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Test Details:
Sr.
Name of Module
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
Fees
(Rs.)
Test
No. of
Maximum
Pass Certificate
Duration
Questions
Marks
Marks
Validity
(in minutes)
(%)
(in years)
120
60
100
50
5
120
60
100
50
5
120
60
100
50
5
120
60
100
50
5
120
60
100
50
5
120
60
100
50
105
105
120
120
120
60
60
60
60
60
100
100
100
100
100
60
50
60
60
60
5
5
3
5
5
120
60
100
60
120
100
100
50
120
100
100
50
120
100
100
60
120
100
100
50
120
100
100
60
120
100
100
50
120
80
100
60
75
120
120
90
120
120
120
60
60
50
100
60
60
90
100
100
100
100
100
100
100
60 #
50
60
60
60
60
60
5
3
5
5
5
5
120
90
100
60
1500
2000 per
exam
5000
120
120
60
75
100
140
60
60
5
NA
240
30
100
50
NA
1500
1500
1500
1000
120
120
120
150
65
80
50
50
100
100
100
75
55
55
55
50
2
2
2
NA
0*
Candidates have the option to take the CMDM test in English, Gujarati or Hindi language. The workbook for the module is
presently available in ENGLISH.
0*
Candidates have the option to take the tests in English, Gujarati or Hindi languages.
# Candidates securing 80% or more marks in NSDL-Depository Operations Module ONLY will be certified as Trainers.
** Following are the modules of Financial Planning Standards Board India (Certified Financial Planner Certification)
-
FPSB India Exam 1 to 4 i.e. (i) Risk Analysis & Insurance Planning (ii) Retirement Planning & Employee Benefits
(iii) Investment Planning and (iv) Tax Planning & Estate Planning
0-
The curriculum for each of the modules (except Modules of Financial Planning Standards Board India, Finitiatives Learning India
Pvt. Ltd. and IMS Proschool) is available on our website: www.nseindia.com > NCFM > Curriculum & Study Material.
CONTENTS
1
CHAPTER 1: SECURITIES MARKET IN INDIAAN OVERVIEW ............................... 1
1
1.1 INTRODUCTION ...................................................................................... 1
1
1.2 PRODUCTS, PARTICIPANTS AND FUNCTIONS .................................................. 2
SECURITIES MARKET AND FINANCIAL
1
1.3 SYSTEM ...............................................
4
1
1.4 DERIVATIVES MARKET ................................................................................. 6
REGULATORY
1
1.5 FRAMEWORK ..........................................................................
7
Legislations .................................................................................. 1
1.5.1
.
7
1
1.5.2 Rules Regulations and Regulators .................................................... 9
Reforms Since
1
1.5.3
1990s......................................................................
9
ROLE OF NSE IN INDIAN SECURITIES
3
1.6 MARKET ...............................................
1
3
CHAPTER 2: PRIMARY MARKET ............................................................................ 7
3
2.1 INTRODUCTION ...................................................................................... 7
MARKET
3
2.2 DESIGN ......................................................................................
7
2.2.1
2.2.2
2.2.3
2.2.4
2.2.5
2.2.6
2.2.7
3
7
4
Merchant Banking .......................................................................... 4
Credit
4
Rating .................................................................................
5
Demat
4
Issues ................................................................................
5
4
Private Placement .......................................................................... 5
Virtual Debt
4
Portal .........................................................................
6
ADRs/GDRs .................................................................................. 4
.
6
4
CHAPTER 3: SECONDARY MARKET ....................................................................... 9
4
3.1 INTRODUCTION ...................................................................................... 9
MARKET
4
3.2 DESIGN ......................................................................................
9
Stock
4
3.2.1
Exchanges ...........................................................................
9
5
3.2.2
Membership in NSE ........................................................................ 3
3.2.3
3.2.4
3.2.5
3.2.6
1
Listing of
securities ........................................................................
Delisting of
Securities .....................................................................
5
8
5
9
6
Listing of Securities on NSE ............................................................. 1
Dematerialisation .......................................................................... 6
.
4