Beruflich Dokumente
Kultur Dokumente
Participation
(Regional Development-Environment and Participation) Franz Brunner / Graz-Austria
April 19 21, 2012 Graz
Agenda
2012/04/19: Lecture Introduction, theory and history of participation, stages and models of participation; Excursion Landentwicklung Steiermark 2012/04/20: Excursion Umweltamt der Stadt Graz und Referat fr BrgerInnenbeteiligung der Stadt Graz; Lecture Beginning, succeeding and benefits of participation, fields of application and methods of participation 2012/04/21: Lecture and Excursion good practices (Graz, Austria, Serbia, Europe), Sonnenfelsplatz und Annenstrae); Instruction for Case Study (assessment)
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Introduction1
Democracy
Aristotle (384-322 BC): democracy is rule by the many. The term comes from the Greek word demokratia and means rule of the people (5th-4th century BC) Equality and freedom have both been identified as important characteristics of democracy. Democracy is a government of, by and for people. Forms of democracy: Representative, parliamentary, presidential, constitutional, Participation is more direct (citizens participate in decision-making personally) and inclusive (more selfmanagement of people with a citizens-body) democracy, often called as parpolity (participapatory politics).
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Introduction 2
Participation is Democracy
Participation is a basic principle of democracy. Taking part in elections, referenda, official opinion polls and petitions are all forms of participation. They are all regulated by law (formal participation).
Introduction 3
Participation is Democracy
Today people are increasingly demanding and using ways of active participation in connection with projects and developments in the public sector, either as ordinary citizens or as representatives of an interest group (informal participation).
Introduction 4
Participation is Communication
An important pre-condition (key-factor) of participation is communication Communication means
Introduction 5
Participation is communication
Introduction 6
Introduction 7
Definitions of Participation
Participation means helping to shape the future Participation is a pre-condition of sustainable development Participation is making better decisions Participation is realizing democracy in practice Participation is a bottom-up process Participation is an organized process for involving the public Participation is a continuum
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Introduction 8
Participation is Power
Understanding of participation involves understanding of power: the ability of the different interest groups to achieve what thy want. Power will depend on who has information (and money). It will also depend on peoples confidence and skills. Many organisations are unwilling to allow people to participate because they fear loss of control and power.
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Introduction 9
Introduction 10
Theory 1
Theory 2
History 2
Third phase 1980s: Consultative participation; holding hearings, giving full access to information beyond the legally required minimum; activating and motivating people Fourth phase 1990s and later : Co-operation, joint consultation, using synergy effects. Involving citizens from start. New form of governance, third party within the political and administrative system, the public in the decision making process
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Theory 3
History 3
Participation is deeply connected with Sustainable Development International agreements UN Conference on Environment and Development (UNCED) Rio 1992 (Rio Declaration, Agenda 21, Climate Convention,) European Conference on Sustainable Cities and Towns Aalborg 1994 (Aalborg Charta) Local Agenda 21 (LA 21) Aarhus Convention Aarhus 1998, in force 2001 (Regulation of access to information)
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Theory 4
History 3
Aarhus Convention 3 pillars
1. Public access to information 2. Civic participation in certain decisions with environmental relevance 3. Acces to courts of law or tribunals
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Theory 5
History 4
SDS Sustainable Development Strategies EU SDS Gothenburg 2001 / reviewed 2009 NSDS (e.g. Austria 2002/10 , Chapter 4 Communication and participation are core topics of SD
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Theory 6
History 5
Committee of Ministers of the Council of Europe (2007, 2009)
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Theory 7
Levels
Four levels of participation/steps of political involvement from low to high in the Code of Good Practice:
1. 2. 3. 4. 1. 2. 3. 4. 5. 6. Information, Consultaion, Dialogue (Broad Collaboration), Partnership Agenda setting, Drafting, Decision taking, Implementation, Monitoring, Reformulation
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Theory 8
Theory 9
Theory 10
Mixed Processes
Formal Initial stage of environmental impact assessment Informal Environmental mediation Formal Environmental impact assessment restarts
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Theory 11
Theory 12
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Theory 13
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Theory 14
Theory 15
Theory 16
Information tell people what is planned Consultation offer a number of options and listen to feedback Deciding together provide additional ideas and options and join in deciding the best way forward Acting together Form a partnership to carry it out Supporting independent community initiatives - Help other to do what they want within a framework of grants, advice and support by the ressource holder
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Theory 17
Theory 18
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Theory-practice 1
Theory-Practice 2
Guidelines to Participation
Anyone can take the initiative Stakeholders
Ordinary Citizens problems in their living area (e.g.noise abatement mesures along a road) Environmental organisations (organised public) campaining for preservation of a special ( e.g. amenity) area Administrators/Planners for gaining a broadly based decision by various stakeholders (e.g. land using plan) Local politicans for long term developing the community (e.g Local Agenda 21) Entrepreneurs expanding a production facility to get an agreement with the affected people
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Theory-Practice 3
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Theory-Practice 4
Levels of Applying
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Theory-Practice 5
Theory-Practice 6
Theory-Practice 7
Theory-Practice 8
Theory-Practice 9
Theory-Practice 10
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Theory-Practice 11
It must be clear to everyone involved what the aim of the participation process is and what the actual assignment is. Spotlight the importance and how did people get involved If decisions have already been taken it is important that everyone involoved is aware which issues are to be discussed and which are not!
