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Abstract This paper aims to provoke discussion on land use and water resource impacts, particularly in relation to rural watersheds in developing countries, with a view towards surfacing key issues, identifying research needs and, ultimately, towards developing guidelines on instruments to distribute costs and benefits arising from land-use impacts on water resources amongst upstream and downstream stakeholders in a watershed. The paper is in three parts which address and question: l The adequacy of our scientific knowledge in relation to the environmental processes (biophysical/ climate) which determine land use impacts on water resources, summarising key points from the CGIAR SWIM paper 3 and the Earthscan publication: The Blue Revolution, (Calder, 1999; http:/ /www.cluwrr.ncl.ac.uk/ ). l The (often poor) connection between scientific knowledge and policy; the adequacy of the decisionmaking and policy-making processes of national and international organisations in relation to land use and water resources management; the self sustaining nature of pseudo science myths in relation to land use and water resources and the interdependence and interrelationships of stakeholders in relation to land use and water resources. l The adequacy of current management approaches and the need for consistent policies towards landuse and water resources management, development and poverty alleviation, which are applicable from the local to the global scale. Introduction
It is argued that to deal satisfactorily with Land-Use impacts on Water Resources requires an adequate scientific knowledge base, it needs this knowledge base to be connected efficiently to the policy and decision making processes and it also requires the formulation of land-use and water management policies which are not only upwardly and downwardly compatible, from the local rural watershed scale to the global scale, but are also consistent with, and are developed alongside, other global and local policies relating to sustainability, climate change, biodiversity, trade, food production and poverty alleviation. This paper seeks to open the debate on where effort is still required to assist with the management of land-use and water impacts in rural catchments.
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Based on the keynote paper presented at FAO Electronic-workshop on Land-Water Linkages in Rural Watersheds, 18 September to 27 October 2000. http://www.fao.org/ag/agl/watershed/
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Forests increase rainfall ? Forests increase runoff ? Forests regulate flows ? Forests reduce erosion ? Forests reduce floods ? Forests sterilize water supplies improve water quality ? 7 Agroforestry systems increase productivity ? Two additional, in some cases related, issues are also raised in this paper as areas where our understanding of the underlying processes and outcomes are uncertain: 8 Salinity control and downstream impacts; 9 Land use and water related natural disasters anthropogenic impacts and public perceptions. The available literature and field experience related to these issues is considerable. The titles referred to in the following sections are just examples and by no means exhaustive. A fuller account of the seven mother statements is given in earlier publications (Calder, 1998, Calder 1999) and only a summary is provided here together with relevant points made during an informal internet debate, stimulated by the CGIARs Polex newsletter of December 1998 (contact David Kaimowitz d.kaimowitz@cgiar.org), making reference to papers by Calder (1998) and Chomitz and Kumari (1998). 1 Forests increase rainfall? H C Pereira (1989) states in relation to forests and rainfall: The worldwide evidence that high hills and mountains usually have more rainfall and more natural forests than do the adjacent lowlands has, historically led to confusion of cause and effect. Although the physical explanations have been known for more than 50 years, the idea that forests cause or attract rainfall has persisted. The myth was created more than a century ago by foresters in defence of their trees The myth was written into the textbooks and became an article of faith for early generations of foresters. The overwhelming hydrological evidence supports Pereiras view that forests are not generators of rainfall. Yet this myth, like many others in forest hydrology may contain a modicum of truth that prevents it from being totally laid to rest. In earlier papers (Calder, 1998; Calder, 1999) it was argued that there is some evidence for land-use controls on precipitation, but often the magnitude of these effects are considerably less than is commonly imagined. Giambelluca and colleagues (Giambelluca et al., 1999) also make the important observation that many of the recent Global Circulation Model (GCM) predictions of reduced precipitation following forest clearance are likely to be overestimates because for the replacement vegetation ground surface parameters relating to grass, rather than scrub or secondary regrowth forest (the more usual vegetation cover following forest clearance), have been used in the simulation. Giambelluca claims, in relation to forests in Northern Thailand, It is likely, therefore, that simulated reductions in precipitation in the region due to deforestation will not be seen in model runs using more realistic scenarios of postdeforestation land cover characteristics. Perhaps the issue is best summed up by Bands et al.(1987), quoting from experience in South Africa: Forests are associated with high rainfall, cool slopes or moist areas.
