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Table of Contents
Overview of Simfund MF Asset & Flow Data Morningstar Data Lipper Data Graphs Benchmark Index Returns Fee & Expense Data Prospectus Data Service Provider Data Views Links to Simfund Filing 3 4 5 6 9 14 15 17 21 22 23
Prospectus Data
Fees, Sub-Advisors, Benchmarks
Data Aggregation
Ability to aggregate data to various levels of micro or macro industry analysis Fund Share Class Portfolio (Combines All Share Classes) Manager Service Providers (Sub-Advisor, Custodian, Transfer Agent, etc.) Morningstar / Lipper Categories Various Fund Types / Asset Classes / Objectives Specialty Fund Structures (ETFs, Fund of Funds, Lifecycle, Index, SRI, etc.)
Morningstar Data
Morningstar Data Points
Categories (Current and Historical) Performance Monthly Total Return Data for 10 Years Category Rankings Morningstar Category Average and Index Total Returns Star Ratings (Current and Historical) Portfolio Composition Details on Fund Holdings Including Style, Market Cap, Country, Region, Equity Sectors, Fixed-Income Ratings, Valuations Metrics MPT Statistics Alpha, Beta, R-Squared, Sharpe, Treynor, etc. Top 10 Holdings Name of Security, % of Funds Assets, Ticker Symbol, CUSIP Portfolio Manager Information Up to 5 Managers: Start Date, Tenure, Biographical Info
Lipper Data
Lipper Data Points
Classifications (Current and Historical) Performance Rankings (Survivorship Bias-Free Rankings) Lipper Indices Lipper Leader Scores Asset Composition Lipper Flags MPT Statistics
Morningstar Data
Jun'07 Mstar Rating 5 5 5 5 3 3 Lipper Classification Multi-Cap Core Intl Multi-Cap Growth Large-Cap Growth Intl Multi-Cap Growth Mid-Cap Value High Current Yield Multi-Cap Growth Long/Short Equity Multi-Cap Core Large-Cap Core Multi-Cap Core Small-Cap Core Multi-Cap Core Mid-Cap Value Multi-Cap Growth Large-Cap Growth Mid-Cap Growth Loan Participation Mid-Cap Growth Intl Multi-Cap Growth Multi-Cap Value Small-Cap Growth High Current Yield Mid-Cap Growth Intmdt Inv Grade General Muni Debt Short Inv Grade Global Multi-Cap Value Large-Cap Growth Total Ret % 38.58 43.91 21.90 41.73 22.00 11.01 29.25 36.35 16.57 14.73 17.29 14.33 21.97 13.92 27.70 26.55 24.13 19.00 25.05 10.86 24.65 5.65 3.06 5.12 28.54 20.02
Fund Name Janus Contrarian Fund Janus Overseas Janus Adv Forty -S Janus Adv Intl Growth -S Janus Mid Cap Value -Inv Janus High Yield Bond Janus Global Research Janus Adv Long/Short -A Janus Adv Contrarian -A Janus Adv Fundamental Equity-S Janus INTECH RiskMgd Stock Janus Adv Small Company Val -S Janus Adv INTECH RiskMngd Cr-S Janus Adv Mid Cap Value -S Janus Adv INTECH RiskMngd Gr-S Janus Research Janus Adv INTECH RiskMgdIntl-A Janus Adv Orion -A Janus Adv Float Rate Hi Inc -A Janus Adv Mid Cap Growth -S Janus Adv Intl Equity -A Janus Adv INTECH RiskMngd Vl-A Janus Adv Small Mid Growth -A Janus Adv High Yield -A Janus Enterprise Janus Adv Flexible Bond -S Janus Federal TxEx Janus Short Term Bond Janus Glbl Opportunities Janus Adv Large Cap Growth -S
5 4 3 4 3 3 4
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485
3 3 2 3 2 3
1 4 5 2 5 3
Early update for Lipper performance and rankings is available on the 5th business day of each month.
7
80%
Europacific Growth
60%
American Balanced
40%
AMCAP
20%
New World
BLUE Bubble = Inflows RED Bubble = Outflows Bubble Size = Net Flow $
0% 100%
80%
60%
40%
20%
0%
Morningstar Graphs
First Am Mid Cap Growth Opport
Portfolio Opportunity Profile by Morningstar Category as of Sept '07
Historical Assets and Flows
Net New Flows (SI) Total Assets (SI)
Use the Portfolio Opportunity Profile to analyze a fund relative to its Morningstar Category, Lipper Class or SI Objective peer group.
