Wcdma Alu

All Rights Reserved Alcatel-Lucent 2009
WCDMA RRM&Parameter
2010/1

1. CELL_IDLE,CELL_FACH,CELL_PCH

2. CELL_DCH

3.
Do not delete this graphic elements in here:

1.Mobility Idle Mode
1.1 Network Selection
1 Network Selection
1.1 PLMN Selection
Describe Cell reselection and associated parameters
MCC MNC MSIN
mobileCountryCode (Operator)
mobileNetworkCode (Operator)

mobileCountryCode (RNC)
mobileNetworkCode (RNC)

mobileCountryCode (CsCoreNetworkAccess)
mobileNetworkCode (CsCoreNetworkAccess)

mobileCountryCode (PsCoreNetworkAccess)
mobileNetworkCode (PsCoreNetworkAccess)

mobileCountryCode (FDDCell)
mobileNetworkCode (FDDCell)
Preferred PLMN List Forbidden PLMN List
1.2 Cell Selection in Idle Mode
2 Cell Selection in Idle Mode
2.1 Cell Selection Criteria
Srxlev > 0

CPICH_RSCP > qRxLevMin + Pcompensation
S Criteria
AND
qQualMin
qRxLevMin
Squal > 0

CPICH_Ec/No > qQualMin
FDDCell
CellSelectionInfo
2 Cell Selection in Idle Mode
2.2 UE Power Compensation
NodeB
RNC
FDDCell
CellSelectionInfo
RadioAccessService
DedicatedConf
PowerConfClass
Pcompensation
=
max (sibMaxAllowedUlTxPowerOnRach P_MAX, 0)
Srxlev > 0

CPICH_RSCP > qRxLevMin + Pcompensation
UE Class P_MAX
1 +33 dBm
2 +27 dBm
3 +24 dBm
4 +21 dBm qRxLevMin sibMaxAllowedUlTxPowerOnRach
powerConfId
3 Cell Reselection in Idle Mode Principles
3.1 General Concept
HM not detected
Cell Reselection after tReselection
Higher priority is favored
HM detected
Cell Reselection after tReselection * speedDependScalingFactor
Lower priority is favored

P1
P2 P2 P2
C o p y r ig h t 1 9 9 6 N o r th e r n T e le c o m
P3 P3 P3 P3 P3 P3
2 different 3GPP UE algorithms
Classical for mono-layer network
Hierarchical Cell Structure (HCS) algorithm
HCS Priority for Serving cell and Neighboring cells are introduced (between 0 and 7)

Both algorithms steps:
Define which type of neighboring cells have to be measured (intra-freq, inter-freq,
inter-RAT)
Check if measured cells are eligible to cell reselection
Rank the eligible cells to eventually perform cell reselection

Different behaviors in case:
HCS is used / NOT used
High-Mobility Detection (HMD) is detected / NOT detected

3.2 Mobility in Idle mode, Cell_FACH, Cell_PCH and URA_PCH
Cell Selection
S criterion
Cell Reselection without HCS
Measurements Rules without HCS
Cell Ranking without HCS
using High Mobility Detection
Level + Quality
R criteria
Cell Reselection with HCS
Measurements Rules with HCS
Quality Level Threshold
H Criterion
Cell Ranking with HCS
HCS is used HCS is not used
Level + Quality
R criteria
Cell Filtering
using HCS Priority
3.3 Idle Mode Neighboring List
sib11AndDchNeighbouringFddCellAlgo
(FDDCell)

sib11OrDchUsage
(UMTSFddNeighbouringCell)
(GsmNeighbouringCell)
Max 48 cells
SIB11 Neighboring List
UMTSFddNeighbouringCell List
GsmNeighbouringCell List
FDDCell Neighboring List
intra-frequency FDDCells
inter-frequency FDDCells
GSM Cells
3.4 Cell Reselection Eligibility Criteria
UMTSFddNeighbouringCell
Srxlev > 0 Squal > 0
>
> + Pcompensation
CPICH_Ec/No qQualMin (UMTSFddNeighbouringCell)
qRxLevMin
CPICH_RSCP
AND
GSMNeighbouringCell
QRxLeavMeas > qRxLevMin (GSMNeighbouringCell) + Pcompensation
Srxlev > 0
Max(MaxAllowedUlTxPower - P_max, 0)
(GSMNeighbour/GsmCell)
Max(MaxAllowedUlTxPower - P_max, 0)
(UmtsNeigbouringRelation)
3.5 High Mobility Detection
Nb of Reselection >
nCr
during tCrMax
UE not in High Mobility state
UE enters High Mobility state
Nb of Reselection <= nCr
during tCrMax +
tCrMaxHyst
nCr
tCrMax
tCrMaxHyst
FDDCell
CellSelectionInfo
CrMgt
1.4 Cell Reselection in Idle Mode without HCS
4 Cell Reselection in Idle mode without HCS
4.1 Measurements Rules without HCS
sIntraSearch
sInterSearch
sSearchRatGsm
isHcsUsed = False
sSearchHcs
sHcsRatGsm

Intra-frequency No measurement

Intra-frequency
Inter-frequency
Inter-frequency
Intra-frequency
Inter-frequency
GSM

Inter-frequency
GSM

Srxlev
sInterSearch sIntraSearch sSearchRatGsm
sSearchHcs
sHcsRatGsm
Squal
FDDCell
CellSelectionInfo
4.2 Level Ranking Criterion without HCS
qHyst1 (CellSelectionInfo)
GSMNeighbouringCell
CPICH_RSCP qOffset1sn (UMTSFddNeighbouringCell) CPICH_RSCP
R
L
s = +
R
L
criterion for Serving Cell R
L
criterion for FDD Neighboring Cell
R
L
n =
FDDCell
RxLev qOffset1sn (GSMNeighbouringCell)
R
L
n =
R
L
criterion for GSM Neighboring Cell
qOffset1sn (UmtsNeighbouringRelation)
qOffset1sn (GsmNeighbouringCell)
4.3 Quality Ranking Criterion without HCS
R
Q
n = R
Q
s = +
CPICH_Ec/No CPICH_Ec/No qHyst2 (CellSelectionInfo) qOffset2sn (UMTSFddNeighbouringCell)
R
Q
criterion for Serving Cell R
Q
criterion for Neighboring Cell
FDDCell
qOffset2sn (UmtsNeighbouringRelation)
4.4 Cell Ranking Algorithm
FDDCell
CPICH_Ec/No CPICH_RSCP
Best cell is a ..?
Best GSMCell
is reselected
GSMCell
Best FDDCell
after First Ranking
is reselected
Best FDDCell
after Second Ranking
is reselected
qualMeas = ..?
Eligible Cells
First Ranking R
L

(CPICH_RSCP & RxLev)
Second Ranking R
Q

(CPICH_Ec/No)
qualMeas (cellSelectionInfo)
4.5 Triggering Algorithm
Inter-freq
Intra-freq
GSMNeighbouringCell
Serving
FDDCell
tReselection (UE not in High Mobility)
tReselection x speedDependScalingFactorTReselection (UE in High Mobility)
tReselection
x interRatScalingFactorTReselection
(UE not in High Mobility)

tReselection
x speedDependScalingFactorTReselection
x interRatScalingFactorTReselection
(UE in High Mobility)
tReselection x interFreqScalingFactorTReselection (UE not in High Mobility)
tReselection x speedDependScalingFactorTReselection x interFreqScalingFactorTReselection (UE in High Mobility)
speedDependScalingFactorTReselection
(CrMgt)
tReselection
interFreqScalingFactorTReselection
interRatScalingFactorTReselection
(CellSelectionInfo)
Cell reselection triggered if
the target cell remains best-ranked during more than tReselection sec
the UE has been camping on the current serving cell since at least 1 sec
For R5 UE, tReselection is replaced by

