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Asthma-COPD Overlap
Syndrome (ACOS)
In the spectrum of chronic airway diseases,
asthma and COPD are by far the most
frequent.
Although they have clear differences, some
manifestations of both may coexist, in a given
patient, and this has been called ACOS.
Some authors have defined the ACOS as
symptoms of increased variability of airflow in
association with an incompletely reversible
airflow obstruction.
Definitions
Louie et al. defined ACOS as one of the two clinical phenotypes:
asthma with partially reversible airflow obstruction, with or
without emphysema or reduced carbon monoxide diffusing
capacity (DLCO) to less than 80% predicted, and COPD with
emphysema accompanied by reversible or partially reversible
airflow obstruction, with or without environmental allergies or
reduced DCLO.
GINA described the ACOS as persistent airflow limitation with
several features usually associated with asthma and several
features usually associated with COPD.
ACOS may correspond to the description of an asthmatic
smoker who has developed chronic airflow obstruction;
however, the previous history of asthma is occasionally not
known, and the lack of specific biomarkers makes the diagnosis
of ACOS difficult
Epidemiology
Soriano et al . showed that the frequency of
ACOS increases with advancing age, with an
estimated prevalence of <10% in patients
younger than 50 years and >50% in patients
aged 80 years or older.
Marco et al . , in general Italian population.
They showed, through a screening
questionnaire, that prevalence of asthma-COPD
overlap was 1.6%, 2.1% and 4.5% in the 20-44,
45-64, 65- 84 age groups, respectively
Percentage of adults (by gender) with airflow obstruction who have an overlap
syndrome with increasing age.
Importance to identify
patients with ACOS?
ACOS patients have more frequent exacerbations
compared with patients with COPD
They also have more respiratory symptoms such as
dyspnoea and wheezing (but not more cough and
sputum) and reduced physical activity compared with
COPD alone.
ACOS patients have a lower self-rated health and more
impaired health-related quality of life compared with
COPD and particularly with non-exacerbators with COPD.
ACOS patients consume from 2 to 6-fold more
healthcare resources than those used by asthma or
COPD patients
Importance to identify
patients with ACOS?
Canadian guidelines for COPD(2007) recognized that patients with
ACOS may require a different treatment and early introduction of
ICS could be justified.
This specific and differential treatment justifies the efforts to
identify the subgroup of patients with ACOS from the large
population of patients with COPD.
After recognizing that response to ICS in COPD is poor, and that
the use of long-term ICS at high doses is associated with an
increased risk of adverse effects, there is a growing interest in
identifying COPD patients who may respond to ICS.
Characterization and better definition of ACOS may help to
identify a subgroup of patients with COPD that respond to ICS in
contrast to most of the patients with COPD that present a
predominantly neutrophilic inflammation which is resistant to ICS.
Pathology
Inflammation in COPD is typically thought to be driven
by Th1 immune responses such as enhanced production
of interferon- by CD8+ cells, neutrophil chemokine IL8, leukotriene B4, IL-1, and tumor necrosis factor-
Asthma- associated inflammatory pathways
(e.g.,eosinophilia and Th2 inflammation) appear to
underlie disease in some patients.
In asthmatics, there is a predominance of Th2 cytokines,
including interleukin (IL)-4, IL-5, and IL-13, and
upregulation of chemokines, including regulated on
activation, normal T-cell expressed and secreted
(RANTES), eotaxins, and monocyte chemoattractant
protein-1
BHR
In patients with COPD, increased reversibility is one
of the key differential aspects of individuals with
ACOS.
Bronchial hyper-responsiveness (BHR) is common in
asthma, especially in patients with active symptoms,
but BHR is frequently asymptomatic and has shown
to be a risk factor for developing COPD.
BHR can be demonstrated in up to two thirds of
COPD patients, and in patients with established
asthma or COPD, more severe BHR is associated with
more severe symptoms and a more rapid decline in
forced expiratory volume in the first second (FEV1).
Sputum eosinophilia
Another diagnostic feature of ACOS in COPD is the
presence of sputum eosinophilia.
Inflammation in asthma patients is considered to be
mainly eosinophilic and mediated by CD4 T lymphocytes,
whereas in COPD, it is neutrophillic and driven by CD8.
