LT e Advanced

ProposalforCandidateRadioInterfaceTechnologies forIMTAdvancedBasedon LTERelease10andBeyond (LTEAdvanced) TakehiroNakamura 3GPPTSGRANChairman
3GPP 2009
Mobile WP 5D 3rd Workshop on IMT-Advanced, 2009 <ITU-RWorld Congress, Barcelona, 19th February15 October 2009>
Introduction
InresponsetotheITURCircularLetter5/LCCE/2whichinvitesproposalsfor candidateradiointerfacetechnologiesfortheterrestrialcomponentofIMT Advanced,theThirdGenerationPartnershipProject(3GPP)isprovidinga completesubmissionofLTERelease10&beyond(LTEAdvanced)underStep3of theIMTAdvancedprocessinDocument IMT-ADV/2(Rev.1) Thissubmissionofthe3GPPcandidateSRIT(whichincludesanFDDRIT componentandaTDDRITcomponent)isbasedonthecurrentlyapprovedwork within3GPPandfollowstheITURIMTAdvancedsubmissionformatand guidelines. The3GPPProponent[1] hasprovidedallrequiredinformationwithineachof requiredmajorcomponentseitherdirectlyorbyendorsementofthiscontribution madeby3GPPindividualmembersonbehalfof3GPP: Followingslidesshowoverviewofthissubmissiontogetherwithrelevant information
[1]The3GPPProponent ofthe3GPPsubmissioniscollectivelythe3GPPOrganizationalPartners(OPs).TheOrganizational Partnersof3GPPareARIB,ATIS,CCSA,ETSI,TTAandTTC(http://www.3gpp.org/partners)
3GPP 2009
Contents
3GPPstandardizationactivities LTERelease8 LTERelease10andbeyond(LTEAdvanced) Selfevaluation ITURsubmissiondocuments
3GPP 2009
3GPPStandardizationActivities
3GPP 2009
3GPPStandardizationProcess
3GPPdevelopstechnicalspecificationson3Gandbeyond mobilecommunicationsystems 3GPPOrganisational Partnersstandardizelocalspecificationsbasedonthespecifications developedby3GPP ThestandardizationprocessineachOPisonlyaformoftranspositionandthatnotechnical changesareintroduced
ITU Recommendations
Partners
ITU
Existing process
Project Coordination GroupPCG Technical Specification Groups TSGs Technical specifications
Organisational Partners OP
TTC, ARIBETSI, TTA, CCSA, ATIS
Member companies
Technical proposals and contributions
Market Representation PartnersMRP

GSMATD-SCDMA Forum Femto ForumCDG, etc 14 partners
Local specifications
3GPP 2009
Standardization process in each OP

5
Membershipof3GPP
Themembershipin3GPPincludes:
the6OrganizationalPartnerSDOs, 372IndividualMembercompanies, 14MarketRepresentationPartners, and3Observerentities. Thedetailedlistingmaybefoundatthefollowinglink: http://webapp.etsi.org/3gppmembership/Results.asp?Memb er=ALL_PARTNERS&SortMember=Name&DirMember=ASC&P artner=on&SortPartner=Name&DirPartner=ASC&Market=on &SortMarket=Name&DirMarket=ASC&Observer=on&SortObs erver=Name&DirObserver=ASC&SortGuest=Name&DirGuest= ASC&Name=&search=Search
3GPP 2009 Mobile WP 5D 3rd Workshop on IMT-Advanced, 2009 <ITU-RWorld Congress, Barcelona, 19th February15 October 2009>
Developing Recommendations
StandardizationOrganisations Communicatingwith3GPP
Developing internet protocol specs
Referring to specs
ITU-R/T
Developing Wireless LAN/MAN specs Developing Mobile application specs Cross reference of specs
Input specs
Requirements Referring to 3GPP specs (contributed by individual members) Cross reference of specs
MRP
Terminal certification based on 3GPP specs Terminal Certification
Partners of 3GPP Referring to 3GPP specs for the local specs
Organisational Partners
EU Japan Korea China North America
3GPP 2009
3GPPStructure
Technical Specification Group
Working Group
GSM/EDGE RAN
3GPP 2009
UTRA/E-UTRA
Service and system aspects
CN and Terminals
Releaseof3GPPspecifications
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 GSM/GPRS/EDGE enhancements
Release 99 W-CDMA Release 4
1.28Mcps TDD HSDPA, IMS

Release 6
Release 5
HSUPA, MBMS, IMS+

Release 7 HSPA+ (MIMO, HOM etc.)
ITU-R M.1457
IMT-2000 Recommendations
Release 8
LTE, SAE
Release 9
Small LTE/SAE enhancements
9
3GPP 2009
Release 10 LTE-Advanced
LTERelease8
3GPP 2009
10
MotivationofLTERelease8
Needtoensurethecontinuityofcompetitivenessofthe3G systemforthefuture Userdemandforhigherdataratesandqualityofservices PSoptimised system Continueddemandforcostreduction(CAPEXandOPEX) Lowcomplexity Avoidunnecessaryfragmentationoftechnologiesforpaired andunpairedbandoperation
3GPP 2009
11
LTERelease8StandardizationHistory
2004 2005 Study Item Work Item
3GPP TSG meeting
2006
2007
2008
2009
Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2
Study Item Study Item Evolved UTRA Evolved UTRA and UTRAN and UTRAN Approved. Approved.
Work Item 3G LongWork Item 3G Longterm Evolution term Evolution approved. approved. Requirements Requirements approved approved
Core specs Core specs approved approved
ASN.1 frozen ASN.1 frozen
Test specs approved Test specs approved Core specs functionally Core specs functionally frozen frozen Main work items closed Main work items closed
3GPP 2009
12
LTERelease8KeyFeatures
Highspectralefficiency
OFDM inDownlink
Robustagainstmultipathinterference Highaffinitytoadvancedtechniques
Frequencydomainchanneldependentscheduling MIMO
DFTSOFDM(SingleCarrierFDMA)inUplink
LowPAPR Userorthogonality infrequencydomain
Multiantennaapplication Shortsetuptime&Shorttransferdelay ShortHOlatencyandinterruptiontime

