours, not spouses)

2. 3.

4.

B. Spouses Non-lnvestment Income - if you were married during any portion of the reporting)ear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - ,ranspo.ation. lodging, food, entertainmenL


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION


PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 13

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/201 I

V. GIFTS. a, clude, ,hoso ,o Wouse and dependen, children; see pp. 28-31 of filing instructions.)
NONE (No reportable girls.) SOURCE DESCRIPTION VALUE

2. 3. 4. 5.

VI. LIAB ILITIES. ana,,d,-s those oIspo,~e a,d depe,de,t children; see pp. 32-33 of filing instructlong)
NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 13

Name of Person Reporting GUIN, J. FO, JR.

Date of Reporl 05/04/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlon~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trost assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (i) (2)
Value Value

Transactions during reporting period


0) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

Code 2
(J-P)

Method
Code 3

(Q-W) I. 2. 3. 4. 5. I/3 interest in lot located in Haleyville, Ala. Regions Bank (checking) Regions Bank (checking) ExxonMobil Corp corn AT&T B F A E B A A Rent Interest Interest Dividend Dividend Dividend Div & int
J J J PI L W T T T T

Identity of buyer/seller (if private transaction)

6. FMI Funds 7. IRA ACCT. A 8. 9. 10. II. 12. 13. 14. 15. -Pershing Govt Acct (Money market fund) -Teco Energy lnc com. -Regions Financial Corp corn -Citadel Broadcasting -Family Dollar Stores -Walgreen Cod -Darden Restaurants, Inc -Molex, Inc

J K

T T

Sold Sold Buy Buy Buy C Div & lnt M T

I 1/05/10 07/28/I 0 03/16/10 10/15/10 11/29/10

J J J J J

A A

16. IRA ACCT. B

17.

-Applied Materials, Inc

I. Income Gain Codes: [,See Columns B I and IM ) 2. Value Codes (Sec Columns C I and D3) 3. Value Method Code~ [Scc Column C2)

A =$1,000 or less F :$50,001 - $100.000 J $15.000 or less N =$250.001 - $500,000 P3 $25.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15,0OI - $50.000 O -$500.001 - $1,0~0,0~0 R =Cost (Real Estate Only) V -Other

C =$2.501 - $5,0~0 H I =$ 1.00~.001 - $5.0~,00~ L =$50.0~1 - $10~.000 PI =$1.000.001 - $5.0~0.0~0 P4 =More than $50.000.000 S =Assessment W = Estimaled

D =$5,001 -$15,000 H2 =More than $5,000.000 M =$100,0OI - $250.000 P2 =$5.000,091 - $25.0(~.000 T :Cash Market

E :$15,0~ I - S 50,0(10

FINANCIAL DISCLOSURE REPORT Page 5 of 13

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/2011

VII. INVESTMENTS and TRUSTS -inc~me~valu~transacti~nsanc~udesth~se~fsp~useanddependentchi~dren;seepp.34-6~f~inginstructi~ns~)


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~s) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(I)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

18. 19.

-Pershing Govt Fund (Money market fund) -CloroxCo


Sold 09/09110 J A

20. -Diebold, lnc. 21. -LowesCos, lnccom

Sold

04/13/10 J

22. -IBM 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -Allied CapCorp -Ares Cap Corp -Dover Corp -Masco Corp -AT&T, Inc. -Genuine Parts Co -Intel Corp -Intel Corp -Paychex, Inc -Pepsico, Inc -Pepsico, Inc -Sonoco Peoducts Co Buy (addl) 10/28/10 Buy (addl) 04/29/10 Sold 10/26/10
A

Merged (with line 24)

03/31/10

Sold

04/28/10

I. Incornc Gain Codes: (See Columns B I and D-I) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (S~c Colunm C2)

A =$ 1,000 or Icss F =$50.001 - $100.00O J =$15,000 or Icss N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000.000 K -$15,001 - $50,000 O =$500,001 - $1,0~0.O00 R =Cost (Real Eslale Only) V Olher

C =$2,501 - $5.000 HI ~$1,000.001 - $5,000,000 L -$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 :More Ihan $5,000.000 M :$100,001 - $250.000 P2 =$5,000,001 o $25.000.000 T =Cash Market

E =$15,001- S50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 13

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assels (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during repening period Gross value at end of reporting period Transactions during reporting period

0)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm/dd/yy Code 2 (J-P)

35. 36. 37. 38. 39. !40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-Qualcomm, Inc -Abbott Labs -CocaCola Co -CocaCola Co -Raytheon Co -Medtronic, Inc -V F Corp IRA ACCT. C -Pershing Govt Acct (Money market fund) -IBM -AT&T, Inc -Family Dollar Stores -Family Dollar Stores -VFCorp -Pepsico, Inc -Lowes Cos, Inc BROKERAGE ACCOUNT #1 A Div & Int