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difficult to predict for a particular site. From theoretical considerations it would be expected that: 1 Increased transpiration during dry periods will increase soil moisture deficits and reduce dry season flows; 2 Increased infiltration under (natural) forest will lead to higher soil water recharge and increased dry season flows; 3 For cloud forests increased cloud-water deposition may augment dry season flows. There are observations (Robinson et al., 1997) which indicate that for the uplands of the UK drainage activities associated with plantation forestry increase dry season flows both through the initial dewatering and in the longer term through alterations to the hydraulics of the drainage system. The importance of mechanical cracking associated with field drainage and its effects on drainage flows has been highlighted by Robinson et al.(1985) whilst the work of Reid and Parkinson (1984) indicates that landform and soil type may sometimes be the dominant factors determining soil moisture and drainage flow response. Bruijnzeel (1990) discusses the impacts of tropical forests on dry season flows and concludes that the infiltration properties of the forest are critical in how the available water is partitioned between runoff and recharge (leading to increased dry season flows). There are a number of observations from South Africa which indicate that increased dry period transpiration following afforestation with pine or eucalyptus species will significantly reduce low flows (Bosch, 1979; Van Lill et al, 1980; Scott and Smith, 1997). Scott and Lesch (1997) also report that on the Mokobulaan research catchments under Eucalyptus grandis the streamflow completely dried up by the ninth year after planting. When the eucalypts were clearfelled at age 16 years perennial streamflow did not return for a further five years. They attributed this large lag time as being due to very deep soil moisture deficits generated by the eucalypts which required many years of rainfall before field capacity conditions could be reestablished and recharge of the groundwater aquifer and perennial flows could take place. Conclusions: Afforestation will not necessarily increase dry season flows. Competing processes may result in either increased or reduced dry season flows. Effects on dry season flows are likely to be very site specific. Caveat: The complexity of the competing processes affecting dry season flows indicates that detailed, site specific models will be required to predict impacts. In general the role of vegetation in determining the infiltration properties of soils, as it affects the hydrological functioning of catchments through surface runoff generation, recharge and high and low flows and catchment condition remains poorly understood. Modelling approaches which are able to take into account vegetation and soil physical properties including the conductivity/ water content properties of the soil, and possibly the spatial distribution of these properties, will be required to predict these site specific impacts. 4 Forests reduce erosion? As with impacts on seasonal flows the impacts of forests on erosion are likely to be site specific, and again, many, and often competing processes, are likely to be operating.
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programme designed to reduce erosion. Recent theoretical developments and observations (Hall and Calder, 1993; Calder 1999) confirm that drop size modification by the vegetation canopies of trees can be a major factor leading to enhanced splash induced erosion. These observations indicate that tree species with larger leaves generally generating the largest drop sizes. The use of large leafed tree species such as teak (Tectona grandis) in erosion control programmes would therefore be ill advised, especially if there is any possibility of understorey removal taking place. Conclusions: It would be expected that competing processes might result in either increased or reduced erosion from disturbed forests and forest plantations. The effect is likely to be both site and species specific. For certain species, e.g. Tectona grandis, forest plantations may cause severe erosion. It is a common fallacy that plantation forests can necessarily achieve the same erosion benefits as natural forests. Forest cover as such does not guarantee low rates of erosion, the forest quality (density of trees, quality of the lower canopy layers, the availability of surface litter) is an equally if not even more important factor (Hamilton, 1987). Smyle (2000, pers. comm.) has suggested that the erosion rates in undisturbed natural forest might be considered to represent a natural baseline or background erosion rate against which the erosion rates from all other land uses could be compared. The use of such an index may well be of value in land use management and the design of realistic erosion control programmes. Caveat: Although conventional erosion modelling methods such as the Universal Soil Loss Equation (U.S. Department of Agricultural Research Service, 1961) provide a practical solution to many problems associated with soil loss from agricultural lands it may not be adequate for the prediction of erosion resulting from afforestation activities. Process understanding of the erosive potential of drops falling from different tree species is not adequately appreciated and soil