ShortTTI RRCprocedure SimpleRRCstates
Verylowlatency
Supportofvariablebandwidth
1.4,3,5,10,15and20MHz
3GPP 2009
13
LTERelease8KeyFeatures(Contd)
Simpleprotocolarchitecture
Sharedchannelbased PSmodeonlywithVoIPcapability
SimpleArchitecture
eNodeB astheonlyEUTRANnode SmallernumberofRANinterfaces
eNodeB MME/SAEGateway (S1) eNodeB eNodeB (X2)
Compatibilityandinterworkingwithearlier3GPPReleases Interworkingwithothersystems,e.g.cdma2000 FDDandTDDwithinasingleradioaccesstechnology EfficientMulticast/Broadcast

SinglefrequencynetworkbyOFDM
SupportofSelfOrganising Network(SON)operation
14
LTERelease8MajorParameters
AccessScheme Bandwidth MinimumTTI Subcarrierspacing Cyclicprefixlength UL DL DFTSOFDM OFDMA 1.4,3,5,10,15,20MHz 1msec 15kHz
4.7sec 16.7sec Modulation QPSK,16QAM,64QAM Spatialmultiplexing SinglelayerforULperUE Upto4layersforDLperUE 3GPP 2009 <ITU-RWorld Congress, Barcelona, 19 FebruaryMUMIMOsupportedforULandDL Mobile WP 5D 3rd Workshop on IMT-Advanced, 15 October 2009> 2009 15
th
Short Long
LTERelease8UserEquipment Categories
Category Peakrate Mbps DL UL 1 10 5 2 50 25 3 100 50 20MHz DL UL QPSK,16QAM,64QAM QPSK,16QAM QPSK, 16QAM, 64QAM 4 150 50 5 300 75
Capabilityforphysicalfunctionalities RFbandwidth Modulation
Multiantenna 2Rxdiversity 2x2MIMO 4x4MIMO

3GPP 2009
Assumedinperformancerequirements. Not supported Notsupported Mandatory Mandatory

16
LTERelease8Specifications
LTEisspecifiedin36seriestechnicalspecifications ThelatestversionoftheLTERelease8specifications (September2009version)canbefoundin
http://www.3gpp.org/ftp/Specs/200909/Rel8/36_series/
3GPP 2009
17
LTERelease10andBeyond (LTEAdvanced)
3GPP 2009
18
OverviewofLTEAdvanced
MotivationofLTEAdvanced
IMTAdvancedstandardizationprocessinITUR AdditionalIMTspectrumbandidentifiedinWRC07 FurtherevolutionofLTERelease8and9tomeet:
RequirementsforIMTAdvancedofITUR Futureoperatorandenduserrequirements
3GPPstatus
Feasibilitystudyisongoingunderstudyitem,FurtheradvancementsforE UTRA(LTEAdvanced) RequirementsandtargetsforLTEAdvancedwereagreedandpossible technologiestomeettherequirementsandthetargetswereidentified SelfevaluationswereconductedandconfirmedthatLTEAdvancedmeetthe allrequirementsofIMTAdvanced AllnecessarydocumentstobesubmittedtoITURWP5D#6asthecomplete submissionwereapprovedin3GPP
ProposalofLTEAdvancedisanSRITincludingFDDRITandTDDRIT
3GPP 2009
19
StandardizationScheduleForIMT/LTE Advanced
2007
WP5D #1 ITU-R meetings WRC-07
2008
#2 #3 #4
2009
#5 #6 #7
2010
#8 #9 #10
2011
#11
Circular letter Proposals to invite proposals
Evaluation Consensus Specification
SDOs Individual members etc.
Submission of candidate RIT
3GPP RAN #38

WS
#39 #40
2nd WS
#41
#42
#43 #44
#45
#46
#47
#48
#49
#50
#51 #52 Technical #53 specifications
LTE-Advanced
LTE
3GPP 2009
Study item
Work item
CR phase
20
2007
WP5D ITU-R meetings Spectrum Spectrum identified identified WRC-07
#1
2008
#2 #3 #4
2009
#5 #6 #7
2010
#8 #9 #10
2011
#11
Circular Circular letter letter
Evaluation Agreed on requirements Consensus Agreed on requirements for IMT-Advanced for IMT-Advanced Specification
This document specifies the
Agreed on LTE-Advanced Agreed on LTE-Advanced requirements requirements
Submission of candidate RIT
3GPP RAN #38

WS
#39 #40
2nd WS
#41
#42
#43 #44
#45
#46
#47
#48
#49
#50
#51 #52 Technical #53 specifications
LTE-Advanced
LTE
3GPP 2009
Study item
Work item
CR phase
Study item approved in 3GPP Study item approved in 3GPP

21
2007
WP5D #1 ITU-R meetings WRC-07
2008
#2 #3 #4
2009
#5 #6 #7
2010
#8 #9 #10
2011
#11
Initial technology Initial technology Evaluation submission of submission of Consensus LTE-Advanced LTE-Advanced
Specification
This document specifies the
Release 10 Release Specification to Specification to be approved be approved