2.50
600
1.50
1.88 450
1.00 Flows as % Assets 0.50 0.00 -0.50 -1.00 -1.50 Sep'06 Dec'06 Mar'07 Jun'07 Sep'07
Total Assets - $B
1.25
300
0.63
150
0.00
-0.63
-150
-1.25 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Ytd9/07
-300
100%
12/03 12/02
Risk vs. Return Consistency 3-Year Periods Relative to Morningstar Category 12/04 12/06 12/05
80% 100%
80%
9/07
$ 29 MM
60%
60%
12/01
40%
40%
20%
20%
0% 100%
80%
60%
40%
20%
0%
Facts as of 9/07
Morningstar Category Lipper Classification SI Objective Prospectus Benchmark - 1st SI Fund Type Total Assets Net New Flows - YTD Annualized Returns: 1 Yr 3 Yr 5 Yr 10 Yr Lipper Leader Consistent Return Morningstar Rating Sharpe Ratio 3Yr Beta (S&P 500) 3 Yr Mid Growth Mid-Cap Growth Midcap Equity Russell Mid Cap Growth Equity $ 1.96 B $ 27 MM
10
4.4%
6 Months 7.2% 50 586 1,424 5 Year High Avg 4.20 0.93 87.3 1.01 12.81
1 Year 19.7% 68 765 1,346 10 Year High Avg 6.37 0.76 66.6 0.69 12.34
Growth 31% 1%
Morningstar Ratings Morningstar Return Morningstar Risk Alpha vs. (S&P 500) Beta (S&P 500) R2 (S&P 500) Sharpe Ratio Treynor Ratio
Sectors % Hardware Software Media Telecom Consumer Services Healthcare Business Services Financial Services Industrial Materials Energy Consumer Goods Utilities 10.25% 3.29% 10.77% 2.77% 8.61% 15.13% 4.80% 13.80% 13.38% 9.96% 6.50% 0.74%
Information Services
Manufacturing
Statistics Asset in top 10 Holdings % Number of Stocks Number of Bonds Turnover Ratio
29.1% 81 14.00
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Morningstar Scorecard
Mixed Equity Funds
Mix-Asset Targ 2010
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
Price Retirement 201 Price Retirement 200 5 5 726.4 122.8 3,836 801 16.62 14.73 11.13 9.93
Financial Services
Mstar Flows Assets Returns as of 6/07 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07
Price Financial Servic Mix-Asset Targ 2030+ 4 -4.6 465 17.49 13.05Mix-Asset Targ 2050+ 12.43 Price Health Sciences
Health/Biotech
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
4 86.0 1,948
Natural Resources
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
4 285.0 5,725 26.12 30.66 23.27
Core Domestic Equity Equity 20.30 12.11 Long/Short Portfolios 14.75 Price New Era
Mstar Flows Assets Returns as of 6/07 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07
Price Retirement 204 Price Retirement 203 Price Retirement 204 Price Retirement 205 Price Retirement 205 5 5 517.3 345.4 149.7 23.2 16.8 1,942 1,261 412 25 18 21.87 21.84 21.81 14.44 14.40
Price Instl Large Cap
Mstar Flows Assets Returns as of 6/07 RatingValue Ytd-6/07 6/07 1 Year 3 Year 5 Year
Returns as of 6/07 Mstar Flows Assets 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07
4 15.3 0.0 257 7 23.24 14.70 13.19 Price Capital Opportu
Mstar Flows Assets Returns as of 6/07 Rating Core Ytd-6/07 6/07 1 Year 3 Year 5 Year
Returns as of 6/07 Mstar Flows Assets Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
3 -0.6 244 21.43 11.70 11.08 Price Growth Stock
Growth
Returns as of 6/07 Mstar Flows Assets Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
24,559 11,237 66 32 22.89 20.87 15.07 20.96 12.38 10.34 6.09 9.02 11.90 10.34 7.11
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
Large-Cap
Real Estate
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
4 337.2 2,523 11.04 23.09 Mix Tgt Alloc Con 50 20.47 Price Equity Index
5 3,662.2 4 614.7 2 -1.0 Price Tax Efficient G as Flows Assets Returns3 of 6/07 Price Instl Large Cap -17.0
953.5
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