1.5 Cell reselection in non-DCH Connected Mode
6 Cell reselection in non-DCH Connected Mode
6.1 SIB 4 and SIB 12 Broadcast
isDynamicSibAlgoWithSbAllowed
(RadioAccessService)
SIB1
1
+
DCH
DCH
SIB1
1
+
DCH
DCH
DCH
DCH
SIB1
1
+
DCH
SIB1
1
+
DCH
SIB1
1
+
DCH
DCH
DCH
DCH
SIB1
1
+
DCH
DCH
SIB1
1
+
DCH
SIB1
1+
DCH
SIB1
1
+
DCH
DCH
DCH
DCH DCH
DCH
SIB1
1
+
DCH
Serving
FDDCell
DCH
SIB1
1
+
DCH
DCH
DCH
SIB1
1
+
DCH
DCH
DCH
Cell_FACH
Cell_PCH
URA_PCH
sib4Enable (FDDCell)
sib12Enable (FDDCell)
6.2 Sib3 / Sib 11 Parameters & Objects
UmtsNeighbouring
UmtsNeighbouringRelation
CellSelectionInfo
RNC
NodeB
FddCell
FachMeasOccasionInfo
CrMgt
HcsCellParam
UmtsFddNeighbouringCell
UmtsNeighbouringHcsTemporaryOffsets
UmtsNeighbouringHcsCellParam
New objects
Existing related parameters
cellAccessrestriction
6.3 SIB4 Parameters & Objects
CellSelectionInfoConnectedMode
NodeB
FddCell
New objects
FachMeasOccasionInfo
CrMgt
HcsCellParam
cellSelectReselectInfoPchFach
cellAccessRestrictionConnectedMode
tReselection
qHyst1
qHyst2
R99/R4 UEs
R5/R6 UEs
tReselectionPch
tReselectionFach
qHyst1Pch
qHyst1Fach
qHyst2Pch
qHyst2Fach
6.4 SIB 12 Parameters & Objects UMTS FDD Neighbor
FddNeighCellSelectionInfoConnectedMode
UmtsNeighbouring
RNC
NodeB
Fddcell
UmtsFddNeighbouringCell
UmtsNeighbouringHcsTemporaryOffsets
UmtsNeighbouringHcsCellParam
New objects
qQualMin
qRxlevMin
qOffset1sn
qOffset2sn
maxAllowedUlTxPower
hcsPrio
qHcs
6.5 SIB 12 Parameters & Objects GSM Neighbor
GsmCellSelectionInfoConnMode
GSMCell
GSMNeighbour
RNC
NodeB
Fddcell
GsmNeighbouringCell
GsmHcsTemporaryOffsets
GsmgHcsCellParam
New objects
qRxlevMin
qOffset1sn
hcsPrio
qHcs
GSMCellCellSelectionInfoCMForGsmCell
maxAllowedUlTxPower
1.6 Cell Status and Reservation
7 Cell Status and Reservation
7.1 Cell Status and Reservation Process
barred
notReserved allowed notAllowed
only UE with
Access Classes 11 / 15
are accepted
reserved
try to select
a cell of
another
frequency
if no other cell
all UE Access Classes
are accepted
notReserved reserved
other UE
barredOrNot (FDDCell) = ..?
intraFreqCellReselectInd (FDDCell) = ..? cellReservedForOperatorUse (FDDCell) = ..?
cellReservationExtension (FDDCell) = ..?
try to reselect
same cell
wait tBarred (FDDCell)
notBarred
try to select
another cell
of the same
frequency
1.7 Location Registration
8 Location Registration
8.1 LAC/RAC/SAC
LAC 2
RAC 1
RAC 2
SAC 1
SAC 2
LAC 1
RNC
locationAreaCode (FDDCell)
routingAreaCode (FDDCell)
serviceAreaCode (FDDCell)
Core Network Domains
Sac (FDDCell->CBSResource)
Broadcast Domain

2.CELL_DCH
2.1 Mobility Requirements
1 Mobility Requirements
1.1 Soft Handover Types
FDDcell FDDcell FDDcell
Inter-RNC SHO
Core Network
Node B Node B
RNC RNC
FDDcell FDDcell FDDcell
Node B
Intra-RNC SHO
Intra-NodeB SHO
(Softer)
1.2 Hard Handover Types
FDDcel
l
3G to 2G HHO
Core Network
Node B Node B
RNC RNC
FDDcel
l
Node B
Intra-RNC HHO
FDDcel
l
FDDcel
l
FDDcel
l
FDDcel
l
GSMcell
2G to 3G HHO
Inter-RNC HHO
1.3 Periodic vs. Full Event Triggered Reporting
isEventTriggeredMeasAllowed
(FDDCell)
RRC Measurement Control
(Intra-frequency, Periodical Reporting)
RNC
FALSE
RNC
(Ec/No, 1A, 1B, 1C, 1D, 1E, 1F)
(Ec/No, 2D, 2F)
(RSCP, 2D, 2F)
TRUE
1.4 Periodical Reports Processing
Active Set cells
+
6 Best Monitored Set cells
+
3 Best Detected Cells
RRC Measurement Report
RRC Measurement Report
RNC
- 1 - Alarm Hard Handover criteria evaluation (Primary Cell)
Inter-Frequency Hard Handover (3G to 3G)
Inter-System Hard Handover (3g to 2G)

- 2 - Active Set update

- 3 - Primary Cell election
1.5 Intra-Freq CNL Management
A1
NA2
NA1
A3
NA2
A2
NA1
NA3
NA1
NA2
NA1
NA2
NA3
NA1 NA3
NA3
NA2
NA3
NA2
NA3
Primary Cell Monitored Set Monitored Set
Prl Type1 or Type2
isCompoundingCellListActivated (RadioAccessService)
typeOfCompoundingNeighbourListIntraFreq
(FDDCell and NeighbouringRNC)
1.6 CNL: typeOfCompoundingNeighbourListIntraFreq
Entire Active Set Cells
+
Primary Cell static neighboring for DCH mode
+
AS first best leg static neighboring for DCH mode
+
AS second best leg static neighboring for DCH mode
+
...
SHO Neighboring List
Primary Cell static neighboring for DCH mode
+
first best monitored cell and its static neighboring for DCH mode
+
second best monitored cell and its static neighboring for DCH mode
+
...
non-SHO Neighboring List
Primary Cell Change
OR
Active Set Modification
OR
SHO to non-SHO Transition
OR
Dedicated Connection Initiation
Type2
1.6 CNL: typeOfCompoundingNeighbourListIntraFreq [cont.]
Sponsoring Cells = ASET
neighbourCellPrio = [0...62]
Priority Level
For each sponsoring cell, build a neighbouring list ordered
by neighbourCellPrio
Build the final intra-frequency neighbouring list as follows:
1. Add the sponsoring cells
2. Select the numOfPrimaryCellNeighbourIntraFreq first
cells from Primary Cell's neighbouring list
Defined under RadioAccessService
3. Then perform the selection by number of occurrence
In case of conflict, select:
the one whose sponsoring cell has the highest
Ec/No
then the one with highest neighbourCellPrio
4. Until maxCompoundingListSizeIntraFreq is reached
Intra-Freq Neighboring List compounding Algorithm
Primary Cell Change
OR
Active Set Modification
OR
SHO to non-SHO Transition
OR
Dedicated Connection Initiation
A1
NA2
NA1
A3
NA2
A2
NA1
NA3
NA1
NA2
NA1
NA2
NA3
NA1 NA3
NA3
NA2
NA3
NA2
NA3
Type1
2.2 Active Set Management (Soft HO)
2 Active Set Management
2.4 Event 1A
Best Cell
New Cell
CPICH_EC/No
entering reporting range
leaving reporting range
E
v
e
n
t
1
A

E
v
e
n
t
1
A

E
v
e
n
t
1
A

timeToTrigger1A
(FullEventHOConfShoMgtEvent1A)
repInterval1A
(FullEventRepCritShoMgtEvent1A)
amountRep1A
) 2 / ( 10 ) 1 ( 10 10
1 1
1
a a Best
N
i
i New New
H R LogM W M Log W CIO LogM
A
+
|
|
.
|
\
|
> +

=
maxNbReportedCells1A
wParam (static)
cpichEcNoReportingRange1A
hysteresis1A
(FullEventHOConfShoMgtEvent1A)
neighbouringCellOffset (UMTSNeighbouringRelation)
maxActiveSetSize (UsHoConf)
2.5 Event 1B
Best Cell
Old Cell
CPICH_EC/No
E
v
e
n
t
1
B

E
v
e
n
t
1
B

timeToTrigger1B
(FullEventHOConfShoMgtEvent1B)
repInterval1B
(FullEventRepCritShoMgtEvent1B)
amountRep1B
cpichEcNoReportingRange1B
hysteresis1B
(FullEventHOConfShoMgtEvent1B)
E
v
e
n
t
1
B

E
v
e
n
t
1
B

maxNbReportedCells1B
) 2 / ( 10 ) 1 ( 10 10
1 1
1
b b Best
N
i
i Old Old
H R LogM W M Log W CIO LogM
A
+ +
|
|
.
|
\
|
s +

=
wParam (static)
2.6 Event 1C
AS Cell
InAS Cell
CPICH_EC/No
E
v
e
n
t
1
C

E
v
e
n
t
1
C

timeToTrigger1C
(FullEventHOConfShoMgtEvent1C)
repInterval1C
(FullEventRepCritShoMgtEvent1C)
amountRep1C
hysteresis1C (FullEventHOConfShoMgtEvent1C)
E
v
e
n
t
1
C

