Combined Factsheet Nov11

Quantum Long Term Equity Fund
An Open ended Equity Scheme

5 Star Rated by Value Research$
Past performance is no guarantee of future results. Please refer to Page 17 for complete methodology.
As on 30th November 2011
NAV November 30, 2011

Growth Option Dividend Option (B/Unit) 19.8800 20.0500
Nature of Scheme Investment Objective
Scheme Features
Fund Manager Fund Manager Total Experience Associate Fund Manager Total Experience Inception Date (Date of Allotment) Expense Ratio Investment Options Minimum Application Amount (Under each Oprion) Lock-in Period Net Asset Value (NAV) Benchmark Index
Open-ended Equity Scheme The investment objective of the Scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets. Mr. Atul Kumar ( Since November 15, 2006) 11 yrs. Mr. Nilesh Shetty (Since March 28, 2011) 7 yrs. March 13, 2006 1.25% Growth & Dividend (Dividend Option will in turn have two Facilities, Dividend Payout Facility and Dividend Re-investment Facility) B 500/- and in multiples of B 1/-thereafter, Additional Investment would be B 500/- and in multiples of B 1/- thereafter/ 50 units. NIL Every Business Day BSE 30 Total Return Index
Portfolio as on November 30, 2011

Name of Instrument Industry Quantity Market Value In Lakhs
672.66 519.38 507.66 496.60 487.30 443.32 395.14 379.28 329.71 321.47 309.61 288.34 279.87 277.40 272.13 269.19
% to Net Asset
7.39 5.70 5.58 5.45 5.35 4.87 4.34 4.17 3.62 3.53 3.40 3.17 3.07 3.05 2.99 2.96
Name of Instrument
Industry
Quantity
Market Value In Lakhs

267.34 258.56 245.49 198.05 179.51 175.11 163.12 131.34 119.81 89.29 47.91 8,124.57 1,011.34 -30.09 9,105.82
% to Net Asset
2.94 2.84 2.70 2.18 1.97 1.92 1.79 1.44 1.32 0.98 0.53 89.22 11.11% -0.33 100.00
EQUITY & EQUITY RELATED a) Listed /Awaiting listing on the Stock Exchange Bajaj Auto Ltd Auto Tata Consultancy Services Ltd Software Infosys Ltd Software Housing Development Finance Finance Corporation Ltd HDFC Bank Ltd Banks Zee Entertainment Enterprises Ltd Media & Entertainment Hindustan Unilever Ltd Consumer Non Durables Oil & Natural Gas Corporation Ltd Oil Container Corporation of India Ltd Transportation State Bank of India Banks Indian Hotels Company Ltd Hotels Maruti Suzuki India Ltd Auto Crompton Greaves Ltd Industrial Capital Goods Ultratech Cement Ltd Cement ACC Ltd Cement Tata Global Beverages Ltd Consumer Non Durables
40,303 46,558 19,474 77,388 110,125 355,509 99,494 142,184 36,519 18,240 519,484 29,660 221,155 24,149 23,781 320,655
Voltas Ltd Tata Steel Ltd ING Vysya Bank Ltd Power Finance Corporation Ltd PTC India Ltd Axis Bank Ltd Bharti Airtel Ltd Cummins India Ltd Gateway Distriparks Ltd NTPC Ltd 3I Infotech Ltd b) Unlisted Total Collateralised Borrowing & Lending Obligation (CBLO)* Net Receivable/(payable) Grand Total
Construction Project Ferrous Metals Banks Finance Power Banks Telecom - Services Industrial Products Transportation Power Software
291,534 67,123 81,354 122,368 376,324 18,478 42,248 36,799 88,653 55,000 258,266 -
* Cash & cash Equivalents ^Portfolio Turnover Ratio (Last one year): 4.91%
Mr. Atul Kumar is the fund manager of Quantum Long Term Equity Fund and Quantum Tax Saving Fund.
Performance as on September 30, 2011 - Quantum Long Term Equity Fund

Oct 1, 2010 to Sept 30, 2011 Absolute Returns (%) Quantum Long Term Equity Fund (Growth Option) Scheme Benchmark (BSE 30 TRI) Additional Benchmark (BSE Sensex) -13.64% Oct 1, 2009 to Sep 30, 2010 Absolute Returns (%) 39.15% Oct 1, 2008 to Sep 30, 2009 Absolute Returns (%) 41.09% CAGR Returns (%) 13.55% Since Inception** Current value of standard investment of ` 10,000/- (INR) 20,260
-20.33% -18.01%
18.46% 17.18%
Beta: 0.62 Sharpe Ratio: 0.59
34.17% 33.17%
8.82% 7.87%
15,996 15,230
^Quantitative data as on September 30, 2011: Standard Deviation: 26.88%
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. Since inception returns are calculated on NAV of ` 10 invested at inception. Scheme is co-managed by Mr. Nilesh Shetty. ^ Please refer Page 2 for Definitions.
Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.
All payouts **Date of Inception - March 13, 2006.
Performance as on September 30, 2011 - Quantum Tax Saving Fund

Oct 1, 2010 to Sep 30, 2011 Absolute Returns (%) Quantum Tax Saving Fund (Growth Option) Scheme Benchmark - (BSE 30 TRI) Additional Benchmark - (BSE Sensex) -14.56% -20.33% -18.01% Oct 1, 2009 to Sep 30, 2010 Absolute Returns (%) 38.19% 18.46% 17.18% CAGR Returns (%) 28.49% 20.62% 21.06% Since Inception** Current value of standard investment of ` 10,000/- (INR) 20,039 16,816 16,986
All payouts **Date of Inception - December 23,
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. 2008 Since inception returns are calculated on NAV of ` 10 invested at inception.
$
Quantum Long Term Equity Fund - in Equity Multicap Category (39 Schemes for 3 and 5 years period ending November 30, 2011)
Quantum Mutual Fund

An Open ended Equity Scheme
5 Star Rated by Value Research$
Past performance is no guarantee of future results. Please refer to Page 17 for complete methodology.
Load Structure Entry Load

N.A.* *In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 has notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of the Mutual Fund and the upfront commission to distributors will be paid by the investor directly to the distributor, based on his assessment of various factors including the service rendered by the distributor.
Exit Load
Repurchase/ Redemption/Switch Out - within 6 months of allotment 4.00%, after 6 months but within 12 months of allotment 3.00%, after 12 months but within 18 months of allotment 2.00%, after 18 months but within 24 months of allotment 1.00%, after 24 months of allotment Nil
Fund Size November 2011

*Average AuM (B in Crores) #Absolute AuM (B in Crores) Growth option 79.33 79.86 Dividend option 11.31 11.20 Total 90.64 91.06
*Cumulative Daily AuM /No of days in the month #AuM as on November 30, 2011
Sector Allocation (% of Net Assets) as on November 30, 2011

Banks Software Auto Finance Consumer Non Durables Cement Transportation Media & Entertainment Oil Hotels Industrial Capital Goods Power Construction Project Ferrous Metals Telecom - Services Industrial Products 0% 7.63% 7.30% 6.03% 4.94% 4.87% 4.17% 3.40% 3.07% 2.95% 2.94% 2.84% 1.79% 1.44% 2% 4% 6% 8% 10% 13.50% 11.81% 10.55%
Brokerage & Commissions Paid