3GPP RAN #38
WS
Submission of candidate RIT 10
Complete Complete submission incl. submission incl. self-evaluation of self-evaluation of LTE-Advanced LTE-Advanced
#47 #48 #49 #50 #51 #52 Technical #53 specifications
#39 #40
2nd WS
#41
#42
#43 #44
#45
#46
LTE-Advanced
LTE
3GPP 2009
Study item
Work item
CR phase
22
GeneralRequirementsfor LTEAdvanced
LTEAdvancedisanevolutionofLTE LTEAdvancedshallmeetorexceedIMTAdvanced requirementswithintheITURtimeplan ExtendedLTEAdvancedtargetsareadopted
System Performance LTE-Advanced targets IMT-Advanced requirements and time plan
Rel. 8 LTE
Time
23
3GPP 2009
SystemPerformanceRequirements
Peakdatarate
1Gbps dataratewillbeachievedby4by4MIMOandtransmission bandwidthwiderthanapproximately70MHz
Peakspectrumefficiency
DL:Rel.8LTEsatisfiesIMTAdvancedrequirement UL:NeedtodoublefromRelease8tosatisfyIMTAdvanced requirement
Rel. 8 LTE Peak data rate Peak spectrum efficiency [bps/Hz] DL UL DL UL 300 Mbps 75 Mbps 15 3.75 LTE-Advanced 1 Gbps 500 Mbps 30 15 IMT-Advanced 1 Gbps(*) 15 6.75
*100 Mbps for high mobility and 1 Gbps for low mobility is one of the key features as written in Circular Letter (CL)
3GPP 2009
24
SystemPerformanceRequirements (Contd)
Capacityandcelledgeuserthroughput
TargetforLTEAdvancedwassetconsideringgainof1.4to1.6fromRelease8LTE performance
Ant. Config. Capacity [bps/Hz/cell] DL 2-by-2 4-by-2 4-by-4 UL 1-by-2 2-by-4 Celledgeuser throughput [bps/Hz/cell/use r] DL 2by2 4by2 4by4 UL 1by2 2by4 Rel. 8 LTE*1 1.69 1.87 2.67 0.74 0.05 0.06 0.08 0.024 x1.4-1.6 LTE-Advanced*2 2.4 2.6 3.7 1.2 2.0 0.07 0.09 0.12 0.04 0.07 IMT-Advanced*3 2.2 1.4 0.06 0.03
*1 See TR25.912(Case 1 scenario) *2 See TR36.913(Case 1 scenario) *3 See ITU-R M.2135(Base Coverage Urban scenario)
25
OtherImportantRequirements
Spectrumflexibility
Actualavailablespectraaredifferentaccordingtoeachregionorcountry In3GPP,variousdeploymentscenariosforspectrumallocationarebeingtakeninto considerationinfeasibilitystudy
Total 12 scenarios are identified with highest priority

1 2 3 4 5 6 Tx BWs UL:40MHz DL:80MHz 100MHz 100MHz UL:40MHz DL:80MHz UL:10MHz DL:10MHz 80MHz No.ofComponentCarriers(CCs) UL:Contiguous2x20MHzCCs DL:Contiguous4x20MHzCCs Contiguous5x20MHzCCs Contiguous5x20MHzCCs UL:Noncontiguous20+20MHzCCs DL:Noncontiguous2x20+2x20MHzCCs UL/DL:Noncontiguous5MHz+5MHzCCs Noncontiguous2x20+2x20MHzCCs Bands 3.5GHzband Band40(2.3GHz) 3.5GHzband 3.5GHzband Band8(900MHz) Band38(2.6GHz) Duplex FDD TDD TDD FDD FDD TDD
Supportforflexibledeploymentscenariosincludingdownlink/uplinkasymmetric bandwidthallocationforFDDandnoncontiguousspectrumallocation
3GPP 2009
26
OtherImportantRequirements(Contd)
LTEAdvancedwillbedeployedasanevolutionof LTERelease8andonnewbands. LTEAdvancedshallbebackwardscompatiblewith LTERelease8inthesensethat
aLTERelease8terminalcanworkinanLTEAdvancedNW, anLTEAdvancedterminalcanworkinanLTERelease8 NW
IncreaseddeploymentofindooreNB andHNBin LTEAdvanced.

3GPP 2009
27
TechnicalOutlinetoAchieveLTE AdvancedRequirements
Supportwiderbandwidth
Carrier aggregationtoachievewiderbandwidth Supportofspectrumaggregation Peakdatarate,spectrumflexibility Extensiontoupto8layertransmissionindownlink IntroductionofsingleuserMIMOupto4layertransmissioninuplink Peakdatarate,capacity,celledgeuserthroughput CoMP transmissionindownlink CoMP receptioninuplink Celledgeuserthroughput,coverage,deploymentflexibility AS/NASparallelprocessingforreductionofCPlanedelay Type1relayscreateaseparatecellandappearasRel.8LTEeNB toRel.8LTEUEs Coverage,costeffectivedeployment
AdvancedMIMOtechniques

Coordinatedmultipointtransmissionandreception(CoMP)

Furtherreductionofdelay

Relaying
*Seeappendix1inthisslidesetforfurtherinformationonLTEAdvancedtechnologies
3GPP 2009
28
SelfEvaluation
3GPP 2009
29
3GPPSelfevaluationforLTEAdvanced
SelfevaluationforLTEAdvancedFDDRITandTDD RITwasconductedin3GPP Thecapabilitiesaddressedherespanthecapabilities fromLTERel.8andextendthroughRel10and beyond.Assuchthecapabilitiesrepresentarangeof possiblefunctionalitiesandsolutionsthatmightbe adoptedby3GPPintheworkonthefurther specificationsofLTE. TheITURreport,M.2133,M.2134,M.2135andIMT ADV/3 were utilizedinthepreparationofthisself evaluationreport.
30
SummaryofSelfEvaluationResults
Theselfevaluationresultsshows: ForLTERelease10, FDDRITComponentmeetstheminimumrequirementsofall4requiredtestenvironments. TDDRITComponentmeetstheminimumrequirementsofall4requiredtestenvironments. ThecompleteSRITmeetstheminimumrequirementsofall4requiredtestenvironments. BaselineconfigurationexceedingITURrequirementswithminimumextension
LTErelease8fulfillstherequirementsinmostcases(noextensionsneeded) ExtensionstoMultiuserMIMOfromRelease8fulfillstherequirementsinsomescenarios(Urban Macro/MicroDL)
Moreadvancedconfigurations,e.g.CoMP,withfurtherenhancedperformance Many(18)companiesperticipatedinthesimulations Highreliability Selfevaluationreportsarecapturedinsection16ofTechnicalReportTR36.912 *Seeappendix2inthisslidesetfordetailedinformationonselfevaluationresults