Buy Buy Buy Sold Buy Buy Buy

02/02/I 0 04/14/10 04/28/I 0 12/29/10 06/14/10 07123/I 0 09/03/I 0

J J J J J J J
A

Sold (part) Sold Buy Sold Buy Buy Buy

12/27/I 0 10/26/10 01/25/10 07/28/I 0 09/03/10 10/28/10 I 1/01/10

A A

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3 ) 3. Value Method Codes |See Column C2)

A =$1,000 or less F =$50,001 - $10~,000 J =$15,0~O or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.0OI - $1,000.000 K =$15,001 - $50,000 O =$500,001 - $ 1,0O0,000 R =Cosl (Real Estate Only) V Other

C =$2,501 - $5,000 H I =$1.0OO,001 - $5.000.000 L =$50,001 - $100.000 P I =$ 1,0OO,001 - $5,000.0OO P4 -More than $50,000.0OO S =A~scssmcnt W =Estimated

D =$5.001 - $15.000 H2 =More than $5,000,0~O M =$100.001 - $250.000 P2 =$5.000,001 - $25,000.000 T :Cash Market

E =$15.1901 - S50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 13

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/0412011

VII. INVESTMENTS and TRUSTS - inco,~e, ,,hi.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3
(Q-W) Transactions during reporting period

O) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) Value Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-Barrick Gold corn -Abbott Laboratories com. -Hewlett-Packard, Inc corn -Southwest Airlines com. -Pepsico Inc com -Regions Financial Corp -PPG Industries com -FedemtedGovt Reserves -Home Depot Inccom -General Electric Co com -Automatic Data Processing, Inc com -Pfizer, lnc corn -Kimberly Clark Corpcom -Johnson & Johnson com -Allstate Corp corn -Chevron Corp com -Chevron Corp com

A A A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K J J

T T T Sold 06/I 1/10 J C

K J K J J K J J J J J J J

T T T T T T T T T T T T T Buy (addl) 06/10/10 J

1. Income Gain Codes: (See Columns BI and D-.I) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes tsee Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.0~1 - $500.00~ P3 =$25.0~0.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.001 - $1.000.0~0 K $15.001 - $50.000 O -$500.001 - $1.000.00~ R =Cosl (Real Eslale Only) V Olher

C =$2,501 - $5,000 HI =11.000.001 - $5.000.000 L =$50.001 - $10~.000 PI =$1.000.001 - $5.0~0.000 P4 =More than $50.00~.00~ S =Assessment W =Estimated

D =$5.0~1 - $15.0~0 112 =More than $5.00~.000 M $100.001 - $250.000 P2 $5.0~0.001 - $25.000.000 T =Ca,h Market

E =$15.001 - $50.0~0

FINANCIAL DISCLOSURE REPORT Page 8 of 13 VII. INVESTMENTS and TRUSTS - i .......

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/041201 I

.alue, , ...... tions (Includes those of sp ......

d dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (~) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period O) (2) Value Value Method Code 2 (J-P) Code 3
(Q-W)

Transactions during reporting period O) Type (e.g.,


buy, s~ll,

(2) Date mm/dd/yy

redemption)

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79.

-3MCompanycom -Colgate-Palmolive Co corn -Walgreen Cocom -Walgreen Cocom -Procter& Gamble Co -Intel Corp -Royal Dutch Shell PLC -V F Corp -Nokia Corp Sponsored ADR -Emerson Electric Co -Sysco Corp

A A A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K K J J K J J K

T T T T T T T T Sold
101/07/10

Buy (addl)

05/03/10

Sold

06/17/10

80. -Air Products & Chems, Inc 81. 82. 83. 84. 85. -Texas Instruments, lnc -Diebold, Inc -McDonalds Corp -Waste Management, Inc -Becton Dickinson & Co

J J
K J K

T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F :$50,001 - $ 100.000 J =SI5.000 or less N =$250,001 - $500.000 p3 = $25,000,001 . $ 50.000.000 Q ~Appraisal U =Book Value

B $1.001 - $2.500 G -$ 100.001 - $ 1.000,000 K $15.001 - $50.000 O =$500.0OI - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 H I =S 1.000.001 - $5,000.000 L =$50.001 - $100.000 PI -$1,000,001 - $5,000.000 P4 More than $50,000,000 S =As:~ssmcnt W =Estimated

D =$5,001 - $15,000 H2 = More than $5,000.000 M =$100.001 - $250.0~0 P2 =$5,000,001 - $25.000.000 T =Cash Market

E =$15.001 - $50,0(IO

FINANCIAL DISCLOSURE REPORT Page 9 of 13 VII. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/201 I

,, value, t ...... tions (Includes those of sp ...... d dependent children; see pp. 34-60 of fillng instructlons.)

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure Income during reporting period 0) Amount Code I
(A-H)

(2) Type (e.g., div., rent,


or int.)

Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P)
(Q-W)

Transactions during reporting period

Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dddyy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93.