Brokerages Paid for investments for November 2011 Distributor Commissions Paid till date ` 120,541.94 NIL
12%
14%
16%
The indicative Asset Allocation

Instruments Listed Equity & Equity Related Securities of Companies Unlisted Equity & Equity Related Securities of Companies Money Market Instruments Liquid Schemes of Mutual Funds Normal Allocation (% to Net Asset) 95% - 99% 0% - 3% 1% - 5% 0% - 5% Minimum Allocation (% to Net Asset) 65% 0% 1% 0% Maximum Allocation (% to Net Asset) 99% 5% 35% 5% Risk Profile High High Low Low
The Scheme may seek investment opportunity in the ADR/GDR and Foreign Securities (maximum 10% of Net Assets) subject to SEBI (Mutual Funds) Regulations, 1996. The Scheme may use derivatives mainly for the purpose of hedging and portfolio balancing (max. 5% of Net Assets) based on the opportunities available subject to SEBI (Mutual Funds) Regulations, 1996.
To read about the Fund Managers views on the macro factors that influenced markets last month, visit - www.QuantumAMC.com/FundManager/Equity.aspx
^Definitions Standard deviation measures historical volatility. A high standard deviation suggests high volatility, while lower standard deviation would refer to more stability. Beta is the tendency of a fund's returns to respond to market swings. A beta of 1 indicates that the fund price will move with the market. A beta of less than 1 means that the security will be less volatile than the market. A beta of greater than 1 indicates that the security's price will be more volatile than the market. Sharpe Ratio is used to characterise how well the return of an asset compensates the investor for the risk taken. The greater a portfolio's Sharpe ratio, the better its risk-adjusted performance has been. Portfolio Turnover Ratio is the percentage of a funds assets that have changed over the course of a year.
Quantum Mutual Fund
Quantum Liquid Fund

An Open ended Liquid Scheme
Weighted Average Maturity

Nature of Scheme Investment Objective Open-ended Liquid Scheme The primary investment objective of the Scheme is to provide optimal returns with low to moderate levels of risk and high liquidity through judicious investments in money market and debt instruments. Mr. Arvind Chari (Since April,24 2007) 8 yrs. April 7, 2006 0.45% Growth, Daily Dividend Reinvestment & Monthly Dividend Payout. Growth Option - B 5,000/-and in multiples of B 1/- thereafter. Monthly Dividend Payout Option - B 10,000/-and in multiples of B 1/thereafter. Daily Dividend Reinvestment Option - B 1,00,000/- and in multiples of B 1/thereafter. Additional Investment - B 500/- and in multiples of B 1/- thereafter/ 50 units. NIL Every Business Day Crisil Liquid Fund Index
as on November 30, 2011 At the end of the month 35 Days Average during the month 29 Days Modified Duration 32 Days

Growth Option Monthly Dividend Payout Option Daily Dividend Reinvestment Option (B./Unit) 14.7817 10.0128 10.0000
Scheme Features
Fund Manager Fund Manager Total Experience Inception Date (Date of Allotment) Expense Ratio Investment Options Minimum Application Amount (Under each Option)
Lock-in Period Net Asset Value (NAV) Benchmark Index

Name of Instrument Rating Duration Market in Value Days In Lakhs
NIL NIL NIL NIL 82 90 44 497.81 497.54 497.30
% to Net Asset
NIL NIL NIL NIL 16.16 16.15 16.14
Name of Instrument
Rating
Duration Market in Value Days In Lakhs

91 489.31 1,981.96
% to Net Asset
15.88 64.33 15.97 15.97 18.83 80.30 0.88 100.00
DEBT INSTRUMENT (A) Listed/awaiting listing on Stock Exchanges (B) Privately Placed/Unlisted Non Convertible Debentures/ Bonds (C) Securitized Debt Instruments Total of Debt instruments MONEY MARKET INSTRUMENTS (i) Certificate of Deposits Punjab National Bank CD P1+ (MD 19/12/2011) Allahabad Bank CD P1+ (MD 21/12/2011) Canara Bank CD A1+ (MD 23/12/2011)
* Cash & cash Equivalents
Bank of Baroda CD (MD 24/02/2012) Total Commercial Paper Kotak Mahindra Prime Ltd CP (MD 28/11/2011) Total Treasury Bill Collateralised Borrowing & Lending Obligation (CBLO)* Total of Money Market Instruments Net Receivable / (Payables) Grand Total
A1+
A1+
91
491.88 491.88 580.00 2,473.84 26.99 3,080.82
Mr. Arvind Chari is the fund manager of Quantum Liquid Fund and Quantum Equity Fund of Funds.
Performance as on September 30, 2011 - Quantum Liquid Fund

Quantum Liquid Fund (Growth Option) 7 Days 15 Days 30 Days Oct 1, 2010 to Sep 30, 2011 Oct 1, 2009 to Sep 30, 2010 Oct 1, 2008 to Sep 30, 2009 Since Inception** CAGR Returns (%) Current value of standard investment of ` 10,000/- (INR) 0.1622% 0.3464% 0.7224% 8.27% 4.71% 6.72% 7.10% 14,568 Scheme Benchmark (Crisil Liquid Fund Index) Absolute Returns 0.1547% 0.3327% 0.6794% 7.77% 4.05% 6.82% 6.59% 14,192 Additional Benchmark (1 year T-Bill) 0.1615% 0.3407% 0.6838% 6.65% 4.25% 9.10% NA NA
Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments. All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. **Date of Inception - April 7, 2006 Since inception returns are calculated on NAV of ` 10 invested at inception. #September 30, 2011 being a Non Business Day, NAV of the Quantum Liquid Fund considered above has been computed but not published on AMFI website.
Performance as on September 30, 2011 - Quantum Equity Fund of Funds

Oct 1, 2010 to Sep 30, 2011 Absolute Returns (%) Quantum Equity Fund of Funds (Growth Option) Scheme Benchmark - (BSE 200 Index) Additional Benchmark - (BSE Sensex) -15.81% -19.85% -18.01% Oct 1, 2009 to Sep 30, 2010 Absolute Returns (%) 26.45% 20.79% 18.61% CAGR Returns (%) 11.29% 4.31% 3.70% Since Inception** Current value of standard investment of ` 10,000/- (INR) 12,654 10,972 10,831
All payouts **Date of Inception - July 20, 2009
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. Since inception returns are calculated on NAV of ` 10 invested at inception.
Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments. Quantum Mutual Fund
Quantum Liquid Fund

An Open ended Liquid Scheme

Exit Load
NIL
Dividend History - Monthly Dividend payout option

Record Date Net Dividend per unit (`) (Post Dividend Distribution Tax) Individual Non Individual 0.05761673 0.05526434 0.05282624 0.05066944 0.05688253 0.05456011

Brokerages Paid for investments for November 2011 Distributor Commissions Paid till date NIL NIL
26-Sep-11 25-Oct-11 25-Nov-11
Asset Allocation (% of Net Assets) as on November 30, 2011 Fund Size November 2011
*Average AuM (B in Crores) 16.86 13.15 1.15 31.16 #Absolute AuM (B in Crores) 16.97 12.67 1.17 30.81
16% 19% 1% 64%
Growth option Daily Dividend Reinvestment Option Monthly Dividend Payout Option Total
CBLO
Receivables
Bank
NBFC