Internet debate: Forests and landslips
Ian Cherret (FAO Honduras), on Hurricane Mitch: Calders comment on management activities is very relevant (That management activities associated with forestry such as cultivation, drainage, road construction, and soil compaction during logging are more likely to influence flood/erosion response than the presence or absence of the forests themselves.). This would be a good time to do field research in Honduras - Choluteca Basin - where first impressions are that extensive landslides that did so much damage ( a rough estimate of level of sediment carried by flood waters running through Tegucigalpa at their height is 15-17%). The impression is also that landslides were concentrated where mature trees had been cleared (only shallow roots holding the saturated soil) or pine woods that had suffered extensive burning last May (impoverished soils). This deserves investigating. Recent research by Texas A & M on an AID funded project in the worst hit basin suggests that soil loss through landslides is at least as important in Central America as loss through run off and wind (Technical Bulletin No. 98-2 1998). And the key to landslide control is deep roots provided by large trees. Our experiences do not contradict the conclusions of Calder or Chomitz (relating to the importance of management activities) but they do indicate that part of the need for further research requires unravelling relationships such as that of SOIL and vegetational cover as opposed to TREES per se. Jim Smyle (Natural Resources Specialist, Project RUTA, Costa Rica): The second topic (relating to lack of vegetation causing landslips) can be bit more thorny, as it can be governed by very local factors and those factors may have little to do with vegetation. For example, the Choluteca basin had a tremendous amount of landsliding. It is also heavily deforested. It also appears to have a geology and soil type which makes it highly susceptible to land sliding. Deep rooted trees could be the answer...though in Hawaiis unconsolidated upland soils the weight of forest on hillslopes often makes them MORE susceptible to sliding. Ian Cherret (FAO Honduras), on Hurricane Mitch: In the watershed Lempira Sur in Rio Mocal, serious landslides occurred in the upper watershed on mount Celaque, the highest peak (2900m) in Honduras, at over 2000 metres! they were deforested areas though - a thousand people have had to be relocated from just one landslide. Clearly the underlying geology has something to do with propensity to landslides. I believe that there is a need for a more scientific study looking at factors such as slope, cover, geomorphology and rainfall pattern.
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Internet debate: Deforestation-sedimentation-flooding Bruce Aylward (Environmental economist): One complicating factor in this regard that is not often considered in flooding is the potential role of sedimentation of waterways. I am not saying it is the case, but what if the river bottom is now X inches/feet higher than it used to be due to the accumulation of sediment and bed-load one source of which would be forest conversion/logging, etc? That said, I expect the damages have much more to do with population/development trends and too much rain. Question is does climate change play into the latter . . . in which case forests do play a role. I have been waiting for someone to blame the disasters associated with Hurricane Mitch on deforestation as well, and was partially rewarded by a commentary sent into the Oregonian: Contrary to the television images, the devastation wrought by Mitch was no mere act of God but a far more human tragedy. Misguided government policies and poor farming practices - the two are interrelated - had already pushed the region to the brink of ecological collapse. The torrential rains only gave it a final push . . . the article then goes on to repeat (false) conventional wisdom on forests and soil/water conservation. Ian Cherret (FAO Honduras), on Hurricane Mitch: Indicating levels of sediment on flood waters following landslips in Choluteca Basi: a rough estimate of level of sediment carried by flood waters running through Tegucigalpa at their height is 15-17%. Jim Smyle (Natural Resource Specialist, Project RUTA, Costa Rica): Yes, the flooding impacts were probably made worse by channel aggradation (i.e., river bottoms raised by the sedimentation caused by deforestation and upland land use changes) in some reaches of rivers, but I would bet this was less of a problem than human encroachment in flood plains. Internet debate: Forests and floods the scale issue Robert K. Simons (Hydrological consultant, Simons & Associates, 3538 JFK Parkway, Ft. Collins, CO 80525. e-mail: rksimons@simons.com, website: www.simons.com ): On this subject, our experience has been that deforestation causes increased water and sediment runoff. We conducted detailed data collection studies and developed computer models of watershed water and sediment runoff specifically