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Service

Operation

1 CustomerService

RetrieveInternalContact

2 CustomerService

RetrieveAddress

3 CustomerService

ValidateCustomer

4 CustomerService

UpdateDocument

5 CustomerService

UpdateCustomer

Artix -T24 Field Mapping Sheet


T24 Enquiry Request / Response

KYC.GET.DAO.DETS.INET.MB

Request Response

KYC.GET.CIF.ADD.INET.MB

Request Response

KYC.CUST.NO.CHECK.INET.MB

Request Response

KYC.DOC.INET.MB

Request

Response

KYC.CLIENT.INET.MB

Request

Response

-T24 Field Mapping Sheet


Artix field name T24 Field New T24 mapping

proposedCIF proposedCIF primaryRM bookingCenterOfficer

CUSTOMER.CODE CUSTOMER.CODE ACCOUNT.OFFICER

BOOK.CENTER.OFF investmentConsultant
Invest.Consult

financialPlanner
Financial.Plann

structuredProductAdvisor
SPA

creditOfficer
CREDIT.OFFICER

proposedCIF T24 Address ID Output Name 1 Output Name 2 Street Street 2 City Country Mailing type

CIF.ID ID NAME.1 NAME.2 STREET.ADDR TOWN.COUNTRY CITY ADDR.COUNTRY MAILING.TYPE

proposedCIF proposedCIF recordstatus

CUSTOMER.CODE CUSTOMER.CODE RECORD.STATUS

proposedCIF apacUniqueId ApacMsgId formalityGRP formalityType docApprovalDate

transactionId APAC.UNIQUE.ID APAC.MSG.ID FORMALITY.GRP FORMALITY.TYPE DOC.DATE

These fields are related to Document

related to Document

Reviewduedate

DOC.VALID.TO

docAckDate

DOC.ACK.DATE

formalitySts

FORMALITY.STS NO.OF.CUSTOMERS

These fields are related to Joint Partner details

JNT.NATIONALITY JNT.LEGAL.TYPE JNT.LEGAL.ID JNT.NAME JNT.RESIDENCE JNT.DOB.DOI

cif

transactionId FORMALITY.GRP FORMALITY.TYPE DOC.DATE DOC.VALID.TO DOC.ACK.DATE FORMALITY.TXT FORMALITY.TXT2 FORMALITY.STS CREDIT.EXPOSURE TRADING.SCHEME NO.OF.CUSTOMERS JNT.NATIONALITY JNT.LEGAL.TYPE JNT.LEGAL.ID JNT.NAME JNT.RESIDENCE JNT.DOB.DOI APAC.UNIQUE.ID APAC.MSG.ID CURR.NO INPUTTER DATE.TIME AUTHORISER

CO.CODE DEPT.CODE OFS.RESPONSE

cif APAC.UNIQUE.ID APAC.MSG.ID Proposed CIF shortName

transactionId APAC.UNIQUE.ID APAC.MSG.ID MNEMONIC SHORT.NAME

Salutation, firstName, name, jointPartnerName lastName, name STREET Client managed by RM.C.ACCT.TYPE Liquidity ranking Nationality Tax residence APAC Type of Trust

NAME.1 NAME.2 STREET CLIENT.BR.EMD RM.C.ACCT.TYPE CLIENT.LIQ.RAT NATIONALITY RESIDENCE TRUST

ULT.ECO.BENFI

ULT.ECO.BENFI

Is wholesale client

CLIENT.TYPE

Is exception Wholesale basis Wholesale basis comment ID Document Type ID Document Number Expiry Date JNT.CUST.HK Date of birth , Date of formation , Date of incorporation Marital Status

EXCEPTION WHOLESALE.BASIS COMMENTS LEGAL.ID.TYPE LEGAL.ID LEGAL.ID.EXP JNT.CUST.HK BIRTH.INCORP.DATE CIVIL.STATUS

Country of birth Primary RM Is PEP Is trading shares

PLACE.OF.BIRTH ACCOUNT.OFFICER PEP Exec.Listed.Co

Finder CIF number

DUMMY

Contract type Finder CIF Number Referred by

FINDER.CON.TYPE FINDER.CIF REFERRED.BY

RM.DEP.CODE.REF

RM.DEP.CODE.REF

Internal referee PID

RM.PID.NO.REF

Intermediary CIF number Client managed by Client managed by Branch of EAM CIF

INTER.NO.REF IAM IAM.Managed

EAM CIF number EAM pricing type Identification delegation to EAM Send to Quartal for Retro EAM BIC code Client segment Client code Company industry EAM Swiss stamp tax

IAM.BKST IAM.CIF.NO

EAM.TYPE EAM.DELEGATION EAM.TO.QUARTAL PSN.BIC.CODE Client.Segment. Client.Code SECTOR