Instruments Money Market Instruments and other short term debt instruments (*) having maximum re-pricing tenor of not more than 91 days in maturity (**) Indicative allocations (% of total assets) 100% Risk Profile Low to Medium
(*) Debt instruments may include investments in securitised debt instruments upto 40% of the Net Assets of the Scheme. (**) Maximum re-pricing tenor of 91 days would be reckoned as under: i. For a fixed rate asset, the remaining tenor is 91 days or less. ii. For a floating rate asset, the interest reset frequency is 91 days or less. iii. For a fixed rate/floating rate asset where the principal is paid in a staggered and/or on amortizing basis (e.g. securitized papers), the average maturity of such an asset is 91 days or less. iv. For a portfolio using Interest Rate Derivatives, a) the composite floating rate asset (underlying fixed rate asset and Interest Rate Swap, paying fixed and receiving floating) has interest reset frequency up to 91 days. b) If Interest Rate Swaps (receiving fixed and paying floating), have been used to convert a floating rate asset into a fixed rate asset, the fixed leg of the Interest Rate Swap having remaining tenor upto 91 days. c) For a portfolio using Forward Rate Agreements, the summation of the beginning and end dates of the period covered is 91 days or less.
To read about the Fund Managers views on the macro factors that influenced markets last month, visit - www.QuantumAMC.com/FundManager/Debt.aspx
Quantum Mutual Fund
Quantum Gold Fund

An Open ended Gold Exchange Traded Fund
Gold
Nature of Scheme Investment Objective Open ended Gold Exchange Traded Fund The Investment Objective of the Scheme is to generate returns that are in line with the performance of gold and gold related instruments subject to tracking errors. However, investment in gold related instruments will be made if and when SEBI permits mutual funds to invest, in gold related instruments. The Scheme is designed to provide returns that before expenses, closely correspond to the returns provided by gold. Mr. Chirag Mehta (Since May 01, 2009) 7 yrs. February 22, 2008 1.00% Growth Directly with Fund: The investors can create / redeem in exchange of Portfolio Deposit and Cash Component in creation unit size at NAV based Price. On the Exchange: Approx equal to price of gram of Gold quoted on the NSE. On NSE, the units can be purchased / sold in minimum lot of 1 units and in multiples therefore. NIL Every Business Day Domestic Price of Gold
No. of Bars
167.00 8.00
1KG BAR (0.995 fineness) 100gm BAR (0.999 fineness)

Growth Option (B/Unit) 1386.2698
Scheme Features

Name of Instrument Quantity Market Value In Lakhs % to Net Asset Name of Instrument Quantity Market Value In Lakhs
2.30
% to Net Asset
0.05
GOLD GOLD 1KG BAR (0.995 fineness) GOLD 100 GRM BAR (0.999 fineness) 0.48 Total
* Cash & cash Equivalents
Collateralized Borrowing and Lending Obligations (CBLO)* 165 165 4,862.85 99.55 23.39 Net Receivable/(payable)
-3.84
-0.08
Grand Total 165 4,886.24 100.03
4,884.70
100.00
Asset Allocation (% of Net Assets) as on November 30, 2011

100%

*Average AuM (B in Crores) Growth Option 48.53 #Absolute AuM (B in Crores) 48.85
Gold
Mr. Chirag Mehta is the fund manager of Quantum Gold Fund and Quantum Gold Savings Fund. However Quantum Gold Savings Fund has not completed 1 year so the performance details have not been shown.
Performance as on September 30, 2011 - Quantum Gold Fund

Oct 1, 2010 to Sep 30, 2011 Absolute Returns (%) Quantum Gold Fund (Growth Option) Scheme Benchmark (Domestic price of Gold) 33.41% 34.74% Oct 1, 2009 to Sep 30, 2010 Absolute Returns (%) 21.47% 22.73% Oct 1, 2008 to Sep 30, 2009 Absolute Returns (%) 13.70% 14.86% Since Inception** CAGR Current value of standard Returns (%) investment of ` 10,000/-(INR) 22.87% 21,025 23.07% 21,149
^Tracking Error as on September 30, 2011: Absolute Since Inception: 0.006%
Annualised Since Inception: 0.101% All payouts **Date of Inception - February 22,
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. 2008 Since inception returns are calculated on NAV of ` 100 invested at inception. ^ Please refer Page 6 for Definitions.
Quantum Mutual Fund
Quantum Gold Fund

An Open ended Gold Exchange Traded Fund

Exit Load
Eligible Investor - NIL Authorised Participants - NIL

Instruments Indicative allocations (% of total assets) Minimum Physical Gold Money Market instruments, Short-term Corporate debt securities, CBLO and units of Debt and Liquid Schemes of Mutual Funds 90% 0% Maximum 100%* 10% Risk Profile High/Medium/Low Medium to High Low
* As the scheme invests 90% to 100% of the net assets into Gold, the scheme will, by and large, be passively managed fund. However, if and when permitted under SEBI regulations, the scheme may invest in gold related securities including derivatives.
To read about the Fund Managers views on the macro factors that influenced markets last month, visit - www.QuantumAMC.com/FundManager/Gold.aspx
^Definitions Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the case of Exchange Traded Funds, the lower the Tracking Error, the better.
Quantum Mutual Fund
Quantum Index Fund

An Open ended Exchange Traded Fund

Nature of Scheme Investment Objective Open-ended Exchange Traded Fund The investment objective of the scheme is to invest in stocks of companies comprising S & P CNX Nifty Index and endeavour to achieve return equivalent to Nifty by Passive investment. The Scheme will be managed by replicating the index in the same weightage as in the S & P CNX Nifty with the intention of minimizing the performance differences between the scheme and the S& P CNX Nifty Index in capital terms, subject to market liquidity, costs of trading, managing expenses and other factors which may cause tracking error. Mr. Hitendra Parekh (Since June 09,2008) 18 yrs. July 10, 2008 0.50% Growth Directly with Fund: The investors can create / redeem in exchange of Portfolio Deposit and Cash Component in creation unit size at NAV based Price. On the Exchange: At prices which may be close to the NAV of QIF Units. On NSE, the units can be purchased / sold in minimum lot of 1 unit and in multiples therefore. The units of QIF issued under the scheme will be approximately equal to the price of 1/10 (one-tenth) of the S&P CNX Nifty Index. NIL Every Business Day S&P CNX Nifty TRI Index (Change w.e.f. October 3, 2011)
Growth Option
(B./Unit) 491.8065
Scheme Features

14.57 13.95 11.88 9.43 9.11 8.80 7.58 6.28 5.11 5.04 4.52 3.99 3.71 3.36 2.85 2.72 2.49 2.48 2.30 2.30 2.21 2.19 2.14 2.13 2.12 1.95 1.91 1.84
% to Net Asset
8.94 8.56 7.29 5.79 5.59 5.40 4.65 3.85 3.13 3.09 2.77 2.45 2.27 2.06 1.75 1.67 1.53 1.52 1.41 1.41 1.35 1.34 1.32 1.31 1.30 1.20 1.17 1.13
Name of Instrument
Industry
Quantity