related to timber activities for the USDA Forest Service on experimental watersheds. These were relatively small in size. Given the fact that there is increased water and sediment runoff for small watersheds, it is difficult to believe that there is no increase for larger watersheds. I suspect it is more difficult to determine for larger watersheds because runoff from large watersheds integrate the cumulative effect of the entire watershed, of which only a relatively small percentage may have been affected by deforestation. In addition, hydraulic attenuation (which tends to result in decreased flood peaks but longer timed base hydrographs) may mask the increased flow. Based on the type of hydrologic modelling that could be conducted, one could develop some sense of the magnitude of increased runoff effects on larger watersheds. Ken Chomitz, (Development Research Group, World Bank): We really need to run these models for large basins using detailed info about the geographical size, intensity, and movement of large storms. There is evidence that deforestation can cause flooding in small basins. Bruijnzeels argument is that small storms average out over large basins; and that storms large enough to cover an entire basin at once tend to be so intense as to saturate the ground, so that runoff is the same with and without forest. The case is by no means closed and any info would be useful. Ian Calder (CLUWRR): ... deforestation generally leads to increased annual and often seasonal runoff, the deforestation process leads to increased erosion but the effects of deforestation on flood peaks, especially the largest flood peaks, is probably marginal (and more related to the deforestation process and other forest management activities than the presence or absence of the forest itself). I would imagine that the USDA model would also show that as the size of the flood event increases the effects of land use would become less important. I am still unaware of any hydrological (as opposed to anecdotal) evidence that establishes a link between major floods and deforestation.
influence flood response than the presence or absence of the forests themselves. In the Himalayan Dilemma (Ives and Messerli, 1989) it is suggested that the scale-approach is a key-issue in the understanding of the highland-lowland linkages. Whereas on the micro-scale (small watershed) the effects of human interventions such as forest cutting can be directly documented in terms of higher discharge peaks or higher sediment load, on a large-scale (Ganga-BrahmaputraMeghna Basin in Bangladesh) natural processes are dominant, and the impacts of human activities in the Himalayas are neither detectable nor measurable. This does not relieve the mountain inhabitants of their responsibility
to use the environment in a sustainable manner, however. Lauterburg (1993) states: Forestation of mountain watersheds and extensive soil conservation measures are valuable for the sake of the hill farmers, if appropriately carried out. It is potentially disastrous, however, for foreign aid agencies and national government authorities to undertake such activities with the conviction that they will solve problems on the plains. Conclusions: For the largest, most damaging flood events there is little scientific evidence to support anecdotal reports of deforestation as being the cause. Caveat: Carefully conducted controlled catchment experiments with different climates/soils/species will be
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required to resolve this issue but species impacts are probably not as significant as often portrayed. Management activities are most likely to be paramount. At smaller spatial scales there is a greater likelihood of land use affecting both peak storm flow and the time to peak. 6 Forests sterilize water supplies - improve quality? Forests were historically the preferred land use for water supply catchments because of their perceived sterile qualities associated with an absence of livestock and an absence of human activities. More recently the generally reduced fertilizer and pesticide applications to managed forests and forest plantations compared with agricultural lands has been regarded as a benefit with regard to water quality of runoff and recharge. Reduced soil erosion from undisturbed or well-managed natural forests can also be regarded as a benefit. Offsetting these benefits, management activities: cultivation, drainage, road construction, road use, felling, are all likely to increase erosion and nutrient leaching. Furthermore, deposition of most atmospheric pollutants to forests is higher because of the reduced aerodynamic resistance of forest canopies compared with those of shorter crops. In high pollution (industrial) climates this is likely to lead to both long-term acidification of the catchment and acidification of runoff. Conclusions: Except in high pollution climates water quality is likely to be better from forested catchments. Adverse effects of forests on water quality are more likely to be related to bad management practices rather than the presence of the forests themselves. Caveat: Studies may still be required to determine the magnitude of the impacts for specific sites and the means to minimize adverse impacts. 