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Section 1
HSDPA and HSUPA

Module 2
HSUPA

TMO18247_V3.0-SG-LR13.W-Ed3 Module 1.2 Edition 3


UTRAN
LR13.W HSxPA Radio Principles
TMO18247_V3.0-SG Edition 3

121
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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Module objectives
Upon completion of this module, youshould be able to:
Describe the main objectives of the HSUPA solution
Identify the benefits of the new UL channels for the existing UMTS
networks
Identify the characteristics of the HSUPA technology
Describe the HSUPA radio main mechanisms

123
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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Table of Contents
1 Introduction 7
2 HSUPA principles 10
3 Introduction of new channels 16
4 Scheduling overview 22
5 Grant allocation for scheduling
26
6 HARQ process 35
7 MAC entities
45
8 Physical channels frame structure55
9 Call setup procedure 61
10 Primary cell change 66
11 Deployment scenario 73
12 BTS hardware configuration for HSDPA/HSUPA 79

125
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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Table of Contents [cont.]

126
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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1 Introduction

127
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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1 Introduction

1.1 Definition
- resource management
- retransmissions

H
SU
PA

Uplink

Release 6

High
Throughput

Dedicated
Channel

Throughput
&
Capacity
128
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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1 Introduction

1.2 Uplink before HSUPA


Low User
Throughput in UL
(<=384 kbps)

Poor spectral
efficiency

Node B

R99/HSDPA UE

Low Number of
High data rate users

129
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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RNC

Low coverage
For high data rate
applications

2 HSUPA principles

1 2 10
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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2 HSUPA principles

2.1 Main characteristics

HSUPA

1 2 11
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

E-DCH, an enhanced Dedicated channel


Fast scheduling at Node B level
(TTI: 10 ms => mandatory), 2 ms =>optional)
Fast retransmission of data
QPSK modulation
Uplink Noise Rise management in the node B
Uplink resource management in the node B

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2 HSUPA principles

2.2 Radio resource allocation


Dedicated Channel

R9
S
T
UM

Dedicated Channel
Dedicated Channel
Node B

PA
D
HS
Node B

Shared Channel
Enhanced Dedicated Channel

HS

A
UP

Enhanced Dedicated Channel


Enhanced Dedicated Channel
Node B

Allocated resources
User traffic
1 2 12
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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2 HSUPA principles

2.3 Node B level


Implementation
Fast retransmission
Uplink resource management
Received power
Processing resources
Iub bandwidth

Benefits
Lower latency
Increased radio interface robustness
Overall UL QoS and throughput improvement

Optimized resource sharing


Increases more the number of high data rate users

1 2 13
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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2 HSUPA principles

2.4 Main benefits of HSUPA in UL


Bit
rates

Nb high speed users


Operational impacts:

Same
hardware

Spectral
Efficiency
UL resources
Resource
Sharing

Service Delay

1 2 14
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Network
Responsiveness

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H S U P A

UL throughput

2 HSUPA principles

2.5 Answer the questions

What type of transport channel is


introduced with HSUPA?
Where are the main modifications
implemented in the network?
What is managed at that level?
(Level = previous answer)

E-DCH,
an Enhanced Dedicated Channel
NodeB

Fast retransmissions
Uplink resources

1.
Name 5 benefits of the HSUPA
technique (in terms of throughput, 2.
UL resources and network
3.
responsiveness)
4.
5.

1 2 15
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Higher bit rates


Higher number of high bit rate
users
Better resource sharing
Higher spectral efficiency
Lower service delay

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3 Introduction of new channels

1 2 16
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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3 Introduction of new channels

3.1 HSDPA channels


Logical

DCCH

DTCH

DTCH

Traffic
TRB
Mobile y

Signaling
SRB
Mobile i

DCH

Transpor
t

DCH

DL

Physical

UL

UL

DPDCH

DPDCH

DPDCH

HS-DSCH
DL

HSPDSCH
HS-SCCH

DPCCH

HS-DSCH
HS-PDSCH
HS-SCCH
HS-DPCCH

Transport
Physical
Physical
Physical

1 2 17
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

High
High
High
High

Speed
Speed
Speed
Speed

Downlink Shared CHannel


Physical Downlink Shared CHannel
Shared Control CHannel
Dedicated Physical Control CHannel

