BE-QP:

1. 2. 3. 4.

Minimum amount to be invested by a single investor in CP is ____

The fair Bid Price is the highest price at which the trader is willing to_____ The fair Offer Price is the lowest price at which the trader is willing to ____ In Uniform price auction the cutoff price is derived as the ______ of all successful bids

5. The trader who buys a security for long term gain is a 6. The market maker by definition is one ___________ 7. Book building process in a public offer implies that the issuer can___________determine a cut off price for a share 8. Which currency is called green-back?____________ 9. In a capital market, quoted share means Shares which are _______ in stock exchanges and being traded regularly 10. A Tom transaction in Foreign Exchange is settled the ___________ 11. In capital market the term Green-Shoe option means Option to __________ a portion over subscription above the notified issue amount

12. Base Rate is determined by each bank for itself influenced by its desired return on net worth. True or false? _______
13. The maximum period for which a certificate of deposit by a bank can be issued is not more than _____________ 14. The maximum amount that a bank can borrow in call money market in a single day is _________ of the capital funds of the Bank 15. Commercial Paper is issued for a minimum period of 3 months. True or false? _______ 16. FIMMDA is a regulator for bond, money and derivatives markets. True or false? _______ 17. RBI fixes the cap on interest rates every day for call money transactions. True or false?_________ 18. PSU Bond with call option is a derivative instrument. True or false?________ 19. The Stock Futures contracts are available with expiry periods of _________ 20. In a futures contract trading profits are received or losses are paid on _______ 21. When you purchase a call option you are taking a long position and wants the market to move up. True or false? _________ 22. An investor sold a one month ICICI Bank 750 put option at a premium of Rs 5. The spot price of ICICI Bank is Rs 640. The option is _____of the money 23. Players in G-securities market include Commercial banks, primary dealers and

_________
24. The Commodities market is regulated by _______ 25. Which feature differentiates a commodity futures contract from a financial futures contract? Varying quality of _________ 26. The Banking Ombudsman is a person appointed by the __________ 27. Interest rates on Deposits is not a subject covered under Prudential Norms. True or false? __________ 28. Capital adequacy for a bank is the minimum of capital required as a ratio to the __________ of a Bank

29. A Yield based auction is conducted when a new ________ is issued 30. Green shoe option means that a share issuer company may Issue shares exceeding the offer size up to a limit. True or false? __________ 31. Auctions in government securities are conducted by ______ ________________

32. Clearing Corporation of India (CCIL) was sponsored by______ _______ 33. What is the maximum limit fixed by RBI to issue CDs? ____________ 34. Corporates can issue Commercial Paper (CP) upto______of their working capital limits 35. Is underwriting mandatory before issuing CP? _________ 36. CPs can be issued by a corporate to Individuals, banks, corporates, non-residents on______ basis 37. Minimum net worth for a CP issuer should be ____________ 38. What is the ROI on a Certificate of Deposit (CD)? _____________ 39. CDs can be issued to NRI, subject to the condition that Such CDs are not _____________ 40. Procedure of issuing CDs is standardized by_________ Write briefly on the following.(DTQ) 1. Basel framework 2. Treasury Bills 3. Explain the role of an Underwriter in an Initial Public issue of shares of a company.
4. Price discovery process

5. Monetary policy