7 Agroforestry systems increase productivity? Agriculturalists have long recognised the productivity benefits that can be obtained from crops by avoiding resource constraints on growth particularly in relation to water and nutrients and also, in some situations, with regard to light and carbon dioxide. Increasingly the tradeoffs between increased production from irrigation schemes are being assessed with respect to the costs to downstream users of often both reduced and poorer quality water resources. Perhaps less well appreciated is that systems which increase productivity through crop mixtures and agroforestry, are likely, if successful, also to have downstream impacts through increased resource (water resource) use. Arguably there is a case for cost benefit analysis which takes into account upstream- downstream benefits not only for forestry and irrigation systems but also for agroforestry systems, when these systems impact significantly on downstream water resources. Farmers are well aware of the productivity benefits that can sometimes be gained by mixing different agricultural crops. When a crop such as pigeon pea is mixed with sorghum or maize much higher production can be obtained compared with pure crops of these species which occupy the same total ground area. When productivity of the mixture is superior to that of sole cropping it is regarded that the mixture is overyielding and that complementarity has occurred. Requirements for complementarity are that the crops, together in a mixture, make better use of resources
One identified pitfall is that, for the convenience of statistical analysis, the same plant densities are used in both the sole crops and the mixtures, although, to achieve optimal productivity in the sole stand, higher densities would be required. A second is that the mixture and sole crop are managed identically even though this management may result in sub-optimal productivity in the sole crop. For example, pruning, which has been used in the mixture to reduce competition from the trees and to return nutrients to the system, would not produce optimal productivity if applied to the control plot. A third example is that plot sizes may be too small, allowing tree roots from the mixture or the sole tree plots to penetrate into the plots of the sole agricultural crop and reduce their yields (van Noordwijk et al., 1996). Ong (1996) has shown from studies at Machakos, Kenya, that the roots of the tree Leucaena leucocephala can reduce the yield of maize 5m away within two years of growth.
One of the fundamental differences between agroforestry systems and intercropping systems is that the tree component in an agroforestry system, after the initial establishment
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period, has a well-developed and deep root system. Opportunities for spatial complementarity of below ground resources are therefore limited because the tree roots tend to exploit the whole root zone. Spatial complementarity of above ground resources, particularly in relation to light capture, is however achievable with tree crop mixtures. Rao and colleagues (Rao et al., 1990) have shown that at the ICRISAT, Hyderabad site a mixture of Leucaena leucocephala and millet increased the light capture above that of a sole millet crop. Yet this improved light capture did not result in increased biomass production of the mixture - the biomass produced by the trees was essentially equal to the loss in biomass yield of the crop. This lack of improvement has been explained (Cannell et al., 1998) in terms of the photosynthetic processes operating in trees (all C3 type) which are less efficient in their light to biomass conversion efficiencies than crops, such as millet, which are of C4 type and will have much higher efficiencies. Even though greater resource capture is achieved this does not translate through as higher total productivity. It is now becoming apparent that trees in agroforestry systems will generally lead to a reduction in biomass of the associated crop (Ong 1996) and neutral total biomass production is usually the best that can be expected. Modelling studies (Cannell et al., 1998) also support this view. Cannell and colleagues, through the use of a process based agroforestry model which takes into account competition for light and water (but not nutrients), were able to simulate the growth of a sorghum and tree crop mixture under different climatic conditions. Their conclusions can be summarised as:
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at sites with less than 800 mm rainfall, maximum total site biomass production was obtained with a sole crop, without overstorey trees; at sites with 800-1000 mm rainfall neutral biomass production was obtained with a mixture; at sites greater than 1000 mm rainfall biomass production would be increased with a mixture provided the Leaf Area Index (LAI) of the trees was greater than 0.25 - but this increase in overall production would be at the expense of a 60% reduction in sorghum grain yields; any decrease in crop yields due to tree competition will automatically increase the frequency of years with poor yields and threaten food security.
