Beruflich Dokumente
Kultur Dokumente
Technology TRIZ Forecasting With Improving Technology Forecasts: Four Cases of Selection
Abstract
Extensive historical and logistic analysis of competition dynamics was presented in the authors' work at INSA (National Institute of Applied Science) in France titled: Logistic Substitution Model and Technological Forecasting. This work treated the economic system as a technical model, where the models modified forecasts. The application of several models (more than 300) based on the logistic growth function including simple logistic, component logistic models (CLM) and logistic substitution models (LSM) in the context of technology changed the future of forecasting.
Discussion Forum
"There is some recent work done by TRIZ professionals which also targets developing methods to understand and reveal customer needs, both current and future (e.g, Vladimir Petrov's work on the trends of evolution of customer needs...)"
The main idea of this paper is to revise existing models and arrange a working hypothesis for future research. First, the Contribute to this Discussion authors review the features of a simple logistic model as they are presented with different types of competition including a component logistic model that is presented in brief. Second, logistic substitution models in the context of long-term technological forecasting are reviewed. And lastly, a hypothesis about how to improve the reliability of logistic substitution models for studying the technological future is proposed.
Keywords
Bi-logistic, multi-logistic, logistic substitution model, resource limitations, technology future study, logistic S-curve, socio-economic cycles
Introduction
"The whole purpose of science is to find meaningful simplicity in the midst of disorderly complexity." Herbert A. Simon, Models of My Life (1991) The main objective of scientific study is to reveal and describe regularities, which can be used to predict the future. Among inventor and researcher, Galileo Galilei's (1564-1642), many achievements was his excellent forecast about the periodic return and nature of a
comet. As the "father of modern science," he made this forecast based on observations and a mathematical model. In fact, forecasting plays a significant role in the development of science as soon as it is employed as a method to verify proposed theories and hypothesis. Research on long-term technological forecasting is inspired by the description of "the lifeline" of technological systems from the father of the Theory of Inventive Problem Solving (TRIZ), Genrich Altshuller.1 Where contradiction models, S-curves and the limitation of resources play important roles. A 2005 paper by the authors focuses on problems with the stages of the generic forecasting process where the distinction among short-, medium- and long-term forecasts, based on three phases of S-curves, is also proposed.2 One S-curve is typically divided into three phases (Figure 1): before point , between points and and after point . A short-term technological forecast is one phase of an S-curve, while a medium-term forecast considers two phases. The scope of study for a long-term forecast is usually beyond one technology, since it studies at least three phases on an S-curve and may consider several growth processes and more than one system.
Figure 1: Growth of a Bacteria Colony Consuming Sugar and Minerals in a Closed Petri Dish Fitted to a Logistic Curve
where limit of growth = 50 species, characteristic duration t = 2.2 days, midpoint tm = 2.5 days
An article presented at the 2007 International Conference on Engineering Dynamics depicts theoretical and practical results from two forecasting projects.4 A critical-to-X feature merges qualitative and quantitative natures of long-term forecasting. This paper will illustrate through energy technology case studies how the prediction of technological barriers can be facilitated by mapping the contradictions in combination with the assessment of limiting resources. At the TRIZ-Future Conference 2007 the definition of the growing parameters for many logistic growth models was emphasized.3 In order to address the issue when there is no data for emerging technologies, causal methods for long-term forecasting are discussed. The causal method is applied to adopt quantitative models for predicting the diffusion of new technologies. In particular, a growing parameter for consecutive logistic growths is proposed to apply the amount of knowledge in percent of readiness for the transition from exploration to experimentation toward exploitation phases. This paper will also develop the applications for reliable and reproducible long-term technological forecasting using the casual method and logistic growth function. After revising the component logistic model and logistic substitution models some hypotheses for improving their reliability are proposed. According to the findings these models can help cope with the problems of qualitative-quantitative forecasting described in previous publications.2,3,19 The following section is a short history of particular logistic models and concepts of competition. A later section focuses on the questions:
"How do LSMs work?" "What are the known difficulties?" "What can be done in order to improve reliability of forecasting with LSM?"
