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Internal

Principles of
the WCDMA System
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Huawei Confidential

Preface
Now, the most popular term in the mobile

communication field is WCDMA!


What is WCDMA? And what is its benefit?
Today, lets go to know about WCDMA!

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Objectives
After studying this course, you should be able to:

Know the basic knowledge of the CDMA system.

Master advantages of the CDMA technology


comparing with other multiple access technologies.

Know technical features of WCDMA FDD.

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Contents

Chapter 1

WCDMA Principle

Chapter 2

Technical Features of WCDMA


FDD

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Overview of CDMA Principles

Radio Propagation Environment


Multiple Access Technology and

Duplex Technology
CDMA Principles and Rake Receiver

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Multipath Environment
Transmitted
signal

Strength of the
received signal
Time

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Fading

Transmitted data

dB

Received data
0
-5
-10
-15
-20
-25
-30
-35
-40

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Fading
Rx power (dBm)

Fast fading

-20

Slow fading
-40

-60

10
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Distance (m)

30
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Frequency-Selective Fading
P(f)

P(f)
Fading

Narrowband
System
Transmit Signal

Received Signal

P(f)

P(f)

Fading

Broadband
System
Transmit Signal

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Received Signal

Page 9

Classification of Typical Radio Mobile Channels


Static channel
Pedestrian channel in typical urban areas (TU3)
Vehicle mounted channel in typical urban areas (TU30)
Vehicle mounted channel in rural areas (RA50)
Vehicle mounted channel on the highway (HT120)

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Overview of CDMA Principles

Radio Propagation Environment


Multiple Access Technology and

Duplex Technology
CDMA Principles and Rake Receiver

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Duplex Technology Distinguish Users UL and


DL Signal FDD
Frequency division duplex (FDD) : Distinguish the uplink and

downlink according to the frequencies.

Adopted by the WCDMA, CDMA2000 and GSM

Advantage: It can be easily implemented.

Disadvantage: The spectrum utilization is low when the uplink and


downlink services (mainly the data services) are asymmetrical.

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Duplex Technology Distinguish Users UL and


DL Signal TDD
Time division duplex (TDD) : Distinguish the uplink and downlink

according to the timeslots.

Adopted by the TD-SCDMA

Advantage: The uplink and downlink can be allocated with different numbers
of timeslots when the uplink and downlink services are asymmetrical.
Therefore, the spectrum utilization is high.

Disadvantage:

It cannot be easily implemented and needs precise synchronization. In the CDMA


system, GPS synchronization is needed.

When it is used with the CDMA technology, it is difficult to control interference


between the uplink and the downlink.

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Multiple Access Technology - Distinguish


Different Users
CDMA
Power
Time

n
Freque

cy

Traffic channels: different


users are assigned unique
code and transmitted over
the same frequency band,
for example, WCDMA and
CDMA2000

TDMA
Power

FDMA

Tim
e

n
ue
q
e
Fr

Us
e
U
Us ser r
Us e r
Us e r
er

Power
Tim
e

eq
Fr

y
nc
e
u

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cy

Traffic channels: different time slots


are allocated to different users, for
example, DAMPS and GSM

Traffic channels: different frequency bands


are allocated to different users,for example,
AMPS and TACS

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Characteristics of CDMA System


High Spectral Efficiency

Frequency multiplex coefficient is 1.


Means we can built a network using only one frequency
Soft capacity

Quality
Coverage
Interference
Self-interference system

A UE transmission power is interference for another UE.


Wideband system

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Overview of WCDMA Principles

Radio Propagation Environment


Multiple Access Technology and

Duplex Technology
CDMA Principles and Rake Receiver

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Questions
Why does the WCDMA system have enhanced anti-interference

performance?
Why is the WCDMA system more secure?
Why are the WCDMA handsets more environment protective?

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Common Terms
Bit, symbol and chip

Bit (bps): the data that is obtained upon source coding and contains
information.

Symbol (sps): the data obtained upon channel coding and interleaving.

Chip (cps): the data obtained upon final spreading.


The spreading rate of WCDMA is: 3.84 Mcps

Processing gain

It refers to the ratio of the final spreading rate to the bit rate (cps/bps).