1.76 1.64 1.64 1.56 1.55 1.43 1.42 1.31 1.24 1.22 1.18 1.04 0.84 0.79 0.78 0.77 0.73 0.65 0.62 0.55 0.52 0.52 162.72 0.16 0.13 163.01
% to Net Asset
1.08 1.01 1.01 0.96 0.95 0.88 0.87 0.80 0.76 0.75 0.72 0.64 0.51 0.49 0.48 0.48 0.45 0.40 0.38 0.33 0.32 0.32 99.82 0.10 0.08 100.00
EQUITY & EQUITY RELATED a) Listed /Awaiting listing on the Stock Exchange Reliance Industries Ltd Petroleum Products Infosys Ltd Software ITC Ltd Consumer Non Durables Housing Development Finance Finance Corporation Ltd ICICI Bank Ltd Banks HDFC Bank Ltd Banks Larsen & Toubro Ltd Construction Project Tata Consultancy Services Ltd Software Bharti Airtel Ltd Telecom - Services State Bank of India Banks Hindustan Unilever Ltd Consumer Non Durables Oil & Natural Gas Corporation Ltd Oil Mahindra & Mahindra Ltd Auto Tata Motors Ltd Auto Tata Steel Ltd Ferrous Metals Axis Bank Ltd Banks Bajaj Auto Ltd Auto Bharat Heavy Electricals Ltd Industrial Capital Goods NTPC Ltd Power Coal India Ltd Minerals/Mining Dr. Reddy'S Laboratories Ltd Pharmaceuticals Sun Pharmaceutical Industries Ltd Pharmaceuticals Jindal Steel & Power Ltd Ferrous Metals Wipro Ltd Software Hero Motocorp Ltd Auto Gail (India) Ltd Gas Kotak Mahindra Bank Ltd Banks Cipla Ltd Pharmaceuticals
^Portfolio Turnover Ratio (Last one year): 3.30%
1,872 535 5,920 1,470 1,278 1,989 596 563 1,323 286 1,138 1,496 511 1,947 739 287 149 877 1,418 702 140 417 426 565 106 498 410 562
Hindalco Industries Ltd Tata Power Co Ltd Grasim Industries Ltd Power Grid Corporation Ltd Sterlite Industries Ltd Maruti Suzuki India Ltd Infrastructure Development Finance Company Ltd Punjab National Bank Ambuja Cements Ltd Cairn India Ltd ACC Ltd HCL Technologies Ltd DLF Ltd Sesa Goa Ltd Jaiprakash Associates Ltd Bharat Petroleum Corporation Ltd Ranbaxy Laboratories Ltd Siemens Ltd Reliance Infrastructure Ltd Reliance Communications Ltd Steel Authority of India Ltd Reliance Power Ltd b) Unlisted TOTAL Collateralized Borrowing and Lending Obligations (CBLO) Net Receivable/(payable) Grand Total
Non - Ferrous Metals Power Textile Products Power Non - Ferrous Metals Auto Finance Banks Cement Oil Cement Software Construction Minerals/Mining Construction Petroleum Products Pharmaceuticals Industrial Capital Goods Power Telecom - Services Ferrous Metals Power
1,428 1,787 70 1,571 1,564 147 1,308 148 835 404 103 272 402 432 1,254 144 169 95 153 735 651 610

*Average AuM (B in Crores) #Absolute AuM (B in Crores) Growth Option 1.60 1.63
Brokerage Paid
Brokerages Paid for investments for November 2011 NIL
Performance as on September 30, 2011 - Quantum Index Fund

Oct 1, 2010 to Sep 30, 2011 Absolute Returns (%) Quantum Index Fund (Growth Option) Scheme Benchmark (S&P CNX Nifty TRI) Additional Benchmark (BSE Sensex) -17.25% -18.02% -18.01% Oct 1, 2009 to Sep 30, 2010 Absolute Returns (%) 18.89% 18.61% 17.18%
Annualised Since Inception: 0.407% All payouts **Date of Inception - July 10, 2008
Oct 1, 2008 to Sep 30, 2009 Absolute Returns (%) 29.74% 29.65% 33.17%
CAGR Returns (%) 7.23% 5.47% 5.30%
Since Inception** Current value of standard investment of ` 10,000/- (INR) 12,526 11,877 11,815
^Tracking Error as on September 30, 2011: Absolute Since Inception: 0.026%
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. Since inception returns are calculated on NAV of ` 10 invested at inception. ^ Please refer Page 8 for Definitions.
Quantum Mutual Fund
Quantum Index Fund

An Open ended Exchange Traded Fund


Banks Software Consumer Non Durables Petroleum Products Auto Finance Construction Project Pharmaceuticals Power Telecom - Services Ferrous Metals Oil Non - Ferrous Metals Industrial Capital Goods Minerals/ Mining Cement Gas Textile Products Construction 17.72% 10.06% 9.41% 8.04% 6.66% 14.36%
Exit Load
NIL (retails Investor can exit the scheme only through secondary market)
4.65% 4.28% 4.07% 3.47% 3.38% 3.20% 2.03% 1.92% 1.90% 1.48% 1.20% 1.01% 0.99% 0% 2% 4% 6%
8%
10% 12%
14%
16%
18%
20%

Securities Covered Indicative allocations (% of total assets) Minimum Securities covered by the S & P CNX Nifty TRI Money Market Instruments, other short term debt instruments as permitted under SEBI (Mutual Funds) Regulations, 1996 and Liquid Schemes of Mutual Funds 90% 0% Maximum 100% 10% Risk Profile High/Medium/Low High Low
Investments in securitized debt instruments can be made by the scheme up to 5% of the total net assets of the Scheme.
^Definitions Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the case of Exchange Traded Funds, the lower the Tracking Error, the better.
Quantum Mutual Fund
Quantum Tax Saving Fund

An open ended Equity Linked Saving Scheme

Nature of Scheme Investment Objective Open-ended Equity Linked Savings Scheme with a lock-in period of 3 years The investment objective of the Scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets. Mr. Atul Kumar (Since December 10, 2008) 11 yrs. December 23, 2008 1.25% Growth & Dividend (Dividend Option will in turn have two Facilities, Dividend Payout Facility and Dividend Re-investment Facility) B 500/- and in multiples of B 500/- thereafter, Additional Investment would be B 500/- and in multiples of B 500/- thereafter. 3 years from the date of allotment of the respective Units Every Business Day BSE 30 Total Return Index
Growth option Dividend option
(B/Unit) 19.6690 19.6590
Scheme Features
Fund Manager Fund Manager Total Experience Inception Date (Date of Allotment) Expense Ratio Investment Options Minimum Application Amount (Under each Option) Lock-in Period Net Asset Value (NAV) Benchmark Index

32.88 26.07 25.47 24.25 23.97 22.08 19.14 17.26 17.11 16.20 14.89 14.32 14.00 13.97 13.95 13.75
% to Net Asset
7.47 5.92 5.79 5.51 5.44 5.02 4.35 3.92 3.89 3.68 3.38 3.25 3.18 3.17 3.17 3.12
Name of Instrument
Industry
Quantity