31
ITURSubmissionDocuments
The3GPPsubmissiontotheITURincludesthefollowingtemplates organizedasanFDDRadioInterfaceTechnologycomponent(FDDRIT)and asaTDDRadioInterfaceTechnologycomponent(TDDRIT).Togetherthe FDDRITandtheTDDRITcompriseaSetofRadioInterfaceTechnologies (SRIT). The3GPPdevelopedFDDRITandTDDRITtemplatesinclude characteristicsandlinkbudgettemplatesandcompliancetemplatesfor services,spectrum,andtechnicalperformance. 3GPPprovidesadditionalsupportinginformationindocument3GPP TR 36.912v9.0.0;FeasibilitystudyforFurtherAdvancementsforEUTRA(LTE Advanced)(Release9). TemplatesarefoundinAnnexC ofTechnicalReportTR36.912.
3GPP 2009
32
StructureofITURSubmission Documentsfrom3GPP
RP-090743 TR36.912 v9.0.0 Main Body Additional supporting information on LTE-Advanced Detailed self-evaluation results in section 16 Following documents are captured in Annex A and C
RP-090736 ITU-R submission Cover page plus
RP-090744 Annex A3: Self-evaluation results Detailed simulation results provided from 18 companies RP-090745 Annex C1: Characteristics template Update version of ITU-R Document 5D/496-E Relevant 3GPP specifications listed at the end of this document Templates for FDD RIT and TDD RIT contained separately RP-090746 Annex C2: Link budget template Two Link budget template files for LOS and NLOS Each file includes link budget templates for five radio environments specified in ITU-R M.2135 Templates for FDD RIT and TDD RIT contained separately RP-090747 Annex C3: Compliance template This template shows LTE-Advanced fulfills all requirements of IMT-Advanced in ITU-R Templates for FDD RIT and TDD RIT contained separately
ZIP FILE RP-090939

3GPP Submission Package for IMT-Advanced
Overall ITU-R Submission ITU-R 5D/564-E

Contributed by individual members of 3GPP
33
Conclusion
TakingintoaccounttheIMTAdvancedstandardizationprocessinITUR,the projectforLTEAdvanced,wasstartedin3GPPfromMarch2008builtuponthe LTERelease8foundation InresponsetotheITURCircularLetter5/LCCE/2,3GPPprovidedacomplete submissionofLTERelease10andbeyond(LTEAdvanced)asacandidate technologyforIMTAdvanced 3GPPconductedaSelfEvaluationunderITURguidelinesofLTEAdvancedwith participationofmanycompaniesfromacrosstheworld TheevaluationresultsshowthatforLTERelease10andbeyond(LTEAdvanced),
FDDRITComponentmeetstheminimumrequirementsofall4requiredtest environments. TDDRITComponentmeetstheminimumrequirementsofall4requiredtest environments. ThecompleteSRITmeetstheminimumrequirementsofall4requiredtest environments.
3GPPishappytoanswerquestionsfromexternalevaluationgroupsandto cooperatefurtherineachstepofIMTAdvancedprocessinITUR
3GPP 2009
34
ContactPersonforQuestionsRelatedto 3GPPITURSubmission
TakehiroNakamura
NTTDOCOMO,Inc 3GPPTSGRANChairman Email:nakamurata@nttdocomo.co.jp
3GPP 2009
35
Appendix1 LTEAdvancedTechnologies
3GPP 2009
36
CarrierAggregation
Wider bandwidth transmission using carrier aggregation Entire system bandwidth up to, e.g., 100 MHz, comprises multiple basic frequency blocks called component carriers (CCs) Satisfy requirements for peak data rate Each CC is backward compatible with Rel. 8 LTE Maintain backward compatibility with Rel. 8 LTE Carrier aggregation supports both contiguous and non-contiguous spectrums, and asymmetric bandwidth for FDD Achieve flexible spectrum usage
System bandwidth, e.g., 100 MHz UE capabilities
100-MHz case 40-MHz case 20-MHz case (Rel. 8 LTE)
CC, e.g., 20 MHz
Frequency
37
DownlinkMultipleAccessScheme
Downlink: OFDMA with component carrier (CC) based structure Priority given to reusing Rel. 8 specification for low-cost and fast development One transport block (TB), which corresponds to a channel coding block and a retransmission unit, is mapped within one CC Parallel-type transmission for multi-CC transmission
Transport block Transport block Transport block Transport block
Channel coding HARQ Mod.
Channel coding HARQ Mod. Mapping
Good affinity to Rel. 8 LTE specifications
Mapping
CC
3GPP 2009
38
UplinkMultipleAccessScheme
Uplink: N-times DFT-Spread OFDM Achieve wider bandwidth by adopting parallel multi-CC transmission Satisfy requirements for peak data rate while maintaining backward compatibility Low-cost and fast development by reusing Rel. 8 specification
N-times DFT-Spread OFDM PUCCH region CC CC
Parallel Rel. 8 LTE transmission PUSCH (Physical uplink shared channel)
Freq.
3GPP 2009
39
EnhancedMultiantennaTechniquesin Downlink
Extension up to 8-stream transmission Rel. 8 LTE supports up to 4-stream transmission, LTE-Advanced supports up to 8stream transmission Satisfy the requirement for peak spectrum efficiency, i.e., 30 bps/Hz Specify additional reference signals (RS) Two RSs are specified in addition to Rel. 8 common RS (CRS) - Channel state information RS (CSI-RS) - UE-specific demodulation RS (DM-RS) UE-specific DM-RS, which is precoded, makes it possible to apply noncodebook-based precoding UE-specific DM-RS will enable application of enhanced multi-user beamforming such as zero forcing (ZF) for, e.g., 4-by-2 MIMO
CSI feedback Max. 8 streams
Higher-order MIMO up to 8 streams