In the WCDMA system, the processing gain depends on the specific


service.

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Spreading Factor and Service Rate


Chip rate = symbol rate spreading factor

For WCDMA, if the chip rate is 3.84 MHz and the spreading factor is 4, the
symbol rate is 960 Kbps.

For CDMA2000-1x, if the chip rate is 1.2288 MHz and the spreading factor is
64, the symbol rate is 19.2 Kbps.

Symbol rate = (service rate + check code) channel code repetition

or punching rate

For WCDMA, if the service rate is 384 Kbps and the channel code is 1/3
Turbo, the symbol rate is 960 Kbps.

For CDMA2000-1x, if the service rate is 9.6 Kbps and the channel code is
1/3 convolutional code, the symbol rate is 19.2 Kbps.

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Basic Diagram of the WCDMA System

Source
coding

Channel
coding and
interleaving

Spreading

Scrambling

Modulation

RF
transmission

Radio link

Source
decoding

Channel
deinterleaving
decoding and
de-interleaving

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De-spreading

De-scrambling

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Demodulation

Page 20

RF
reception

Source Coding in WCDMA


The WCDMA system adopts the adaptive multi-rate (AMR) speech coding.

A total of eight coding modes are available. The coding rate ranges from 12.2
Kbps to 4.75 Kbps.
Multiple voice rates are compatible with the coding modes used by current
mainstream mobile communication systems. This facilitates the design of multimode terminals.
The system automatically adjusts the voice rate according to the distance
between the user and the NodeB, thus reducing the number of handovers and
call drop.
The system automatically decreases the voice rate of some users according to
the cell load, thus saving power and containing more users.

Source
coding

Channel
coding
Interleaving
and
Spreading
interleaving

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Scrambling

Modulation

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RF
transmission

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Channel Coding in WCDMA


Channel coding can enhance symbol correlation to recover

signals in the case of interference.


1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25
Code type

Voice service: Convolutional code (1/2 and 1/3).

Data service: Turbo code (1/3).

Source
coding

Channel
Interleaving
coding
interleaving

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Spreading

Scrambling

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Modulation

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RF
transmission

Interleaving
Interleaving is used to damage symbol correlation and reduce the impact caused by fast fading

and interference of the channel.

1 2 3 4 5 6 7 8 ...
Ist interleaving

....

... 452 453 454

B0

B1

B2

B3

B4

B5

B6

B7

1
9

2
10

3
11

4
12

5
13

6
14

7
15

8
16

.
.

.
.

.
.

.
.

.
.

.
.

.
.

.
.

....

.
.
.
.
.
.
.
.
449 450 451 452 453 454 455 456

2nd interleaving

{A4,B0}

{A5,B1} {A6,B2} {A7,B3} {B4,C0}

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{B5,C1}

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{B6,C2}

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{B7,C3}

Self Correlation and Mutual Correlation of


Code Words
Different users adopt different spreading code words,

such as x1(t) , x2(t) .

Self correlation determines multipath interference.

Mutual correlation determines multiple access


interference.

Self-correlation function

R() =<x1(t) x1(t+) >

Mutual-correlation function

V() =<x1(t) x2(t+) >

Note: <x1(x) x2(y)> =

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1, when x1=x2 , and x = y


0, others

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Spreading Principle
Users who need to send information: UE1, UE2 and UE3

UE1 uses c1 for spreading: UE1 x c1

UE2 uses c2 for spreading: UE2 x c2

UE3 uses c3 for spreading: UE3 x c3

c1, c2 and c3 are orthogonal to each other

Information sent: UE1 x c1 + UE2 x c2 + UE3 x c3

Source
coding

Channel
Interleaving
coding and
interleaving

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Spreading

Scrambling

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Modulation

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RF
transmission

De-spreading Principle
UE1 uses c1 for de-spreading.

(UE1 x c1 + UE2 x c2 + UE3 x c3) x c1

= UE1 x (c1 x c1) + UE2 x (c2 x c1) + UE3 x (c3 x c1)


= UE1 x 1 + UE2 x 0 + UE3 x 0
= UE1
In the same way, UE2 uses c2 for de-spreading and UE3

uses c3 for de-spreading to get their own signals.