Price Persnl Strategy Price Balanced Price Persnl Strategy Price Persnl Strategy 5 4 5 4 49.2 146.7 65.2 33.9 684 3,210 1,230 1,500 13.53 17.22 20.51 17.15 9.20 11.16 13.61 11.47
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
Mstar Flows Assets Returns as of 6/07 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
9.18 Price Retirement Inco 4 172.4 1,138 12.37 8.33 10.20 Price Tax Efficient B 3 -2.4 39 10.82 5.40 6.06 Returns as of 6/07 Returns as of 6/07 Returns as of 6/07 Mstar Flows Assets Mstar Flows Assets Mstar Flows Assets 12.81 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07 11.16 Price Value 4 1,061.2 8,176 24.68 15.36 Specialty & Misc 13.35 Price Instl Large Cap 4 557.6 1,180 18.53 9.62 11.78 Science & Tech Sector Equity Funds 5 25.5 3,866 23.23 15.44 14.20 Price New America G 3 -44.2 834 18.79 8.83 10.58 Price Spectrum Grow Returns as Mstar Flows Assets Returns as of 6/07 Mstar Flows AssetsEquity Mk 4 of 6/0719.9 Mstar 11.69 Flows Assets Returns as of 6/07 521 20.07 12.57 Price Total Price 6/07 1 Grow 4 -27.2 915 22.18 Rating Ytd-6/07 12.53 10.42 Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07 Dividend Year 3 Year 5 Year 6/07 1 Year 3 Year 5 Year -207.6 1,574 21.05 11.10 9.89 Price Growth & Incom 3 Price Global Technol 4 4.9 157 24.28 11.27 15.28 -3.5 51 22.69 9.11 12.59 Price Developing Tec 3 3 -336.3 3,193 26.19 7.45 10.70 Price Science & Tech
Multi-Cap
Specialty Dvsfd Eq
Mid-Cap
Returns as of 6/07 Mstar Flows Assets 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07 Telecommunication
Returns as of 6/07 Mstar Flows Assets Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year Utility
8,649 420 26.37 19.27
Returns as of 6/07 Mstar Flows Assets Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
107 40 453 17,426 18.85 16.96 21.90 21.46 12.40 9.60 16.22 15.77 10.91 15.86 15.25
Mstar Flows Assets Returns as of 6/07 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07
Price Media & Teleco
Price Mid Cap Value 5 382.1 Flows Assets Eqty M 4 of 6/0741.6 Price Extended Returns as
272.9
16.89 16.57 Price Diversified Mid 3 7.6 as Mstar 15.92 PriceAssets Returns2 of 6/07-0.4 Flows Tax Efficient M 15.66 4 -39.5 Price 6/07 1 Cap E Rating Ytd-6/07 Instl Mid Year 3 Year 5 Year 4 -311.5 Price Mid-Cap Growt
Returns as of 6/07 Mstar Flows Assets 6/07 1 Year 3 Year 5 Year Rating Ytd-6/07
Returns as of 6/07 Mstar Flows Assets Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
Price Instl Small Cap Price Small Cap Valu Price Small Cap Stock 3 4 3 -29.7 -35.7 -289.4 441 6,601 7,951 14.41 14.30 14.42 13.56 15.94 13.29 13.30 Price Diversified Sm 15.86 Price New Horizons 12.75
Returns as of 6/07 Mstar Flows Assets Rating Ytd-6/07 6/07 1 Year 3 Year 5 Year
3 4 -6.8 -97.3 92 7,536 15.64 15.20 9.95 12.96 11.53 15.29
View a managers entire product line using Morningstar Categories or Lipper Classifications.
Small-Cap
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Lipper Graphs
Alger Capital Appreciation - A vs. M ulti-Cap Growth Funds Trailing Returns as of 6/07 (Primary Class Only)
50.0 45.0 40.0
40.0 20.0 0.0 -20.0 -40.0 -60.0 -80.0
Alger Capital Appreciation - A vs. M ulti-Cap Growth Funds Rolling 3 Year Returns (Primary Class Only)
1 Year
3rd Quintile
3 Year
4th Quintile
5 Year
5th Quintile
10 Year
12/02
1st Quintile
12/03
3rd Quintile
12/04
4th Quintile
12/05
5th Quintile
12/06
6/07
2nd Quintile
Access additional graphs that use Lipper data. For example, floating bar charts compare the performance of an individual fund to the performance range of its Lipper peer group. You can also create your own peer groups in Simfund MF.