Therefore, for low rainfall sites sole crops would clearly be the best option and, even at higher rainfall sites, to achieve higher total biomass production, it would be necessary to accept a huge, 60% reduction in the sorghum crop yield. Cannell and colleagues make the point that the biomass produced by the trees must be of considerable value, relative to that of sorghum grain, for this sacrifice in yield to be worthwhile. The holy grail of agroforestry, a tree species which has roots at depth which can exploit deep soil resources of water and nutrients but with few roots in the surface layers to offer competition to shallow rooted agricultural crops, is still being sought. But, even if it ever were discovered, the spatial complementarity that would be achieved would not be without costs. As for overyielding intercrops, the productivity gains would be at the expense of increased resource use and, when the resource is water, any increased
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be taken promptly and where there is no lack of understanding of the processes, the issues are often fudged and deferred. Deferral of decision-making in these circumstances leads to progressive salinisation of watercourses, destruction of the river ecology and the lower reaches of river systems becoming unfit for human use or irrigation. Three types of options have been recognized as being beneficial in controlling salinity problems in dryland agriculture and irrigation schemes: land management and engineering solutions, which are discussed here, and economic/ policy instruments which are discussed in the last section of the paper. Land management approaches to salinity control In salinity prone dryland areas replanting tree and shrubs in the recharge areas of a catchment will increase the evaporation, through increased interception and probably also increased transpiration, and reduce recharge and groundwater levels. This will alleviate salinity problems in seepage areas by both lowering watertables and lowering the level at which seepage takes place, hence reducing the land area affected, and also by reducing the volume of seepage waters. In areas where dryland salinity problems are not extreme changes in cropping pattern have been advocated. In Australia research is now being conducted to determine agricultural crop combinations which reduce recharge (Zhang et al., 1999) and, for areas where salinity problems are more acute, combinations of agricultural and tree crops. Land management has also been suggested as a method for salinity control in irrigation schemes. In situations where water rather than land is the primary constraint, land management involving dry drainage has been suggested (Gowing and Wyesure, 1992) as an alternative to the traditional engineering approach. The serious downside to the dry drainage approach, which involves perhaps up to one half of the land area, rather than the watercourse, becoming the sink for saline wastewaters, is that this sacrificed land becomes essentially lost to productive use. On this sacrificed land surface evaporation allows the build up and concentration of salts in the soil profile. In conjunction with the dry drainage approach the use of shallow saline groundwater as a source of water for crop growth, rather than lowering groundwater tables through pumping and then reapplying fresh water as irrigation water following traditional engineering practice, has been advocated as having additional benefits. The loss of land for productive use clearly does not make the dry drainage option particularly attractive and cannot be regarded as a sustainable solution to land management. However, perhaps in some circumstances, where salinisation has already occurred, the approach may have some benefits as compared with costly conventional engineering solutions. Engineering solutions Various engineering solutions have been proposed. These include the interception of saline groundwaters and the diversion of the excess water (returns) from irrigation schemes to evaporation pans or directly to rivers. Direct pumping of groundwater to lower groundwater tables has also been advocated in both dryland agricultural areas and within irrigation schemes but a major problem with these solutions is the disposal of the saline effluents. Disposal to rivers is the common option but often serves only to salinize the vital water supply for the less fortunate users who happen to be located downstream. If downstream users also
Is there any evidence that the change in nature and/or frequency of natural disasters has been caused by climate change or environmental degradation? Is there any evidence that their impact has been greater because of environmental degradation and if so, what types of degradation?
Clearly these are important questions to address. Aid organisations are called on to assist in the relief of natural disasters and funds allocated for preventive measures could conceivably be a more effective use. The media often cite anthropogenic impacts as the cause of natural disasters, often reflecting the interests of one or other pressure groups whose interests will be served by their solutions. The Financial Times article of 11/12March 2000 by Victor Mallet argues in relation to the Mozambican flood of 2000 that Drainage schemes, over-grazing and the spread of concrete in Mozambiques neighbours have destroyed their lands ability to absorb heavy rains. The conversion of wetlands to agricultural lands is also given as another reason for the flooding. At discussions at the World Water Forum in the Hague on the Mozambican floods (see http:// www.worldwaterforum.com/news/frameset2.cfm) the Dutch solution of dam building was evident: But most of all its very important to get the help of people with expertise who know how to build dams to prevent future flooding. A recent informal internet debate, stimulated by the CGIARs Polex newsletter of December 1998, making reference to papers by Calder (1998) and Chomitz and Kumari (1998), involving representatives of the World Bank, CGIAR, international consultants and research organisations, has highlighted not only the inadequacy in our scientific knowledge in relation to the environmental processes and anthropogenic influences which may lead to and exacerbate natural, water related, disasters but also another important factor: the public perception of disasters. Perhaps the public perception of the increased frequency and severity of water related disasters may be as much (if not more) related to increased media coverage, higher world populations and higher numbers of people at risk (particularly in relation to the increased numbers of people living in flood plains and subject to flood risk) as to climatic change or land use change impacts? Understanding the role of indigenous knowledge may be a key factor in comprehending the public perception of natural disasters (Barr, 1998). Comments from this debate, which raised three new issues (or sub issues), are given below with permission of the authors.