In a study that compared stable COPD patients with
concomitant asthma with the remaining COPD patients,
peripheral and sputum eosinophil counts were
significantly higher in the first group.
Since sputum eosinophilia is not routinely performed in
clinical practice, indirect markers of this type of
inflammation have been investigated
Inflammatory Biomarkers
Chou et al. demonstrated higher levels of exhaled nitric oxide
(eNO) in patients with COPD and eosinophilic airway inflammation
(> 3% eosinophils in induced sputum), with a cut-off of 23.5 ppb
of eNO, having a sensitivity of 62.1% and a specificity of 70.5%
for the identification of eosinophilic inflammation.
Iwamoto et al. [19&& ] investigated four potential biomarkers in
COPD [surfactant protein A (SP-A), soluble receptor for advanced
glycation end products (sRAGE), myeloperoxidases (MPOs) and
neutrophil gelatinase associated lipocalin (NGAL)].
Compared with asthma patients, sputum MPO and plasma SP-A were
significantly elevated in ACOS, whereas only sputum NGAL was
significantly increased compared to COPD.
Genetic analysis of the COPD gene cohort identified singlenucleotide polymorphisms in the GPR65 gene associated with
ACOS in a population of smokers or ex-smokers with COPD.
Hypothesis
There are partially overlapping airway gene
expression changes in asthma and COPD,
which reflect shared processes that contribute
to airflow obstruction.
Signatures of airway epithelial gene expression
alterations in asthma are up- regulated in
COPD, and can identify a COPD subgroup with
a clinical phenotype more similar to asthma
Bronchial airway
epithelium COPD (BAEC)
dataset
RNA was isolated from bronchial epithelial
brushings obtained from sixth- to eighthgeneration bronchi in former and current
smokers with a range of lung function (n = 87
with COPD and 151 without).
COPD was defined spirometrically by FEV1/FVC
0.7 and FEV1<80% predicted for the original
study, and subjects with and without COPD
were matched by covariates (age, gender,
smoking status, and pack-years).
History of asthma was not an exclusion criteria
BAEC
SAEC
GLUCOLD
GLUCOLD
Datasets
Statistical Analysis
Differential gene
expression.
Ranked differential gene expression lists for use in
subsequent analyses were determined for the datasets
using the following contrasts:
Asthma dataset
(a) subjects with asthma versus control subjects
(b) Th2-high subjects with asthma versus Th2-low subjects
with asthma/control subjects.
BAEC dataset:
gene expression alterations associated with FEV1 %
predicted (FEV1%pred), a measure that decreases with
increasing airflow obstruction after adjustment for smoking
status, cumulative smoke exposure, age, and sex.
SAEC dataset
smokers with COPD versus healthy smokers
healthy smokers versus healthy nonsmokers
(FEV1% pred measurements were not
available).
GLUCOLD dataset
gene expression alterations associated with 6
and 30 months of ICS treatment compared with
placebo after adjustment for smoking status.
Study Design
GSEA
GSEA was used to compare the asthma dataset
with the COPD datasets on the gene set level.
Determines whether a group of genes (gene
set) is significantly overrepresented
(enriched) at extremes of a ranked list, in
which case the gene set is considered
correlated with the phenotype
Compared genes significantly altered in asthma
(asthma gene sets) to genes ranked in
association with COPD in the BAEC and SAEC
datasets.
GSEA
Genes significantly associated with COPD in the BAEC
and SAEC datasets (COPD gene sets) were
compared with genes ranked by association with
asthma.
The leading edge, those genes that accounted for
most of the similarity between asthma and COPD,
were considered the genes of interest in both asthma
and COPD (i.e., asthmaCOPD overlap genes).
These asthmaCOPD overlap genes were used to
create a gene set that was compared with genes
ranked in association with ICS treatment versus
placebo at 6 and 30 months in the GLUCOLD dataset.
GSEA
Epithelial gene expression changes that best
account for asthmaCOPD overlap occur in both
the large and small airway epithelium
Genes most altered in the airway epithelium in
COPD were also altered in asthma.
Genes most correlated with low FEV1% pred in the
BAEC cohort or with COPD in the SAEC cohort were
enriched among genes correlated with asthma
Asthma gene sets correlated with poor lung
function in COPD, but COPD gene sets are
correlated with an asthma diagnosis.