Essay on the Principle of Population. It was in 1825 when Benjamin Gompertz, the founder of the law of mortality, published work developing the Malthusian growth model for demographic study. Pierre-Francois Verhulst, mathematician and doctor of number theory, offered the first reference to the logistic curve as a model of population growth. In 1923 T. Brailsford Robertson, professor of physiology and biochemistry, suggested using the function to describe the growth process in a single organism or individual. Biologist Raymond Pearl rediscovered the function and used it extensively to describe population growth including human ones. In 1925 and 1926, while working independently, Alfred J. Lotka and Vito Volterra, developers of the Volterra-Lotka equations, generalized the growth equation to quantify competition among different species and coined the predatorprey equations. One of the earliest studies about technological substitution described by S-curves was done in 1957 by economist Hirsh Zvi Griliches. Using Griliches' concepts in 1961, Edwin Mansfield, one of the minds behind the diffusion of innovations, developed a model to depict the rate at which firms follow an innovator. In the early 1960s, S-curves were regularly employed for technological forecasting.8 The diffusion of innovation theory was formalized by Everett M. Rodgers, author of Diffusion of Innovations, in 1962, which postulated innovations that were spread in society in an S-curve.18 A significant achievement was accomplished by J. C. Fisher and R. H. Pry (1970), authors of A Simple Substitution Model of Technological Change, in formulating the model for binary technological substitution as an extension of Mansfield's findings.12 A logistic substitution model proposed by Cesare Marchetti described technology substitution in the dynamics of long-run competition (1976-1979) by extensively using the Fisher-Pry transform model.7 Perrin S. Meyer, author of Bi-logisitic Growth, proposed in 1994 the component bi-logistic growth model.5 Later on, a component logistic model with multilogistics generalizes this bi-logistic growth model.6 The application of bi-and multilogistics makes possible the description of complex growth processes through a family of simple logistic curves. Logistic substitution and component logistic models in combination with the Fisher-Pry transform technique provide clear and suggestive outputs for supporting medium- and long-term forecasting of technology changes.5,6,7,8,11,13,14,15,16
when. The availability of a reliable set of data is a principal limiting factor for S-curve model application in the forecast of emerging technologies. For socio-technical systems the three-parameter S-shaped logistic growth model is applied to describe continuous trajectories of growth or decline through time.1 Example 1:
Where N(t) is the number of species or growing variables in question; is the asymptotic limit of growth; specifies width or steepness of the S-curve (for example, = 0.19 means approximately 19 percent growth per time fraction); it is frequently replaced with a variable that qualifies the time required for the trajectory to grow from 10 percent to 90 percent of limit ; (t)2 is characteristic duration; specifies the time (tm) when the curve reaches 0.5 at midpoint of the growth trajectory (tm implies symmetry of a simple logistic S-curve). These three parameters , and are usually calculated by fitting the data. The method used to fit S-curves on data aims at minimizing the next sum: Example 2:
Where Ni, Di and Wi are at times ti, which is the value of the function, and the value and the weight assigned to the data. The function is originally evaluated by assigning arbitrary starting values to the parameters of N. After that, an iterative search is performed to determine those values for which the sum becomes as small as possible. There are also diverse fitting techniques. For instance, the asymptotic limit of growth can be estimated such as expert judgment, when and are optimized to minimize residuals. For case N(t) << , the logistic model closely resembles exponential growth:3 Example 3:
An equivalent form of logistic equation for practical application can be defined as:1 Example 4:
Empirical studies have shown that the characteristic S-shaped curve is present in thousands of growth and diffusion processes.7,11 This model, therefore, can be applied to both systems where the mechanisms of growth are understood and growing principles are hidden.