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flows; the measured interception losses from the forest exceed the enhanced cloudwater deposition. Furthermore, where the planting is generally taking place, on old, abandoned tea plantations, on-site soil erosion has virtually ceased following the regrowth of pattana grasslands. Forestry operations involved with planting and road construction will almost certainly be increasing on-site erosion. Understorey fires under the pines, a common occurrence in Sri Lanka, also leave the soil exposed to splash induced erosion from the forest canopy. The forestry project is therefore having the opposite effect to that intended. Furthermore, Stocking (1996) claims that even where there is bad on-site erosion on the Mahaweli catchment, and erosion from tobacco fields planted on steep slopes is probably the worst source of erosion on the catchment, this is not getting into the reservoirs. Recent sedimentation studies reveal that there is, in fact, very little sedimentation occurring in the reservoirs. Stocking claims that the on-site erosion from the slopes is being deposited on the lower slopes and flood plains and paddy field farmers are actually benefiting from the sediment by incorporating it into their paddies.
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There are those for whom water resources management appears to be an end in itself, and for whom the challenge is to perfect the science, perhaps even the art of water resources management. For these people, economic growth is necessary in order to provide the necessary context for improved water resources management, as though improved water resources management has some inherent and ultimate value in and of itself. Then there are those for whom water resources management is a tool, and not an end. There are those for whom water resources management is one element in the struggle to build a socially and environmentally just society, not only in South Africa but across the whole world. For such people, and I number myself amongst them, the ultimate purpose of what we do is to create a society in which there is no more poverty, to create a world in which all human beings have sufficient food and water, a place to live, a job, a clean and healthy environment, education, and a chance for a life of dignity and self fulfilment. (Schreiner, 1999) 3 Carbon sequestration benefits and water resource dis-benefits of forests Will the promotion of forestry as a land use in rural watersheds through carbon sequestration credits (Kyoto Protocol) reduce downstream water resources and aggravate downstream water resource conflicts ? One of the difficulties in reconciling forest policy in relation to both water and climate change is that there are two separate research communities addressing these issues. An example of this is given by the physical separation of the two communities into parallel sessions at the Forests and Atmosphere-Water-Soil Conference held at Soltau, Northern Germany in July 1999. The recognition that forest carbon sequestration benefits may be at the expense of reduced water resources does not seem to have registered strongly in either community. Yet, even if the principles underlying the Kyoto Protocol are accepted, there are important questions to be asked by countries seeking carbon sequestration credits through afforestation policies, in relation to the value of these credits as compared with the value of the water that will be forgone. In monetary terms they may be quite similar. Taking (conservative) estimates of 250 and 400 mm per year as the average loss of water under deciduous hardwood and pines/ eucalypts respectively (Bosch and Hewlett, 1982) and (conservative) average values for water for agricultural or industrial water use as $100 per 1000 m3 ( values as high as $4000 for industrial processes and nearly $2000 have been quoted for some speciality crops) the loss in value of water under hardwood afforestation would be $250 per hectare and $400 under pines/eucalypts. Aylward (Aylward 1998; Aylward et al. 1998) suggests, from studies in Latin America, that carbon sequestration credits arising from afforestation would amount to around $200-$500 per hectare with a price of $20/ton (amongst the highest of the present carbon valuation) for carbon. Clearly if there were higher value uses for water within a catchment which were able to afford more than $100 per 1000 m3 on strict economic arguments alone, forgetting the possible socio- economic downsides, there would be little merit in pursuing carbon credits.
