Sumit Bajaj

Brief Snapshot
Rank holder Chartered Accountant

Male Married, Born on 7th April 1981

Contact: +91- 98300-84593 E-Mail: sumitbajaj2000@gmail.com

Rank 6th in CA-Finals (2nd in Eastern India) 48th and 3rd rank PE-II and Foundation examinations respectively.

More than 6 years of rich experience in Corporate & Investment Banking with Project Financing, Debt, Equity and quasi placement & Syndication. 2005-Mid 2007- Project Appraisal & Preparation of Information Memorandum & Financial Model for various projects for raising funds through Debt, Equity and Convertibles. Mid 2007-till currently- Aggressive marketing in Eastern India (including Orissa, Jharkhand, etc) of the products and Meeting various Corporate in Eastern India for sourcing and generating business for the Bank apart from deal execution. Strong relationships with Corporates in Eastern India and good knowledge of the market Interface between Clients and Banks for information sharing and making a case for Project Funding

Experience

ICICI Bank, Corporate Banking Group at Kolkata (Since April 2011) As Client Banker

Business development and deal sourcing from Corporate Clients. This includes structuring of one-time transactions and to push utilization of regular funds and non-fund based facilities. Also, in liaison with forex/derivative desk to close derivative and forex transactions. Coordination with ICICI Banks overseas subsidiaries and branches (UK, Singapore, and Bahrain etc) to arrange External Commercial Borrowings, Buyers Credit, etc. for local companies and their overseas subsidiaries/associates. Credit Analysis & Appraisal, Proposal Preparation and Presentation to the Internal Sanctioning Committees for fresh sanctions, renewals and enhancements. Facilitating documentation in liaison with corporate legal. Credit monitoring and mitigation of post sanction issues including monitoring the end use of funds disbursed, adequacy of security cover/insurance/drawing power, asset reviews, unit inspection etc. Acquisition of new clients for the bank. Key clients handled: Simplex Infrastructures Ltd, Simplex Projects, Ceat Ltd, KEC International.

New Clients: Kalpena Industries Ltd, EMC Ltd, Aryan Mining, RPG Lifesciences Ltd, MBL Infrastructures, OP Maniyar group, Ambo group, etc.

SBI Capital Markets Ltd at Kolkata Relationships

(October 2009 to March 2011) as Asst. Vice President,

Key Assignments Originated Himadri Chemicals & Industries Ltd Hospet Coke & Industries Ltd Balaji Coke Industries Ltd Asian Hotels (North) Ltd Sona Sati Organics (P) Ltd Subhas Project Marketing Ltd.

ECB for Capex. Debt Syndication Debt Syndication M&A Advisory Project appraisal for a distillery plant Refinancing of existing FCTL

USD 95 Mn Rs. 800 Mn Rs. 800 Mn Rs. 12,500 Mn Rs. 850 Mn USD 25 Mn

Axis Bank, Capital Markets, Corporate Banking Group at Kolkata (May 2005 to October 2009) As Manager

Key Assignments Handled at Axis Bank

Company Gujarat NRE Coke Ltd Gujarat NRE Coke Ltd Transaction 2 transactions of FCCB Issuance. 2 NCD Issuance Size USD 115 Mn Rs. 1000 Mn

CV of Sumit Bajaj

1 of 2

EMAMI Limited Zandu Acquisition funding: PTC issuance and structuring Rs. 2000 Mn Gujarat NRE Minerals Ltd FCL for Coking coal mine development USD 75 Mn EMAMI Realty Ltd NCD Issuance Rs. 1000 Mn Assam Company Limited FCCB issuance USD 48 Mn Eastern Minerals & Trading Agency Syndication of debt for their Karnataka EMTA project Rs. 2500 Mn Eastern Minerals & Trading Agency Securitization of Receivables Rs. 1000 Mn Kanoria Chemicals & Industries Ltd Short term loan Rs. 550 Mn Webel SL Energy ECB raising USD 16.5 Mn Electrosteel Castings Limited GDR Raising USD 40 Mn Jai Balaji Industries Limited Acquisition funding for Assets takeover of HEG unit Rs. 700 Mn Hindustan Paper Corporation Ltd Project appraisal and Financial Model building USD 600 Mn Rajesh Exports Limited FCCB issuance USD 150 Mn Paharpur Cooling Towers Ltd Acquisition bid for Hudson (fallen through) USD 400 Mn Some other assignments included FCCB raising for Kanoria Chemicals & Industries Limited, Private equity raising for GNRC Hospitals, Non-convertible debentures subscription for Lanco Industries Limited and EMAMI Group, debt underwriting/syndication for Usha Martin Co., promoter funding for Gujarat NRE Coke Ltd and EMAMI Ltd etc.

Pre-Qualification Experience
S K Deora & Co- As an Audit Assistant from August 2002 to April 2005 and Lodha & Co (A Member of BDO)- As an Audit Assistant from February 2002 to August 2002

Educational Qualifications & other activities

Year 1998-2000 2000-2003 2001 2003 2004 Particulars ICSE & ISC Examination from St. Thomas` Church School B. COM (Hons) Calcutta University Chartered Accountancy from ICAI Remarks 84% First class first 3rd Rank in CA Foundation 48th Rank in CA PE- II Exams 6th Rank in CA Finals

External Training Attended the 2-Day training on advanced structured financing -Mumbai, ICICI Bank. Participated in 5-day workshop in Hong Kong on Project Finance Masterclass- Best Practices in Structuring, Legal Documentation & Financial Modelling by Terrapinn Financial Training. Attended the 2-Day International Event on Entrepreneurial Awareness and Celebration of Entrepreneurship in Eastern India, organized by The Indus Entrepreneur (TIE)-Kolkata, IIM-Calcutta, Seedfund, IISc Bangalore, NEN & IIT Kharagpur Hobbies Astrology, Listening to Music, Technical Analysis and Driving.

CV of Sumit Bajaj

2 of 2