12.76 12.67 12.44 10.01 8.80 8.34 8.30 8.19 5.18 4.54 2.31 402.86 39.45 -2.07 440.24
% to Net Asset
2.90 2.88 2.83 2.27 2.00 1.89 1.89 1.86 1.18 1.03 0.53 91.51 8.96 -0.47 100.00
EQUITY & EQUITY RELATED A) Listed /awaiting Listing On The Stock Exchange Bajaj Auto Ltd Auto Tata Consultancy Services Ltd Software Infosys Ltd Software Housing Development Finance Finance Corporation Ltd HDFC Bank Ltd Banks Zee Entertainment Enterprises Ltd Media & Entertainment Hindustan Unilever Ltd Consumer Non Durables Indian Hotels Company Ltd Hotels Oil & Natural Gas Corporation Ltd Oil Container Corporation of India Ltd Transportation State Bank of India Banks Ultratech Cement Ltd Cement Maruti Suzuki India Ltd Auto ACC Ltd Cement Voltas Ltd Construction Project Crompton Greaves Ltd Industrial Capital Goods
* Cash & cash Equivalents ^Portfolio Turnover Ratio (Last one year): 4.84%
1,970 2,337 977 3,779 5,417 17,707 4,820 28,952 6,416 1,794 845 1,247 1,440 1,221 15,211 10,862
ING Vysya Bank Ltd Tata Steel Ltd Tata Global Beverages Ltd Power Finance Corporation Ltd NTPC Ltd Axis Bank Ltd PTC India Ltd Bharti Airtel Ltd Gateway Distriparks Ltd Cummins India Ltd 3I Infotech Ltd b) Unlisted Total Collateralised Borrowing & Lending Obligation (CBLO)* Net Receivable/(payable) Grand Total
Banks Ferrous Metals Consumer Non Durables Finance Power Banks Power Telecom - Services Transportation Industrial Products Software -
4,228 3,288 14,818 6,186 5,423 880 17,410 2,121 3,836 1,272 12,468 -
Mr. Atul Kumar is the fund manager of Quantum Tax Saving Fund and Quantum Long Term Equity
Performance as on September 30, 2011 - Quantum Tax Saving Fund

Oct 1, 2010 to Sep 30, 2011 Absolute Returns (%) Quantum Tax Saving Fund (Growth Option) Scheme Benchmark - (BSE 30 TRI) Additional Benchmark - (BSE Sensex)
^Quantitative data as on September 30, 2011: Standard Deviation: 20.45%
-14.56% -20.33% -18.01%

CAGR Returns (%) 28.49% 20.62% 21.06%
All payouts **Date of Inception - December 23,
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. 2008 Since inception returns are calculated on NAV of ` 10 invested at inception. ^ Please refer Page 10 for Definitions.
Performance as on September 30, 2011 - Quantum Long Term Equity Fund

Oct 1, 2010 to Sept 30, 2011 Absolute Returns (%) Quantum Long Term Equity Fund (Growth Option) Scheme Benchmark (BSE 30 TRI) Additional Benchmark (BSE Sensex) -13.64% Oct 1, 2009 to Sep 30, 2010 Absolute Returns (%) 39.15% Oct 1, 2008 to Sep 30, 2009 Absolute Returns (%) 41.09% CAGR Returns (%) 13.55% Since Inception** Current value of standard investment of ` 10,000/- (INR) 20,260
-20.33% -18.01%
18.46% 17.18%
34.17% 33.17%
8.82% 7.87%
15,996 15,230
All payouts **Date of Inception - March 13, 2006.
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. Since inception returns are calculated on NAV of ` 10 invested at inception.
Quantum Mutual Fund

An open ended Equity Linked Saving Scheme


Banks Software Auto Finance Consumer Non Durables Cement Media & Entertainment Transportation Hotels Oil Power Construction Project Industrial Capital Goods Ferrous Metals Telecom - Services Industrial Products 0% 13.62% 12.23% 10.65% 7.78% 7.17% 6.43% 5.02% 4.86% 3.92% 3.89% 3.89% 3.17% 3.12% 2.88% 1.86% 1.03% 2% 4% 6% 8% 10%
Exit Load
NIL
12%
14%
16%

*Average AuM (B in Crores) #Absolute AuM (B in Crores) Growth option Dividend option Total 3.19 1.22 4.41 3.20 1.20 4.40

Brokerages Paid for investments for November 2011 Distributor Commissions Paid till date ` 5,613.97 NIL

Instruments Indicative allocations (% of total assets) Minimum Equity & Equity - related securities* Debt & Money Market Instruments 80% 0% Maximum 100% 20% Risk Profile High/Medium/Low High Low to Medium
In accordance with the ELSS, investments by the Scheme in equity and equity related Securities will not fall below 80% of the net assets of the Scheme. *Equity related Securities shall mean all those instruments which are permitted as per ELSS Guidelines from time to time and shall include equities, cumulative convertible preference shares and fully convertible debentures and bonds of companies. Investment may also be made in partly convertible issues of debentures and bonds including those issued on rights basis subject to the condition that, as far as possible, the non-convertible portion of the debentures so acquired or subscribed, shall be disinvested within a period of 12 (twelve) months.
10
Quantum Mutual Fund
Quantum Equity Fund of Funds

An open ended Equity Fund of Funds Scheme

Nature of Scheme Investment Objective Open-ended Equity Fund of Funds Scheme The investment objective of the scheme is to generate long-term capital appreciation by investing in a portfolio of open-ended diversified equity schemes of mutual funds registered with SEBI. There can be no assurance of positive returns from following the stated investment strategy. Mr. Arvind Chari (Since June 26,2009) 8 yrs. July 20, 2009 0.75% Growth & Dividend (Dividend Option will in turn have two Facilities, Dividend Payout Facility and Dividend Re-investment Facility) B 500/- and in multiples of B 1/- thereafter, Additional Investment would be B 500/- and in multiples of B1/- thereafter / 50 units. NIL Every Business Day BSE 200 Index
Growth option Dividend option
(B/Unit) 12.1370 12.1380
^Portfolio Turnover Ratio 14.41% (Last 1 year)
Fund Manager
Scheme Features
Fund Manager Total Experience Inception Date (Date of Allotment) Expense Ratio Investment Options Minimum Application Amount (Under each Plan) Lock-in Period Net Asset Value (NAV) Benchmark Index


*Average AuM (B in Crores) #Absolute AuM (B in Crores) Growth option Dividend option Total 2.21 0.27 2.48 2.15 0.26 2.41
Exit Load
Repurchase/ Redemption/ Switch Out Load 1.5 % within 1 year from the date of allotment

Brokerages Paid for investments for November 2011 Distributor Commissions Paid till date NIL NIL
Mr. Arvind Chari is the fund manager of Quantum Equity Fund of Funds and Quantum Liquid Fund.
Performance as on September 30, 2011 - Quantum Equity Fund of Funds

Oct 1, 2010 to Sep 30, 2011 Absolute Returns (%) Quantum Equity Fund of Funds (Growth Option) Scheme Benchmark - (BSE 200 Index) Additional Benchmark - (BSE Sensex)
^Quantitative data as on September 30, 2011: Standard deviation: 17.85%
-15.81% -19.85% -18.01%

CAGR Returns (%) 11.29% 4.31% 3.70%
All payouts **Date of Inception - July 20, 2009
during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. Since inception returns are calculated on NAV of ` 10 invested at inception. ^ Please refer Page 12 for Definitions.
Performance as on September 30, 2011 - Quantum Liquid Fund

