Beruflich Dokumente
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PETER P. VITALIANO, PHD, JAMES M. SCANLAN, PHD, JIANPING ZHANG, MS, MARGARET V. SAVAGE, PHD, IRL B. HIRSCH, MD, AND ILENE C. SIEGLER, PHD, MPH
Objective: We tested a theoretical stress model cross-sectionally and prospectively that examined whether relationships of chronic stress, psychophysiology, and coronary heart disease (CHD) varied in older adult men (N 47), older adult women not using hormone replacement therapy (HRT) (N 64), and older adult women using HRT (N 41). Method: Structural equations examined relationships of CHD with 1) chronic stress (caring for a spouse with Alzheimers disease and patient functioning), 2) vulnerability (anger and hostility), 3) social resources (supports), 4) psychological distress (burden, sleep problems, and low uplifts), 5) poor health habits (high-caloric, high-fat diet and limited exercise), and 6) the metabolic syndrome (MS) (blood pressure, obesity, insulin, glucose, and lipids). Results: Caregiver men had a greater prevalence of CHD (13/24) than did noncaregiver men (6/23) (p .05) 27 to 30 months after study entry. This was influenced by pathways from caregiving to distress, distress to the MS, and the MS to CHD. In men, poor health habits predicted the MS 15 to 18 months later, and the MS predicted new CHD cases over 27 to 30 months. In women, no caregiving-CHD relationship occurred; however, 15 to 18 months after study entry women not using HRT showed distress-MS and MS-CHD relationships. In women using HRT, associations did not occur among distress, the MS, and CHD, but poor health habits and the MS were related. Conclusions: In older men, pathways occurred from chronic stress to distress to the metabolic syndrome, which in turn predicted CHD. Older women not using HRT showed fewer pathways than men; however, over time, distress, the MS, and CHD were related. No psychophysiological pathways occurred in older women using HRT. Key words: stress, coronary disease, gender, metabolic syndrome, hormone replacement, path analysis.
AD Alzheimers disease; BP blood pressure; BMI body mass index; CHD coronary heart disease; CVD cardiovascular disease; DBP diastolic blood pressure; HDLC high-density lipoprotein cholesterol; HRT hormone replacement therapy; LV latent variable; LVPLS latent variable partial least square; MLE maximum likelihood estimation; MS metabolic syndrome; MV manifest variable; PLS partial least squares; RMS root mean square; SBP systolic blood pressure; SES socioeconomic status; TG triglycerides.
INTRODUCTION There is extensive em1pirical support for the hypothesis that chronic stress is associated with cardiovascular disease. Greenwood et al. (1) reviewed 14 prospective studies of humans, and almost all of the studies found relationships of stress with CVD or coronary heart disease. Pickering et al. (2) found that in persons with high job strain, blood pressure increased over time, both at home and at work. Unfortunately, few of these studies focused on men over 65 years of
Departments of Psychiatry and Behavioral Sciences and Medicine, University of Washington (P.P.V., J.M.S., J.Z., M.V.S.), Seattle, Washington, and Department of Psychiatry and Behavioral Sciences, Duke University (I.C.S.), Durham, North Carolina. Address reprint requests to: Peter P. Vitaliano, PhD, University of Washington, Department of Psychiatry and Behavioral Sciences, Box 356560, Seattle, WA 98195-6560. Email: pvital@u.washington.edu Received for publication July 27, 2000; revision received June 22, 2001.
age and still fewer included older women. Because older adults are less resilient to stress and illness than are younger adults and chronic stress may be more related to CHD in older than in younger adults, this is an important area of study. Indeed, in the absence of good health habits, even healthy older adults exhibit greater risks for CVD. These include greater BP (3), body fat (3), and insulin and glucose (4). Hence, 72% of persons over age 65 have CVD, and 25% have CHD (5). Importantly, CHD prevalence in women increases dramatically after age 50, suggesting that without hormone replacement therapy, postmenopausal women may lose much of their CHD protection (6). Our literature review of research on chronic stress and CHD noted the absence of studies that used theoretical models to guide their research and hypotheses. Moreover, few studies used prospective designs with naturally occurring (and ecologically valid) chronic stressors in older men and women. Still fewer studies examined psychosocial, behavioral, and physiological measures to represent predisposing, mediating, and outcome variables within the same investigation. Here, we attempted to narrow this gap. However, to meet the above requirements as well as have a large sample would have been prohibitively expensive. Instead, we used a moderately sized sample and a theoretical model of distress to crosssectionally and prospectively examine interrelationships of a natural chronic stressor and psychosocial, physiological, and biomedical variables. We did this in older adult men, women not using HRT, and women using HRT. Our model posits that chronic stress, personal vulnerabilities, and personal and social resources lead to psychological distress and poor health habits. Distress
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0033-3174/02/6403-0418 Copyright 2002 by the American Psychosomatic Society
Fig. 1.