E
v
e
n
t
1
C

maxNbReportedCells1C
New Cell
) 2 / 10 10
1 c InAS InAS New New
H CIO LogM CIO LogM
+ + > +
2.7 Event 1E
AS Cell
New Cell
CPICH_EC/No
E
v
e
n
t
1
E

timeToTrigger1E (FullEventHOConfShoMgtEvent1E)
absolute threshold
maxNbReportedCells1E
(FullEventRepCritShoMgtEvent1E)
2 / 10
1 1 e e New New
H T CIO LogM
+ > +
cpichEcNoReportingRange1E
hysteresis1E
(FullEventHOConfShoMgtEvent1E)
2.8 Event 1F
AS Cell
Old Cell
CPICH_EC/No
E
v
e
n
t
1
F

timeToTrigger1F (FullEventHOConfShoMgtEvent1F)
absolute threshold
maxNbReportedCells1F
(FullEventRepCritShoMgtEvent1F)
2 / 10
1 1 f f Old Old
H T CIO LogM
- s +
cpichEcNoReportingRange1F
hysteresis1F
(FullEventHOConfShoMgtEvent1F)
2.3 Primary Cell Change
3 Primary Cell Change
3.1 Primary Cell Election: Periodical Mode
IF
Cell(i) was in previous Active Set
AND
Cell(i) is in new Active Set
AND
Ec/No(i) Drop Primary Delta Ec/No(Primary Cell)
THEN
Cell(i) is candidate for Primary Cell Election
ELSE
Keep Cell(i) in Active Set
IF
Ec/No(i) is the highest of all candidate cells
THEN
Cell(i) is the new Primary Cell
ELSE
Keep Cell(i) in Active Set
primaryRlDelta (SoftHoConf)
Candidate Cells Selection
Primary Cell Election
New Active Set
Cell 1
Cell 2
Cell 3
Cell 4
Candidate Cells
Cell 1

Cell 3
Candidate Cells
Cell 1

Cell 3
Cell 3
3.2 Primary Cell Change: Event 1D
Best Cell
CPICH_EC/No
E
v
e
n
t
1
D

timeToTrigger1D
(FullEventHOConfShoMgtEvent1D)
hysteresis1D (FullEventHOConfShoMgtEvent1D)
maxNbReportedCells1D
useCIOfor1D
(FullEventRepCritShoMgtEvent1D)
NotBest Cell
) 2 / 10 10
1d Best Best NotBest NotBest
H CIO LogM CIO LogM + > +
3.3 Service Based Intra-Freq Mobility : RAN Model
RadioAccessService
DedicatedConf
HoConfClass [0..30]
UsHoConf [0..21]
SoftHoConf
FullEventHoConfShoMgt
FullEventHoConfShoMgtEvent1
Event1AHoConfInSIB11
FDDCell
MeasConfClass [0..14]
cpichEcNoReportingRange1A
timeToTrigger1A
hysteresis1A
maxActiveSetSize
legDroppingDelta
legAdditionDelta
primaryRlDelta
DlUserService
NeighbouringRNC
isEvent1EUsed
isEvent1FUsed
hysteresis1
C
hysteresis1
D
hysteresis1
A
hysteresis1
B
hysteresis1E
hysteresis1F
mobilityServiceType
maxActiveSetSize
timeToTrigger1A
timeToTrigger1B
timeToTrigger1C
timeToTrigger1D
timeToTrigger1E
timeToTrigger1F
cpichEcNoReportingRange1
A
B
E
cpichEcNoReportingRange1F
ShoLinkAdditionParams
shoLinkAdditionCpichEcNoThreshold
ShoLinkDeletionParams
shoLinkDeletionCpichEcNoThreshold
2.4 Intra-Freq Hard HO
4 Intra-Freq Hard HO
4.1 Intra-Freq Inter-RNC Mobility w/o Iur : HHO Activation
Measurement Report

Measurement
ID
Measurement
Reporting
Quantity
Measurement
Results
Measurement Id 1:
Cell A, B & C are candidates to SHO
(specified in the new IE)
1A, 1B, 1C, 1D, 1E and 1F (dedicated to
SHO)
Cell A, B & C could be candidates to HHO
in case IUR link is down
Measurement Id 16:
Cell D is candidate to HHO (specified in the new IE)
Event 1A is the only event provisioned as SHO can
NOT be performed without IUR
SRNC
RNC1
RNC2
Cell A
F1
Cell B
F1
Cell C
F1
Cell D
F1
isIntraFreqInterRncHHOAllowed
isIntraFreqInterRncHhoOnIurLinkDownAllowed
Measurement Control (new IE: Cells for measurements )
4.2 RRC Measurement Control Configuration

No influence of isIntraFreqInterRncHHOIurLinkDownAllowed
This flag is only used at RRC Measurement Report (MR) processing (cf. next slide)

E1A triggering conditions depend on MeasId
Detected set and monitored set for MeasId1
Only Monitored Set for MeasId16

Specific E1A parameters for MeasId16

for MeasId1
for MeasId2
= FALSE
Measurement Identity = MeasId1,
New intra-frequency cells = {SHO
candidate list}
Not sent by RNC

= TRUE
New intra-frequency cells
= {SHO candidate list + HHO candidate
list}
Cells for measurements = {SHO
candidate list}
New intra-frequency cells is empty as
already present in MeasId1
Cells for measurements = {HHO
candidate list}
4.3 HHO Detection after MeasId1: Iur link is down

RNC
RadioAccessService
UmtsNeighbouring
isIntraFreqInterRncHHOAllowed = TRUE
isIntraFreqInterRncHhoOnIurLinkDownAllowed = TRUE
isHsdpaHhoWithMeasAllowed
isEdchHhoWithMeasAllowed
neighbouringCellOffset
DlUserService
IntraFreqTargetCellParams
minimumCpichEcNoValueForHHO
minimumCpichRscpValueForHHO
Case of MeasId1 (e1a) leading to HHO detection
Cells 1 2 3 4
cpichEcNoReportingRange1A hysteresis1A / 2
This best cell meets the criteria for RL addition SHO but IUR is down
HHO is triggered

Links from ASET
Measured links (SHO candidates)
Measured links (HHO candidates)
4.4 HHO Detection after MeasId16: Iur link is not provisioned
Cells 1 2 3 4
cpichEcNoReportingRange hysteresis / 2
This best cell can NOT be added into the ASET as IUR is not provisioned
HHO is triggered
Case of MeasId16 leading to HHO detection
Links from ASET
Measured links (SHO candidates)
Measured links (HHO candidates)
RNC
RadioAccessService
UmtsNeighbouring
isIntraFreqInterRncHHOAllowed = TRUE
DlUserService
4.5 RAN Model
DedicatedConf
RadioAccessService
RNC
FddCell HoConfClass
UsHoConf
FullEventHoConfHhoMgt
MeasurementConfClass
FullEventRepCritHhoMgt
FullEventRepCritEvent1AWithoutIur
DlUserService
FullEventHOConfHhoMgtEvent1AWithoutIur
amountRep
maxNbReportedCells
repInterval
isIntraFreqInterRncHhoOnIurLinkDownAllowed
cpichEcNoReportingRange
hysteresis
timeToTrigger
2.5 SRNS Relocation (UE not Involved)
5 SRNS Relocation (UE not Involved)
5.1 Principle

PS
After the SRNS relocation and
location registration: data path is optimised
Before the SRNS relocation and
location registration: soft handover has been
done via the Iur interface
LA2, RA2
LA2, RA2
HLR
HLR
GGSN GGSN
New
SGSN
Old
SGSN
Old
SGSN
New
SGSN
Old
MSC
Old
MSC
SourceS
RNC
Target
RNC
Target
SRNC
Source
RNC
UE UE
LA1, RA1
LA1, RA1
New
MSC
New
MSC
CS
5.2 Example: Call Flow PS
UE

Source
RNC

Target
RNC

Old
SGSN

New
SGSN
GGSN

1. Decision to perform SRNS Reloc

2. Relocation Required

3. Forward Relocation Request
4a. Relocation request

4c. Relocation Request Ack
5. Forward Relocation Response
6. Relocation Command
7. Relocation Commit

8. Relocation Detect
9a. RAN Mobility Information

9b. RAN Mobility Info Confirm

10. Relocation Complete

13a. Update Pdp context Req
13b. Update Pdp context Resp.
11a. Forward Reloc Complete
11b. Forward Reloc Complete Ack