Quantum Liquid Fund (Growth Option) 7 Days 15 Days 30 Days Oct 1, 2010 to Sep 30, 2011 Oct 1, 2009 to Sep 30, 2010 Oct 1, 2008 to Sep 30, 2009 Since Inception** CAGR Returns (%) Current value of standard investment of ` 10,000/- (INR) 0.1622% 0.3464% 0.7224% 8.27% 4.71% 6.72% 7.10% 14,568 Scheme Benchmark (Crisil Liquid Fund Index) Absolute Returns 0.1547% 0.3327% 0.6794% 7.77% 4.05% 6.82% 6.59% 14,192 Additional Benchmark (1 year T-Bill) 0.1615% 0.3407% 0.6838% 6.65% 4.25% 9.10% NA NA
Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments. All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Returns <= 1year : Absolute, Returns > 1: (CAGR) Compounded Annualised Growth rate. **Date of Inception - April 7, 2006 Since inception returns are calculated on NAV of ` 10 invested at inception. #September 30, 2011 being a Non Business Day, NAV of the Quantum Liquid Fund considered above has been computed but not published on AMFI website. 11 Quantum Mutual Fund

An open ended Equity Fund of Funds Scheme

Instruments Indicative allocations (% of total assets) Minimum Open-ended diversified equity schemes of mutual funds registered with SEBI. Money Market Instruments 90% 0% Maximum 100% 10% Risk Profile High/Medium/Low High Low to Medium
The scheme will only invest in third party mutual funds. The fund shall invest in a mix ofdiversified equity schemes, mid cap/ small cap/ large cap oriented schemes.
12
Quantum Mutual Fund
Quantum Gold Savings Fund

An Open ended Fund of Fund

Nature of Scheme Investment Objective Open ended Fund of Fund The investment objective of the Scheme is to provide capital appreciation by predominantly investing in units of Quantum Gold Fund - Exchange Traded Fund (QGF). The performance of the Scheme may differ from that of Quantum Gold Fund and the domestic prices of gold due to expenses and certain other factors. There can be no assurance or guarantee that the investment objective of the Scheme will be achieved. Mr. Chirag Mehta (Since May 19, 2011) 7 yrs. May 19, 2011 0.25% Growth ` 500/- and in multiple of ` 1/- thereafter NIL Every Business Day Domestic Price of Gold
Growth Option
(B/Unit) 12.9648
Scheme Features
Fund Manager Fund Manager Total Experience Inception Date (Date of Allotment) Expense Ratio Investment Options Minimum Application Amount (Under each Option) Lock-in Period Net Asset Value (NAV) Benchmark Index

Name of Instrument Units Market Value In Lakhs
334.94 334.94
% to Net Asset
99.38 99.38
Name of Instrument
Units

-0.80
% to Net Asset
-0.24
Quantum Gold Fund - Exchange Traded Fund Total
24255
Net Receivable/(payable)
Grand Total Collateralized Borrowing and Lending Obligations (CBLO)* 2.87 0.85
337.01
100.00
* Cash & cash Equivalents ^Portfolio Turnover Ratio (Since inception): 8.31%


*Average AuM (B in Crores) Growth Option 3.19 #Absolute AuM (B in Crores) 3.37
Brokerage & Commissions Paid Exit Load

1.5 % if redeemed or switch out on or before 1 year from the date of allotment of units.
Brokerages Paid for investments for November 2011 Distributor Commissions Paid till date
` 5,922.13 NIL
The scheme has not completed 1 year so the performance details have not been shown.
13 Quantum Mutual Fund

An Open ended Fund of Fund

Instruments Indicative allocations (% of total assets) Minimum Units of Quantum Gold Fund Money Market instruments, Short-term Corporate debt securities, CBLO and units of Debt and Liquid Schemes of Mutual Funds 95% 0% Maximum 100%* 5% Risk Profile High/Medium/Low Medium to High Low
* As the scheme invests 95% to 100% of the net assets into units of Quantum Gold Fund, the scheme will, by and large, be passively managed fund.
^Definitions Portfolio Turnover Ratio is the percentage of a funds assets that have changed over the course of a year.
To read about the Fund Managers views on the macro factors that influenced markets last month, visit - www.QuantumAMC.com/FundManager/Gold.aspx
14
Quantum Mutual Fund
SCHEME FEATURES

Nature of Scheme Investment Objective Open-ended Equity Scheme The investment objective of the Scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets.
Quantum Liquid Fund

Open-ended Liquid Scheme The primary investment objective of the Scheme is to provide optimal returns with low to moderate levels of risk and high liquidity through judicious investments in money market and debt instruments.
Quantum Gold Fund

Open ended Exchange Traded Fund - Gold The Investment Objective of the Scheme is to generate returns that are in line with the performance of gold and gold related instruments subject to tracking errors. However, investment in gold related instruments will be made if and when SEBI permits mutual funds to invest, in gold related instruments. The Scheme is designed to provide returns that before expenses, closely correspond to the returns provided by gold. Mr. Chirag Mehta (Since May 01, 2009) 7 yrs
Fund Manager Fund Manager Total Experience Associate Fund Manager Total Experience Inception Date (Date of Allotment) Entry Load
Mr. Atul Kumar (Since November 15, 2006) 11 yrs Mr. Nilesh Shetty (Since March 28, 2011) 7 yrs March 13, 2006
Mr. Arvind Chari (Since April,24 2007) 8 yrs
April 7, 2006
February 22, 2008
NA* *In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 has notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of the Mutual Fund and the upfront commission to distributors will be paid by the investor directly to the distributor, based on his assessment of various factors including the service rendered by the distributor. Repurchase/ Redemption/Switch Out - within 6 months of allotment 4.00%, after 6 months but within 12 months of allotment 3.00%, after 12 months but within 18 months of allotment 2.00%, after 18 months but within 24 months of allotment 1.00%, after 24 months of allotment Nil NIL Eligible Investor - NIL Authorised Participants - NIL
Exit Load
Transaction Charges
In accordance with the SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011, the AMC is allowed to deduct transaction charges of ` 100 for existing investors and ` 150 for a first time investor per subscription of ` 10,000 /- and above for the transaction / application received through distributors. The transaction charges shall be deducted by the AMC from the subscription amount received from the investor and paid to the distributor and the balance will be invested in the Scheme. Investors are requested to note that Quantum Mutual Fund is a direct to investors Mutual Fund and no transaction charges shall be deducted from the investment amount for transactions / applications received from the distributor and full subscription amount will be invested in the Scheme. 1.25% Growth & Dividend (Dividend Option will in turn have two Facilities, Dividend Payout Facility and Dividend Reinvestment Facility) ` 500/- and in multiples of ` 1/-thereafter, Additional Investment would be ` 500/- and in multiples of `1/thereafter. 0.45% Growth, Daily Dividend Reinvestment & Monthly Dividend Payout. Growth Option - ` 5,000/-and in multiples of ` 1/thereafter. Monthly Dividend Payout Option - ` 10,000/-and in multiples of ` 1/- thereafter. Daily Dividend Reinvestment Option - ` 1,00,000/and in multiples of ` 1/- thereafter. Additional Investment - ` 500/- and in multiples of ` 1/- thereafter/ 50 units. NIL Every Business Day Crisil Liquid Fund Index 1.00% Growth
Expenses Ratio Investment Options
Minimum Application Amount (Under each Option)
Directly with Fund: The investors can create / redeem in exchange of Portfolio Deposit and Cash Component in creation unit size at NAV based Price. On the Exchange: Approx equal to price of gram of Gold quoted on the NSE. On NSE, the units can be purchased / sold in minimum lot of 1 units and in multiples therefore.
NIL Every Business Day BSE 30 Total Return Index
NIL Every Business Day Domestic Price of Gold
Quantum Index Fund