3GPP 2009
Enhanced MU-MIMO
40
EnhancedMultiantennaTechniquesin Uplink
Introduction of single user (SU)-MIMO up to 4-stream transmission Whereas Rel. 8 LTE does not support SU-MIMO, LTE-Advanced supports up to 4-stream transmission Satisfy the requirement for peak spectrum efficiency, i.e., 15 bps/Hz Signal detection scheme with affinity to DFT-Spread OFDM for SU-MIMO Turbo serial interference canceller (SIC) is assumed to be used for eNB receivers to achieve higher throughput performance for DFT-Spread OFDM Improve user throughput, while maintaining single-carrier based signal transmission
Max. 4 streams
SU-MIMO up to 4 streams
3GPP 2009
41
CoMP TransmissioninDownlink
CoMP transmission schemes in downlink Joint processing (JP) Joint transmission (JT): Downlink physical shared channel (PDSCH) is transmitted from multiple cells with precoding using DM-RS among coordinated cells Dynamic cell selection: PDSCH is transmitted from one cell, which is dynamically selected Coordinated scheduling/beamforming (CS/CB) PDSCH is transmitted only from one cell site, and scheduling/beamforming is coordinated among cells CSI feedback (FB)
Explicit CSI FB (direct channel FB) is investigated to conduct precise precoding, as well as implicit CSI FB (precoding matrix index FB) based on Rel. 8 LTE Tradeoff between gain and FB signaling overhead Coherent combining or dynamic cell selection
Joint transmission/dynamic cell selection

Coordinated scheduling/beamforming
42
CoMP ReceptioninUplink
CoMP reception scheme in uplink Physical uplink shared channel (PUSCH) is received at multiple cells Scheduling is coordinated among the cells Improve especially cell-edge user throughput Note that CoMP reception in uplink is implementation matter and does not require any change to radio interface
Receiver signal processing at central eNB (e.g., MRC, MMSEC)
Multipoint reception
43
Relaying
Type 1 relay Relay node (RN) creates a separate cell distinct from the donor cell UE receives/transmits control signals for scheduling and HARQ from/to RN RN appears as a Rel. 8 LTE eNB to Rel. 8 LTE UEs Deploy cells in the areas where wired backhaul is not available or very expensive
Higher node Cell ID #x Cell ID #y
UE
3GPP 2009
eNB
RN
44
Appendix2 DetailedSelfEvaluationResults
3GPP 2009
45
Fullbufferspectrumefficiency Evaluateddownlinkschemes
SingleuserMIMO (SUMIMO)
Ex)
Singlelayerbeamforming (SinglelayerBF)
Ex)
MultiuserMIMO (MUMIMO)
Ex)
Ex)
JointprocessingCoMP (JPCoMP)
Coordinatedscheduling/beamformingCoMP (CS/CBCoMP)
Ex) suppress
Variousschemeshavebeenevaluated
46
Fullbufferspectrumefficiency Evaluateduplinkschemes
Singleinputmultipleoutput (SIMO)
Ex)
MultiuserMIMO (MUMIMO)
Ex)
SingleuserMIMO(SUMIMO)
Ex) Ex)
CoMP
Variousschemeshavebeenevaluated
47
Fullbufferspectrumefficiency DLcontrolchanneloverheadassumption
1subframe=1.0msec =14OFDMsymbols
DLcontrol Data
L: OFDMsymbols(L=1,2,3)
Downlink performances have been evaluated taking into account the downlink overhead for L = 1, 2 and 3 cases Dynamic assignment of L is supported already in the Rel. 8 specification. Average overhead depends on the environments
3GPP 2009
48
DetailedSelfEvaluationResults
Antennaconfiguration
Antennaconfiguration(A)
d= 4
Antennaconfiguration(C)
d=0.5
Copolarizedantennas separated4wavelengths
Copolarizedantennas separated0.5wavelength
Antennaconfiguration(E)
d= 0.5
Crosspolarized+/ 45(deg)antennas columnsseparated0.5wavelength
Variousantennaconfigurationshavebeenevaluated
49
DetailedSelfEvaluationResults
Downlinkpeakspectrumefficiency
LTE Rel. 8 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., 8-layer spatial multiplexing) DLpeakspectrumefficiencyforFDD Scheme ITURRequirement Rel.84layerspatial multiplexing 8layerspatial multiplexing Spectralefficiency [b/s/Hz] 15 16.3 30.6 Overhead assumptions DL control channel (L = 1) Cell and UE specific reference signal Physical broadcast channel and synchronization signal
DLpeakspectrumefficiencyforTDD Scheme ITURRequirement Rel.84layerspatial multiplexing 8layerspatial multiplexing

3GPP 2009
Spectralefficiency [b/s/Hz] 15 16.0 30.0
50
Uplinkpeakspectrumefficiency
LTE Rel. 8 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g.,4-layer spatial multiplexing) ULpeakspectralefficiencyforFDD Scheme ITURRequirement 2layerspatial multiplexing Spectralefficiency[b/s/Hz] 6.75 8.4 Overhead assumptions UL control channel Physical random access channel
4layerspatial 16.8 multiplexing ULpeakspectralefficiencyforTDD Scheme ITURRequirement 2layerspatial multiplexing 4layerspatial multiplexing
3GPP 2009
Spectralefficiency[b/s/Hz] 6.75 8.1 16.1

51
Controlplanelatency
LTE fulfills ITU-R requirements on control plane latency for idle to connected transition
ITU-R Requirement: less than 100 Component 1 2 3-4 5 6 7 8 9 10 11 12 13 14 15 16 17
3GPP 2009
Description
Time (ms) 0.5 1 3 5 1 4 1 12 1
Average delay due to RACH scheduling period (1ms RACH cycle) RACH Preamble Preamble detection and transmission of RA response (Time between the end RACH transmission and UEs reception of scheduling grant and timing adjustment) UE Processing Delay (decoding of scheduling grant, timing alignment and C-RNTI assignment + L1 encoding of RRC Connection Request) Transmission of RRC and NAS Request Processing delay in eNB (L2 and RRC) Transmission of RRC Connection Set-up (and UL grant) Processing delay in the UE (L2 and RRC) Transmission of RRC Connection Set-up complete Processing delay in eNB (Uu S1-C) S1-C Transfer delay MME Processing Delay (including UE context retrieval of 10ms) S1-C Transfer delay Processing delay in eNB (S1-C Uu) Transmission of RRC Security Mode Command and Connection Reconfiguration (+TTI alignment) Processing delay in UE (L2 and RRC)
4 1.5 16 Total delay 50 52
Userplanelatency
LTE fulfills ITU-R requirements on user plane latency
FDD
TDD
UE
TTI 1 ms
eNB
UE
TTI 1 ms
eNB
1.5 ms
1.5 ms
1.5ms
1ms+ t FA
HARQ RTT 8 ms
(a) Downlink
UE
TTI
eNB
1.5 ms
1 ms
1.5 ms
1ms+ t FA
1 ms
1.5ms
(b) Uplink 0%BLER 10%BLER