12a. Iu Release Command

12b. Iu Release Complete

14. Routing Area Update (If RAI changes)
NodeB

4b. Iub Sync
Relocation
Preparation

Relocation
Execution

5.3 Parameters
is3Gto3GWithIurAllowed
timeToTrigger3Gto3GWithIur
RNC
RadioAccessService
NeighbouringRNC
isOutgoing3Gto3GWithIurAllowedForCsConversational
isOutgoing3Gto3GWithIurAllowedForCsCsStreaming
isOutgoing3Gto3GWithIurAllowedForCsPsInteractive
isOutgoing3Gto3GWithIurAllowedForCsPsBackground
isIncoming3Gto3GWithIurAllowedForCsConversational
isIncoming3Gto3GWithIurAllowedForCsStreaming
isIncoming3Gto3GWithIurAllowedForPsInteractive
isIncoming3Gto3GWithIurAllowedForPsBackground
6 Intelligent Multi-Carrier Traffic Allocation
6.1 Principle
CsSpeech CsConversational CsSpeech+
Other
F1 1 1 .. ..
F2 3 2 .. ..
GSM 2 3 .. ..
Loss of coverage
CAC failure
Service type (HSDPA)
Load balancing
Why iMCTA ?
R99
HSDPA HSDPA
GSM
HSDPA HSDPA HSDPA
R99
R99
R99
R99
R99
R99
GSM GSM GSM
GSM GSM GSM GSM
R99
HHO Alarm
User Service
CAC Failure
C
o
p
y
r i g
h
t
1
9
9
6
N
o
r t h
e r n
T
e l e c o
m
C
o
p
y
rig
h
t
1
9
9
6
N
o
rth
ern
T
eleco
m
R99
3G F1
3G F2
2G
R99
Mobility Service
6.2 iMCTA Triggers
iMCTA Alarm GSM
R99 R99
PS call
establishment
HSxPA
A
A
1. Alarms
2. CAC Failure
iMCTA CAC C
R99
GSM
HSxPA
CS call
CAC failure at
PS call establishment
C
3. Service Partitioning
4. Change of Service
GSM
R99
HSDPA
R5 UE - CS call
PS call establishment PS call
release
S
S
iMCTA User Service S
iMCTA Mobility Service M
R5 UE - PS
call
GSM
R99 R99
HSxPA
M
Primary cell change
6.3 Generic iMCTA Algorithm
iMCTA Triggering
iMCTA Algorithm
iMCTA Configuration Retrieval
Service HO option
RAT Selection
Measurement Report Processing
Measurement Configuration
iMCTA Validity Checking
Neighboring cells
Searching and Filtering
HHO Decision
6.4 iMCTA Triggering
iMCTA Service
triggering
Mobility Service on
User Service on
iMCTA algorithm
iMCTA Alarm
triggering
HHO Alarm on
- Quality too bad
- Level too low
iMCTA CAC
triggering
CAC Failure on
- RAB assignment procedure
(RAB to setup or modify)
(RAB to delete, in that case
iMCTA CAC is processed for the
remaining RAB(s))
- Iu release procedure (in that
case iMCTA CAC is processed for
the remaining RAB(s) of the
other CN domain.
Primary Cell change
(RAB to setup or modify)
(RAB to delete if it is not the
last RAB)
- Iu release procedure
(if a RAB is still present for the
other CN domain)
- Relocation Request procedure
(if at least one RAB exists)
- Always-On upsize
6.5 iMCTA Alarm Triggering: Periodical Mode
cpichEcNoThreshold
cpichRscpThreshold
counter
stepUp
stepDown
(FastAlarmHardHoConf)
IF
P-CPICH_EcNo(primary) < cpichEcNoThreshold
OR
P-CPICH_RSCP(primary) < cpichRscpThreshold
THEN
Alarm Handover Counter is incremented by stepUp
IF
Alarm Handover Counter > counter
THEN
iMCTA algorithm is triggered
ELSE
Alarm Handover Counter = Max ( 0; Alarm Handover Counter stepDown)
Primary Cell Ec/No
HHO Alarm
CM and Measurements
iMCTA triggered
6.6 iMCTA Alarm Triggering: Full Event Trigger
timeToTrigger2D (FullEventRepCritHhoMgtEvent2D)
maxNbReportedCells2D (FullEventRepCritHhoMgtEvent2D)
timeToTrigger2F (FullEventRepCritHhoMgtEvent2F)
maxNbReportedCells2F (FullEventRepCritHhoMgtEvent2F)
Best Cell
CPICH_EC/No
CPICH_RSCP
leaving 2D reporting range
entering 2D reporting range
E
v
e
n
t
2
D

cpichEcNoThresholdUsedFreq2D (FullEventHOConfHhoMgtEvent2D)
cpichRscpThresholdUsedFreq2D (FullEventHOConfHhoMgtEvent2D)
hysteresis2D (FullEventHOConfHhoMgtEvent2D)
cpichEcNoThresholdUsedFreq2F (FullEventHOConfHhoMgtEvent2F)
hysteresis2F (FullEventHOConfHhoMgtEvent2D)
cpichRscpThresholdUsedFreq2F (FullEventHOConfHhoMgtEvent2F)
2D absolute threshold
2 /
2 2 d d Used Used
H T Q s 2 /
2 2 f f Used Used
H T Q s
timerAlarmHoEvent2D
(FullEventHOConfHhoMgt)
2F absolute threshold
leaving 2F reporting range
entering 2F reporting range
E
v
e
n
t
2
F

E
v
e
n
t
2
D

Alarm Measurement Criteria
Alarm Measurement Timer
NOT HIT HIT
6.7 iMCTA Validity Checking: Primary Cell Is Under S-RNC
SRNC DRNC
MS
Primary
AS
CN
mode
(Primary Cell)
Alarm CAC User
Service
Mobility
Service
AlarmOnly Enabled Disabled Disabled Disabled
AlarmAndCAC Enabled Enabled Disabled Disabled
AlarmAndService Enabled Disabled Enabled Enabled
All Enabled Enabled Enabled Enabled
mode
SRNC
NodeB
Primary
FDDCell
FddIntelligentMultiCarrierTrafficAllocation
iMCTA
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
6.8 iMCTA Validity Checking: Primary Cell Is Under D-RNS
SRNC DRNC
MS
AS
Primary
CN
mode
(Neighbour RNC)
Alarm CAC User
Service
Mobility
Service
AlarmOnly Enabled Disabled Disabled Disabled
AlarmAndCAC Enabled Enabled Disabled Disabled
AlarmAndService
All
mode
SRNC
NeighbouringRNC DRNC
NeighbouringRNCIntelligentMultiCarrierTraff
icAllocation
NodeB
Primary
FDDCell
neighbouringRncId
iMCTA
6.9 iMCTA Validity Checking: Specific to User Service Trigger
userServiceSigTo
TrafficOnlyEnable
(Pimary Cell)
1
st
RAB
assignment
SRB->SRB+TRB
RAB assignment
RAB modification
RAB Release
SRB+TRB->SRB+TRB
Relocation
SRB+TRB->SRB+TRB
AO Upsize
SRB+TRB->SRB+TRB
True Enabled Disabled Disabled Disabled
False Enabled Enabled Enabled Enabled
iMCTA User Service on
userServiceSigToTrafficOnlyEnable
SRNC
NodeB
Primary
FDDCell
FddImcta
6.10 iMCTA Validity Checking: Specific to Mobility Service Trigger
mobilityServiceForHsxpaEnable
(Pimary Cell)
iMCTA
Mobility
Service
True Enabled
False Disabled
HSxPA capable UE
mobilityServiceForHsxpaEnable
mobilityServiceForNonHsxpaEnable
SRNC
NodeB
Primary
FDDCell
FddImcta
mobilityServiceForNonHsxpaEnable
(Pimary Cell)
iMCTA Mobility
Service
True Enabled
False Disabled
non-HSxPA capable UE
6.11 iMCTA Validity Checking: Specific to All Service Triggers
ServiceForTrafficSegmentationPriority
Code Color
Power Color
Iub Color
CEM Color
Worst DL Cell Color
Radio Load
Color
CEM Color
Worst UL Cell Color
Worst < originatingCellColourThreshold
Yes
iMCTA algorithm is stopped
PRIMARY CELL LOAD
ELIGIBILITY
No
isServiceSegmentationTopPriority
AND
Primary cell NOT fully compatible
Yes
No
Imcta ServiceSegmentationPriorityClass
FDDCell
serviceSegmentationPriorityTableId
originatingCellColourThreshold
FDDImcta
6.12 iMCTA Configuration Retrieval: Alarm Priority Table
priority priority priority
Cs
Speech
Cs
Conversational
Cs
Streaming
Ps
Streaming
Ps
Ib
CsSpeech
PlusOther
FDD P2 P2 P1 P1 P1 P1
2G P1 PNA P2 P2 P2 P2
Alarm priority Table
Service Type
Access Type
RNC
RadioAccessService
Imcta
AlarmPriorityTableConfClass
Access/2G Access/FDD
Service/CsSpeech Service/PsIb Service/CsSpeech
NodeB
Primary
FDDCell
FddImcta
alarmPriorityTable
ConfClassId
Primary Cell
under S-RNC
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
6.13 iMCTA Configuration Retrieval: CAC Priority Table
priority priority priority
Cs
Speech
Cs
Conversational
Cs
Streaming
Ps
Streaming
Ps
Ib
CsSpeech
PlusOther
FDD P2 P2 P1 P1 P1 P1
CAC priority Table
Service Type
Access Type
RadioAccessService
Imcta
CacPriorityTableConfClass
Access/2G Access/FDD
Service/CsSpeech Service/PsIb Service/CsSpeech
cacPriorityTable
ConfClassId
NeighbouringRNC
NeighbouringRNCImcta
RNC
Primary Cell
under D-RNC
6.14 iMCTA Configuration Retrieval: Service Priority Tables
priority
Cs
Speech
Cs
Conversational
Cs
Streaming
Ps
Streaming
Ps
Ib
CsSpeech
PlusOther
FDD2 P3 P1 P1 P1 P2 P1
FDD1 P2 P2 P2 P1 P1 P1
Service priority Table
RadioAccessService
Imcta
ServicePriorityGeneralTableConfClass
Service/CsSpeech
FddImcta
servicePriorityGeneral
TableConfClassId
servicePriorityTableForHsdpaConfClassId ServicePriorityTableForHsdpaConfClass
ServicePriorityTableForHsupaConfClass
Frequency /FDD2 Frequency/2G Frequency /FDD1 Frequency /FDD3 Frequency /FDD4
servicePriorityTableForHsupaConfClassId
priority
Service/PsIb
6.15 iMCTA Configuration Retrieval: Service HO Options
Cs
Speech
FDD2 P3
FDD1 P1
2G P2
Service priority Table if Service Type = Cs Speech and Service Handover = should
RNC
CN
RAB Assignment Request
Service Handover IE
should GSM priority = P0
shall not GSM priority = PNA
should not GSM priority = P6 iMCTA Service
GSM priority = unchanged iMCTA Alarm or CAC
RadioAccessService
Imcta
RNC
serviceHoRanapIeEnable
P0
isChangeGsmIratHoCriteri
onAllowed
6.15 iMCTA Configuration Retrieval: Service HO Options [cont.]
RNC
CN
RAB Assignment Request
Service Handover IE
should should
should not
RadioAccessService
Imcta
RNC
serviceHoRanapIeEnable
isChangeGsmIratHoCriterionAllowed
isChangeGsmIratHoCriterionAllowed
AND
CS+PS call
6.16 iMCTA: Inter-Freq & Inter-RAT CNL Computation (Type1)
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
typeOfCompoundingNeighbourListInterFreq
typeOfCompoundingNeighbourListInterRat
Type1
New RRC MC message for inter-freq/Inter-Rat meas.
OR
Primary Cell Change*
OR
Active Set Update*
(*) While ongoing inter-freq measurements
For each sponsoring cell, build a neighbouring list ordered by neighbourCellPrio
Build the final inter-frequency (or Inter-Rat) neighbouring list as follows:
1. Add the sponsoring cells
2. Select the N first cells (with N stand for numOfPrimaryCellNeighbourInterFreq
(or numOfPrimaryCellNeighbourInterRAT)) from Primary Cell's neighbouring list
3. Then perform the selection by number of occurrence
1. In case of conflict, select:
1. the one whose sponsoring cell has the highest Ec/No
2. then the one with highest neighbourCellPrio
4. Build the Compound Neighbour Lits until (maxCompoundingListSizeInterFreq
(or maxCompoundingListSizeInterRAT)) is reached.
6.19 Neighboring Cells Searching and Filtering: Generic
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells

Compounded
Neighboring
List

Remove
neighboring cells
of Access or Frequency
marked as PNA
In Priority Table
Remove
neighboring cells
of GSM bands
not supported
by UE

Remove
neighboring cells
Inter-RAT and Inter-Freq
If CM disable for this DlUserService
and UE is mono-receiver
RadioAccessService
DlUserService
isGsmCModeActivationAllowed
isInterFreqCModeActivationAllowed
Generic
Filtering
6.20 Neighboring Cells Searching and Filtering: Specific

Compounded
Neighboring
List

Generic
Filtering
iMCTA Alarm

Compounded
Neighboring
List
Generic
Filtering
Remove
neighboring cells
of D-RNC
iMCTA CAC

Compounded
Neighboring
List
Generic
Filtering
Remove
neighboring cells
of lower Priority
than Primary Cell
iMCTA Service
6.21 RAT Selection
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
Compounded
Neighboring
List

Keep
neighboring cells
of same RAT
as highest Priority
neighboring cell RAT

FDD Cell Fa P2
FDD Cell Fb P2
FDD Cell Fc P2
GSM Cell Ga P1
GSM Cell Gb P1
GSM Cell Ga P1
GSM Cell Gb P1
iMCTA Alarm
RAT selected
Is 2G
Example 1

FDD1 Cell Fa P1
FDD1 Cell Fb P1
FDD2 Cell Fc P2
FDD3 Cell Fd P1
GSM Cell Ga P3
GSM Cell Gb P3
FDD1 Cell Fa P1
FDD1 Cell Fb P1
FDD2 Cell Fc P2
FDD3 Cell Fd P1
iMCTA Service
RAT selected
Is 3G
Example 2
6.22 Measurement Configuration
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells

CM activation
+

NodeB UE
Neighboring Cells

either
Inter-RAT
or
Inter-Freq
6.22 Measuremebnt Configuration
6.22.1 CM Scope & Methods
Inter-frequency measurements
Inter-RAT measurements

Transmission Gap Length = 3, 4, 7, 10, 14 TS
p
o
w
e
r

time
idle
TGL
frame N-1 frame N+1
p
o
w
e
r

time
idle
TGL
frame N-1 frame N+2 idle
frame boundary
ulCModeMethod (CmodePatternSeqInfo) dlCModeMethod (CmodePatternSeqInfo)
Single-Frame Mode
Double-Frame Mode
6.22.2 Need for Compressed Mode
Dual receiver UE?
Mono Receiver UE?
GSM compatible UE?
UMTS
UMTS
GSM
GSM450Present (RadioAccessService)
GSM900PPresent (RadioAccessService)
GSM900EPresent (RadioAccessService)
GSM900RPresent (RadioAccessService)
isInterFreqMeasActivationAllowed
isInterFreqCModeActivationAllowed
isGsmCModeActivationAllowed:
(DlUserService)
6.22.3 High-Level Scheduling Method
starting CFN TGL
Dl(ul)CModeMethod (CModePatternSeqInfo)
CmodeDl(Ul)MethodSfdiv2
isHlsCmMethodPreferred (D/UlUserService)
?
False
True
RLC
MAC
Physical Layer
Subset of allowed
TFCs are used in
compressed frame
6.22.4 HLS Activation
RadioAccessService
dlCModeMethod [not used; replaced by
DlUserService.isHlsCmMethodPreferred]
ulCModeMethod [not used; replaced by
UlUserService.isHlsCmMethodPreferred]
dlFrameType [not used; hard-coded with typeA for HLS and typeB for
SF/2]
DlUserService
NeighbouringRnc
Parameter not used anymore
but still present in RAN Model
RNC
UlUserService
CmodePatternSeqInfo
isHlsCModeAllowed isHlsCmAllowedOnDrnc
isHlsCmMethodPreferred
isHlsCmMethodPreferred
- PS I/B (mono or MUX) > 8kbps

- CS speech + (PS I/B > 16kbps)

- CSD64 + (PS I/B > 64kbps)

- (PS str > 64kbps) + (PS I/B > 32kbps)
With or without CS speech

-Any other PS combination over DCH
with SF=4
6.22.5 CM Pattern Sequences
Sub-pattern 1 Sub-pattern 2 Sub-pattern 1 Sub-pattern 2

Sub-pattern 1 Sub-pattern 2
#1 #2 #TGPRC
#TGCFN
Gap1 Gap2 Gap1 Gap2
tgsn
tgl1 tgl2 tgl1 tgl2
tgd tgd
tgpl1 tgpl2
tgprc (CModePatternSeqInfo)
tgcfnOffset (CModePatternSeqInfo)
6.22.6 Pattern Sequence Configuration
A pattern sequence is defined for each type of measurement
CmodePatternSeqInfo
isPatternAllowed = True
Tgmp = 2
TgcfnOffset = 0
Tgd = 0
Tgl1 = 14
Tgl2 = 0
Tgpl1 = 6
Tgpl2 = N/A
Tgprc = 8
Tgsn = 8
CmodePatternSeqInfo/0
Tgmp = 2
TgcfnOffset = 0
Tgd = 0
Tgl1 = 14
Tgl2 = 0
Tgpl1 = 6
Tgpl2 = N/A
Tgprc = 8
Tgsn = 8
CmodePatternSeqInfo [1]
Tgmp = 3
TgcfnOffset = 48
Tgd = 0
Tgl1 = 14
Tgl2 = 0
Tgpl1 = 6
Tgpl2 = N/A
Tgprc = 78
Tgsn = 8
nIdentifyAbort = 26
CmodePatternSeqInfo/1
Tgmp = 3
TgcfnOffset = 48
Tgd = 0
Tgl1 = 14
Tgl2 = 0
Tgpl1 = 6
Tgpl2 = N/A
Tgprc = 78
Tgsn = 8
nIdentifyAbort = 26
CmodePatternSeqInfo [2]
Tgmp = 1
TgcfnOffset = 0
Tgd = 0
Tgl1 = 10
Tgl2 = 0
Tgpl1 = 6
Tgpl2 = N/A
Tgprc = 50
Tgsn = 10
CmodePatternSeqInfo CmodePatternSeqInfo/2
Tgmp = 1
TgcfnOffset = 0
Tgd = 0
Tgl1 = 10
Tgl2 = 0
Tgpl1 = 6
Tgpl2 = N/A
Tgprc = 50
Tgsn = 10
GSM RSSI measurement
BSIC identification
FDD measurements
RadioAccessService
6.22.7 FDD Inter-Freq CM Pattern
6 Frames (60 ms)
50 Patterns (3000 ms)
10 Time Slots 70 Time Slots
Gap = 10 Time Slots
CFN + 0
6.22.8 GSM Inter-RAT CM Pattern
6 Frames (60 ms)
8 Patterns (480 ms)
8 Time Slots 68Time Slots
Gap = 14 Time Slots
CFN + 0
CFN + 48
78 Patterns (4680 ms)
RSSI BSIC
6.23 Measurement Report Processing (MRP)
Measurement Report
Measurement Report
NodeB
UE
GSM Carrier RSSI
Observed time difference to GSMCell
Verified BSIC