The photography medium took 112 years The steam locomotive took 55 years Rolled wires took 47 years The lead battery took 79 years Arc welding took 49 years17
In the framework of present research invention is defined as: the result of engineering activities in a technological context, which resolves contradictions between specific needs (how it was perceived) and known laws of nature. The output of the invention process is a feasible solution and working prototype, but not necessarily a patent. Innovation is the result of socio-economic and technological activities. It produces added value because of an uncommon way of doing business. It seems meaningless to compare invention and innovation. They result from different activities and their values are measured by different parameters. From invention to innovation, technology diffusion is a long and bumpy road full of uncompromising competition. Hundreds of thousands of inventions have never become innovations. When innovation occurs, the long delay from invention to innovation makes it difficult to study the causality of the innovation process. Unfortunately, these facts are frequently ignored in studies about invention/innovation relationships. Competition among emerging technologies plays a crucial role in technology diffusion. One of the basic assumptions for long-term forecasts is: all systems (super-systems, subsystems) that evolve under competition according to the law of logistic growth. Mechanisms of competition should be divulged and purposefully applied for technology forecasting in a reproducible way. Physicist and futurist Theodore Modis, described the scientific approach of managing competition where two competitors can influence each other's growth rate in six ways:
1. Pure competition: Pure competition is when both species suffer from each other's existence because they use the same resources to survive. The traditional example of this occurs between rabbits and sheep. Each one decreases the growth of the other, but at a different rate (sheep multiply more slowly than rabbits, but eat more grass). 2. Predator-prey: Predator-prey competition is a relationship where two species interact as predator and prey. The predators flourish when there is abundant prey. Ultimately, predators surpass their food supply and decline. When the predator population is low the prey population will increase once again. These dynamics go on in cycles of growth and decline. A classic example of this is in the case of rabbit (prey) and fox (predator) populations. The Lotka-Volterra equations are usually applied to simulate the dynamics of this kind of competition. 3. Symbiosis: Symbiosis is a situation where both species benefit thanks to their association. For instance, mobile phone sales trigger the increase of operators and new services and this escalation provokes sales of the latest mobile phone models. 4. Parasitic (win-impervious): Parasitic (win-impervious) is a relationship between two species where one obtains some benefit while the other is unaffected. A classic example of this comes from biology: the remora fish attaches to sharks and feeds on their leavings without hindering its hosts. A market example of this is the increase in digital camera and computer sales, which prompted growth in the external hard disc market. The sale of external hard disks, however, does not influence the sale of digital cameras. 5. Symbiotic (loss-indifferent): Symbiotic (loss-indifferent) is a situation when one species suffers from the existence of another, which remains insensible to what is happening. A textbook case from biology is the shading out of one plant by a taller and wider one. 6. No-competition: No-competition is a relationship between two species when there is no overlap in using resources to evolve. For instance, sales of coffee do not affect sales of tea in the same supermarket. Sales depend on seasonal variations rather than on competition between two products.13 In addition to two-competitor cases, the competition of one species for resources (Malthusian case), such as multiple competitors as well as a model of indirect competition (as in spatial competition when A interacts with B, and B with C, then C affects A through B) are revealed. Given the number of various competition models it is not easy to subsequently build a practical instrument. Such a study becomes inadequately complex and time-consuming with multiple opportunities for hidden errors and biases. Problems can be formulated when it is necessary to take into account competition mechanisms. In order to be considered intrinsic processes they must occur within a technology diffusion with multiple competitors. But it is necessary to avoid the analysis of competition mechanisms because it complicates applied models and increases study costs. In addition, the complex models leave room for hidden errors, biases and as a result they cause inadequate output.
The Problem
The evolution of systems should be described by multi-parameter complex functions and curves since the systems rarely follow a single S-curve trajectory due to indigenous complexity (systems such as sub-systems and sub-processes; the irregularity of system parts evolution, etc.) as well as exogenous complexity (systems such as quasi-random behavior due to multiple interactions with other systems, etc.). The evolution of systems, however, should be described by (symmetrical) simple three-parameter logistic functions to provide clear physical interpretations. These interpretations are comparable with other system evolutions in order to decrease errors during forecasting and to be applicable in practice.
