ANTHONY THOMAS JACKSON, NJ 08527 Tel # 516-455-1851 E-mail: info@ajtconsulting.net at15a9642@westpost.

net SUMMARY:

126 ADAMS WAY

a Business Analyst with expertise in conversion and managing system integration with enterprise applications, and establishing technical platforms and driving s uccessful implementations utilizing System Develop Life Cycle (SDLC). a Strong emphasis on developing and implementing Project Management processes, s tandards and methodologies across the enterprise. a Knowledge of customer products and services within the Finance Industry. a Ability to communicate effectively with vendors regarding implementation of te chnology to achieve organizational goals. a Effectively manage multiple work assignments, and able to shift priorities to meet the current business environment needs. a Provide advice on IT manageras system applications for assurance that transact ions are recorded in accordance with GAAP and SOX principles. a Coordinate system analysis with virtual teams and staffs to nullify undue enri chment to client and mitigate any potential risk to the firm while adhering to a ll SOX and SDLC rules. a Experienced in Corporate Mergers, Acquisitions, Due Diligence and Corporate Co nsolidations. a Ability to quickly learn systems architecture within the firm to understand in ter-dependencies between applications, functions & platforms and to be able to a ssess the overall impact of proposed systems changes. Experience in Back Office Operations, Corporate Action SWIFT Notification, Divid end processing (Global and Domestic), Bond, Corporate Bond, Reconciliation, Cust ody, Non-Custody, Trading, Fixed Income, Securities Lending, Foreign Exchange, M utual and Hedge Funds PM TOOLS: MICROSOFT OFFICE (VISIO, Power Point, Word, Excel, Access, Project Man agement), Microsoft Net Meeting, Microsoft Office Live Meeting, SharePoint Site, and the INTERNET. PROFESSIONAL EXPERIENCE Citibank, (Tampa FL Campus) Asset Management Institutional Client Group IT Dec2009 a" Project Manager / Business Analyst Securities Operations Specialist a BRD author in completion of intelligent and complete business requirements. a Review BRDs and construct Gap analysis for review with Stakeholders or SMEs. a Traceability from BRD to FRD/MDD and requirement input into Test Director (TDD ). a Author various requirement documents for IT Development Teams. a Lead round table reviews of documentation to secure acceptance and sign-off. a Manage and develop Test Strategy Plans with Wipro and Infosys teams. a Acquire and evaluate all project documentation for test and planning on SWIFT Messaging.

Present

a Manage Defect Management process, report, analyze, and escalate problems and i ssues. a Act as project lead point of contact to Business Application and Infrastructur e organizations. a Provide testing guidelines, training, and assistance to test executors and ana lysts. a Partner with QC & UAT test leads / testers for knowledge transfer of new softw are functionality. a Provide consolidated workflow diagrams for implementation of BaNCS Global Proc essing System.

BNY Mellon Securities, (FL, NYC, OH) AMERICAS COPORATE ACTIONS DEPARTMENT PROJECT MANAGER / BUISNESS ANALYST SECURITIES OPERATIONS SPECIALIST

Jan 2007 a"

Aug 2009

a Responsible for implementing and structuring the Securities Lending Claim Depa rtment. a Delegate review process of all Swift Notification of Canadian events via GSP a nd PSS Systems for Loan Positions. a In charge of reviewing all Bank and Agent Loan amounts for comparison with Cou nter Broker Information. a In charge of verification of tax rates applied by the Custodian for the Global Corporate Action Event, and Tax rate assigned to BNY Mellon Clients as to Treat y Agreements. a Improved and developed submission of elections and claims to Counter Party for approval in a timely manner prior to record date on all Bank and Agent loans. a Create database models both logical and physical for desired ETL procedures. a Manage follow-up efforts with Counter Broker or Client Administrator to confir m receipt of elections and claim. a Manage reconciliation on payments received via Wire to Nostro and Suspense Acc ounts. a Delegate and resolve claims received from Counter Brokers by issuance of Wire in various currencies. a In charge of resolving any claim discrepancies with the Global Income or Secur ities Lending Department. a Managed the Securities Lending Department which retrieved over $16MM in Loan P roceeds in 4 months. SECURITIES SPECIALIST a Implement procedures for elimination of any Risk while transition of Canadian Processing Department to US Based Operation due to Treaty Agreements. a Responsible for review of all Swift Notification on pending Corporate Action e vents received from the Custodian. a Executed test cases with the business group in the UAT phase; worked with the business in creating test cases and also updated daily Quality Center for manage ment review. a Logged defects and provided defect reports to the Operations Manager. Wrote SQ L queries to find data used in the UAT Testing a Managed allocation of (Global) Tenders, Mergers, Plan of Reorganization or Sch eme of arrangements, Forward / Reverse Splits, Mandatory Puts, Conversions, Fina l Pay down, Full Call, D-Whacks, Currency Options and Drips. a Responsible for resolve of all open trades associated with Mandatory Corporate Action.

a Coordinate reconciliation of differences on Nostro, Suspense and Client Accoun ts. UBS SECURITIES, CORPORATE ACTION DEPARTMENT PROJECT MANAGER MANDATORY SECURITIES SPECIALIST a Executing allocations on Full /Partial Calls, Maturities, Final Pay downs, Man datory Puts, Refunded / Defeased Issues, Cash Mergers, Reverse / Forward Splits, ADR Terminations and Final Distributions. a Resolve SPO Charges on settlement of all Mandatory Corporate Actions with Coun ter or Prime Brokers. a Coordinate with vendors for scope and time effective systems implementation to achieve organizational goals while optimizing resources. a Test and implement new procedures for high volume processing of redemptions on ADP systems. a Analyze and Standardize Task to eliminate any Risk when distributing funds and shares to clients. CITIGROUP, SALOMON SMITH BARNEY, CAPITAL REORGANIZATION, NY 05 CITIBANK a" PRIVATE BANKING DIVISION OPERATIONS OFFICER a Responsible for e-Refunded issues a Notification to dends, Spin-offs, a Involved in the EDUCATION a CITY UNIVERSITY OF NEW YORK, BROOKLYN COLLEGE a MAJOR: ACCOUNTING a AMERICAN INSTITUTE OF BANKING KNOWLEDGE BASE: SOX, GAAP, FASB, AND SEC RULES Apr 2000 a" Oct 20 Nov 2005 a" Dec 2006

processing Maturities Full & Partial Redemption, Defeased & Pr for Brokerage and IB. customers & processing of all Conversions, Mergers, Stock Divi Defaulted issues and Global issues via Swift system. analysis, design of Data warehouse, ETL, reporting.

SYSTEMS and APPLICATIONS: SQL Server, MS Access, IBM DB 2 (SBSS, NCS), ORACLE I I G (BaNCS), SECORE, Sebill.net, SBSS-Planets, HP Quality Center 10, Citrix Xen Application, PSS, SMDB, GSP/ASP/TAS, MERVA, ISON, IMMS, ESL, DIMS, GTM (Swift Me ssaging), BLOOMBERG, BETA, TECHNOLOGIES: ETL, Business Intelligence, Data Warehousing, Process & Quality Management Global IT Scorecard,