Signatures of Th2
Inflammation
Small, but significant, increase in the TGM metric with
lower FEV1% pred values in an unadjusted analysis in the
BAEC dataset (Spearmans r =20.16, P = 0.02)
in smokers with versus smokers without COPD (TGM median
= 0.05; 95% confidence interval [CI] =20.78 to 2.80 vs.
20.26; 95% CI =21.09 to 2.16, respectively) in the SAEC
dataset (P = 0.001)
In stratified analyses:
significant association between TGM and FEV1 % pred in
former smokers (b =20.009, P = 0.027, corresponding to
a TGM decrease of 0.09 for every 10% decrease in
FEV1%pred), but not current smokers (P = 0.7).
T2S
TGM metric: one or more of the three genes
comprising this metric may be repressed by
current smoking
Hypothesized to be better able to summarize
Th2 inflammation in COPD, while limiting the
effect of confounders (e.g., smoking status)
All 100 genes were highly associated with Th2high asthma (fold change.1.25; fdr)
T2S Results
The T2S score
correlated well with Th2-associated clinical
characteristics in the asthma dataset
associated with lower FEV1% pred in the BAEC dataset
(b =20.07, P,0.001, corresponding to a 0.7 score
increase for every 10% decrease in FEV1%pred).
higher in current smokers with COPD (T2S score =
3.5162.89) than without COPD (T2S score = 0.1662.39;
P,0.001) in the SAEC dataset.
T2S vs Subsets(Smoker
Y/N:COPD)
BAEC dataset
current smokers did have significantly higher T2S
scores than former smokers (1.84 units greater,
95% CI = 0.683.0; P = 0.002).
SAEC dataset:
smokers without COPD had higher T2S scores than
nonsmokers (T2S score in nonsmokers =
22.1964.70; P,0.001), but T2S scores were
considerably higher in COPD than in both
nonsmokers and smokers without COPD.
T2S: Eosinophils
Longitudinal treatment
analysis
Baseline T2S score was not associated with
slower decline in postbronchodilator FEV1%pred
decreased hyperresponsiveness after ICS with and
without LABA compared with placebo.
Longitudinal treatment
analysis(contd)
Excluding LABA receiving participants, those
treated with ICS alone still showed greater
hyperinflation improvements compared with
placebo (P <0.001 at 6 mo; P = 0.042 at 30
mo)
T2S score associated with an improvement in
IC after ICS with and without LABA versus
placebo at 6 months (P = 0.018) (not at 30
months)
Increased baseline T2S score was associated with a greater decrease in residual
volume (RV)/total lung capacity (TLC) % predicted in (C) the treatment group (inhaled
corticosteroid [ICS]) long acting b-agonist [LABA]) compared with (B) placebo at 30
months (P = 0.019 for the interaction between treatment and T2S score
Discussion
Identifed a set of airway epithelial genes that is
altered in asthma and in some current and
former smokers with COPD
Suggests similar processes leading to airflow
obstruction in asthma and at least a COPD
subgroup.
In COPD, as in asthma, a Th2 inflammation
related gene expression signature is upregulated when compared with subjects
without disease.
Strengths
The gene expression datasets contained large
subject numbers
They were able to validate findings in one dataset
with another.
Th2-associated signature was associated with
asthma-related features and a treatment
response in a third independent cohort.
The increase of gene signature in some, but not
all, subjects with COPD and its association with
clinical parameters suggest a Th2-high COPD
endotype.
Weakness
Cluster analysis does not definitively establish
the size of this group.
The modest phenotypic characterization of
each cohort also makes it difficult to determine
the full range of phenotype features associated
with this group
Conclusion
A subset of current and former smokers develops an
asthmaCOPD overlap condition that is associated with
gene expression markers of Th2 inflammation in the
airway, increased airway wall and blood eosinophils,
greater bronchodilator responsiveness, and improvement
in hyperinflation with ICS treatment.
The presence of these asthma-associated Th2-associated
signatures is not predicted by a simple clinical history of
asthma.
Future studies will be directed at determining whether
these signatures can be leveraged to develop lessinvasive biomarkers for characterizing lung inflammation,
and for more specific targeting of therapies in COPD.