4 Increased production efficiencies at the expense of downstream environmental problems The fallacy of striving for increased irrigation efficiency at the farm level which involves reducing the amount of lost return waters from the irrigation scheme has been ably pointed out by Seckler (see Seckler 1996, http:// www.cgiar.org/iwmi//reps.htm). At a larger basin scale these return waters are not lost if they are being used for environmental or other downstream purposes. Similarly it should perhaps be argued that where increased production efficiencies of other high water using land uses, whether irrigated farming, forestry or agroforestry, are achieved at the expense of increased (water) resource use, the production benefits need to be considered in relation to the marginal cost of the water to other downstream users and, where necessary, compensation mechanisms to downstream users should be considered. For agroforestry systems we seem to have the particularly curious situation that, irrespective of the downstream water consequences of increased productivity, increased productivity from agroforestry systems as compared with non mixed forestry and agriculture seems impossible to achieve. Research has established that through competition for resources, particularly water, the best that can normally be achieved from agroforestry systems is the neutral productivity condition (i.e. the presence of trees will, for all known tree and agricultural crop mixtures, reduce the productivity of the agricultural crop). Yet it would appear that agroforestry is still being promoted by UN and other development organisations as a means of increasing production notwithstanding the extra labour requirement that agroforestry systems usually entail. Is there a mismatch between the knowledge base and policy in relation to the promotion of agroforestry as a means of increasing productivity? 5 Water subsidies to agriculture and increased downstream environmental problems In most countries government policies are such that irrigation water is still provided, through subsidies, at an artificially low price. Increasingly it is being recognized that the use of these subsidised and low prices leads to inefficiencies in water use which are direct contributory factors to both waterlogging and downstream salinity problems. Increasing the price for irrigation water is one method that has been adopted for encouraging efficient water use. Another method, which has been used in the USA and Australia, is the Transferable Water Entitlement (TWE) or transferable water right. This is a mechanism by which a market for water can be achieved by allowing entitlements to be bought and sold without the necessity of buying and selling the accompanying land. The use of the mechanism is expected to increase efficiencies in a number of ways including the transfer of water to higher value uses and higher valued crops. It is also expected to lead to the increased adoption of water saving irrigation technologies, because the saved water can then be sold. Decreased use of irrigation on land which is poorly suited and where economic returns are low, perhaps because of existing waterlogged or salinized conditions, might also be anticipated. Arguably combinations of three approaches: land management, engineering solutions and economic
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instruments, may hold the best prospects for the management of salinity and downstream environmental problems 6 Matching local land-use and water-resource policies with global ideals The Global Water Partnership (GWP) document Towards Water Security, Framework for Action (http:// www.gwpforum.org/Vision.htm#FFA) presents again the messages contained in the Dublin Statement and UNCED (UNCED, 1992) report of almost a decade earlier. Some have questioned (see NGOs express serious concerns http://www.worldwaterforum.com/news/frameset2.cfm ) the lack of progress that has been made over this decade and most would agree that further development of the ideals, and the huge costs that this entails, is not what is required. What is required is action in terms of realistic policies applicable at the local level. Where this is happening, and the case of South Africa, with a new water act, and with the development of new sectoral strategies being developed, may be the best example, perhaps we should be looking for Best Management Practices, to see how such policies are performing and to see how they may be applied, with any necessary modifications, elsewhere in the world? It may also be necessary to explore the GWP proposals for consistency and to ask questions such as are some of these Global approaches useful or meaningful at the local, rural catchment scale?, e.g. Is the GWP sending out an ambiguous message in calling for achieving water-food security implying notions of national water-food security and self sufficiency, when virtual water transfers through food trade may be a more efficient alternative? A 30% increase in water productivity for food production from rainfed and irrigated farming by 2015 is called for in the GWP, Towards Water Security, Framework for Action to meet future global food requirements. Are such projections based on an adequate knowledge base? Are such exhortations in anyway meaningful at a local scale? Do they mask the other economic and socio-political realities presently constraining food production and water availability at the rural catchment scale? If it is agreed, during the conference, that some of the above questions are valid and require an answer, perhaps a follow-up question that should be posed is: How can a solution be found, what more must we do to ensure consistent, integrated policies within watersheds of different scales which deal with land use impacts on water resources, with the impacts of upstream activities on downstream users, which make use of appropriate economic, social and political mechanisms within watersheds and which are making best use of current scientific knowledge?
Acknowledgements
The author wishes to thank all those that contributed to the internet debate that was reported here and to Thomas Hofer for his valuable editorial comments on this paper.
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