Nature of Scheme Investment Objective Open-ended Exchange Traded Fund The investment objective of the scheme is to invest in stocks of companies comprising S & P CNX Nifty Index and endeavour to achieve return equivalent to Nifty by Passive investment. The Scheme will be managed by replicating the index in the same weightage as in the S & P CNX Nifty with the intention of minimizing the performance differences between the scheme and the S& P CNX Nifty Index in capital terms, subject to market liquidity, costs of trading, managing expenses and other factors which may cause tracking error. Mr. Hitendra Parekh (Since June 09,2008) 18 yrs July 10, 2008

Open-ended Equity Linked Savings Scheme with a lock-in period of 3 years The investment objective of the Scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets.

Open-ended Equity Fund of Funds Scheme The investment objective of the scheme is to generate long-term capital appreciation by investing in a portfolio of open-ended diversified equity schemes of mutual funds registered with SEBI. There can be no assurance of positive returns from following the stated investment strategy.
Fund Manager Fund Manager Total Experience Inception Date (Date of Allotment) Entry Load
Mr. Atul Kumar (Since December 10, 2008) 11 yrs December 23, 2008
Mr. Arvind Chari (Since June 26,2009) 8 yrs July 20, 2009
NA* *In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 has notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of the Mutual Fund and the upfront commission to distributors will be paid by the investor directly to the distributor, based on his assessment of various factors including the service rendered by the distributor. NIL (retails Investor can exit the scheme only through secondary market) NIL Repurchase/ Redemption/ Switch Out Load 1.5 % within 1 year from the date of allotment
Exit Load
Transaction Charges
In accordance with the SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011, the AMC is allowed to deduct transaction charges of ` 100 for existing investors and ` 150 for a first time investor per subscription of ` 10,000 /- and above for the transaction / application received through distributors. The transaction charges shall be deducted by the AMC from the subscription amount received from the investor and paid to the distributor and the balance will be invested in the Scheme. Investors are requested to note that Quantum Mutual Fund is a direct to investors Mutual Fund and no transaction charges shall be deducted from the investment amount for transactions / applications received from the distributor and full subscription amount will be invested in the Scheme. 0.50% Growth 1.25% Growth & Dividend (Dividend Option will in turn have two Facilities, Dividend Payout Facility and Dividend Reinvestment Facility) 0.75% Growth & Dividend (Dividend Option will in turn have two Facilities, Dividend Payout Facility and Dividend Reinvestment Facility) ` 500/- and in multiples of ` 1/- thereafter, Additional Investment would be ` 500/- and in multiples of `1/thereafter / 50 units ` 500/- and in multiples of ` 500/- thereafter, Additional Investment in all schemes would be ` 500/- and in multiples of ` 500/- thereafter 3 years from the date of allotment of the respective Units Every Business Day BSE 30 Total Return Index NIL Every Business Day BSE 200 Index
Expenses Ratio Investment Options
Minimum Application Amount (Under each Option)
Directly with Fund: The investors can create / redeem in exchange of Portfolio Deposit and Cash Component in creation unit size at NAV based Price. On the Exchange: At prices which may be close to the NAV of QIF Units. On NSE, the units can be purchased / sold in minimum lot of 1 unit and in multiples therefore. The units of QIF issued under the scheme will be approximately equal to the price of 1/10 (one-tenth) of the S&P CNX Nifty Index. NIL Every Business Day S&P CNX Nifty TRI Index (Change w.e.f. October 3, 2011)
15
Quantum Mutual Fund
SCHEME FEATURES