3GPP 2009
4.0msec 4.8msec
0%BLER 10%BLER
4.9msec 6.035msec
53
CellaverageandCelledgespectrumefficiency Indoorenvironment(Downlink)
LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., MU-MIMO 4x2) Downlink spectral efficiency (FDD), InH Schemeand antenna configuration Rel.8SUMIMO 4x2(A) MUMIMO4x2(C) ITUR Requirement (Ave./Edge) 3/0.1 3/0.1 Numberof samples 15 3 Cellaverage[b/s/Hz/cell] L=1 4.8 6.6 L=2 4.5 6.1 L=3 4.1 5.5 Celledge[b/s/Hz] L=1 0.23 0.26 L=2 0.21 0.24 L=3 0.19 0.22
Downlink spectral efficiency (TDD), InH Schemeand antenna configuration Rel.8SUMIMO 4x2(A) MUMIMO4x2(C)
3GPP 2009
ITUR Requirement (Ave./Edge) 3/0.1 3/0.1
Number of samples 10 4
Cellaverage[b/s/Hz/cell] L=1 4.7 6.7 L=2 4.4 6.1 L=3 4.1 5.6
Celledge[b/s/Hz] L=1 0.22 0.24 L=2 0.20 0.22 L=3 0.19 0.20
54
CellaverageandCelledgespectrumefficiency Indoorenvironment(Uplink)
LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, SU-MIMO 2x4) Uplink spectral efficiency (FDD), InH Schemeandantenna configuration Rel.8SIMO1x4(A) Rel.8SIMO1x4(C) Rel.8MUMIMO1x4(A) SUMIMO2x4(A) ITUR Requirement (Ave./Edge) 2.25/0.07 2.25/0.07 2.25/0.07 2.25/0.07 Numberof samples 13 10 2 5 Cellaverage [b/s/Hz/cell] 3.3 3.3 5.8 4.3 Celledge [b/s/Hz] 0.23 0.24 0.42 0.25
Schemeandantenna configuration Rel.8SIMO1x4(A) Rel.8SIMO1x4(C) Rel.8MUMIMO1x4(A) SUMIMO2x4(A)

3GPP 2009
Uplink spectral efficiency (TDD), InH ITUR Numberof Cellaverage Requirement samples [b/s/Hz/cell] (Ave./Edge) 2.25/0.07 2.25/0.07 2.25/0.07 2.25/0.07 9 7 2 2 3.1 3.1 5.5 3.9
Celledge [b/s/Hz] 0.22 0.23 0.39 0.25

55
CellaverageandCelledgespectrumefficiency Microcellularenvironment(Downlink)
Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2, and MU-MIMO 8x2) Downlinkspectralefficiency(FDD),UMi ITUR Number Cellaverage[b/s/Hz/cell] Requirement of (Ave./Edge) samples L=1 L=2 L=3 2.6/0.075 8 3.5 3.2 2.9 2.6/0.075 3 3.4 3.1 2.8 2.6/0.075 5 3.6 3.3 3.0 2.6/0.075 1 4.5 4.1 3.7 2.6/0.075 4 4.2 3.8 3.5 Downlinkspectralefficiency(TDD),UMi ITUR Number Cellaverage[b/s/Hz/cell] Requirement of (Ave./Edge) samples L=1 L=2 L=3 2.6/0.075 8 3.5 3.2 3.0 2.6/0.075 1 3.2 2.9 2.7 2.6/0.075 3 3.6 3.3 3.1 2.6/0.075 1 4.6 4.2 3.9 2.6/0.075 4 4.2 3.9 3.6
Schemeandantenna configuration MUMIMO4x2(C) MUMIMO4x2(A) CS/CBCoMP4x2(C) JPCoMP4x2(C) MUMIMO8x2(C/E) Schemeandantenna configuration MUMIMO4x2(C) MUMIMO4x2(A) CS/CBCoMP4x2(C) JPCoMP4x2(C) MUMIMO8x2(C/E)
3GPP 2009
Celledge[b/s/Hz] L=1 0.10 0.12 0.11 0.14 0.15 L=2 0.096 0.11 0.099 0.13 0.14 L=3 0.087 0.099 0.089 0.12 0.13
56
Cellaverageandedgespectrumefficiency Microcellularenvironment(Uplink)
LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, MU-MIMO 2x4, and MU-MIMO 1x8) Uplinkspectralefficiency(FDD),UMi Schemeandantennaconfiguration Rel.8SIMO1x4(C) Rel.8MUMIMO1x4(A) MUMIMO2x4(A) ITUR Requirement (Ave./Edge) 1.8/0.05 1.8/0.05 1.8/0.05 Numberof samples 12 2 1 Cellaverage [b/s/Hz/cell] 1.9 2.5 2.5 Celledge [b/s/Hz] 0.073 0.077 0.086
Uplinkspectralefficiency(TDD),UMi ITUR Numberof Schemeandantennaconfiguration Requirement samples (Ave./Edge) Rel.8SIMO1x4(C) Rel.8MUMIMO1x4(A) MUMIMO2x4(A) MUMIMO1x8(E)
3GPP 2009
Cellaverage [b/s/Hz/cell] 1.9 2.3 2.8 3.0
Celledge [b/s/Hz] 0.070 0.071 0.068 0.079