Top, theoretical path model for chronic stress and CHD. Bottom, path model for chronic stress and CHD with manifest variables.
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We will also review how these responses can lead to physiological disregulation, which may be followed by CHD. Pathways From Chronic Stress, Vulnerabilities, and Resources to Psychological Distress and Poor Health Habits The model proposed here is an attempt at a parsimonious and analytic depiction of most aspects of the cognitive-phenomenologic model of stress (CPMS) (8). Here, distress is a function of potentially stressful events, personal vulnerabilities, social resources, coping, and their reciprocal relationships. Both the CPMS and the proposed model emphasize relationships between chronic
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Status Exam (69). It assesses orientation, memory, etc. Care recipient functioning was measured by the Record of Independent Living (70). It assesses competence in maintenance (eg, feeding and washing) and higher functioning (eg, reading and recreation) (Figure 1, top). Measures of personal resources. The Revised Ways of Coping Checklist (71) assessed problem-focused coping (eg, came up with a couple of different solutions to the problem). SES was operational-
between MVs.1 To address whether LVs were separate constructs, we examined the r values of the residuals. Interpretation of the LVs was based on 1) the r and values between LVs, 2) the amounts of variability in the endogenous LVs explained by their predictors, 3) the magnitude of the r values between LVs for which no r was theorized, and 4) an overall nonprobability fit index (ie, unexplainedPLS0.76(ofc))-.76(ofhd,)leofmu-502.76(ofsm57002.3.76(ofsample)-.76(ofsTDs)-.76(ofth))-.76(ofLISREL)-.76(ofbecause)-323.1.5j-29.3552 -estim02
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Record of Independent Living at time 2. Tables 1 and 2 contain health-related, psychosocial, and demographic data for the MVs used to assess the LVs in Figure 1, bottom, and for other variables of interest. MVs are compared primarily for caregivers and noncaregivers (or for their spouses) stratified by gender and HRT (men, women not using HRT, and women using HRT). At each time, male caregivers were more obese and reported more depressed mood, more burden, fewer uplifts, fewer social supports, less problem-focused coping, and less education than did male noncaregivers. Caregiver women not using HRT reported less exercise than their noncaregiver counterparts as well as more depressed mood, sleep
TABLE 2.
problems, and burden at both times. Caregiver women using HRT reported more depressed mood, sleep problems, and burden and fewer uplifts than their noncaregiver counterparts at both times. Male caregivers reported less burden at time 1 and fewer sleep problems at times 1 and 2 than did each group of female caregivers. Finally, cognitive and functional impairments were greater for AD victims than for spouses of noncaregivers (Table 2). Relationships of Caregiving With CHD Point prevalence. Dates of diagnoses were used to estimate CHD at or before study entry and in the 27- to