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12b-1 Details
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1.000
0.900
0.800
0.700
0.600
10,000
100,000
80th Percentile
Median
Average
20th Percentile
Conduct a wide range of fee and expense analysis in Simfund. For example, you can compare a funds hypothetical advisory fee schedule to its peer funds.
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Prospectus Data
Prospectus Fees
Management Fee expense data from the the audited Expense Waivers Annual Report. 12b-1 Fee Total Expense Ratio Underlying Funds Composite Expense Ratio (Fund of Funds)
Prospectus data complements fee and
Stated Performance Benchmarks Breakout of Multiple Sub-Advisors Date of Latest Prospectus or Supplement Link to SEC Documents (i.e. Latest Prospectus)
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Fund Name Franklin Tmpl Founding All-A Franklin Tmpl Coreflio -A Franklin Tmpl Modrt Trgt -A Franklin Tmpl Growth Trgt -A Franklin Tmpl Perspct Aloc-A Franklin Tmpl Consrv Trgt -A FranklinTmpl 2025 RtrmTrgt-A FranklinTmpl 2015 RtrmTrgt-A FranklinTmpl 2035 RtrmTrgt-A FranklinTmpl 2045 RtrmTrgt-A Franklin Income Series -A Templeton Growth -A Mutual Shares -Z Franklin CA TxFr Income -A Templeton Foreign Series -A Templeton World -A TIFI Foreign Equity Series Franklin Federal TxFr Inc -A Franklin Small-Mid Cap Gro-A Franklin Hi Yield TxFr Inc-A
6/07 Total Assets $MM 9,810 509 443 367 223 217 4 3 2 2 34,589 29,531 13,671 12,920 12,371 9,638 8,428 6,547 5,583 5,252
Management Fee %
Other Fee % 0.22 0.30 0.22 0.26 0.37 0.24 3.53 6.33 8.41 8.62 0.09 0.23 0.27 0.04 0.32 0.21 0.14 0.07 0.26 0.06
12b-1 Fee% 0.35 0.35 0.25 0.25 0.35 0.25 0.35 0.35 0.35 0.35 0.15 0.25 0.09 0.25 0.24 0.09 0.25 0.10
Underlying Fund Exp % 0.70 0.75 0.75 0.82 0.77 0.68 0.85 0.82 0.89 0.89
Total Exp % 1.20 1.25 1.47 1.32 1.27 1.18 1.35 1.32 1.39 1.39 0.64 1.05 0.84 0.58 1.16 1.06 0.81 0.61 0.96 0.62
Prospectus Update Date 6/22/2007 4/27/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 6/22/2007 1/26/2007 12/28/2006 6/29/2007 12/14/2006 4/27/2007 12/15/2006 4/27/2006 12/14/2006 12/14/2006 6/27/2007
Fund of Funds
0.25 0.25 0.25 0.25 0.25 0.25 0.25 0.40 0.57 0.57 0.45 0.59 0.61 0.68 0.45 0.46 0.46
Regular Funds
0.01 0.01
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Russell 2000 Value S&P 500 Russell 2000 Value Lipper Small Cap Core
Compare funds that have the same performance benchmark as stated in the prospectus.
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View a funds sub-advisors or search for funds that are sub-advised by a certain manager.
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Manager, Sub-Advisor and Advisor Parent Company Data Service Provider Analysis Pre-Stored Reports
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Drop down box that gives users quick access to different Views. To the right of the drop down box, a brief description of the universe selected.
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Link from Simfund MF to Simfund Filing. (Simfund Filing subscription required). For one fund or a group of funds, users can quickly access the latest prospectus, latest prospectus changes filed by the fund, all SEC filings for that fund or manager, a fund profile page, and newly registered funds by the manager.
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Link from Simfund MF to Simfund Filing. The profile page, a new feature of Simfund Filing, shows key data from the prospectus on one page.
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Contact Information
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