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HSDPCCH

3 Introduction of new channels

3.2 HSUPA channels


Logical

DCCH
Signaling
SRB
Mobile i

Physical

Traffic
TRB
Mobile x

Traffic
TRB
Mobile y

DCH

Transpor
t

DTCH

DTCH

HS-DSCH

UL

DL

DPDCH

DPDCH

DL

UL

E-DPDCH

HSPDSCH
HS-SCCH

DPCCH

E-DCH
E-DPDCH
E-DPCCH
CHannel
E-HICH
E-AGCH
E-RGCH

HSDPCCH

Transport
Physical
Physical

Enhanced Dedicated CHannel


E-DCH Dedicated Physical Data CHannel
E-DCH Dedicated Physical Control

Physical
Physical
Physical

E-DCH HARQ Indicator CHannel


E-DCH Absolute Grant CHannel
E-DCH Relative Grant CHannel

1 2 18
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

E-DCH

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E-HICH

E-DPCCH

E-AGCH

E-RGCH

3 Introduction of new channels

3.3 Transport channel


New UL transport channel: E-DCH

Logical

DCCH

DTCH
Traffic
TRB
Mobile i

Signaling
SRB

DCH

Transpor
t

Physical

HS-DSCH

UL

DL

DPDCH

DPDCH

DL

1 2 19
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

UL

HS-PDSCH
HS-SCCH

DPCCH

E-DCH

HSDPCCH

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E-DPDCH
E-HICH

E-DPCCH

E-AGCH

E-RGCH

3 Introduction of new channels

3.4 Physical channels


Logical

DCCH

DTCH
Traffic
TRB

Signaling
SRB

DCH

Transpor
t

Physical

HS-DSCH

UL

DL

DPDCH

DPDCH

DL

E-DCH
E-DPDCH
E-DPCCH
E-HICH
E-AGCH
E-RGCH

Transport
Physical
Physical
Physical
Physical
Physical

1 2 20
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

UL

HS-PDSCH
HS-SCCH

DPCCH

E-DCH

HSDPCCH

Enhanced Dedicated CHannel


E-DCH Dedicated Physical Data CHannel
E-DCH Dedicated Physical Control CHannel
E-DCH HARQ Indicator CHannel
E-DCH Absolute Grant CHannel
E-DCH Relative Grant CHannel

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E-DPDCH
E-HICH

E-DPCCH

E-AGCH

E-RGCH

3 Introduction of new channels

3.5 Channel roles


Traffic & Signaling

Dedicated

E-HICH

E-DPDCH

1 2 21
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Scheduling

Dedicated

E-DPCCH

E-AGCH

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E-RGCH

4 Scheduling overview

1 2 22
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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4 Scheduling overview

4.1 General principles


Main Steps
Frame #0 Frame #1

Frame #i

Scheduling info (SI)

Format definition (TB)

Traffic data (throughput)4

Iub
interface

1 2 23
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Absolute Grant

Ack / Nack

Relative Grants

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4 Scheduling overview

4.2 Channel assignment


Scheduler

E-DPDCH

E-AGCH E-DPCCH

1 2 24
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

E-DPDCH

Absolute Grant

Ack / Nack

2
5

Relative Grants

E-HICH

E-RGCH

Scheduling info

Format definition

Traffic data

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4 Scheduling overview

4.3 Answer the questions


Which one of these channels consumes NodeB MCPA power?

E-DPDCH

Physical E-DCH Dedicated Physical Data CHannel

E-DPCCH

Physical E-DCH Dedicated Physical Control CHannel

E-HICH

Physical E-DCH HARQ Indicator CHannel

E-AGCH

Physical E-DCH Absolute Grant CHannel

E-RGCH

Physical E-DCH Relative Grant Channel

This means which channel is DL

1 2 25
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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5 Grant allocation for scheduling

1 2 26
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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5 Grant allocation for scheduling

5.1 Grant allocation principles


Total interference contribution

BTS

Absolute
& relative
grants

Allocated Power / interference


contribution decides which
transport format can be used,
so which throughput is available

UEn
Interference
contribution
UEn

UE2 IC
UE1
UE2

UE3

Acronyms
Acronyms
TFC:
Transport
Format
TFC: Transport Format Combination
Combination (E-TFC
(E-TFC =>
=> E-DCH)
E-DCH)
TFCI:
Transport
Format
Combination
Indicator
(E-TFCI
TFCI: Transport Format Combination Indicator (E-TFCI =>
=> E-DCH)
E-DCH)
1 2 27
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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UE knows which Transport


format it can use
Required power to use the ETFC

UE3 IC

UE1 IC

ETFC
ETFC
ETFC
ETFC
ETFC z
ETFC
ETFC
ETFC
ETFC
ETFC

RNC sends
correspondence info
at call
setup
Node B
Grants a
certain
power

UE might
use all or
part of the
allocated
power

5 Grant allocation for scheduling

5.1 Grant allocation principles [cont.]


Types of grants
Absolute grant
Node B

Absolute value
E-AGCH Scheduling:
(e-RNTI, Scheduling Grant)

ap
p

y
EBi
AG
t
CH
EDP
EC- C
RG
H
CH

Help!
More resources!