Nature of Scheme Investment Objective Open-ended Fund of Fund The investment objective of the Scheme is to provide capital appreciation by predominantly investing in units of Quantum Gold Fund - Exchange Traded Fund (QGF).The performance of the Scheme may differ from that of Quantum Gold Fund and the domestic prices of gold due to expenses and certain other factors. There can be no assurance or guarantee that the investment objective of the Scheme will be achieved. Mr. Chirag Mehta (Since May 19, 2011) 7 yrs May 19, 2011 NA* *In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 has notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of the Mutual Fund and the upfront commission to distributors will be paid by the investor directly to the distributor, based on his assessment of various factors including the service rendered by the distributor. 1.5 % if redeemed or switch out on or before 1 year from the date of allotment of units. In accordance with the SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011, the AMC is allowed to deduct transaction charges of ` 100 for existing investors and ` 150 for a first time investor per subscription of ` 10,000 /- and above for the transaction / application received through distributors. The transaction charges shall be deducted by the AMC from the subscription amount received from the investor and paid to the distributor and the balance will be invested in the Scheme. Investors are requested to note that Quantum Mutual Fund is a direct to investors Mutual Fund and no transaction charges shall be deducted from the investment amount for transactions / applications received from the distributor and full subscription amount will be invested in the Scheme. 0.25% Growth ` 500/- and in multiples of ` 1/-thereafter NIL Every Business Day Domestic Price of Gold
Fund Manager Fund Manager Total Experience Inception Date (Date of Allotment) Entry Load
Exit Load Transaction Charges
Expenses Ratio Investment Options Minimum Application Amount (Under each Option) Lock-in Period Net Asset Value (NAV) Benchmark Index
16
Quantum Mutual Fund
Disclaimer
Value Research Rating Methodology: Value Research Fund Ratings are a composite measure of historical risk-adjusted returns. In the case of equity and hybrid
funds this rating is based on the weighted average monthly returns for the last 3 and 5-year periods. These ratings do not take into consideration any entry or exit load. Each category must have a minimum of 10 funds for it to be rated. Effective, July 2008, an additional qualifying criterion has been included, whereby a fund with less than ` 5 crore of average AUM in the past six months will not be eligible for rating. Five-stars indicate that a fund is in the top 10% of its category in terms of historical risk-adjusted returns. 39 open-ended Equity Multi Cap Funds were rated as on November 30, 2011. The Value Research Ratings are published in Monthly Mutual Fund Performance Report and Mutual Fund Insight. The Ratings are subject to change every month. The Rating is based on primary data provided by respective funds; Value Research does not guarantee the accuracy. Investment Objective: Quantum Long-Term Equity Fund (QLTEF): An open ended equity scheme with an objective to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets. Quantum Liquid Fund (QLF) : An open ended Liquid scheme with an objective to provide optimal returns with low to moderate levels of risk and high liquidity through judicious investments in money market and debt instruments. Quantum Gold Fund (QGF) : An open ended exchange traded fund gold with an objective to generate returns that are in line with the performance of gold and gold related instruments, subject to tracking errors. However, investment in gold related instruments will be made if and when SEBI permits mutual funds to invest in gold related instruments. The Scheme is designed to provide returns that before expenses, closely correspond to the returns provided by gold. Quantum Index Fund (QIF) : An open ended exchange traded fund with an objective to invest in stocks of companies comprising the S & P CNX Nifty Index and endeavor to achieve returns equivalent to the Nifty by Passive Investment. The scheme will be managed by replicating the Index in the same weightage as in the S&P CNX Nifty Index with the intention of minimizing the performance differences between the scheme and the S&P CNX Nifty Index in capital terms, subject to market liquidity, costs of trading, management expenses and other factors which may cause tracking error. Quantum Tax Saving Fund (QTSF) : An open ended equity linked savings scheme with an objective to achieve long term capital appreciation by investing primarily in shares of companies that will typically be included in the BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets. Quantum Equity Fund of Funds (QEFOF) : An open ended equity fund of funds scheme with an objective to generate long-term capital appreciation by investing in a portfolio of open-ended diversified equity schemes of mutual funds registered with SEBI. There can be no assurance of positive returns from following the stated investment strategy. Quantum Gold Savings Fund (QGSF) : The investment objective of the Scheme is to provide capital appreciation by predominantly investing in units of Quantum Gold Fund Exchange Traded Fund (QGF). The performance of the Scheme may differ from that of Quantum Gold Fund and the domestic prices of gold due to expenses and certain other factors. There can be no assurance or guarantee that the investment objective of the Scheme will be achieved. Entry Load: Not applicable. Exit Load: QLTEF : On repurchase/redemption/switch-out within 6 months from the date allotment- 4%, after 6 months but within 12 months from the date of allotment3%, after 12 months but within 18 months from the date of allotment - 2%, after 18 months but within 24 months from the date of allotment - 1%, after 24 months of allotment - Nil. QLF : Nil; QGF: Nil in case of Authorised Participants and Eligible Investors. QIF : Nil; QTSF : Nil; QEFOF: On repurchase/ redemption/ switch-out within 1 year from the date of allotment-1.5% QGSF : 1.5 % if redeemed or switch out on or before 1 year from the date of allotment of units. Risk Factors: All Mutual Funds and securities investments are subject to market risks including uncertainty of dividend distributions and the NAV of the schemes may go up or down depending upon the factors and forces affecting the gold and securities markets and there is no assurance or guarantee that the objectives of the schemes will be achieved. Quantum Long-Term Equity Fund, Quantum Liquid Fund, Quantum Gold Fund, Quantum Index Fund, Quantum Tax Saving Fund, Quantum Equity Fund of Funds and Quantum Gold Savings Fund are the names of the schemes and does not in any manner indicate either the quality of the Schemes, their future prospects or returns. Scheme specific risk: Equity and Equity related instruments are by nature volatile and prone to price fluctuations due to both macro and micro factors. Under Liquid Schemes changes in interest rate may affect the Schemes NAV. The QGFs NAV will react to the Gold price movements. The Investor may lose money over short or long period due to fluctuation in Schemes NAV in response to factors such as economic and political developments, changes in interest rates and market movement and over longer periods during market downturns. QEFOFs & QGSFs performance will depend upon the performance of the underlying schemes. Investors of Fund of Fund Scheme will bear the expenses of the relevant fund of fund scheme in addition to the expenses of the underlying schemes in which the fund of fund scheme makes investment. Past performance of the Sponsors and their affiliates / AMC / Mutual Fund and its Scheme(s) do not indicate the future performance of the Scheme of the Mutual Fund. Investors in the Schemes are not being offered any guaranteed / assured returns. The NAV of the units issued under the Schemes may be affected, inter-alia by changes in the interest rates, trading volumes, settlement periods, transfer procedures and performance of individual securities. The NAV will inter-alia be exposed to Price / Interest Rate Risk and Credit Risk. The investors are advised to refer to the Scheme Information Documents of QGF and QIF for full text of the Disclaimer Clause of NSE. Statutory Details: Quantum Mutual Fund (the Fund) has been constituted as a Trust under the Indian Trusts Act, 1882. Sponsor: Quantum Advisors Private Limited. (liability of Sponsor limited to ` 1,00,000/-) Trustee: Quantum Trustee Company Private Limited. Investment Manager: Quantum Asset Management Company Private Limited (AMC). The Sponsor, Trustee and Investment Manager are incorporated under the Companies Act, 1956. Mutual Funds investments are subject to market risks. Please read the Scheme Information Document / Key Information Memorandum / Statement of Additional Information / Addendums carefully before investing. Scheme Information Document / Key Information Memorandum / Statement of Additional Information can be obtained at any of our Investor Service Centers or at office of the AMC :- 505, Regent Chambers, 5th Floor, Nariman Point, Mumbai - 400 021 or on website: www.QuantumMF.com
17
Quantum Mutual Fund

Combined Factsheet Nov11

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Quantum Long Term Equity Fund

An Open ended Equity Scheme

As on 30th November 2011

NAV November 30, 2011

Nature of Scheme Investment Objective

Portfolio as on November 30, 2011

Market Value In Lakhs

Performance as on September 30, 2011 - Quantum Long Term Equity Fund

^Quantitative data as on September 30, 2011: Standard Deviation: 26.88%

All payouts **Date of Inception - March 13, 2006.

Performance as on September 30, 2011 - Quantum Tax Saving Fund

Quantum Mutual Fund

Quantum Long Term Equity Fund

As on 30th November 2011

Load Structure Entry Load

Fund Size November 2011

Sector Allocation (% of Net Assets) as on November 30, 2011

Brokerage & Commissions Paid

The indicative Asset Allocation

Quantum Mutual Fund

Quantum Liquid Fund

Weighted Average Maturity

NAV November 30, 2011

Lock-in Period Net Asset Value (NAV) Benchmark Index

Portfolio as on November 30, 2011

Duration Market in Value Days In Lakhs

491.88 491.88 580.00 2,473.84 26.99 3,080.82

Performance as on September 30, 2011 - Quantum Liquid Fund

Performance as on September 30, 2011 - Quantum Equity Fund of Funds

Quantum Liquid Fund

Load Structure Entry Load

Dividend History - Monthly Dividend payout option

Brokerage & Commissions Paid

26-Sep-11 25-Oct-11 25-Nov-11

The indicative Asset Allocation

Quantum Mutual Fund

Quantum Gold Fund

As on 30th November 2011

1KG BAR (0.995 fineness) 100gm BAR (0.999 fineness)

NAV November 30, 2011

Lock-in Period Net Asset Value (NAV) Benchmark Index

Portfolio as on November 30, 2011

Grand Total 165 4,886.24 100.03

Asset Allocation (% of Net Assets) as on November 30, 2011

Fund Size November 2011

Performance as on September 30, 2011 - Quantum Gold Fund

^Tracking Error as on September 30, 2011: Absolute Since Inception: 0.006%

Quantum Mutual Fund

Quantum Gold Fund

Load Structure Entry Load

The indicative Asset Allocation

Quantum Mutual Fund

Quantum Index Fund

NAV November 30, 2011

Lock-in Period Net Asset Value (NAV) Benchmark Index

Portfolio as on November 30, 2011

Market Value In Lakhs

Fund Size November 2011

Performance as on September 30, 2011 - Quantum Index Fund

CAGR Returns (%) 7.23% 5.47% 5.30%

^Tracking Error as on September 30, 2011: Absolute Since Inception: 0.026%

Quantum Mutual Fund

Quantum Index Fund