The Solution
The component logistic model describes the complex growth processes using a combination of simple three-parameter functions by applying bi-logistics or multilogistics.5,6 The mechanism of combination resembles the nested doll principle and once again confirms the fractal feature concept of natural growth.1,20 For instance, a single simple logistic curve does not provide adequate level of residuals to study the dynamics of U.S. nuclear tests.5,21 While a bi-logistic growth curve fits data with acceptable residuals (Figure 2). Such a result was interpreted the following way: "the fastest rate of growth (midpoint) of the first pulse occurred in 1963 following the Cuban missile crisis. While the first logistic pulse was largely the race to develop bombs with higher yields, the second pulse, cantered in 1983 and nearing saturation now (1994), is probably due to research on reliability and specific weapons designed for tactical use. The bi-logistic model predicts that we are at 90 percent saturation of the latest pulse. Processes often expire around 90 percent, though sometimes processes overshoot. The residuals show the extraordinary, deviant increase in U.S. tests after the scare of the 1957 Sputnik launch"5 When reasonable interpretation is done the application of component models provides suggestive and attention-grabbing results. The practical experience shows, however, that experts might need several weeks to propose a realistic interpretation for obtained fits. One of the remarkable characteristics of the component logistic model is its self-adjustment to a proposed definition of a system. Through the reduction of residuals and decomposition of an initial set of data by multi-logistic ones the initial definition of a system can be corrected and refined. In the example (Figure 2) the initial system for nuclear tests was decomposed to nuclear tests for aircraft and for missile delivery and they demonstrate different features and interactions.
Figure 2: U.S. Nuclear Weapon Tests With a Decomposed Bi-logistic Growth Curve
Inset: The component growth curves after using the Fisher-Pry model transform model.
The logistic substitution model describes the competitors' niche market (e.g., fraction of market share). The life cycle of competitive technologies is subdivided into three periods: 1. Growth 2. Saturation 3. Decline In these periods, the growth and decline stages are logistic growth processes.
Problem
In order to provide long-range forecasting (more than 50 years) in areas of the energy market and energy use, the researchers were faced with the problem of applying models, which capture and simulate numerous relationships and feedback characteristics (complex ones) to represent the activity of an economic system and to report competition phenomena. It was also necessary, however, to apply models with minimum characteristics (simple ones) in order to provide a clear unambiguous interpretation and satisfy a 50-year forecast horizon.
pages.7) Descriptions of numerical methods for the LSM can be found in numerous publications.22,6,7 There are also at least two non-commercial software packages for experimentation for the LSM without the complications of equations and programming.24,25
Now make an assumption about the next (new) technology. Find one where there is not yet any data. Then create logistics for hypothetical technology demands with assumptions using a fourth saturation curve. At least two parameters should be defined: 1. Characteristic duration t 2. Midpoint tm This curve will approximately show when and how fast the technology will grow (shown in Figure 4). A question to consider: how can these two parameters be predicted? When the technology has already entered the market (meaning it has passed 10 percent of the market share threshold) then the assumption about growth rate is based on the logistics from past technologies. For vinyl, cassettes and CDs the calculated t was 12, 13 and 14 years, respectively. In Figure 4 the projected result of the fourth emerging technology shows t=14 and tm=2005.
Figure 4: Anticipating the Impact of New Technology: Recording Media Sales Data with a Hypothetical Fourth New Technology
But, in 1998, the DVD was chosen as the new technology and this turned out to be an incorrect prediction.
Known Difficulties
To illustrate some known difficulties and ambiguities, the diagrams reported in 1999 are compared to diagrams reported in 2007 covering the same topic (shown in Figure 5).6,24,25,26
Figure 5: Recording Media Sales with MP3 Data Set (through 2003)25
The first issue to note is the definition of parameters for the hypothetic technology. There were two papers published by the same author in the same year with different assumptions made about characteristic time t and midpoint tm to describe logistic growth of new music technology. In the table below the second, third and fourth columns represent the years of logistic decline/growth that were chosen as parameters for the LSM. Variation of Assigned Parameters for the Logistic Growth Description 19996 Vinyl Cassettes CDs Hypotheticals 199926 200725 1975-1985 1977-1985 1977-1988 1977-1985 1977-1985 1985-1999 1988-1996 1988-1995 1986-2000 2005-2018 1998-2012 1999-2016
The analysis of data in the table once again confirms the absence of a formal procedure to define the parameters for the given time periods.