57
1.8/0.05 1.8/0.05 1.8/0.05 1.8/0.05
9 2 1 1
CellaverageandCelledgespectrumefficiency Basecoverageurbanenvironment(Downlink)
Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2, and CS/CB-CoMP 8x2) Downlinkspectralefficiency(FDD),UMa Schemeandantenna configuration MUMIMO4x2(C) CS/CBCoMP4x2(C) JPCoMP4x2(A) CS/CBCoMP8x2(C) ITUR Requirement (Ave./Edge) 2.2/0.06 2.2/0.06 2.2/0.06 2.2/0.06 ITUR Requirement (Ave./Edge) 2.2/0.06 2.2/0.06 2.2/0.06 2.2/0.06 Number of samples 7 6 1 3 Cellaverage [b/s/Hz/cell] L=1 2.8 2.9 3.0 3.8 L=2 2.6 2.6 2.7 3.5 L=3 2.4 2.4 2.5 3.2 L=1 0.079 0.081 0.080 0.10 Celledge[b/s/Hz] L=2 0.073 0.074 0.073 0.093 L=3 0.066 0.067 0.066 0.084
Downlinkspectralefficiency(TDD),UMa Schemeandantenna configuration MUMIMO4x2(C) CS/CBCoMP4x2(C) JPCoMP4x2(C) CS/CBCoMP8x2(C/E)

3GPP 2009
Numberof samples 7 4 1 3
Cellaverage [b/s/Hz/cell] L=1 2.9 2.9 3.6 3.7 L=2 2.6 2.6 3.3 3.3 L=3 2.4 2.4 3.1 3.1
Celledge[b/s/Hz] L=1 0.079 0.083 0.090 0.10 L=2 0.071 0.075 0.082 0.093 L=3 0.067 0.070 0.076 0.087
58
CellaverageandCelledgespectrumefficiency Basecoverageurbanenvironment(Uplink)
LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CoMP 1x4, CoMP 2x4, and MU-MIMO 1x8) Uplinkspectralefficiency(FDD),UMa Schemeandantennaconfiguration Rel.8SIMO1x4 (C) CoMP1x4(A) CoMP2x4(C) ITUR Requirement (Ave./Edge) 1.4/0.03 1.4/0.03 1.4/0.03 ITUR Requirement (Ave./Edge) 1.4/0.03 1.4/0.03 1.4/0.03 1.4/0.03 Numberof samples 12 2 1 Cellaverage [b/s/Hz/cell] 1.5 1.7 2.1 Celledge [b/s/Hz] 0.062 0.086 0.099
Uplinkspectralefficiency(TDD),UMa Schemeandantennaconfiguration Rel.8SIMO1x4(C) CoMP1x4(C) CoMP2x4(C) MUMIMO1x8(E)

3GPP 2009
Celledge [b/s/Hz] 0.062 0.090 0.097 0.076

59
CellaverageandCelledgeSpectrumEfficiency HighSpeedEnvironment(Downlink)
LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., MU-MIMO 4x2, MU-MIMO 8x2, and LTE Rel. 8 single-layer BF 8x2) Downlinkspectralefficiency(FDD),RMa Schemeandantenna configuration Rel.8SUMIMO 4x2(C) Rel.8SUMIMO 4x2(A) MUMIMO4x2(C) MUMIMO8x2(C) Schemeandantenna configuration ITUR Requirement (Ave./Edge) 1.1/0.04 1.1/0.04 Number of samples 15 14 Cellaverage[b/s/Hz/cell] L=1 2.3 2.1 L=2 2.1 2.0 L=3 1.9 1.8 Celledge[b/s/Hz] L=1 0.081 0.067 0.11 0.13 L=2 0.076 0.063 0.099 0.12 L=3 0.069 0.057 0.090 0.11
1.1/0.04 3 3.9 3.5 3.2 1.1/0.04 1 4.1 3.7 3.4 Downlinkspectralefficiency(TDD),RMa Cellaverage ITUR Number [b/s/Hz/cell] Requirement of (Ave./Edge) samples L=1 L=2 L=3 1.8 1.6 3.0 3.4 2.1
60
Rel.8SUMIMO 1.1/0.04 8 2.0 1.9 4x2(C) Rel.8SUMIMO 1.1/0.04 7 1.9 1.7 4x2(A) MUMIMO 4x2(C) 1.1/0.04 4 3.5 3.2 MUMIMO 8x2(C/E) 1.1/0.04 2 4.0 3.6 Rel.8singlelayerBFWorld Congress, Barcelona, 19th February15 October 2009> 3GPP 2009 <ITU-R WP 5D 3rd Workshop on IMT-Advanced, 2009 2.5 Mobile 1.1/0.04 4 2.3 8x2(E)
CellaverageandCelledgeSpectrumEfficiency HighSpeedEnvironment(Uplink)
LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CoMP 2x4, and MU-MIMO 1x8) Uplinkspectralefficiency(FDD),RMa Schemeandantennaconfiguration Rel.8SIMO1x4(C) Rel.8MUMIMO1x4(A) CoMP2x4(A) ITUR Requirement (Ave./Edge) 0.7/0.015 0.7/0.015 0.7/0.015 ITUR Requirement (Ave./Edge) 0.7/0.015 0.7/0.015 0.7/0.015 0.7/0.015 Numberof samples 11 2 2 Cellaverage [b/s/Hz/cell] 1.8 2.2 2.3 Celledge [b/s/Hz] 0.082 0.097 0.13
Uplinkspectralefficiency(TDD),RMa Schemeandantennaconfiguration Rel.8SIMO1x4(C) Rel.8MUMIMO1x4(A) CoMP2x4(A) MUMIMO1x8(E)