Relative grant

+/E-RGCH Scheduling:
(up, DTx, down)

1 2 28
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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5 Grant allocation for scheduling

5.2 EDCH active set


Non Serving
EDCH Radio Link
Set
Node B

Serving
EDCH Radio
Link Set

Non Serving
EDCH Radio Link
Set
Node B

Node B

Node B

1 HICH

1 HICH
Serving
EDCH cell

AGCH

1 RGCH for this


UEfor this
1 HICH
UE
E-DPDCH +
EDPDCH

RGC
H

1 Serving EDCH cell: cell from which the UE


receives the Absolute Grant
1 Serving EDCH RLS: set of cells containing
the Serving EDCH cell from which the UE can
receive and combine 1 single RGCH (and 1
HICH). It contains cells from the same node B.
1 or more non-serving EDCH RLS: cells which
belong to the EDCH active set and from which
the UE can receive an RGCH
Max 4 RLs in the E-active set.

HSUPA capable
UE
1 2 29
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

RGC
H

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5 Grant allocation for scheduling

5.3 E-DCH macro-diversity


EDCH
Serving
RLS#1

EDCH Non
Serving RLS

Node B

Node B

EDCH Non
Serving
RLS
Node B

Node B

EDCH macro-diversity: HSUPA channel


repartition
1 EDCH serving cell (ie 1 AGCH)
Multiple node B EDCH control (i.e. EDPCCH) and data (i.e. E-DPDCH)
One or more HICHs and RGCHs

E-DPDCH and
EDPCCH
HICH
Relative
Grant
Absolute Grant

The E-active set. Is a subset of the active set

Associated DCH
1 2 30
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

HSUPA capable
UE
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5 Grant allocation for scheduling

5.4 Exercise
A

E-DCH serving radio


link
E-DCH non-serving RL of serving
Node
E-DCHBnon-serving RL of non-serving
Node B

C
B

Cell of DCH AS (but not in E-DCH


AS)
Cell of E-DCH active set (and of DCH
AS)
E-DCH serving cell

G
RL1

Iub

E-DCH serving RLS


E-DCH non-serving
RLS

Fill in the table


1 2 31
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

RL3

RL2

E-DCH Active Set

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Active Set

RL4

5 Grant allocation for scheduling

5.5 Types of scheduler


UL Load

Interference Contribution
Allocation of the whole
capacity, shared
equally by all mobiles.

Rate scheduling
(UA08)
Time

=>the higher the cell


capacity, the lower the
user data rate.

Interference Contribution
UL Load
Allocation at each TTI,
allowing mobile
throughput to peak.

Time scheduling
Time

1 2 32
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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=>the higher the


targeted user data rate,
the lower the cell
capacity.

5 Grant allocation for scheduling

5.6 UL load estimation


RTWP = Received Total Wideband Power
Rise Over Thermal: RoT = RTWP / Thermal Noise
FDDCel
l

RTWPref + totalRotMax

typical: 6dB (=75% UL


load)

E-DCH traffic

BTSCell

Available load
rtwpMaxCellLoadNonEdch
typical: 50% (=3dB)

R99 CAC, BTS level.


Increase
to cope
with EDCH
interf.

R99 traffic
+ Interference

Measure sent to RNC for


cell color management

R99 traffic
+ Interference

RTWPref
Thermal Noise

1 2 33
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

No EDCH

Thermal Noise

With E-DCH

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5 Grant allocation for scheduling

5.7 Scheduling and granting criteria

NOK

Scheduling
Criteria

OK
RoT
RoT <
< RoTmax
RoTmax

UE
UE
Sorting
Sorting
(de-grant
(de-grant mgt)
mgt)

UE
UE
Scheduling
Scheduling

Resource
Resource Status
Status
Update
Update

Grant
Grant
Management
Management

Grant
Grant
Transmission
Transmission

Algorithm: Rate or
time
Fairness: data
already served, Prio,
MBR and GBR

Granting / degranting Criteria


Shared resources: UL cell load,
Processing resources, nb AGCH
and RGCH, Iub bandwidth
UE resources: Power headroom,
data

1 2 34
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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6 HARQ process

1 2 35
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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6 HARQ process

6.1 Stop And Wait HARQ processes


HARQ

Wait for Transmission


UE has resources
for transmission
Update RV Parameters
Transmit Data

E-HICH
E-HICH

Wait for ACK/NACK Reception


ACK/NACK
ACK

ACK/NACK/DTX?