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Theory-Practice 12
Theory-Practice 13
Theory-Practice 14
All those take part must be aware from beginning how much influence they have and how and who takes what decision; what say they have It must be also clear what will happen with the results, how binding they are and how they will be incorporated in subsequent formal decision structures. Are they a recommendation for a decision in the local council or are they embodied in a private agreement
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Theory-Practice 15
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Theory-Practice 16
Theory-Practice 17
Theory-Practice 18
Theory-Practice 19
Future Perspectives
From private intersts to the public interest One learns to understand other peoples standpoints by discussion. Individual demands and special interests can be merged into a harmonious whole of service to everyone. This process can give birth to a network of personal relationships that permanently reinforce the social fabric of neighbourhood or a community, too.
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Theory-Practice 20
Future Perspectives
Small units and the global perspective Participation starts small-scale, in peoples immediate surroundings, in a neighbourhood, in the community. Here the individuals can detect what effect their own acticities have. People are more likely to want to participate. Small units are strengthened, without the overall perspective being lost. This acts as a counterweight to seemingly ineluctable progress of globalization
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Theory-Practice 21
Future Perspectives
From administering to sharing in decisions The goal is to construct a mutually supportive partnership in which politicians, administrators, ordinary citizens and lobbyists from business and NGOs collaborate and everyone benefits. For this we need administrators with a new attitude towards the general public. What also needs to be clarified: how elected bodies such as the local council and the general public should collaborate. The responsibilities of elected representatives are not watered down, they remain the decision-makers. Participation is a way of improving both the quality of decisions and peoples willingness to accept them. The political process should be structured in a dialogue with the affected, so that projects worked out together are implemented.
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Practice 1
Practice 2
Methodes of Participation
There are numerous methods available for conducting public participation An appropriate method can contribute significally to: Conducting participation process in a structured and efficient way, Making them interesting and avoiding monotony, Tracking down new solutions off the beaten track
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Practice 3
Methods of Information
Notice board Local newspaper Public relations Mailing Public meeting Community meeting Citizen panel Opportunity to inspect official documents plans, minutes, concepts,
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Practice 3
Methods of Consultation
Suitable for: investigating the interests and needs of people living in a particular area; promoting the selfdetermined involvements of ordinary citizens Sequence: Questionnaire, Trained interviewers interview citizens, analysis, action-group forming Duration: 1 day to some weeks Numbers involved: also large groups
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Practice 4
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Practice 5
Methods of Consultation
Citizen Panel
A citizen panel provides a way of informing those interested and/or affected about a project and of discussing the various aspects of the project in public Suitable for: informing the public about a project or plan at community level if it is intended to gather points of view and suggestions from ordinary citizens Sequence: information about the project/plan to public; discussion, possibly small working group Duration: max. 1 day Numbers involved: also large groups
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Practice 6
Citizen Panel
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Practice 7
Methods of Consultation
Internet Forum
Internet fora are one-line discussion platforms which offer ordinary citizens a way of expressing views on and discussing a particular issue with others Suitable for: as an additional channel of information and communication forcitizens, with no restriction on time or place; sounding out public opinion on a particular question Sequence: set up a forum, users input their views online and can comment on contributions of others Duration: for a longer run Numbers involved: large groups
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Practice 8
Internet Forum
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Practice 9
World Cafe
World cafe is a creative process for facilitating collaborative dialogue and the sharing of knowledge and ideas to greate a living network of conversation and action. In this process acafe-ambiance is created, in which participants discuss aquestion or issue in small groups. Groups are changing, the main ideas are summarised
Suitable for: an authentic dialogue and collecting ideas and knowledge transfer; not suitable for detailed planning Sequence: namethe cafe and the questions, explain the logistics of the cafe, tablehosts and guests, encourage everyone to participate,make shure that insights are recorded visually and presented Duration: 2-6 hours Numbers involved: up to ten large groups
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Practice 10
World Cafe
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Practice 11
Consensus Conference
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Practice 12