3GPP 2009
Celledge [b/s/Hz] 0.080 0.093 0.15 0.10

61
VoIPresults(FDD)
LTE Rel. 8 fulfills ITU-R requirements for all the environments
Antenna configuration Antennaconfiguration (A)
Environment Indoor UrbanMicro UrbanMacro HighSpeed Indoor UrbanMicro UrbanMacro HighSpeed
VoIPcapacityforFDD ITURrequirement Numberofsamples 50 40 40 30 50 40 40 30 3 3 3 3 3 3 3 3
Capacity [User/MHz/Cell] 140 80 68 91 131 75 69 94
Antennaconfiguration (C)
Evaluatedschemes DL:Rel.8(4x2,1x2) UL:Rel.8(1x4)
3GPP 2009
62
VoIPresults(TDD)
VoIPcapacityforTDD Antennaconfiguration Antennaconfiguration (A) Environment Indoor UrbanMicro UrbanMacro HighSpeed Indoor UrbanMicro UrbanMacro HighSpeed ITURrequirement 50 40 40 30 50 40 40 30 Numberofsamples 2 2 2 2 3 3 3 3 Capacity [User/MHz/Cell] 137 74 65 86 130 74 67 92
Antennaconfiguration (C)
Evaluatedschemes DL:Rel.8(4x2or1x2) UL:Rel.8(1x4)
3GPP 2009
63
Mobilityresults(FDD)
MobilitytrafficchannellinkdataratesforFDD LOS/NLOS Antenna configuration 1 x4,NLOS Environment Indoor UrbanMicro UrbanMacro HighSpeed Antenna configuration 1 x4,LOS Indoor UrbanMicro UrbanMacro HighSpeed ITUR requirement 1.0 0.75 0.55 0.25 1.0 0.75 0.55 0.25 MedianSINR [dB] 13.89 4.54 4.30 5.42 13.89 4.54 4.30 5.42 Numberof samples 7 7 7 7 4 4 4 4 FDDULSpectrum efficiency[b/s/Hz] 2.56 1.21 1.08 1.22 3.15 1.42 1.36 1.45
Evaluatedschemes Rel.8UL(1x4)
64
Mobilityresults(TDD)
MobilitytrafficchannellinkdataratesforTDD LOS/NLOS Environment ITUR requirement MedianSINR [dB] Numberof samples TDDULSpectrum efficiency[b/s/Hz]
Antenna configuration 1 x4,NLOS
Indoor UrbanMicro UrbanMacro HighSpeed
1.0 0.75 0.55 0.25 1.0 0.75 0.55 0.25
13.89 4.54 4.30 5.42 13.89 4.54 4.30 5.42
4 4 4 4 2 2 2 2
2.63 1.14 0.95 1.03 3.11 1.48 1.36 1.38
Antenna configuration 1 x4,LOS
Indoor UrbanMicro UrbanMacro HighSpeed
Evaluatedschemes Rel.8UL(1x4)
65

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ProposalforCandidateRadioInterfaceTechnologies forIMTAdvancedBasedon LTERelease10andBeyond (LTEAdvanced) TakehiroNakamura 3GPPTSGRANChairman

Project Coordination GroupPCG Technical Specification Groups TSGs Technical specifications

Market Representation PartnersMRP

Standardization process in each OP

Developing internet protocol specs

Terminal certification based on 3GPP specs Terminal Certification

Partners of 3GPP Referring to 3GPP specs for the local specs

Technical Specification Group

Service and system aspects

Release 99 W-CDMA Release 4

1.28Mcps TDD HSDPA, IMS

HSUPA, MBMS, IMS+

Core specs Core specs approved approved

ASN.1 frozen ASN.1 frozen

Multiantennaapplication Shortsetuptime&Shorttransferdelay ShortHOlatencyandinterruptiontime

Compatibilityandinterworkingwithearlier3GPPReleases Interworkingwithothersystems,e.g.cdma2000 FDDandTDDwithinasingleradioaccesstechnology EfficientMulticast/Broadcast

Capabilityforphysicalfunctionalities RFbandwidth Modulation

Multiantenna 2Rxdiversity 2x2MIMO 4x4MIMO

Assumedinperformancerequirements. Not supported Notsupported Mandatory Mandatory

Circular letter Proposals to invite proposals

Evaluation Consensus Specification

SDOs Individual members etc.

Submission of candidate RIT

3GPP RAN #38

#51 #52 Technical #53 specifications

Circular letter Proposals to invite proposals

SDOs Individual members etc.

Circular Circular letter letter

Agreed on LTE-Advanced Agreed on LTE-Advanced requirements requirements

Submission of candidate RIT

3GPP RAN #38

#51 #52 Technical #53 specifications

Study item approved in 3GPP Study item approved in 3GPP

Circular letter Proposals to invite proposals

This document specifies the

SDOs Individual members etc.

Release 10 Release Specification to Specification to be approved be approved

Submission of candidate RIT 10

Total 12 scenarios are identified with highest priority

IncreaseddeploymentofindooreNB andHNBin LTEAdvanced.

Moreadvancedconfigurations,e.g.CoMP,withfurtherenhancedperformance Many(18)companiesperticipatedinthesimulations Highreliability Selfevaluationreportsarecapturedinsection16ofTechnicalReportTR36.912 *Seeappendix2inthisslidesetfordetailedinformationonselfevaluationresults

RP-090736 ITU-R submission Cover page plus

ZIP FILE RP-090939

Overall ITU-R Submission ITU-R 5D/564-E

CC, e.g., 20 MHz

Channel coding HARQ Mod.

Channel coding HARQ Mod. Mapping

Channel coding HARQ Mod. Mapping

Channel coding HARQ Mod. Mapping

Good affinity to Rel. 8 LTE specifications

N-times DFT-Spread OFDM PUCCH region CC CC

Parallel Rel. 8 LTE transmission PUSCH (Physical uplink shared channel)

Higher-order MIMO up to 8 streams

Joint transmission/dynamic cell selection

Crosspolarized+/ 45(deg)antennas columnsseparated0.5wavelength

DLpeakspectrumefficiencyforTDD Scheme ITURRequirement Rel.84layerspatial multiplexing 8layerspatial multiplexing

Spectralefficiency [b/s/Hz] 15 16.0 30.0

Spectralefficiency[b/s/Hz] 6.75 8.1 16.1

Time (ms) 0.5 1 3 5 1 4 1 12 1

4 1.5 16 Total delay 50 52

(b) Uplink 0%BLER 10%BLER

ITUR Requirement (Ave./Edge) 3/0.1 3/0.1