DTX

Insert DTX
Indication

NACK
NACK
Reset & Free
HARQ Process

Nret = Nret + 1

YES

1 2 36
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Nret > Nret_max

NO

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TB

HARQ

TB

HARQ

6 HARQ process

6.2 HARQ mechanisms


RV0 RV1 RV2

Process
Process
Process
Process

Data 1

0
1
2
3

Data 2

Ack

Data 1

Data 3

Nack

Data 2

Data 4

Ack

Data 3

Ack

Data 4

Data 2

Ack

Data 5

Data 6

Nack

Data 2

Nack

Data 6

Data 3

Data 8

Ack

Data 7

Data 4

Data 2

Ack

Data 8

Data 5

Data 6

Ack

Data 2

Data 7

Data 9

Ack

Data 6

Data 8

Data 10

Ack

Data 9

Data 11

Ack

Data 10

Data 12

Ack

Data 11

Data 9

Data 13

Ack

Data 12

Data 10

Ack

Data 13

Data 11

Data 5

Data 7

Transmissions

Ack/nack

To next step
(demultiplexing)
combining

combining
combining

Data 1

Data 2
Data 6

Data 12
Data 13
1 2 37
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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6 HARQ process

6.3 HSUPA UE categories

E-DCH
category

Maximum number
Maximum
of bits of an E-DCH
number
transport block
of E-DCH Minimum Support for 10- and 2- transmitted within
codes
SF
ms TTI E-DCH
a 10-ms E-DCH TTI

Maximum number
of bits of an E-DCH
transport block
transmitted within
a 2-ms E-DCH TTI

Category 1

1SF4

10-ms TTI

Category 2

2SF4

10-ms and 2 ms TTI

14484

Category 3

2SF4

10-ms TTI

14484

Category 4

2SF2

10-ms and 2 ms TTI

20000

Category 5

2SF2

10-ms TTI

20000

Category 6

4SF2

10-ms and 2 ms TTI

20000

11484

Category 7

4SF2

10-ms and 2 ms TTI

20000

11484

1 2 38
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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7110
2798

5772

6.3 HSUPA UE categories

6.3.1 UE Max Bit Rate


E-DCH Category

TTI Length

Max Bit Rate [Mbps]

Category 1

10 ms

0.672

Category 2

10 ms

1.376

Category 2

2 ms

1.28

Category 3

10 ms

1.376

Category 4

10 ms

1.376

Category 4

2 ms

2.72

Category 5

10 ms

1.376

Category 6

10 ms

1.376

Category 6

2 ms

5.44

Category 7

10 ms

1.376

Category 7

2 ms

5.44

1 2 39
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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6 HARQ process

6.4 HARQ process reduction

1 2 40
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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6 HARQ process

6.4 HARQ process reduction [cont.]

1 2 41
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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6 HARQ process

6.5 Compare 10-ms TTI and 2-ms TTI E-DCH HARQ


Ack

Ack

Ack

Ack

Ack

Ack

Ack

Ack

NAc
k

Ack

Ack

Ack

Ack

Ack

Ack

Ack

packet1

packet1

packet2

Packet1

packet1

packet1

packet1

packet1

packet1

packe
t9
packe
t2
Packe
t1
packe
t8
packe
t7
packe
t6
packe
t5
packe
t4
packe
t3
packe
t2
Packe
t1

E-DPDCH UE1
(Uplink Data)

NAc
k
NAc
k

E-HICH UE1
(Downlink Control)

2 ms

HARQ cycle=8x2 ms=16 ms


E-DPDCH UE2
(Uplink Data)

packet2

Packet1

packet4

packet3

10 ms

HARQ cycle=4x10 ms=40 ms


process
#1

process
#2

1 2 42
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

process
#3

process
#4

process
#5

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process
#6

process
#7

process
#8

Pa

6 HARQ process

6.6 EDCH TTI selection

Use QoS
TC/ARP/THP
triplet and MBR

Use
Radio
Condition
s

Use
UL Traffic
Volume
and ROT
Use
NBAP
RSI

2ms or 10ms
1 2 43
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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6 HARQ process

6.7 Soft HO data transmission example


Physical Channels
E-AGCH
1. Absolute Grant
E-DPCCH
2a. E-TFCI(1)
6a. E-TFCI(2)
10a. E-TFCI(1)

Transport Channels
Serving
E-DCH
cell

RNC

E-DCH FP

RLS

UE
Ctxt

5. Void !
9a. Data Tx(2)
13a. Void

E-DPDCH
3a. Data Tx(1)
7b. Data Tx(2)
11a. Data Tx(1)