Consensus Conference
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Practice 13
Decision Influencing
Citizen Jury
In a citizen jury unorganized citizens selected at random draw up a citizens assessment in responses to a specific question, based on their own experience and knowledge. In specialized areas they receive assistance from experts
Suitable for: planning assignments, overall concepts (local, regional); where it is important, that as many segments of population as possible are represented; where stakeholders everyday experience and experts knowledge are needed Sequence: around 25 citizens are selected and disengaged from their routine; detailed informed, talking to stakeholders, specialists and authorities, written results (citizens assessment) go to politicians Duration: 3 days week Number involved: middle and large groups
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Practice 14
Citizen Jury
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Practice 15
Decision Influencing
Future Workshop
In a future workshop the participants are stimulated by an atmosphere designed to promote creativity, so as to develop imaginative unconventional solutions to current problems
Suitable for: where visions are to be developed, e.g. in producing mission statements, development scenarios, projects to shape the future, Sequence: Criticism phase (problem analyzing), fantasy phase (developing (utopian) ideas), Back to reality phase (Investigates how these suggestions can be made for implementation) Duration: 1-2 days Numbers involved: max. 30 persons
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Practice 16
Future Workshop
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Phases of Practice 1
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Phases of Practice 2
Information-Consultation-Decision Making
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Good Practicies 1
Local Agenda 21
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Good Practicies 2
Local Agenda 21
Where does Local Agenda comming from?
Chapter 28 of Agenda 21 notes the pivotal role of local government in fullfilling the objectives of sustainable development: Because so many of the problems and solutions beeing adressed by Agenda 21 have their roots in local activities, the participation and cooperation of local authorities will be a determining factor in fullfilling its objectives (Agenda 21, Chapter 28.1).
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Good Practicies 3
Local Agenda 21
The guiding principles of Local Agenda 21
A continuing process
Integration
Good Practicies 4
Local Agenda 21
Community partnership Participation: Part 1
There are a number of important reasons to ensure broad community participation in issue analysis and priority setting Experience has shown that without the early envolvement of the local community in planning, support for the resulting action recommendations is weak.
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Good Practicies 5
Local Agenda 21
Community partnership Participation: Part 2 Participation assists in the identification of indigenous solutions which may be the most immediate and effective way to adress a problem.
Good Practicies 6
Local Agenda 21
Steps involved in developing Local Agenda 21
GETTING STARTED Make a commitment at a policy and budgetary level to undertake a LA 21 program.
Good Practicies 7
Local Agenda 21
SETTING PRIORITIES
Jointly define (Council and community) a vision of what
sustainability will mean to the area in the long term and what priority issues need to be addressed to achieve the vision.
Assess what the council and community are already doing or need
to do to address these issues.
Good Practicies 8
Local Agenda 21
IMPLEMENTATION Build on existing initiatives.
Good Practicies 9
Local Agenda 21
EVALUATION Evaluation Reporting an Review Mechanisms
Set in place mechanisms and systems that ensure a long term commitment to the monitoring, review and evaluation of the LA 21 program
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Good Practices 10
Local Agenda 21
LA 21 Community Aflenz/Austria-Styria
Realized Projects: Reinvention of traditional festivities Neigbourhood Aid Sommerkindergarden Local farmers market Senior care home Grants for the local economy Drinking water fountain - Novi Sad Brunner - Participation
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Good Practicies 11
Good Practicies 12
Results
River Mur balcony Fountain sculpture New paving Plaza design in front of church Street crossing construction Benches on green area Pavement cafe Visualisation oft the entrance area
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Good Practices 13
The results
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Good Practice 14
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Good Practice 15
Good Practice 16
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Good Practices 17
Good Practices 18
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Good Practicies 20
Method: Charette
2009 - 2011
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Good Practicies 21
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Good practicies 23
Practical Exercises 1
Participation
Launching participation process Preparing participation process Implementing participation process Public relations in participation process
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Practical Exercises 2
World Cafe
Cafe Etiquette
Focus on what matters Contribute your thoughts Speak your mind on heart Listen to unterstand Link and connect ideas Listen together for insights and deeper questions Play, Doodle, Draw writing on the tablecloth sheets is encouraged Have fun
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Practical Exercises 3
World Cafe
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