CPICH Ec/No
CPICH RSCP
Measurement
ID
Measurement
Reporting
Quantity
Measurement
Results
6 Best Monitored Set cells

either
Inter-RAT
or
Inter-Freq
6 Best Monitored cells
maxCellsRepType (static)
interFreqFilterCoeff
rrcIntraFreqMeasurementReportingPeriod
rrcGsmMeasurementFilterCoeff
MeasurementConfClass
InterFreqMeasConf
RRCMeasurement
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
6.23.1 iMCTA Alarm/CAC Inter-Freq Case
FDD
Eligible Cells
For each FDD carrier
keep the cell
with highest
CPICH_Ec/No + CIO
Keep cells
with lowest load
Filtering on
HSxPA capabilities
for iMCTA Alarm or CAC
Keep the cell
with highest
CPICH_Ec/No + CIO
FDDCell
UMTSNeighbouringRelation
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
iMCTA Algorithm
Service HOoption
RAT Selection
Neighboring cells
6.23.1.1 Inter-Freq Case FDD Eligible Cells
FDD2 Neighboring Cell

FDD1 Primary Cell

FDD1 Neighboring Cell
CPICH_Ec/No > minimumCpichEcNoValueForHO

AND

CPICH_RSCP > minimumCpichRscpValueForHO
RadioAccessService
DlUserService
minimumCpichEcNoValueForHO
minimumCpichRscpValueForHO
FDD
Eligible Cells
6.23.1.2 Inter-Freq Case - Filtering on HSxPA Capabilities
Filtering on
HSxPA capabilities
HSUPA cells
only
HSxPA
UE ?
some
HSUPA
cells ?
some
HSDPA
cells ?
HSDPA cells
only
R99
cells
Yes Yes
No
Yes
No No
6.23.2 iMCTA Alarm or CAC Inter-RAT Case
gsmCellIndivOffset
GSM
Eligible Cells
Check 2G cell color
Keep the cell
with highest GSM_RSSI + CIO
among lowest load cells
FDDCell
GsmNeighbouringCell
RadioAccessService
Imcta
inhibitTimer3g2g
inhibitTimer3g2gLoad
2G Cell X
Colour
6.23.2.1 Inter-RAT Case - GSM Eligible Cells
GSM Neighboring Cell

FDD1 Primary Cell

GSM Neighboring Cell
GSM Carrier RSSI > minimumGsmRssiValueForHO
RadioAccessService
minimumGsmRssiValueForHO
GSM
Eligible Cells
6.23.2.2 Inter-RAT Case 2G Cell Load Management
RNC
BSC
CN
is2GCellLoadInformationManagementAllowed
isCellLoadInformationSendingAllowed
Loaded 2G cell
Unloaded 2G cell
GSM
UMTS
False
True
Cell Load Information
Dl(Ul) capacity Class
Dl(Ul) load value
Dl(Ul) RT load value
Dl(Ul) NRT load value
2G Cell Load Info 3G Cell Load Info
Dl(Ul) capacity class CapacityClass
DL(UL) Cell Color
Dl(Ul)GreenLoadValue
Dl(Ul)YellowLoadValue
Dl(Ul)RedLoadValue
gsmDl(Ul)AvailableCapacityThresholdToRedColor
Dl(Ul) GSM cell available capacity =
Dl(Ul) cell capacity class
x (100- Dl(Ul) load value/100)
inhibitTimer3g2gLoad
inhibitTimer3g2g
time
iMCTA
Service
MR MR
HHO to
2G cell
X
HHO reject
from 2G
2G Cell X
Colour
MR
HHO to
2G cell
X
Dl(Ul) load value
check
6.23.2.3 Inter-RAT Case Handover Call Flow
6.23.3 iMCTA Service Inter-Freq Case
FDD
Eligible Cells
For each FDD carrier
keep the cell
with highest
CPICH_Ec/No + CIO
Filtering on
HSxPA capabilities
for iMCTA Service
Keep the cell
with highest CPICH_Ec/No + CIO
among highest priority cell
RadioAccessService
FddImcta
hsxpaSegmentationEnable
= True
Filtering on
load criteria
6.23.3.1 Inter-Freq Case Filtering on HSxPA Capabilities
Filtering on
HSxPA capabilities
HSxPA cells
only
HSxPA
UE ?
R99 cells
only
Yes
No
hsxpaSegmentationEnable
6.23.3.2 Inter-Freq Case Filtering on Load Criteria
YES
Target cell is kept
NO
YES
YES
NO i.e. same priority
NO
YES
YES
NO
NO i.e. NOT compatible
YES
NO
Target Cell load Green or targetCellColourThreshold
AND
Source cell NOT fully compatible
target cell fully or partially compatible
target cell priority better than source cell
YES
target cells load smaller than source cell's load
OR
target cell's load =Green
AND
Source cell NOT fully compatible
Target cell is removed
Candidate Target Cells
FDDCell
umtsNeighbouringImcta
targetCellColourThreshold
umtsFddNeighbouringCell
6.23.4 iMCTA Service Inter-RAT Case
targetCellColourThreshold
GSM
Eligible Cells
Keep cells with
load <= targetCellColourThreshold
Keep the cell
with highest GSM_RSSI + CIO
RNC
GSMCell
2G Cell X
Colour
inhibitTimer3g2g
GSMNeighbour
GsmImcta
6.24 HHO Decision
measurementGuardTimerFdd
measurementGuardTimer2g
time
measurementGuardTimer
iMCTA
Alarm
MR MR MR
no candidate cell
2G Blind HHO if provisioned
CM reactivation if Event 2F not received
time
iMCTA
CAC
MR MR MR
no candidate cell
time
iMCTA
Service
MR MR MR
no candidate cell
RAB Assignment Failure
UE remains on initial FDD carrier
Imcta
6.24 HHO Descision
6.24.1 CM Deactivation / Reactivation
cModeDeltaCfn (CModeConfiguration)
CM period
Duration of pattern sequence
If required according to
alarm measurements
Measurement criteria
is still valid
CFN
CM activation time
Inter-System or
inter-Frequency
measurements
are required
cModeShoDeltaCfn (CModeConfiguration)
or
if
measurementGuardTimer2g
measurementGuardTimerFdd
(Imcta)
6.25 Inter-FREQ & Inter-RAT CNL - UA6 RAN Model
RadioAccessService
NeighbouringRNC
RNC
numOfPrimaryCellNeighbourInterFreq
numOfPrimaryCellNeighbourInterRat
NodeB
FDDCell
GsmNeighbouringCell UMTSFddNeighbouringCell
neighbourCellPrio neighbourCellPrio
maxCompoundingListSizeInterFreq [16..32]
maxCompoundingListSizeInterRAT [16..32]
numOfPrimaryCellNeighbourInterFreq
numOfPrimaryCellNeighbourInterRat
6.26 Service Based Inter-Freq/Inter-RAT Mobility - RAN Model
RadioAccessService
DedicatedConf
HoConfClass [0..30]
UsHoConf [0..21]
FastAlarmHardHoConf
FullEventHoConfHhoMgt
FullEventHoConfHhoMgtEvent2D
FDDCell
MeasConfClass [0..14]
DlUserService
NeighbouringRNC
mobilityServiceType
timerAlarmHoEvent2D
FullEventHoConfHhoMgtEvent2F
timeToTrigger2F
hysteresis2F
cpichEcNoThresholdUsedFreq2F
cpichRscpThresholdUsedFreq2F
timeToTrigger2D
hysteresis2D
cpichEcNoThresholdUsedFreq2D
cpichRscpThresholdUsedFreq2D
cpichEcNoThreshold
cpichRscpThreshold
counter
stepUp
stepDown
2.7 Inter-FDD/Inter-RAT HHO
7 Inter-FDD/Inter-RAT HHO
7.1 3G-2G HHO
SRNC GSM/GPRS BSS
BCCH
Core Network
1
3
FDD Cell GSM Cell
Handover From UTRAN Command
or
Cell Change Order
2
activationHoGsmCsAllowed
activationHoGsmPsAllowed
isInterFreqMeasActivationAllowed
isGsmCmodeActivationAllowed
(DlUserService)
isPatternAllowed
(CmodePatternSeqInfo)
7.2 3G-2G CS Handover Success - Counters
UE Node B RNC CN
Handover from UTRAN Command
BSS
Relocation Command
RL Deletion Req
t
RL Deletion Resp
e
Relocation Required
Physical information
Measurement Report
Handover Access
Handover Complete
Iu Release Command
successful 3G to 2G
relocation
Iu Release Complete
Released
.
preparation
execution
7.3 3G->3G Intra-RNC Inter-freq HHO
SRNC
1
P-CPICH
is3Gto3GWithoutIurAllowedforCS
is3Gto3GWithoutIurAllowedforPS
FDD Cell F1 FDD Cell F2
Radio Bearer Reconfiguration 2
isIrmCacForInterFreqIntraRncEnable
3
7.4 3G->3G Inter-RNC Inter-freq HHO
is3Gto3GWithoutIurAllowedforCS
is3Gto3GWithoutIurAllowedforPS
SRNC Target RNC
P-CPICH
Core Network
1
3
FDD Cell F1 FDD Cell F2
Radio Bearer Reconfiguration 2
7.5 3G-3G CS/PS HHO InterRNC
UE Node B RNC 1 CN RNC 2
Relocation Command
Relocation Required
Measurement Report
Relocation Request
Relocation Request Ack
Radio Bearer Reconfiguration
Radio Bearer Reconfiguration Complete
Relocation Detect
Relocation Complete
Iu Release Command
RL Del
n
Req
t
RL Del
n
Resp
e
Iu Release Complete