UE

E-HICH
4a. NACK(1)
8a. ACK(2)
12a. NACK(1)
E-DPCCH
2b. E-TFCI(1)
6b. E-TFCI(2)
10a. E-TFCI(1)
E-DPDCH
3b. Data Tx(1)
7b. Data Tx(2)
11b. Data Tx(1)

14. Data
Reordering/
Combining

Nonserving
E-DCH
cell

E-DCH FP

RLS

5. Void
9b. Data Tx(2)
13b. Data Tx(1)

E-HICH
4b. NACK(1)
8b. ACK(2)
12b. ACK(1)
1 2 44
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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7 MAC entities

1 2 45
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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7 MAC entities

7.1 Protocol layers

r
e
d
n
i
m
e
R

Radio Link Control (RLC)


Logical Channels
Medium Access Control (MAC)
Transport Channels

Transport sublayer
PHY
Physical Channels (PHYsical Layer)
Physical sublayer

1 2 46
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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7 MAC entities

7.2 UTRAN protocol layers

DTCH DCCH

DCCH DTCH

MAC-d

MAC-d

MAC-es

MAC-es /
MAC-e
MAC-e

MAC-e EDCH FP

PHY

UE

1 2 47
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

PHY

Uu

EDCH FP

TNL

Node B

TNL

Iub

DRNC

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TNL

TNL

Iur

SRNC

7 MAC entities

7.3 MAC entities


Logical Channels
BCCH

PCCH BCCH CCCH CTCH

DCCH

DTCH

MAC
Control
(RRC)

MAC-b
MAC-b

MAC-c
MAC-c

MAC-d
MAC-d

MAC-hs
MAC-es
MAC-hs MAC-es
/MAC-e
/MAC-e

Transport
Transport Channels
Channels
BCH

1 2 48
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

PCH FACH RACH

DCH

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DCH HS-DSCH
E-DCH
(downlink) (uplink)

7.3 MAC entities

7.3.1 Node B
MAC-d flows

MAC-e

Scheduling

Cell resources
between UE

Flow Control
MACes PDUs
Scheduling /

requests

Control

grants

De-multiplexing
MACe PDUs

HARQ entity

HARQ entity
Fast transmisson. retrans

TRFC selection

Associate
d
Downlink
signalling

E-HICH/
E-AGCH/E-RGCH

1 2 49
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Associate
d
Uplink
signalling

E-DPCCH

E-DPDCH

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7.3 MAC entities

7.3.2 RNC
To MAC -d

MAC- es

Disassembly

Disassembly

Disassembly

Reorderin
g/
Combinin
g

Reorderin
g/
Combinin
g

Reorderin
g/
Combinin
g

Reordering Queue
Distribution

MAC-d flow #1

From
MAC-e in
NodeB #1
1 2 50
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Reordering Queue
Distribution

MAC-d flow #n

From
MAC-e in
NodeB #k

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MAC Control

Distribution

7 MAC entities

7.4 MAC-e scheduling

NOK

Uplink
interferences
level acceptable?

OK

UE
UE
Sorting
Sorting
(de-grant
(de-grant mgt)
mgt)

UE
UE
Scheduling
Scheduling

Resource
Resource Status
Status
Update
Update

Grant
Grant
Management
Management

Grant
Grant
Transmission
Transmission

1 2 51
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Max RoT provided


by the RNC

RoT

Processing
capacity

Schedulin
g

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Processing
performed in the
node B

7 MAC entities

7.5 Improved L2 for uplink in LR13

Rel-8
RLC SDU
RLC PDU
RLC PDU
MAC-e header RLC PDU

MAC-I header RLC PDU

Fixed PDU size


RLC PDU

RLC PDU
RLC PDU

New L2: Flexible PDU size


MAC-is payload

1 2 52
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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RLC PDU
RLC PDU
RLC PDU

Pad.

7 MAC entities

7.6 Flexible RLC PDU size concept

RLC SDU

Fixed PDU size


RLC PDU
RLC PDU
MAC-e header RLC PDU

RLC PDU
RLC PDU
RLC PDU

New L2: Flexible PDU size


MAC-I header RLC PDU
MAC-is payload

1 2 53
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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RLC PDU
RLC PDU
RLC PDU

Pad.