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Spreading Principle
____________
UE1:

+1

-1

-1

+1

_____________
UE2:
c1:

+1 -1 +1 -1

+1 -1 +1 -1

c2:

+1 +1 +1 +1

+1 +1 +1 +1

UE1xc1:

+1 -1 +1 -1

-1 +1 -1 +1

UE2xc2:

-1 -1 -1 -1

+1 +1 +1 +1

UE1xc1 UE2xc2:

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-2 0

-2

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0 +2 0 +2

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De-spreading Principle
UE1c1 UE2c2

-2 0

-2

+2 0 +2

UE1 de-spreading with c1:

+1 -1 +1

-1

+1

-1 +1 -1

De-spreading result:

+2

-2 0

Integral:
Decision:
UE2 de-spreading with c2:
De-spreading result:
Integral:
Decision :

+2 0
+4

-4

+4/4 = +1

-4/4 = -1

-2

+1 +1 +1 +1 +1 +1 +1 +1
0

-2

-2

0 +2

0 +2

-4

+4

-4/4 = -1

+4/4 = +1

Question: How to generate those orthogonal codes like c1 and c2?

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OVSF & Walsh


Cch,4,0 =(1,1,1,1)
Cch,2,0 = (1,1)
Cch,4,1 = (1,1,-1,-1)
Cch,1,0 = (1)
Cch,4,2 = (1,-1,1,-1)
Cch,2,1 = (1,-1)
Cch,4,3 = (1,-1,-1,1)
SF = 1

SF = 2

SF = 4

OVSF codes (Walsh) are completely orthogonal


and their mutual correlation is zero.

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Why CDMA system is a self interference system?


Since all the users use orthogonal code, where does the self

interference come from?


Comes from the code error during the transfer.
If there are some code error on one users information, it
misses some orthogonal to others. Then interference comes.

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Sample of code error


UE1xc1 + UE2xc2

0 -2 0 -2

UE1xc1 + UE2xc2 error 2 -2 0 -2


c1:

0 +2 0 +2
1 +2 0 +2

+1 -1 +1 +1

+1 -1 +1 -1

Result:

2 +2 0 +2

0 -2 0 -2

Integral:

+6

-4

Decision:
C2

+6/4 = 1.5

-4/4=-1

+1 +1 +1 +1

+1 +1 +1 +1

Result:

2 -2 0 -2

0 +2 0 +2

Integral:

-2

+4

Decision:

-2/4=-0.5

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+4/4=1

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Scrambling in the WCDMA System


Downlink: Different cells have different downlink scrambling codes.

Each cell is configured with a unique downlink scramble. The UE


identifies a cell based on the scramble.

The OVSF code is used to distinguish different users in a cell.

Uplink: Scrambles are used to distinguish different users.

In one cell, each user is configured with a unique uplink scrambling


code.

The OVSF code is used to distinguish the services of a user.

Source
coding

Channel

Interleaving
coding and

Spreading

Scrambling

interleaving

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Modulation

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RF
transmission

Spreading and Scrambling

Symbols

xx sps

3.84Mcps

3.84M

OVSF code

Scrambling
code
3.84Mcps

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Chips after
spreading
and
scrambling

Code Generation Technologies in CDMA


Random sequence (Bernoulli sequence)

It consists of 0s and 1s only, with the number of 0s equal to that of 1s.

The probability of continuous 1 or 0 is as follows: 1/2 for one continuous 0 or 1, 1/4


for two continuous 0 or 1, 1/8 for three continuous 0 or 1.

One half of the shift sequence is the same as the original sequence and the other
half is different.

m sequence - scrambling code used in the CDMA2000 system

It is generated by the shift register.

As the longest linear shift register sequence, its period is 2 n-1, where n stands for
the length of the shift register.

When the delay is 0, the self-correlation function has a maximum value. In other
cases, the function value is always -1.

It meets the Bernoulli sequence.

Its disadvantages are: Only one sequence is available and different users are
distinguished by different phases. So it has a high requirement for synchronization.