Psychosocial and Demographic Variables Used to Measure Latent Variables at Times 1 and 2, Stratified by Caregivers/Noncaregivers, Gender, and HRTa Men Women Not Using HRT Caregivers (N 28) 20.9 (5.4) 14.1 (7.5) 1.2 (1.0) 2.1 (1.4) 2.0 (1.4) 3.1 (1.1) 8.3 (4.2) 7.5 (4.1) 11.0 (4.7) 10.7 (4.1) 39.3 (10.3) 38.0 (7.1) 58.1 (23.9) 58.1 (19.0) 28.3 (7.0) 28.6 (6.7) 13.2 (4.8) 12.1 (3.5) 24.8 (6.2) 25.3 (4.9) 28.2 (6.2) 28.4 (7.0) 26.2 (4.7) 27.4 (6.1) 27.9 (5.5) 28.8 (6.2) 26.3 (6.0) 25.2 (7.3) 5.4 (1.2) 5.3 (1.1) 14.7 (3.5) 15.4 (4.1) 13.5 (2.1) $25,000 Noncaregivers (N 36) 28.8 (1.3)** 29.0 (1.2)** 0.0 (0.0)** 0.0 (0.1)** 0.1 (0.1)** 0.0 (0.1)** 5.7 (4.1)* 4.7 (2.9)** 7.6 (3.2)** 7.5 (4.1)** 27.1 (2.7)** 27.1 (2.5)** 61.7 (19.3) 57.8 (19.0) 27.3 (6.9) 26.0 (6.8) 11.9 (3.3) 11.3 (2.6) 26.5 (4.1) 26.7 (3.9) 30.2 (5.3) 31.8 (4.7)* 27.6 (5.1) 28.3 (3.5) 29.5 (4.0) 30.1 (4.5) 27.1 (4.6) 26.8 (4.7) 5.6 (0.7) 5.5 (0.8) 13.1 (5.4) 13.8 (4.7) 13.8 (2.4) $35,000 Women Using HRT Caregivers (N 20) 18.4 (5.8) 10.4 (7.6) 1.7 (1.2) 2.8 (1.6) 3.0 (1.1) 3.6 (1.4) 8.7 (3.4) 7.9 (3.2) 10.9 (5.2) 11.5 (6.1) 40.2 (10.0) 40.2 (10.7) 62.4 (18.5) 64.4 (24.5) 27.2 (5.4) 25.4 (5.0) 11.9 (2.0) 11.2 (1.7) 24.0 (4.6) 26.1 (4.3) 29.4 (4.3) 29.4 (7.0) 28.1 (5.2) 27.4 (3.9) 29.6 (4.4) 30.7 (4.9) 24.9 (8.4) 27.2 (6.7) 5.4 (1.0) 5.5 (1.2) 16.8 (3.8) 17.0 (5.0) 14.5 (2.2) $30,000 Noncaregivers (N 21) 28.9 (1.2)** 28.8 (1.3)** 0.0 (0.0)** 0.0 (0.0)** 0.0 (0.0)** 0.0 (0.1)** 3.4 (2.5)** 4.7 (3.4)** 7.5 (4.1)* 7.9 (3.5)* 26.0 (1.2)** 25.9 (1.5)** 81.0 (22.8)** 78.9 (20.1)* 26.9 (6.3) 25.7 (6.2) 11.9 (3.1) 12.0 (2.9) 27.5 (4.2)* 26.6 (4.3) 35.5 (4.2)** 35.2 (4.1)** 29.9 (3.6) 31.5 (4.2)** 33.0 (3.3)** 33.3 (3.7) 30.4 (5.4)* 30.3 (4.7) 5.7 (0.6) 5.6 (0.6) 16.0 (5.6) 16.8 (7.4) 15.0 (2.8) $35,000
Variables
Time
Caregivers (N 24) 19.0 (5.0)c 13.8 (6.7) 1.0 (0.8) 1.9 (1.5) 1.9 (1.4) 2.9 (1.4) 6.8 (4.1) 6.2 (2.9) 7.2 (4.1) 7.6 (3.6) 32.3 (6.6) 34.3 (8.8) 61.4 (27.9) 53.2 (23.1) 28.0 (6.5) 27.3 (7.3) 12.3 (4.4) 12.0 (2.4) 26.4 (3.5) 25.9 (4.8) 31.8 (4.9) 30.6 (3.8) 29.4 (3.9) 27.9 (3.4) 30.3 (4.3) 28.6 (4.3) 27.8 (5.5) 28.1 (6.6) 5.6 (0.7) 5.4 (0.9) 14.4 (4.4) 15.4 (4.1) 14.0 (2.3) $35,000
Noncaregivers (N 23) 28.8 (1.5)** 29.0 (1.2)** 0.0 (0.0)** 0.0 (0.0)** 0.0 (0.1)** 0.1 (0.1)** 3.6 (2.3)** 4.5 (2.6)* 6.2 (4.0) 6.5 (4.5) 26.3 (1.8)** 25.7 (0.96)** 70.8 (26.2) 68.8 (23.2)* 27.6 (5.6) 26.8 (5.2) 12.3 (2.6) 11.5 (2.3) 26.4 (4.0) 27.5 (4.0) 32.0 (4.8) 32.6 (3.9) 28.8 (3.6) 30.1 (2.9)* 30.2 (5.8) 30.7 (2.7)* 29.1 (5.7) 30.1 (4.5) 5.9 (0.2)* 6.0 (0.0)** 18.1 (4.9)* 16.1 (5.9) 17.4 (3.7)** $45,000
Mini-Mental Status Maintenance functioningb Higher functioningb Depression Sleep problems Burden Uplifts Trait anger Anger-out Anger control ISEL Tangible Support ISEL Self-Esteem ISEL Belonging ISEL Appraisal Social support satisfaction Problem-focused coping Education (yr) Income (median)
a b
T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1 T2 T1/T2 T1/T2
All comparisons are between caregivers and noncaregivers (or their spouses) within each stratum. Values are for spouses of caregivers or noncaregivers. c Mean (SD). * p .05; ** p .01.
