Beruflich Dokumente
Kultur Dokumente
Assurance –
Early Warning
System (MAEWS)
A s s u r i n g M a r k e t I n t e g r i t y
& T r u s t w o r t h i n e s s
t h r o u g h D e t e r r e n c e o f
Q u e s t i o n a b l e & F r a u d u l e n t
F i n a n c i a l R e p o r t i n g
Ly l e B r e c h t
C a p i t a l M a r k e t s R e s e a r c h
1
Vision Statement
2
Goal and Objectives
3
Today’s Situation
4
Big Picture
5
Available Options to
Restore Confidence
Additional regulations – without a much increased
enforcement budget will not be effective
6
Analogues
7
System Development Costs
8
Sources of Funding
9
Sources of Funding if
Regulatory Agency
Funds Not Used
Proof-of-Concept – Angels
10
Organizational Structure for
Market Assurance Early
Warning System Development
System is developed as a financial markets assurance Utility
11
Rationale for
Structure
Myth of rational markets – broad base of usage acts
as deterrent, before-the-fact
12
Next Steps
Letter of Intent from regulator’s commissioners
13
Lyle Brecht
410.963.8680
lbrecht@gmail.com
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