EAM.SSTS

Employment status

LCD.CUST.TYPE

Gender Domicile Country, countryOfIncorportaion 2nd Nationality PERS.COMP

GENDER DOMICILE OTHER.NATIONALITY PERS.COMP

clientType

CLIENT.REL.TYPE

CS staff ID Salutation cif CIF shortName Salutation, firstName, name, jointPartnerName lastName, name street street2 country industryOfCompany primaryRM

STAFF.MPID SALUTATION transactionId MNEMONIC SHORT.NAME NAME.1 NAME.2 STREET TOWN.COUNTRY COUNTRY SECTOR ACCOUNT.OFFICER OTHER.OFFICER INDUSTRY TARGET NATIONALITY CUSTOMER.STATUS RESIDENCE LANGAUGE COMPNAY.BOOK CLS.CPARTY GENDER DOMICILE OTHER.NATIONALITY

nationality, countryOfIncorportaion taxResidence

gender Domicile Country, countryOfIncorportaion 2nd Nationality

city

TRAIDING.SCALE SAFEKEEP.SCALE MANAGED.SCLAE ADVISORY.DISCRE GST.EXEMPTED US.PERSON BOOKING.CENTRE CSS.CUST.TYPE SOURCE.AQUISIT OPENING.DATE ADDR.COUNTRY PERS.COMP CITY

typeOfTrust mailingType

clientManagedBy

Booking Center Officer (Account Manager)

pep

Wholesale Basis Comment Liquidity Ranking Country of Birth

clientType

TRUST MAILING.TYPE PROF.CODE.HO ALLOC.CODE CLIENT.BR.EMD FISKA.OE JNT.CUST.HK BOOK.CENTER.OFF WAIVER REP.OFFICE CPNC.CUST.TYPE CPNC.INDVD.FORM CPNC.CORP.FORM CPNC.DTA.FORM GEN.RUBRIC.CODE US.RUBRIC NON.US.RUBRIC STP.DEPO D.JUMBO STP.BRK B.JUMBO RM.C.FIRST.NAME RM.C.LAST.NAME1 PEP CCY.JUMBO.LCY CUST.DEFAULT COMMENTS CLIENT.LIQ.RAT PLACE.OF.BIRTH REGISTER.GST BELONG.STATUS PI.STATUS PI.MAN.OVERRIDE MPA.SUBMITTED CIF.SUMMARY.CCY CLIENT.REL.TYPE APAC.UNIQUE.ID APAC.MSG.ID CURR.NO INPUTTER DATE.TIME

AUTHORISER CO.CODE DEPT.CODE OFS.RESPONSE

Value (if hard coded)

Severity

Status Mapping Unit

M35R A A033 this can be system date, and there's no aBOM mapping field, may need to consult CTS team or ZH SE

this is the next review date and it's not stored in any aBOM field, suggest consult ZH SE team where this infor in the backend would be stored no value need to be populated to this field hard coded O there's no aBOM mapping field, may need to consult CTS team or ZH SE where this infor in the backend would be stored please refer to FSD 6.5.6 please refer to FSD 6.5.6 please refer to FSD 6.5.6 please refer to FSD 6.5.6 please refer to FSD 6.5.6 please refer to FSD 6.5.6

M34R

1) Individual.First Name + Individual.Last Name 2) NON INDIVIDUAL.NAME 3) JOINT PARTNER.NAME 1ST LINE

mapping logic as below: 1 CS Trust---CST 2 non-CS Trust---TRUST

refer to FSD 6.5.9, it's the BO/AH's Domicile, refering to the DFC, it's mapped to Official Registered Address.Country
Wholesale Client Field => If "Yes" select WHOLESALE, If "No" select RETAIL Is Exception, populate to "Yes"/"No" value accordingly

Mapping as below: 1. Single--SINGLE 2. Married--MARRIED 3. Seperated--SEPERATED 4. Divorced--DIVORCED 5. Widowed--WIDOW(ER) 6. Registered Relationship--REG RELP(new value to be created in T24)

changed from GKYC DD.MM.YYYY to T24 (YYYYMMDD)

For AH's "Is Trading Shares" field, mapping as belows: Yes--Trading in Own Shares No--No Trading Own Shares DUMMY: Populate "YES" if Finder CIF number field is entered, otherwise"NO"

mappings as below: internal referral--1 INTERNAL REFERRAL External referral--2 EXTERNAL REFERRAL Indirect Business--4 INDIRECT Direct Business--3 DIRECT

it's the Internal Referee RM field that shall be mapped, but need to be converted to DAO code Please refer 'RM.DEP.CODE' for this field as following : convert to DAO code and send to T24, it is the exisitng behavior to populate the MPID to RM.PID.NO.REF field

Branch of EAM CIF, use Key to map for SG T24. field in HK T24 is a free text field, thus the value should be directly populated to HK T24 field 1 Asia--Asia 2 Europe--EUR only applicable to SG location