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30-month interval thereafter. At study entry (time 1), no differences existed in the point prevalence of CHD for caregivers and noncaregivers (Figure 2); however, 27 to 30 months later, the point prevalence of CHD in caregiver men (54%; 13/24) was higher than in noncaregiver men (26%; 6/23) ( 2(1) 3.85; p .05) (Figure 2, top). Incidence. In the 27- to 30-month interval after
block (in which the LV is viewed as an effect rather than a cause of the MVs) to estimate the poor health habits LV. Here, LVPLS estimates the LV as a linear combination of the MVs to maximize the relationship with other LVs (85).4 Despite this procedure, poor health habits was still quite variable. Based on the regression weights, poor health habits were defined by diet in men at time 1. However, over time, exercise became increasingly im-
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time 1. Figure 4 illustrates the models for men free of CHD at time 1 (N 39) for whom 11 new cases had been diagnosed in the following 27 to 30 months. Although vulnerability and resources were also used in these analyses, for parsimony they are not depicted in the Figures. In Figure 4, top, significant paths (R2 9.9%) occurred from chronic stress to distress to the MS (all at time 1) and then to new CHD cases in the following 27 to 30 months. Although a path occurred from distress to poor health habits, the latter was not related to the MS at time 1. In Figure 4, bottom, chronic stress, distress, and poor health habits at time 1 and the MS at time 2 were used to explain and predict CHD 27 to 30 months after time 1. Here, a path occurred from chronic stress to distress to health habits at study entry, then to the MS assessed 15 to 18 months later, and from the MS to CHD. Although all psychosocial measures were assessed before CHD, three of the 11 new cases of CHD in men occurred before the MS at
Fig. 3.
Path model that results from each stratum. Top, men; middle, women not using HRT; bottom, women using HRT. Bold line significant path at both time 1 and time 2; dotted line significant path at time 1; dashed line significant path at time 2; no line no significant path at either times.
