SOCIALIST REPUBLIC OF VIETNAM INDEPENDENCE FREEDOM HAPPINESS

CONTRACT APPENDIX
(For Individual Investor)
(Attached to the Securities Trading Account Opening Contract No. ....................... date ....) PARTY A: FORTUNE SECURITIES CORPORATION Head Office Address: 5/F, Lawrence S.Ting Building, 801 Nguyen Van Linh, District 7, Ho Chi Minh City Phone: (+84-8) 5413.5479 Website: www.phs.vn www.fortune-sc.com Investment on November 15th, 2006 Securities Operation License No.: 23/UBCK-GPHDKD issued on December 1st, 2006; 869/QD-UBCK issued on December 29th, 2006; 86/UBCK-GPDCCTCK issued on November 2nd, 2007; 153/UBCK-GP issued on September 5th, 2008; 730/QD-UBCK issued on November 10th, 2008 and 185/UBCK-GP issued on January 23rd , 2009 by the State Securities Commission Represented by: Mr. Cheng Chang Chong Name of bank account: Fortune Securities Company Bank Account of domestic brokerage: 140114851002285 at Vietnam Export and Import Bank (Eximbank) Bank Account of foreign brokerage: 1017816-001 at Indovina Bank Bank Account of domestic brokerage: 1017816-004 at Indovina Bank (Herein after called Securities Company) PARTY B: Mr./Ms.: Date of Birth: ...................... Birth place: ...................... M F Nationality: ................. Identity Card/Passport No.: ........................... Issuing place: ..................... Issuing date: ................. Permanent Address: .......................................................................................................................... Phone: ................................................... Email: ............................... ........................................ Company Name: ........................................... Occupation: ................................................................ Company Address: ........................................ Phone No.: .................................................................. Account No.: ................................................ At : ................................... ........................................ (Herein after called Customer) Title: General Director Fax: (+84-8) 5413.5472 Email: info@phs.vn

Business Registration Certificate No.: 4103005552 issued by HCMC Department of Planning and

Both parties have agreed to sign the Contract Appendix supplementing to the above mentioned The Contract for Opening Securities Trading Account (Account No. 022F) with the following terms and conditions:

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Article 1:

General Agreement In order to provide convenience for Customer in securities trading, Securities Company agrees to offer Customer Securities Trading Service through the following methods: telephone, SMS and web-trading. Customer can choose one or more transaction methods by putting a tick () into the following items: Telephone (T-Stock) SMS (M-Stock) Web-trading (E-Stock) Email Fax

In line with each transaction method, Customer must comply with the relevant regulations stipulated in this Contract Appendix. Every transaction order of Customer carried out by any of the above mentioned methods is considered valid and same as orders placed directly at Securities Companys Headquarter or any of its branches and/or its transaction offices. Article 2: 2.1 2.1.1 2.1.2 2.1.3 Regulations on Transaction Methods Telephone transaction method (T-Stock) When Customer needs to place an order, Customer must make a phone call to Securities Company at the number 1900.54.54.36 or (84-8) 3855.3849 which specially used for order receipt via phone. Customer must use his/her transaction password in order to ensure security for his/her order placement via phone. Customer has to set his/her own transaction password:

2.1.4

2.1.5 2.1.6 2.2 2.2.1 2.2.2 2.3 2.3.1 2.3.2 2.3.3 2.3.4 2.4 2.4.1 2.4.2

2.5 2.5.1 2.5.2

When placing a transaction order on telephone, Customer must provide the following information: Transaction account number Transaction password Order type (buy/sell/cancel) Securities code Volume Price (by VND1000 unit. If it is ATO order, ATO should be read) Transaction date Order matching session Customers order(s) shall be repeated and checked by Securities Companys teller. If all information is valid, the order(s) shall be transferred to the system on the waiting list. Customer agrees for Securities Company to record and archive telephone order placing conversation made by Customer. The recording tape provided by Securities Company is considered as evidence in the case there are disputes arisen on transaction order placing as above mentioned. Web-trading transaction method (E-Stock) Customer must register his/her email address for receiving password of web-trading transaction method: Customer must comply with the regulations on Web-trading transaction service supplied by Securities Company. Any transaction order of Customer placed on Web- trading is considered as valid as directly placed orders at Securities Companys headquarter or/and any other branches, transaction offices. Transaction information transfer method by SMS (M-Stock) For using this service, Customer must register his/her mobile phone number: . By the way of SMS, transaction result of Customer shall be sent directly to such mobile phone number Customer can take initiative to look up securities market information as well as account transaction information Customer shall receive notice from Securities Company via SMS. Email transaction method Customers order slips for securities transaction shall be transmitted to Securities Company from the registered email of Customer. On the trading days ( Monday, Tuesday, Wednesday, Thursday, Friday): Customers duly completed order slips shall be sent to the announced E-mail address of Securities Company which is......................( or any other email address as notified in writing by Securities Company to Customer from time to time) before 08:50 AM for the 1st trading sessions matching deal; before 09:50 AM for the 2nd trading sessions matching deal; before 10:20 AM for the 3rd trading sessions matching deal; and before 10:50 AM for the negotiated deal. Facsimile transaction method Customers order slips for securities transactions shall be transmitted to Securities Company from Customers facsimile number being..........................................(or another number as notified in writing by Customer to Securities Company from time to time) to Securities Companys facsimile number . ( or another number as notified in writing by Securities Company from time to time). On the trading days ( Monday, Tuesday, Wednesday, Thursday, Friday): Customers duly completed order tickets shall be transmitted to the facsimile number . of Securities Company (or another number as notified by Customer from time to time) before 08:50 AM for the 1st trading sessions matching deal; before 09:50 AM for the 2nd trading sessions matching deal; before 10:20 AM for the 3rd trading sessions matching deal; and before 10:50 AM for the negotiated deal Commitment of Securities Company Ensure transaction order(s) of Customer be transferred to the centralized trading system provided that the order information given by Customer to Securities Company is valid and timely. Securities Company shall promptly inform Customer (through the following types of sending information: SMS, telephone, website, at counters of receiving order) the result of the execution of each trade as soon as Securities Company has been informed of the same by the relevant Stock Exchange or Securities Trading Center; Keep confidential the transaction password agreed by both parties (if any) Commitment of Customer Comply fully and properly with the regulations of Securities Company on placing order using those transaction methods. Customer will bear full responsibility for damages arisen from incompliance or insufficient compliance the above mentioned regulations; Customer agrees on the result of the transaction made on one of transaction methods; For the above-mentioned transaction methods, Customer agrees to authorize Securities Company (Represented by: Trading Service Manager) to sign on order slips (buy and/or sell and/or cancel) by putting a tick () into the following items:

Article 3: 3.1 3.2 3.3 Article 4: 4.1 4.2 4.3

Agree

Not agree

4.4 4.5 4.6 4.7 Article 5: 5.1 5.2

Customer undertakes full responsibility for this authorization and commit to admit and not to raise any claims against the Securities Company for any of authorized Securities Companys acts as per scope of authorization. In the case of refusal, Customer must promptly transfer the order slips to the Securities Company not later than 01 (one) day after such transaction day; Where Customer does not satisfy the above requirements, Securities Company shall have the right to unilaterally suspend transactions via services stated in this Contract appendix until Customer satisfies such requirements; Customer regularly follows up the money and securities balance and cross-check the transaction results with Securities Company and feedback timely any errors (if any) to the orders receiving section of Securities Company; In order to keep the confidential information relating to transaction, Customer should regularly change his/her passwords. Implicit Information On signing this contract appendix, Customer acknowledges that this service provided by Securities Company is to create favorable conditions for Customer to do transactions, mistakes may occur during the process or another person may imitate Customer to do transaction. Therefore, Customer needs to keep the password confidential absolutely and comply with the regulations stipulated by Securities Company on trading on the above mentioned trading forms (if any). In case trading using these methods is not safe, Customer shall be entitled to terminate this Contract Appendix unilaterally and notify Securities Company in writing. The Contract Appendix termination shall not affect rights and obligations of both parties in the Contract to which this Appendix is attached. This Contract Appendix becomes a part of the Securities Trading and Custody Service Contract No. dated ..entered by both parties. If there is any inconsistency between provisions of this Contract Appendix and provisions of the Opening Securities Trading Account Contract, the later shall prevail. This Contract Appendix is signed by both parties on. and made in two (02) copies with authentically value, each party keeps one (01) copy. This Contract Appendix shall come into full force and effect from the signatory date. PARTY B (Sign and full name) FORTUNE SECURITIES CORPORATION GENERAL DIRECTOR

Cheng, Chang - Chong

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