1. CELL_IDLE,CELL_FACH,CELL_PCH

2. CELL_DCH

3.
3.Power Management
3.1 Power Management Static Settings
1 Power Management Static Settings
1.4 Common Channel Power Settings
Traffic Power
(SHO
reserved)
Traffic
Power
Overhead
Power
(Common
Channels)
Channel parameter Object
PCPICH pcpichPower FDDCell*
P-SCH pschPowerRelativeToPcpich FDDCell*
S-SCH sschPowerRelativeToPcpich FDDCell*
P-CCPCH bchPowerRelativeToPcpich FDDCell*
S-CCPCH sccpchPowerRelativeToPcpich SCCPCH
AICH aichPowerRelativeToPcpich RACH
PICH pichPowerRelativeToPcpich PCH
Node B
FDDCell* FDDCell-> Class2CellReconfParams
or
FDDCell-> Class2CellReconfParams
1 Power Management Static Settings
1.5 Dedicated Channel Power Settings
DedicatedConf
RadioAccessService
PowerConfClass
DlUsPowerConf UlUsPowerConf
maxTxPower (FDDCell*)
powerConfId (FDDCell)
minDlTxPower (DlUsPowerConf)
maxDlTxPowerPerOls (DlUsPowerConf)
max UE Tx Power (UE Power Class)
FACH
, Max UE Tx Power) Max UL Tx Power = MIN( maxAllowedUlTxPower (UlUsPowerConf)
3.2 PRACH Power Control
constantValue (RACH)
SIB 5
SIB 5
2 PRACH Power Control
2.1 PRACH Open Loop
NACK NACK NACK ACK
Message part
PRACH
Control part
PRACH
Data part
P ini
P ini = + RTWP + - P-CPICH_RSCP
powerOffsetPO (RACH)
sibMaxAllowedUlTxPowerOnRach (PowerConfClass)
Preamble part
betaC
(RACHSignalled
GainFactors)
betaD
pcpichPower ( FDDCell*)
AICH
powerOffsetPpm (powerOffsetPpMx)
SIB 5
SIB 5
SIB 5
SIB 5
SIB 5
SIB 5
SIB 5
SIB 5
SIB 5
SIB 5
SIB 7
3.3 UL DPCCH Open Loop Power Control
3 UL DPCCH Open Loop Power Control
3.1 DPCCH Open Loop Power Control

Pini (UL DPCCH) = P-CPICH_RSCP

dpcchPowerOffset (UlInnerLoopConf)
DedicatedConf
RadioAccessService
PowerCtrlConfClass
UlInnerLoopConf
dpcchPowerOffset
3.2 UL Gain Factors
I
Q
OVSF
1
b
d
UL DPDCH
OVSF
256,0
b
c
UL DPCCH
Modulation
UE
Scrambling code
3.3 UL DPCCH / DPDCH Power Ratio
CSDTCH12_2Kx4SRBDCCH3_4K
2PSDTCH64Kx4SRBDCCH3_4K
CSDTCH12_2Kx2PSDTCH64Kx4SRBDCCH3_4K

PSDTCH64Kx4SRBDCCH3_4K
StandaloneSRBDCCH3_4K
...

...
refTfcId
betaC
betaD
refTfcId
betaC
betaD
refTfcId
betaC
betaD
TFC 0
UlUserService
RNC
SignalledGainFactor
ComputedGainFactor
RNC
refTfcId
refTfcId
betaC
betaD
TFC 1
TFCS #2
Signaled Mode
Computed Mode
refTfcId
betaC (SignalledGainFactor)
betaD (SignalledGainFactor)
refTfcId (SignalledGainFactor)
betaC (ComputedGainFactor)
betaD (ComputedGainFactor)
refTfcId (ComputedGainFactor)
CSDTCH64Kx4SRBDCCH3_4K
UlUserService
3.4 UL Rate Matching Attributes
SRBDCCH3_4K
CSDTCH12_2K

PSDTCH64K
PSDTCH128K
PSDTCH384K
2PSDTCH64K
...
UlRbSetConf
SRBDCCH3_4K
CSDTCH12_2K

PSDTCH64K
PSDTCH128K
PSDTCH384K
2PSDTCH64K
...
S-RNC
UlRateMatchingAttributeList
D-RNC
ulRateMatchingAttributeList
DynamicParameterPerDCH
iurMinRateMatchingAttribute
iurMaxRateMatchingAttribute
CSDTCH64K
UlRbSetConf
CSDTCH64K
3.4 Outer Loop Power Control
4 UL Outer Loop Power Control
4.1 SIR Target Management

CSDTCH12_2K

PSDTCH64K
PSDTCH128K
PSDTCH384K
2PSDTCH64K
...

...
initialUlSirTarget (UlUsPowerConf)
blerTarget
(BlerQualityList)
New SIR Target
(NBAP)
CRCI
RNC
Partial
OLPC
UlUserService
UlRbSetConf
CSDTCH64K
SRBDCCH3_4K
blerTarget
(BlerQualityList)
CRCI
Partial
OLPC
OLPC
Master
SIR Target
Update
referenceUlRbSetConfId
(ReferenceUlRbSetList)
isUlOuterPCActivated (UlOuterLoopPowerCtrl)
4 UL Outer Loop Power Control
4.2 Partial SIR Target Update
minSirTarget (UlUsPowerConf)
maxSirTarget (UlUsPowerConf)
SIR Target
TTI
transmitTimeInterval (static)
If CRCI bad
SIR Target
If CRCI good
SIR Target
ulUpSirStep
ulUpdatePeriod (UlOuterLoopPowerCtrl) Update Period = Max [TTI of ReferenceUlRbSetList] x
ulUpSirStep (DynamicParameterPerDch)
blerTarget (BlerQualityList)
ulUpSirStep
1
BlerTarget
- 1
updateThreshold (DynamicParameterPerDch) Triggered Update if SIR Variation
3.5 UL Inner Loop Power Control
5 UL Inner Loop Power Control
5.1 DPCCH Inner Loop Power Control
Data1 PL
T
P
C
TF
CI
Data2 PL
5.2 UL Inner Loop Power Control
Rake
SIR
estimate

SIR
Target

> or < TPC
0 or 1
Pilot
TPC
DPCCH
Down Command:
if SIR
estimate
> SIR
target
then TPC = 0

Up Command:
if SIR
estimate
< SIR
target
then TPC = 1
5.3 UL Power Control Algorithms
Soft handover
possibly different TPC commands
Softer handover
identical TPC commands
for the radio link set
2 RLs
Node B 1
1 RL
SIR target
SIR target
TPC2
TPC1
In case of soft HO
(i.e. TPC1