The second issue is linked to the definition of the new technology. How is a prospective competitor defined in advance? In publications from 1999 the digital versatile disc (DVD) was a candidate. Today, however, MP3 technology is following the predicted growth curve, whereas the DVD is mostly used for video records instead of for music. Another example to underline the second issue is a famous 1979 diagram called the world primary energy substitution.7 In his 2002 book, Modis wrote "that turned out to be a most inaccurate forecast..."11 Why? According to the world energy statistics 28 the nuclear primary energy supply in 2005 was about 6.3 percent with combustible renewable and waste supply representing about 10 percent. (Fuel share of total primary energy supply (TPES) is made up of indigenous production plus imports minus exports minus international marine bunkers stock changes.28) Thus, the trajectory for nuclear energy evolution fell below what had been predicted. Even if the LSM can predict logistic growth and decline it is a challenging task to name a new technology within the long-term. The third issue includes time-series data sets (selection, cleaning, transformation) and the assumptions made to fit logistics into data. In the second and third rows in the table above, the same data were fitted with different assumptions. The primary question is: how can one have confidence in obtained fits? Unfortunately, the analysis of residuals is not allowed for the LSM in referenced software.24,25 The fourth issue (but not the last) is about the interpretation of obtained results. The LSM represents changes in competitor niches (specifically changes in market share). On the other hand, the trustworthiness of a model depends on the initial estimations of niche capacities () for each technology. The difficulty for the LSM is not building or running a model several times to get the best fit, but the interpretation of those obtained results. The interpretation of plausible results does not always correspond to the actual future. A formal mechanism, therefore, is required to predict implausible events.
Modis proposes the diagram shown in Figure 6.11 In the upper part of the diagram, a harmonic wave with a 56-year time period represents deviations of the logistic growth of energy consumption in the U.S. (The periodicity in energy consumption was first observed by Hugh.B. Stewart.38) At the bottom, more than 50 growth processes are shown with their ceiling normalized to 100 percent. (Most of the data for curves have been taken from Arnulf Grubler's The Rise and Fall of Infrastructures.37) The growing parts of curves coincide with the upswing of the cycle indicating growth and prosperity, while saturation periods correspond to economic recession. Data sets showing basic innovations represent regularity as well: the peaks in innovation correspond to valleys in energy consumption.11,17 Energy consumption, therefore, resonates with making basic innovations. (Cesare Marchetti first correlated Stewart's energy cycle with Gerard Mensch's basic innovations one.40) The results shown in Figures 6 and 7 coincide with the conclusions proposed in 1924 about activities in social systems and were confirmed by Russian professor Alexander Tchijevsky using extended data sets in 1936.29,36 These results are also in accordance with Nikolai Kondratieff's concept of long waves in economics and data about basic innovations collected by Gerhard Mensch from Stalemate in Technology: Innovations Overcome the Depression.17,30 The hypothesis, which the authors plan to check in the future, defines logistic growth characteristics for the LSM (characteristic time t and midpoint tm) in accordance with the schedule from the nearest environmental, social and economic super-systems. The surprisingly accurate predictions made using software such as TechSignal (based on the study of cycles) gives confidence in expectations.44
Figure 6: S-curves Describing Technological Growth and Substitution Processes (All normalized to reach 100 percent when they are completed)11
Figure 7: .S. Transport Infrastructure (The growth in length of each infrastructure is expressed as a percentage of its final ceiling where the absolute levels of these ceilings in miles are different)11,37
Algorithm of Inventive Problem Solving (ARIZ), the ideal final result (IFR) and the element name of feature value of feature (ENV) model.1,42,43 Progress regarding the third issue demands research on logistic growth models and the development of software. This will facilitate the LSM construction using a rigorous analysis of data and residuals. Advancement on the fourth issue in regards to the interpretation and initial estimation of a ceiling for S-curves will come from analysis of limiting resources and further development of the network of the contradictions approach.19