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Gold Sequence Scrambling Code in the


WCDMA
System

Gold sequence

It consists of two preferred m sequences on the Exclusive-OR


basis.

Its self-correlation function has multiple values, which is worse


than the m sequence.

It exceeds the m sequence in quantity.

The Gold sequence is used to distinguish the cells and users

in the WCDMA system owing to its good self correlation.

Good self correlation determines the Gold sequences can be


used to distinguish users, thus the multiple access function is
realized.

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Advantages and Disadvantages of the


Gold Sequence
Advantages: The Gold sequence needs no GPS synchronization

and features high system flexibility and security.

The NodeB can work in asynchronous mode.

It is easy to realize indoor coverage.

Disadvantages: The Gold sequence has greater inter-code

interference than the m sequence.

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Spreading/De-spreading Principle Explanations


for Frequency Domain
Eb / No = Ec / Io gain
Power spectrum

a2Tbit = Ebit
Demodulation
threshold

Allowed maximum interference


level of the system

Gain

Interference
signals from
other users

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Power that all the


users can share

Echip

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Spectrum Change in CDMA


Spreading code

P(f)

P(f)
f
P (f)

Broadband signal
f
Narrowband signal

f
Noise

Separation of
signals and noise
P (f)

Signal
combination

Noise + broadband signal


P (f)

f
Spreading code

The CDMA broadband spreading technology


effectively avoids frequency-selective fading of radio channels.
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Rake Receiver
Correlator 1
Correlator 2

Combiner

Receive set

The
combined
signal

Correlator 3
Calculate the
time delay and
signal strength

Searcher
correlator
s(t)

s(t)

RAKE receiver help to overcome on the multi-path fading and enhance the receive
performance of the system

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Summary - Advantages of CDMA


RAKE receiver is adopted

The time diversity effect generated by channel coherence


time is efficiently used.
Frequency diversity

Wideband frequency spectrum


Higher interference tolerance and security performance

Low signal transmission power


Great flexibility in carrying multiple services with largely

different bit rate and QoS requirement.


Different spreading factors for different services with
different data rates

High spectral efficiency

All users can share the same frequency spectrum


simultaneously.
Supporting soft handover and softer handover.

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Contents
Chapter 1

WCDMA Principle

Chapter 2

Technical Features of WCDMA


FDD

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Characteristics of WCDMA FDD


Channel bandwidth: 5MHz
Chip rate: 3.84Mcps
Frame length: 10ms
Voice coding: AMR (Adaptive Multi-Rate)
Uplink and downlink modulation: QPSK/QPSK
Coherence demodulation aided with pilot
Fast closed loop power control: 1500Hz
Handover: soft/hard handover
Support synchronous and asynchronous NodeB

operation

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Characteristics of WCDMA FDD


Satisfy the minimum performance requirement of IMT2000
Compatible with GSM-MAP core network
Comparatively steady version R99 has been released
Support open loop and closed loop transmit diversity mode
Support Common Packet Channel(CPCH) and Downlink

Share Channel, adapt to Internet data access mode


Support macro diversity, selection diversity of NodeB

location
Support different fast power control algorithms and open

loop, out loop power control


Fully support UE locating services

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Differences Between the WCDMA and GSM on


the Air Interface
WCDMA

GSM

Carrier spacing

5 MHz

200 KHz

Frequency reuse coefficient

1-18

Power control frequency

1500 Hz

2 Hz or lower

QoS control

Through the RRM algorithm

Through network planning


(frequency planning)

Frequency diversity

The 3.84 MHz bandwidth


enables the air interface to use
the rake receiver for multipath
diversity.

Frequency hopping

Packet data

Load-based packet scheduling

Timeslot-based scheduling
in GPRS

Downlink transmit diversity

Supported by the protocol to


improve downlink capacity

Not supported by the


standard but can be applied.

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Conclusion
This course describes the WCDMA system.
This course first describes some key technologies. Then,

describes the basic principles of CDMA and the WCDMA


FDD mode.
After studying this course, we can have a preliminary

understanding of WCDMA, thus laying a good foundation for


subsequent study.

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Thank You !
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