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time 2. Hence, part of this analysis is not prospective, but as noted below, it is unlikely that the MS followed the development of CHD. DISCUSSION Three groups of older adults were used to test a theoretical stress model and to examine cross-sectional and prospective interrelationships of chronic stress, psychobehavioral constructs, the MS, and CHD. Although some paths were consistent across men, women not using HRT, and women using HRT, other paths varied considerably. In all strata, positive relationships between chronic stress and distress were
suggesting that women not using HRT had pathways intermediate between men and women using HRT. In contrast to men and women not using HRT, at both times, women using HRT showed a complete absence of pathways from distress to the MS and from the MS to CHD (Figure 3, bottom). However, because this study lacked random assignment to HRT, it is unclear whether weak psychophysiological pathways in women using HRT (vs. women not using HRT) resulted from HRT, untapped differences between these women, or both. We do not know why women
habits to the MS was large and significant at both times (Table 3). It is very important to note that the prospective analyses of CHD incidence in men yielded results that were quite different from the cross-sectional analyses. These results suggest different interpretations than those afforded by cross-sectional work. Cross-sectionally, distress directly influenced variability in the MS, but poor health habits did not. In contrast, distress at time 1 did not directly predict the MS at time 2, but it did predict the MS via poor health habits at time 1. As such, distress may have immediate associations with the MS, -293.2 at
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Advances, Conclusions, and Implications Despite these limitations, we believe this analysis has advantages. The theoretical stress model chain of pathways from psychosocial constructs to the MS and on to CHD has rarely been examined in one sample. It allowed us to assess the relative importance of variables relating chronic stress to psychophysiological variables in older adults. In contrast to checklists of life events, we studied a prototypic chronic stressor (caregiving) that reflects real life experiences and has important relevance to society. Moreover, caregivers and noncaregivers were nondiabetic, thus yielding results unconfounded by this disease. By examining men, women not using HRT, and women using HRT, we were able to compare the potential importance of gender and HRT in psychophysiological processes. Men (N 47) had the strongest relationship between distress and the MS, and women using HRT (N 41) had the weakest relationship, with women not using HRT (N 64) between these extremes. By measuring anger, hostility, and distress, we were able to show that anger and hostility contributed to distress, but that distress had a more direct relationship with metabolism. This suggests that the interface of such effects may be important to cardiovascular and metabolic disregulation. In men, the pathway from distress to the MS was one of the largest pathways from caregiving to CHD. Hence, although caregiving may activate distress, the distress reaction may precipitate metabolic reactions. This was seen when we reanalyzed the model without chronic stress. The use of two time points showed that relationships grew stronger over time and that some variables may have lagged effects. In pathways connecting chronic stress, distress, MS, and CHD, 8 of 9 associations across the three strata showed increases from time 1 to time 2, suggesting that reactions to chronic stress may accumulate in older adults. The cross-sectional and prospective results for men suggest that distress may have immediate associations with both the MS and poor health habits, but health habits may not have an immediate association with the MS. Conversely, prior distress does not directly predict future MS, but it does predict metabolic changes through alterations in health habits measured 15 to 18 months before the MS. The longitudinal design also allowed us to observe that the model predicted CHD in the 27- to 30-month interval after time 1 in men who had no record of CHD at time 1. Therefore, it was less likely that relationships of distress and the MS were due exclusively to preexisting CHD problems. In the absence of protective behaviors (eg, good diet and exercise), even healthy older adults experience changes that increase their vulnerability to CHD (3, 100), namely, greater insulin resistance from sedentary behavior and greater adipose tissue (47, 101). Aging, poor health habits, and chronic stress may jointly exacerbate pathophysiology and lead to even greater health risks, particularly if chronic stress and CHD have been present for many years. Caregiving is a situation of high demand, low control, and psychological challenges. Such situations may trigger CHD events and/or result in CHD progression (11). In this study, by time 2, spouse caregivers had already provided full-time care for an average of 53 months, and by the time medical records were obtained, they had been caregiving for an average of 5.4 years (53 12 65 months). In some of these caregivers, a physiological load threshold may have been reached because in only 27 to 30 months, the point prevalence of CHD increased by 19% in caregivers and 8% in noncaregivers (33% in male caregivers and 13% in male noncaregivers). This is provocative because caregivers may be unable to provide home care if they become ill, and in response to this, society will incur tremendous costs. In 1996, approximately 15 billion dollars was spent on AD patients in nursing homes (102). Moreover, in 1996, for every extra month that persons with AD were cared for in the community, $1.35 billion in institutional costs of care nationwide were saved (102). Thus, identifying individuals who are most vulnerable to the ill effects of caregiving may be a first step to targeting interventions with the greatest benefits, both from a humanitarian and fiscal perspective. We hope that the current work will begin to accomplish this goal. Drs. Vitaliano, Scanlan, Savage, and Zhang were supported by National Institute of Mental Health Grant RO1 MH57663, National Institute on Aging Grant RO1 AG10760, and National Institutes of Health, Clinical Research Center Grant M01-RR00037; Dr. Siegler was supported by National Heart, Lung, and Blood Institute Grant RO1 HL55356, National Institute on Aging Grants 1RO1 AG12458 and RO1 AG19605, and National Cancer Institute Grant PO1CA72099. We thank Drs. Karen Moe and Nancy Woods for comments on the manuscript and Roslyn Siegel for clerical support. REFERENCES
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