Conclusion
In this paper the authors introduced the direction through super-systems for problems of long-term forecasting from emerging technologies using the CLM and LSM in the dimension of the casual method. In further research, the plan is to explore the direction through sub-systems using this casual method based on logistic growth of knowledge within the invention-to-innovation process.3 The authors conclude that the basic patterns of technological changes are invariant based on the application of laws of technical system evolution, logistic growth and cycles as main components.1,11,39 This application of knowledge about cycles and laws of logistic growth models (SLM, CLM, LSM) makes long-term technological forecasting possible as it soon helps resolve an incompatibility between cause-effect description (scientific) and the inadequate complexity of a model (practical). The multi-screen scheme of thinking, in combination with the concept that "competition is possible only in a common infrastructure," makes the management of model complexities possible through the synergy of the CLM and the LSM.1,37 The CLM allows the description of the logistic growth of a system from a viewpoint of sub-system evolution and endogenous competition mechanism. The LSM provides a means for depicting technological change and performing long-term forecasting of socio-technical systems from super-systems and exogenous competition factor viewpoints. For logistic growth models, the critical point for forecasting is the interpretation of results. For instance, in the case of the CLM, it is a nontrivial task to recognize the essential underlying mechanisms of obtained bi- or multi-logistic growths. In one practical case it takes more than three weeks to understand the underlying mechanism of the constructed triple-logistic model. In the case of the LSM, it is a challenging task to name the next technology. Even the time parameters of growth can not be accurately identified in such a short period of time. Another remaining question is what are the regularities of evolution for systems which never show innovation? It is a well-known fact that before point , systems do not display logistic growth behavior (see Figures 3, 4 and 5).
In conclusion, it is necessary to emphasis the crucial role of forecasters, especially since they play a decisive one. The reliable forecasting method alone is not enough for accurate long-term prediction. It will never be a push-button solution. Like any powerful tool, a method can produce a great outcome in the hands of the intelligent, but it may demonstrate misleading results in the hands of the inexperienced.
Acknowledgments
This research was partially supported by the European Institute for Energy Research (EIFER) in Karlsruhe, Germany. The authors would like to Bookmark This Page thank their colleagues from the LICIA team from LGECO, INSA Strasbourg for constructive discussions. They are also Email This Page grateful to all participants from the June 2008 seminar in Format for Printing Vinci, Italy for their goodwill, curiosity, questions and helpful Submit an Article criticism.
Read More Articles
Seeing a Forest of Innovations Because of Technology innovation can be forecast emotionally and TRIZ empirically. Getting emotionally involved with a product or process can help in the initial growth stage, but then serve as a barrier when negative emotions (e.g., frustration) inevitably arise. Moving to data-based processes of forecasting prevent such emotional challenges. This article focuses on eight (nonTRIZ) forecasting methodologies. A companion article describes a case study in which TRIZ-based forecasting methods to successfully develop a product.
Making strategic decisions for product development is one of the most difficult challenges for the research and development (R&D) staff of a business. As Ralph Lenz, U.S. Air Force technology forecasting pioneer once said, "Technology forecasting may be defined as the prediction of the invention, characteristics, dimensions, or performance of a machine serving some useful purpose." [4] How to decide between the optimization of existing technologies and the development of a new core technology? There is a high uncertainty related to these decisions and although many decision tools are available, and have been implemented successfully to various degrees, the decision-maker's intuition is sometimes the only element for directing the company's line of development.