7 MAC entities

7.7 Flexible RLC PDU size concept


MAC-d PDUs coming from one Logical Channel

MAC-is PDU

LCH-ID1,1 L1,1 F1,1

MAC-d PDU1

SS1

LCH-ID1,k L1,k F1,k

TSN1

MAC-d PDUk

MAC-is SDU MAC-is SDU

MAC-is SDU

MAC-is PDU1

MAC-i Header1
MAC-i hdr1

MAC-d PDU2

MAC-i hdr2

MAC-is PDU1

MAC-is PDU2

MAC-i hdrn

MAC-is PDUn

MAC-i PDU

MAC-i hdr0
MAC-i hdr1 MAC-i hdr2
(Opt, FDD only)

MAC-i hdrn

MAC-is PDU1

MAC-is PDU2

MAC-i PDU

1 2 54
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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MAC-is PDUn

SI
(Opt)

Padding
(Opt)

8 Physical channels frame structure

1 2 55
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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8 Physical channels frame structure

8.1 E-DPDCH / E-DPCCH frame structure

E-DPDCH Structure

Tslot=2560 chips, 10x2k bits (k=0


7)
Data (N bits)

(Uplink Data Channel)


Slot #0

Slot #1

Slot
#2

Slot #i

Slot
#14

One E-DPDCH subframe


(TTI=2 ms =3 time slots)
One radio frame (10 ms)

Tslot=2560 chips
ETFCI

E-DPCCH Structure

RSN
(HARQ)

Happy
Bit

(Uplink Control Channel)

Carries control
ETFCI: 7 bits (selected TFC)
signaling:

RSN: 2 bits (number of HARQ


retransmissions)
Happy bit: 1 bit (grant OK for
UE)

1 2 56
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Slot #0

Slot #1

Slot
#2

Slot #i

One E-DPDCH subframe


(TTI=2 ms =3 time slots)
One radio frame (10 ms)

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Slot
#14

8 Physical channels frame structure

8.2 E-AGCH, E-RGCH, E-HICH frame structure


E-AGCH Structure

Power Grant

Grant
Scope

(Downlink Data Channel)

Carries EDCH absolute


grant:
Power granted (5 bits)
Grant scope: 1 bit
CRC XORed by E-RNTI (UE Id) (16
bits)

Slot #0

Slot #1

Slot
#2

One radio frame (10 ms)

(Downlink Data Channel)

b1,39

Slot
#2

Slot
#14

E-HICH Structure

b1,0 b1,1

Slot #1

Slot #i

One subframe
(TTI=2 ms =3 time slots)

Tslot=2560 chips

Slot #0

CRC (by E-RNTI)

Carries HARQ ack:

Slot #i

Slot
#14

One subframe
(TTI=2ms =3 time slots)

+1 = ACK
0 = NACK by non serving
nodeB (=DTX)
-1= NACK by serving nodeB

One radio frame (10 ms)

E-RGCH Structure

b1,0 b1,1

b1,39

(Downlink Data Channel)

Carries relative grant:

+1 = up (serving node B
only)
0 = DTX
-1= down

1 2 57
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Slot #0

Slot #1

Slot
#2

Slot #i

One subframe
(TTI=2 ms =3 time slots)
One radio frame (10 ms)
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Slot
#14

8 Physical channels frame structure

8.3 Enhanced Uplink Transmission, CPC

1 2 58
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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8 Physical channels frame structure

8.4 OVSF for DL control channels

4
2
5

6
3
7

4
5
6
7

Common channels (1 SCCPCH)


S-CCPCH #2

4
5

S-CCPCH
#3

1
3

10

HS-SCCH (2 for ex)

7
8
9

8
9

SF2
56

SF1
28

SF6
4

SF3
2

SF1
6

SF8

SF4

10
11

18
19
20

E-HICH and ERGCH


E-AGCHs

DL HSUPA channels are allocated


just after the HS-SCCH codes

11

11
12

Free OVSF codes

13
14

HS-PDSCH

Dynamic DL code tree


management

15

1 2 59
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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8 Physical channels frame structure

8.5 Exercise: physical channels


Associated DPDCH for SRB traffic
Associated DPCCH
HS-DPCCH Feedback
information
(CQI, Ack/Nack)
HS-SCCH Signaling part
(UE id, )
HS-PDSCH for Mono PS I/B
traffic
HSPAcapable Rel6
UE

R6
R99
R5

E-DPDCH for Mono PS I/B


traffic (and optional SI)
E-DPCCH Feedback
information
(e-TFCI, RSN, Happy bit)
E-HICH Feedback information
Ack/Nack, signature)
E-AGCH Scheduling information
(e-RNTI, Absoute Grant)

Task: Identify the physical channels used when making traffic in


HSUPA. In UA05.0 (No multiservice)

1 2 60
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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Node-B
Node B

9 Call setup procedure

1 2 61
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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9 Call setup procedure

9.1 Call establishment


How is HSUPA triggered by the
network?
3. DCH? E-DCH?
Channel Type
Selection

1. Request for
service
(e.g. Web Browsing)

RNC
Node
B

UE

Core
Network

2. RAB
Assignme
nt
Request

4. E-DCH
Establishmen
t

1 2 62
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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9 Call setup procedure

9.2 Channel type selection


E-DCH or
DCH?
RAB
assignment
request from
CN

Service = PS?