TPC2)
UE combines TPCs
according to the selected
algorithm
algo1 algo2
One TPC_cmd
powerCtrlAlgo (UlInnerLoopConf)
TPC2
RNC
Node B 2
5.4 UL Inner Loop Algorithm 1
Algorithm allows the UE to derive
a single TPC_cmd per slot
1 DL DPCCH TCP field 1 0 0
Algo1 output +1 +1 - 1 - 1
x ulTpcStepSize
1 DL DPCCH TCP3 field 0 0 0
Algo1 output +1 +1 - 1 - 1
x ulTpcStepSize
UE Tx output power
UE Tx output power
ulTpcStepSize (UlInnerLoopConf)
Algo 1: PC rate = 1500 Hz (T=666 s)
no soft HO: UE derives a TPC_cmd
from the TPC command received for
each slot
soft HO: UE has to combine TPCs
from different radio link sets and
deduces a single TPC_cmd
TPC_cmd = - 1, +1
Soft HandOver
powerCtrlAlgo = algo1
5.5 UL Inner Loop Algorithm 2 (no SHO case)
1 DL DPCCH TCP field 1 1 1
Algo2 output
+1
UE Tx output power
1 0 0 0 0 0 1 1 0 0 0
- 1 0
x ulTpcStepSize
5 radio slots
No Macrodiversity
Algo 2: PC rate = 300 Hz (T=3,333 ms)
no soft HO: UE derives a TPC_cmd
from the TPC command received on a
5 slot - cycle basis
soft HO: UE has to combine TPCs
from different radio link sets
TPC_cmd = - 1, 0, +1
Algorithm allows the UE
to derive a single TPC_cmd
every 5 slots
powerCtrlAlgo = algo2
ulTpcStepSize (UlInnerLoopConf)
5.6 UL Inner Loop Algorithm 2 (SHO case)
1
DL DPCCH TCPN FIELD
1 1 1
Algo2 output
+1
UE Tx ouput power
1 0 0 0 0 0 0 0 0 0 0
- 1 - 1
1
DL DPCCH TCP1 field
1 1 1
+1
1 1 1 1 1 0 1 1 1 1 1
0 +1
1 1 1 0
0
1 0 0 0 0 0 1 0 1 0 1
- 1 0
DL DPCCH TCP2 field
Sum of TPC
N
> 0.5 < - 0.5 Otherwise
+ 1 - 1 0
x ulTpcStepSize
3.6 DL Traffic Channel Power
maxDlTxPowerPerOls (DlUsPowerConf)
6 DL Traffic Channels Power
6.1 Initial DL Traffic Channel Power
First Radio Link
SHO Leg Addition
minDlTxPower (DlUsPowerConf)
Pinitial = + - P - CPICH_Ec /No pcpichPower (FDDCell*) initialDlEcNoTarget (DlUsPowerConf)
Pinitial = + - P - CPICH_Ec /No Equivalent pcpichPower (FDDCell) initialDlEcNoTarget (DlUsPowerConf)
cell = N
P - CPICH_Ec /No Equivalent = P - CPICH_Ec /No (cell)
cell =1
S
cell = N
P - CPICH_Ec /No Equivalent = P - CPICH_Ec /No (cell)
cell =1

isShoLegInitialPowerAlgoEnabled (RadioAccessService)
6 DL Traffic Channels Power
6.2 DL DPCCH / DPDCH Power Offsets
Data1 Pilot TPC TFCI
Pinitial
PO3 PO1
PO2
po3ForPilotBits (DlUserService)
DL DPDCH Radio Frame
po2ForTpcBits (DlUserService)
po1ForTfciBits (DlUserService)
3.7 DL Outer Loop Power Control
7 DL Outer Loop Power Control
7.1 DL Outer Loop Power Control
Initial Quality target
DL Outer Loop Control IE
Outer Loop
Power Control
S
R
B

T
R
B

TPC
TX
RB Setup
BLERtarget increase not allowed
or
BLERtarget increase allowed
inner loop
power control
Quality
Measurements
RNC
isDlReferenceTransportChannelAllowed
(DlRbSetConf)

blerTarget
(DlBlerQualityList)

CSDTCH12_2K

PSDTCH64K
PSDTCH128K
PSDTCH384K
2PSDTCH64K
...
DlRbSetConf
CSDTCH64K
SRBDCCH3_4K
isDlReferenceTransportChannelAllowed
blerTarget

...
DlUserService
3.8 DL Inner Loop Power Control
8 DL Inner Loop Power Control
8.1 DL Inner Loop Algorithm
TPC_ cmd x
Node B TPC = 0 / 1
PL TPC TFCI
TPC
TPC_ cmd
DL power
change
DL Power Change =
TPC =1=> TPC_ cmd = +1
TPC =0 => TPC_ cmd = - 1
P TPC +

P Balancing
S
P
BAL
UE Algo
SHO
BLER
est
dlTpcStepSize (DlInnerLoopConf)
BLER
target
8.2 Power Balancing
P1 P2
Power per Leg
RL Addition
time
P1
P2
isPowerBalancingAllowed (RadioAccessService)
powerBalancingRequired (DlUserService)
dlReferencePower
(DlUserService)
maxAdjustmentStep (PowerBalancingAdjustmentParameters)
adjustmentPeriod (PowerBalancingAdjustmentParameters)
adjustmentRatio (PowerBalancingAdjustmentParameters)
Radio Frame

P
BAL
= (1 - R) x (P
REF
+ P
P - CPICH
P
INIT
)
P
REF
PBalancing
8.3 Rate Reduction Algorithm
dpcMode (DlInnerLoopConf)
1 0 1 0 0 1
1500 TPC commands / s
DPC_Mode = 0 (single Tpc)
500 TPC commands / s
1 1 1 0 0 0
DPC_Mode = 1 (tpcTripletInSoft)
RRC signaling (from RNC)
PL TPC TFCI PL TPC TFCI
3.9 Radio Link Control
9 Radio Link Control
9.1 UL Dedicated Channel Synchronization
SIR
AV
< -3dB => OutSyncInd
SIR
AV
> -3dB => InSyncInd
nInSyncInd (FDDCell*) nOutSyncInd (FDDCell*) tRlFailure (FDDCell*)
RL Restore RL Failure
Sync OK Sync KO
INIT
nInSyncInd (FDDCell*)
nOutSyncInd (FDDCell*)
tRlFailure (FDDCell*)
rlRestoreTimer
ShoRlRestoreTimer
N313 T313 T315
9.2 UL Radio Link Failure detected by UTRAN
Node B RNC CN
Radio Link
Failure Indication
Radio Link
Deletion Resp
Iu Release Request
Radio cnx with UE lost
Iu Release Command
Radio Link
Deletion Req
UE
UL synchronization
failure on last RL
Iu Release Complete
bad SIR
nOutSyncInd
tRlFailure
expiry
false
isPsRrcReestablishAllowed
isCSRrcReestablishAllowed
9.3 DL Radio Link Failure detected by UE
Node B RNC CN
Cell Update
(radio link failure)
Radio Link
Deletion Resp
Iu Release Request
Radio cnx with UE lost
Iu Release Command
Radio Link
Deletion Req
UE
DL synchronization
failure on last RL
Iu Release Complete
bad SIR
N313
T313
expiry
false
T313
N313
(UeTimerCstConnectedMode)
T314
(UeTimerCstConnectedMode)
T314
9.4 DL RLC Unrecoverable Error detected by UTRAN
Node B RNC CN
Radio Link
Deletion Resp
Iu Release Request
DL RLC Error SRB/TRB
Iu Release Command
Radio Link
Deletion Req
UE
Maximum number of RLC
re-transmission reached
Iu Release Complete
maxDat
maxNbrOfResetRetrans
same RLC block
not decoded
X
X
timerPoll
RLC Reset
not decoded
X
X
resetTimer
Maximum number of RLC Reset
false
timerPollPeriod
maxDat
resetTimer
maxNbrOfResetRetrans
(DlRlcAckMode)
(UlRlcAckMode)
9.5 UL RLC Unrecoverable Error detected by UE
Node B RNC CN
Iu Release Request
UL RLC Error SRB/TRB
Iu Release Command
Radio Link
Deletion
UE
Iu Release Complete
same RLC block
not decoded
X
X
RLC Reset
not decoded
X
X
false
Cell Update
(rlc unrecoverable
error)
9.6 RRC Connection re-establishment Parameters
isPsRrcReestablishAllowed = True
isCSRrcReestablishAllowed = True
Yes No
RRC connection
Re-establishment
Call is dropped
RNC
(failure Cause, CPICH_Ec/No)
CPICH Ec/No
rrcReestablishPSThreshold
rrcReestablishCSThreshold
CPICH_Ec/No >=
rrcReestablishPSThreshold
Cell Update
Last RL lost detection
rrcReestPSMaxAllowedTimer
rrcReestCSMaxAllowedTimer
9.7 UL Radio Link Failure RRC Connection Re-established
Node B RNC CN
Radio Link
Failure Indication
Radio Link Deletion
UE
UL synchronization
failure on last RL
tRlFailure
expiry
true
Cell Update (radio link failure)
Radio Link Setup
stopped
Cell Update Confirm
RB Reconfiguration Complete
rrcReestPSMaxAllowedTimer
rrcReestCSMaxAllowedTimer
9.8 UL RLC Unrecoverable Error RRC Connect
n
Re-established
Node B RNC CN UE
same RLC block
not decoded
on PS TRB
X
X
RLC Reset
not decoded
X
X
Cell Update
(rlc unrecoverable error
on PS TRB)
Cell Update Confirm
RB Reconfiguration Complete
Radio Link Deletion
Radio Link Setup
true
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