For AH's "Employment Status" field, populate "SA" to T24 LCD.CUST.TYPE field when satisfying either of the below two sceanrios: value for field "Employment Status" is "CS Employed", or "Employment Status" is not chosen as "CS Employed" and "CS Staff ID" field is not blank, and "Family Relative Type" field is chosen as "Spouse", then

refer to DFC for the mapping this is based on the client relationship type. If it's individual, then will populate person, if it's in legal entity(non individual), then will populate Company there's no aBOM mapping field, may need to consult CTS team or ZH SE where this infor in the backend would be stored

mapping logic as below: 1 CS Trust---CST 2 non-CS Trust---TRUST

MV MV MV MV

MV

Remarks

operand = "EQ" (EQ meaning Equal, is this understanding is correct?) Yes

User. Last name, User. First name - User. Internal identifier (PID) Where FunctionHolder. Function = 'Primary Relationship Manager'
"User. Last name, User. First name - User. Internal identifier (PID)" Where FunctionHolder. Function = 'Booking Center Officer (Account Manager)' "User. Last name, User. First name - User. Internal identifier (PID)" Where FunctionHolder. Function = 'Investment Consultant' "User. Last name, User. First name - User. Internal identifier (PID)" Where FunctionHolder. Function = 'Financial Planner' "User. Last name, User. First name - User. Internal identifier (PID)" Where FunctionHolder. Function = 'Structured Product Advisor' "User. Last name, User. First name - User. Internal identifier (PID)" Where FunctionHolder. Function = 'Credit Officer'

operand = "LK" (What is LK?), not LK, now operand = "EQ" APAC Postal Address Entity Name, check IF lifecycle status = active APAC Postal Address Entity Name APAC Postal Address Entity Name Postal Address Entity Name Postal Address Entity Name Postal Address Entity Name Postal Address Entity Name Mailing Instruction Entity Name

operand = "EQ", APAC Dossier entity Name

Possible values for recordstatus will be "Record Found" or "Record Not Found"

To be constructed at KYC side and sent to T24. See DS for more details section 5.12.3.1

Date when kyc review is approved

Review.Review due date

BLANK

BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD

BLANK FIELD BLANK FIELD

To be constructed at KYC side and sent to T24. See DS for more details section 5.12.3.1

in N3147_GFS_Data_Field_Catalogue.xlsx its mentioned that - 'populated from T24' Is it same as STREET.ADDR in mapping sheet? APAC Client Management - Client managed by refer to T24 FSD section 6.5.3 BLANK FIELD APAC Dossier - Liquidity ranking Individual - Nationality APAC KYC Profile Partner - Tax residence APAC Trust - APAC Type of Trust

BLANK FIELD

Australian Domicile Legal Check List - Is wholesale client

Australian Domicile Legal Check List - Is exception APAC Australian Domicile Check List - Wholesale basis APAC Australian Domicile Check List - Wholesale basis comment Proof Of Identity - ID Document Type Proof Of Identity - ID Document Number Proof Of Identity - Expiry Date BLANK FIELD Individual - Date of birth , Trust - Date of formation , Corporate - Date of incorporation Individual - Marital Status

Individual - Country of birth

refer to T24 FSD section 6.5.7.1

KYCProfilePartner - Is PEP the field "KYCProfileDossier. Is PEP relationship" should be used in this case, refer to T24 FSD section, section 6.5.8 Insider - Is trading shares

APAC External Finder - Finder CIF number

APAC External Finder - Contract type APAC Client Referral - Referred by

BLANK FIELD

APAC Client Referral - Internal referee PID

APAC Client Referral - Intermediary CIF number APAC Client Management - Client managed by APAC Client Management - Client managed by APAC Client Management - Branch of EAM CIF

refer to T24 FSD section 6.5.3 refer to T24 FSD section 6.5.3

APAC Client Management - EAM CIF number APAC Client Management - EAM pricing type APAC Client Management - Identification delegation to EAM APAC Client Management - Send to Quartal for Retro APAC Client Management - EAM BIC code Dossier - Client segment APAC Dossier - Client code Corporate - Company industry Is this field is EAM.SSTS in mapping sheet? Yes APAC Client Management - EAM Swiss stamp tax

ProfessionalStatus - Employment status

FamilyRelative - Type

Individual - Gender Official Registered Address - Country Individual - 2nd Nationality

spelling need to be corrected in catalogue, Partner.Concrete Type of Partner

ProfessionalStatus - CS staff ID Individual - Salutation

only AH's CS Sfaff ID

when popuate to MNEMONIC field, Add "A" infront of the CIF Number

Is it same as STREET.ADDR in mapping sheet?

List is different based on location,e.g. KYC SG value should be mapped to SG T24 SECTOR list

BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD

BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD

BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD

BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD BLANK FIELD

BLANK FIELD BLANK FIELD BLANK FIELD Reply message from T24

T24 response will be updated to send the PID number and Credit Officer.

For these fields separate FUnction Context Obejects will be created in Solution and will be sent to Compone

Addresse s can be pushed to KYC min one and max any number

- EAM Swiss stamp tax