RAB Traffic Class

Service = I/B?

HSDPA in DL?

1 2 63
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Cell Capability

E-DCH in Cell?

UE Capabilities

HSUPA UE?

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E-DCH
selectio
n

9 Call setup procedure

9.3 Initial connection


UE

NodeB

RNC

SGSN

RRC/RACH / RRC connection Request

Cause Access Stratum Release Indicator (R6?


R5?)
NBAP/ RL setup Request

NBAP/ RL setup Response

RRC/FACH/RRC connection Setup


RRC/DCH/ RRC Connection Setup Complete
EDCH? HSDPA? + UE Category
RRC/DCCH/Initial Direct Transfer (Service Request)
GMM/Service Request
RRC /DCCH/ Measurement control X
4

1 2 64
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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9 Call setup procedure

9.4 RAB allocation phase


UE

NodeB

RNC

SGSN

Security functions: Authentication and Ciphering + Security mode

GMM activate PDP context Request


e-DCH-MACdFlow-ID,
PowerOffsets AGCH, RGCH,
HICH,
PowerOffset EDPCCH),
Reference ETFCI PO, TTI
HARQ (RV table, max retrans )
AGCH OVSF code
ERNTI (1&2)
RGCH HICH OVSF code HICH
signature
initial serving grant value

RANAP/RAB Assignment Request


NBAP/Radio Link Reconfiguration Prepare

NBAP/Radio Link Reconfiguration Ready

NBAP/Radio Link Reconfiguration Commit

Same as RL Reconf Prep + ERNTI (1&2)


AGCH, RGCH,HICH OVSF
HICH signature
Initial serving grant

RRC/Radio Bearer Setup


RRC/Radio Bearer Setup Complete

RANAP/RAB Assignment Response


GMM activate PDP context accept

1 2 65
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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10 Primary cell change

1 2 66
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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10 Primary cell change

10.1 Intra-frequency mobility


Node
B

Non
Serving
Cell#1

Node
B

Serving
cell

Non
Serving
Cell#2

Node
B

Non
Serving
Cell#3

Primary cell
change

UE

E-DCH macro-diversity in UA06


1 2 67
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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E-DCH control and


data
E-HICH
Absolute Grant
Associated DCH (in
SHO)

10 Primary cell change

10.2 Primary cell change E-DCH


source Node
B

RNC

target Node
B

UE

Primary cell
change
RL Reconfiguration Prepare
RL Reconfiguration Ready
RL Reconfiguration Prepare
RL Reconfiguration Ready
RL Reconfiguration Commit (Activation CFN)
RL Reconfiguration Commit (Activation
CFN)
RB Reconfiguration (Activation CFN, new E-RNTI,
Serving E-DCH RL, E-AGCH info, E-HICH info)
Measurement Control (new neighbouring list)
RB Reconfiguration Complete

1 2 68
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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Activation CFN

10 Primary cell change

CPICH_EC/No

Event1J

10.3 Event 1J

E-ASET Cell
ASET Cell (B)
Entering reporting range
Leaving reporting range

InE-ASET Cell (A)

Event 1J (specific to E-DCH SHO :


Definition: The CPICH of a cell that is in DCH AS but not in EDCH AS becomes better than the CPICH of a cell that is
already in E-DCH AS
1 2 69
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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10 Primary cell change

10.4 HSUPA over Iur


Core Network
SRNC

DRNC
E-DCH FP
E-DCH

Associated
DCH

Associated
DCH

E-PDSCH(s)

1 2 70
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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10 Primary cell change

10.5 HSPA to DCH fallback

Max users
HSU or HSD

Primary
cell change

Rab
assignmen
t

NBAP or
RNSAP
failure

Inter RNC HHO


Alarm HHO

1 2 71
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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Core
Network

10 Primary cell change

10.6 Answer the questions


Is the following statement true or false?
In macro-diversity (SHO), a non-serving cell can send E-AGCH
messages.
True
False

What is the definition of the event 1J?

Do we have such an event in HSDPA?