Assessment of a company's current technology should drive the direction of the R&D planning process. There needs to be a systematic process for assessing technology. [2, 5] There are eight (non-TRIZ) forecasting methods to aid assessment: 1. 2. 3. 4. 5. 6. 7. 8. Intuitive forecasts Consensus methods Delphi method Application of a statistical model Application of a causal model Analogy method Extrapolation Structural modeling
Intuitive Forecasting
Intuitive forecasting is a very popular and widely applied methodology. "Asking the expert" usually provides the information for the forecast. It is assumed that the experts' base of experience and education is sufficient, in a particular field, to predict or forecast the vectors of expansion or evaluation. Records indicate the pronounced fallibility of this forecasting method. British author and inventor Arthur C. Clarke described some false predictions based on the "expert" intuitive forecasting by unquestioned authorities in his book, Profiles of the Future, including, for example, that in 1956 the Royal British Astronomical Society predicted that "space travel is utter bilge." [1, 3, 4]
Consensus Method
A simple method of overcoming some of the disadvantage of intuitive forecasting is the use of a "panel of experts." The presumption is that many experts are more likely to be accurate than one. The U.S. Department of Defense has used this method successfully on projects including the Strategic Defense Initiative program (more commonly known as "Star Wars" as well as numerous weapon systems and vehicle platforms. The U.S. Air Forces Project Forecast was an effort in the mid-1980s to characterize high-leverage future military technologies and is an example of a large and successful application of the consensus method. Of course, the shortcomings of the intuitive method can be compounded during the application of the consensus method (the possibility of a hidden bias being canceled by a hidden counter-bias may not materialize).
Delphi Method
To improve on the intuitive and consensus methods, the Rand Corporation developed the "Delphi Procedure" in which a panel of experts (like the consensus method) arrive at a consensus but eliminate the regulating of committee bias by employing a series of questionnaires. The first phase asks for the panel's forecasts. The replies are compounded.
The second phase requests comments on the Phase I compound forecast. Phase III is a derivative of Phase I based on the results of Phase II. A typical process includes five or six phases. The goal of this multi-phase process is a forecast convergence. Figure 1 shows the convergence of a hypothetical date for a certain even based on a multi-phase Delphi process.
Figure 1: Delphi Forecasting Convergence Example (A, B, C, E, F, G and H represent panel members. The data converges as the panel of experts forecast phase-by-phase.)
Analogy Method
This method utilizes analogies between the phenomenon to be forecast and some historical event, or popular physical or biological process. To the extent that the analogy is valid (all analogies become invalid at a certain level), the initial event or process can be used to wake a prediction about future developments of a technology. (See Figure 5.) The technological forecaster uses the analogy method consciously and deliberately, examining the model situation and the situation to be forecast in considerable detail to determine the extent to which the analogy is valid. An example of this approach is delineated in the book The Railroads and
the Space Program: An Exploration in Historical Analogy edited by Bruce Mazlish. The forecasters used 19th century railroad development as an analogous system to the U.S. space program. The utilization of growth curves is used to predict the advance of some technologies (analogous to biological or physical processes the "'S" curve, see Figure 4). Figure 4: Growth Curves [4]
Figure 5: Making Predictions (If a foreign system consisting of elements A, B and C produces elements D and E, an analogous system with elements A', B' and C' can be predicted to produce elements D' and E', where A', B', C', D' and E' are elements in the system to be predicted.)
Extrapolation Method
Trend extrapolation is one particular method of solving the prediction of the inflection problem associated with the "S" curve of the analogy method (when is the curve going to change slope, B). Instead of focusing on a single device and attempting to predict the future
course of development of that device, the trend extrapolation method considers a series of successive devices while performing similar functions. These may be considered individual representations of a broad area of technology. (See Figure 6.) The extrapolated trend will eventually reach a physical limit and will lose its validity as the trend approaches this limit.
Figure 6: Extrapolation Method [4]
Figure 7: Approaching the Physical Limit (D is measured between t = -1 and t = 0 so that d can be applied to t = 1 to extrapolate the trend value at time t = 1. This can be applied to t = any time as long as the trend value does not violate a physical limit. [3])
Structural Modeling
Structural modeling is an attempt to develop a mathematical or analytical model of a technology-generation process. As with mathematical models of any process, the purpose for model construction is to identify certain key elements, identify the functional aspects of those elements and express these functional aspects symbolically or mathematically. Structural models tend to be abstract and reductionist in their approach in removing what are denied to be non-essential functions. (See Figure 8.) Figure 8: Structural Model of the Technology-generation Process (Each block conceals a sub-model.)
Summary
Each of the detailed eight methods is capable of forecasting technological innovation and furthering the overall innovation processes within a company.