-Baxter International, Inc -Nucor Corp -ITT Corp BROKERAGE ACCOUNT #2 (transferred to #1 on 8/13) -Regions Financial Coq~ -Protective Life Corpcom -General Electric Co com -Intel Corp

A A

Dividend Dividend None

J J K

T T T

Buy Buy Buy

04/27/10 08/09/10 09/27/I 0

J J J

A A A A

Dividend Dividend Dividend Dividend None J J

T Sold T T T 08/25/10 A

94. -Abitibibowater, Inc 95. 96. 97. 98. 99. BROKERAGE ACCOUNT #3 -Federal Government Reserves -Disney Walt Co HoldingCo -Citadel BroadcastingCorp -KimberlyClark Corp A A A A

Dividend Dividend None Dividend Dividend None

T T Sold I 1/05/10 03/03/I 0 03/05/I 0 J J J A

J
J

T T T

Buy Buy

100. -Intel Corp 101. Scudder Var. Life Invest. Fund (Charter Natl - money market 102. BROKERAGE ACCOUNT #4

I. Income Gain Codes: (See Columns BI and D4) 2. Value Cod~.~ (See Columns CI and D3) 3. Value Method Codes (Sc Column C2)

A =$ 1,000 or less F =$50.001 - $100.000 J -S 15.000 or less N =$250.001 - $500,000 P3 =$25.0O,0OI - $50.000.000 Q =Appraisal U = Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K -$15.1301 - $50,0~0 O =$500.001 - $1,000,000 R =Cosl (Real Estale Only) V =Other

C =$2,501 - $5,000 HI =$1.000.001 - $5,000.000 L =$50,001 - $ 100,090 PI =$1.000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5.000.000 M -$100,001 - $250,0~) P2 =$5,000.001 - $25,000.000 T :Cash Market

E =$15,001 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 10 of 13 VII. INVESTMENTS and TRUSTS - inc .....

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/201 I

"alae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructionsa)

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period 0) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end
of reporting period (I) (2)

Transactions during reporting period O) Type (e.g., buy, sell, redemption)


(2) (3) (4)

Value Code 2 (J-p)

Value Method Code 3


(Q-W)

Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

103. -AT&T, Inc 104. -Abbott Labs 105. -Automataic Data Processing, Inc 106. -Caterpillar, Inc 107. -Chevron Corp 108. -Chevron Corp 109. -Coca Cola Company 110. -Consolidated Edison, lnc I I I. -Darden Restaurants, lnc 112. -Dominion Res, Inc 113. -Du Pont E I De Nemours & Co 114. -Emerson Electric Co 115. -Exxon Mobil Corp 116. -Genuine Pans Co 117. -HeinzHJCo 118. -Lilly Eli & Co 119. -Lowes Cos, Inc

A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

J J J J J J J J

T T T T T T T T Sold 04/01/10 J A Buy (addl) 06/29/I 0

J J J K J J J J

T T T T T T T T Buy 11/12/10 J

I. Income Gain Codes: {See Columns BI and 134) 2. Value Codes (.See Columns CI and D3) 3. Value Method Codes (S~:c Column C2)

A =$1,0~0 or less F =$50,001 - $100.0~ J =$15.0~0 or less N =$250,1~1 - $509,000 P3 =$25.00~.0~1 - $50,009.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.001 K =$15,0~1 - $50,000 O =$500.001 - $ 1.000.000 R Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 H I =$ 1.000,001 - $5.000.000 L =$50,1~1 - $100.000 P4 =More than $50,0~0.00~ S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,0~),001 - $25,000,000 T =Cash Market

E =$15,001 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 11 of 13

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)
~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end ofreporting period

Transactions during reporling period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(l)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(I)
Type (e.g.. buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

120. -Occidental Petroleum Corp 121. -Paychex, Inc 122. -Progressive Energy, Inc 123. -Progressive Energy, lnc 124. -Regions Finl Corp 125. -Southern Co 126. -Federated Govt Reserves (Money Market Fund) 127. 128.

A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J
J

T T T T T T T Buy (addl) 04/01/10

J J J J

I. Income Gain Codes: (See Colurrms BI and 134) 2. Valuc Codes (Scc Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50.001 - 5100.000 J =SI5,000 or less N -$250,001 - $500.009 P3 =$25,000.0~1 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - 52.500 G =5100.001 - SI.000.000 K =$15,001 - $50.000 O =$500,001 - $1.000,000 R -Cost (Real Eslale Only) V =Other

C =$2,501 - $5.000 HI =$1.000.001 - $5.000,0(X) L =550,001 - $100,00(3 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Eslimated

D =$5,001 - $15,000 H2 =More than $5.00~.0OO M =$ 100.001 - 5250,000 P2 =$5,0~),001 - $25.000.000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting GUIN, J. FOY, JR.

Date of Repor! 05/04/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. tndicaterar, o/report.)


VII. INVESTMENTS and TRUSTS: BROKERAGE ACCOUNT #2: All ofthe securites in BROKERAGE ACCOUNT #2 were transferred to BROKERAGE ACCOUNT #1 on August 13, 2010.

FINANCIAL DISCLOSURE REPORT Page 13 of 13 IX. CERTIFICATION.

Name of Person Reporting GUIN, J. FOY, JR.

Date of Report 05/04/201 I

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S]

J. FOY, JR. GUIN

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Das könnte Ihnen auch gefallen