1 2 72
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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11 Deployment scenario

1 2 73
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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11 Deployment scenario

11.1 One shared frequency

F1

Layer with R99/


HSxPA

HSxPA
capable UE

HSDPA
capable UE

1 2 74
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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R99 UE

11 Deployment scenario

11.2 Two dedicated carriers

Layer with
HSDPA / HSUPA

F2

HSDPA / HSUPA
capable UE

Traffic Segmentation feature (UA4.2)


launched at RRC connection establishment
Or iMCTA feature
(Intelligent MultiCarrier Traffic Allocation)

F1

R99 Layer

1 2 75
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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R99 UE

11 Deployment scenario

11.3 Shared carrier and mixed carrier

Layer with
HSxPA

F2

F1

Layer with
HSxPA/R99

HSDPA / HSUPA
capable UE

R99 UE

HSDPA
capable UE

1 2 76
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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11 Deployment scenario

11.4 Mixed HSXPA /R99 shared carriers

F2

Layer with R99/


HSxPA

HSxPA
capable UE

HSDPA
capable UE

R99 UE

F1

Layer with
HSxPA/R99

R99 UE

HSDPA
capable UE
1 2 77
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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11 Deployment scenario

11.5 Dedicated R99 carrier and mixed R99/R6 carrier

R99 UE
F2

Layer with R99/


HSxPA

HSxPA
capable UE

Traffic Segmentation feature (UA04.2)


launched at RRC connection establishment
Or iMCTA feature
(Intelligent MultiCarrier Traffic Allocation)

F1

R99 Layer

1 2 78
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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R99 UE

12 BTS hardware configuration for


HSDPA/HSUPA

1 2 79
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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12 BTS hardware configuration for HSDPA/HSUPA

12.1 NodeB architecture


Standard NodeBs
HSUP
A
R99
HSDPA

Multimode

iCEM128

iCEM128

iCEM64
x/eCE
M

H-BBU

TRDU

E-BBU
D-BBU
D-BBU
H-BBU

TRDU

CCM
xCOB

M-BBUM-BBU

TRDU

M-BBUM-BBU

(R99,HSDP
A, HSUPA

Radio Shelf

Digital Shelf

CEM-U

Distributed NodeBs
RRH

CEM-U

RRH

CEM-U

xCCM
CCM-U

TRDU
RRH60W
TRDU
RRH60W

CEM-U

TRDU
RRH60W
TRDU
RRH60W

CEM-U

1 2 80
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Digital NodeB

Radio parts

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12 BTS hardware configuration for HSDPA/HSUPA

12.2 E-BBU/H-BBU capacity on iCEM


E-BBU
Maximum number of users

15

Maximum number of UL codes

3 x (2xSF4)
(2xSF4 per iCEM)

Throughput at MAC-e level

2.1 Mbps

Number of cells per E-BBU

3 (1 LCG)

H-BBU
Maximum number of HSDPA users
(users having an HS-DPCCH)
Maximum number of SF16 codes
Throughput at Air interface /
MAC-hs per H-BBU

48
22
14.4 Mbps/
10.8 Mbps
3 (1 LCG)

Number of cells per E-BBU

1 2 81

HSDPA and HSUPA HSUPA


UTRAN LR13.W HSxPA Radio Principles

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12 BTS hardware configuration for HSDPA/HSUPA

12.3 HSDPA capacity of the xCEM / eCEM


HSDPA capacity
up to 6 cells and up to 2 carriers
Simultaneous HSDPA users: 128
Throughput:
Air: 40Mbps (xCEM),
Mac-hs 39.6 Mbps
Air: 40Mbps (eCEM),
Air: 60Mbps (eCEM-U),
21.6 Mbps (cell)
HSDPA channels:
HS-PDSCH: 48 SF16 for xCEM
90 SF16 for
eCEM/eCEM-U
HS-SCCH: 4 SF128 (cell)

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HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

M-BBU
1

M-BBU
2

R99/HSPA

M-BBU
3

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M-BBU
4

12 BTS hardware configuration for HSDPA/HSUPA

12.4 HSUPA capacity of the xCEM / eCEM


HSUPA capacity
up to 6 cells and up to 2 carriers
Simultaneous HSUPA users:
128 (TTI 10 ms)
32 (TTI 2 ms)
Throughput:
Mac-e : 10.08 Mbps (xCEM, xCEMU)
Mac-e : 33 Mbps
(eCEM, eCEMU)

M-BBU
1

R99/HSPA

M-BBU
3

HSUPA channels:
E-AGCH: up to 3 SF256 (cell)
E-HICH/E-RGCH: up to 4 SF128
(cell)

1 2 83
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

M-BBU
2

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M-BBU
4

12 BTS hardware configuration for HSDPA/HSUPA

12.5 Exercise: HSUPA versus HSDPA


Question: what are the differences and similarities between HSDPA and HSUPA?

HSDPA

1 2 84
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

Two Different
techniques

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HSUPA

End of module
HSUPA

1 2 85
HSDPA and HSUPA HSUPA
UTRAN LR13.W HSxPA Radio Principles

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