Beruflich Dokumente
Kultur Dokumente
LABORATORY
Moderator : Prof.Th.I.Devi
Speaker : Dr.Gomi Basar
Date & Time : 13th September 2013 @ 10.30 am
Department of Biochemistry, RIMS, Imphal
Overview
Definition of Quality
Introduction to Quality Control
Fundamentals of Quality Management
Total Quality Management
Quality System And Assessment
Quality Control & Implementations
External Quality Control
New Quality Initiatives
2
Quality ?
sum-total of all the characteristics
of a product/service that has a
bearing upon the utilization of the
product/service to the entire
satisfaction of the consumer
4
Introduction
The issue of laboratory quality has evolved over more than
4 decades since the 1st recommendation for quality control
were published in 1965
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Fundamentals of Quality Management
conformance 9
Quality Costs
Costs of Costs of
Conformance Nonconformance
14
Five Q framework also defines how quality is managed
objectively with the scientific method, or the PDCA cycle
QP-provides the planning step, QLP- establishes standard processes, QC & QA provide
measures for checks and QI provides a mechanism through which to act on those
measures
15
TQM is also considered as a quality system that is
implemented to ensure quality
QS- set of key quality elements that must be in place for
an organizations work operations to function in a manner
to meet the organizations stated quality objectives
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Quality Systems
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Quality Systems
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Quality Systems
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QUALITY: A DEGREE OF EXCELLENCE
QUALITY ASSURANCE
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Quality Procedures
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Assessment of Quality System
Man-driven Material-driven
22
QC v/s QA
Patient/Client Prep
Sample Collection
Sample Transport
Reporting
Data and Lab
Management
Safety
Customer
Service
Sample Receipt
and Accessioning
Record Keeping
25
Quality Control & Implementation
Quality control
Laboratory specialists
Clinicians
Public health physicians
28
Objectives of quality in lab
29
Consequences of poor quality
Inappropriate action
Over-investigation
Over-treatment
Mistreatment
Inappropriate inaction
Lack of investigation
No treatment
Delayed action
Loss of credibility of laboratory
Legal action
30
How to implement a QC program?
Establish written policies and procedures
Train staff
Collect data
32
Control of Preanalytical Variables
Preanalytical variability is defined as errors which occur
when non-analytical factors change the conc. of analytes
Test conducted- appropriate test should be requested &
performed
Patient identification- labeling of specimen may be
improper; corrected by bar coding
Turnaround time (TAT)-should be kept minimum
Laboratory logs- entry of patient & test details in lab
registers & computers
Transcription errors- a substantial risk of transcription
error exists from manual entry of data, even when results
are double checked; computerization reduces this error
33
Control of Preanalytical Variables
Patient preparation- proper patient preparation is essential
to obtain meaningful test result
Specimen collection- container, anticoagulant, time taken
to send specimen to lab, corrected by using vacutainer
tubes & collection of samples by lab personnel
Specimen Transport- critical for some tests
Specimen Separation, aliquoting- monitoring of the
performance of the centrifuge, container used for storage
Personnel- variation fr person to person. Safety precautions
for all specimens. Throughput time to be monitored on a
weekly or monthly basis
34
Factors influencing analytical variables
REAGENTS STABILITY, INTEGRITY AND
EFFICIENCY:
PROFICIENCY OF PERSONNEL: Stable, Efficient, Desired quality,
Continuously available, Validated EQUIPMENT RELIABILITY:
Education, Training, Aptitude, Meet technical needs, Compatible, User
Competence, Commitment, & maintenance friendly, Cost effective,
Adequate number, CME, Validated
Supervision, Motivation
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Accuracy
39
Precision
40
Precision
Repeatability (within same run)
Reproducibility or closeness of results to each other
performed under changed conditions of measurement
(time,operator,calibrators, reagent lots)
Measured by the standard deviation or coefficient of
variation
Std. dev ()/mean(X) x 100 = % C.V.
41
Reliability
42
Linearity
Linearity refers to the relationship between measured &
expected values over the analytical measurement range
May be considered in relation to actual or relative analyte
concentration
Evaluated by plotting measured& expected conc., F-test,
regression analysis of test run
Testing of linearity is related to assessment of trueness over
the analytical measurement range
The presence of linearity is a prerequisite for a high degree
of trueness
43
Limit of Detection & Quantification
Limit of blank (LoB): highest measurement result that is
likely to be observed for a blank sample
Limit of Detection (LoD): lowest concentration of
measurand that can be consistently detected in 95% of
samples tested under routine laboratory conditions and in
a given sample matrix
Limit of Quantification (LoQ): lowest actual amount of
analyte that can be reliably detected and at which the total
error meets the laboratorys requirements for accuracy
The distinction b/n different results interpretations is
dependent on the relationship b/n LoQ, LoD and LoB
detected detected but below LoQ not detected 44
Variables that may cause imprecision
Equipment
Multiple instruments
Pipettes check precision
Sporadic maintenance
Reagents
Different Lots of Reagents lot-to-lot evaluation
Staff
Difference in training, competencies
45
Laboratory Equipment
46
Laboratory Equipment
Before putting new equipment or a new method into
service it must be validated
- This is accomplishment by correlation and/or agreement
studies
- The new method or equipment is validated against old
method and/or equipment
Refrigerators and freezers
- Record serial numbers
- Record temperatures daily
Maintaining correct temperatures is vital to maintaining
the integrity of reagents and should be maintained as
per manufacturers instructions.
47
Instrument Maintenance
REGULAR MAINTENANCE
Daily and weekly instrument maintenance
Monthly, six-monthly and annual maintenance as recommended by
supplier
ROUTINE MAINTENANCE
Ensure that instruments are serviced regularly by a specialised
service engineer and that this maintenance is documented
48
Instrument Maintenance
Required for:
49
PIPETTES IMPACT ON QC
50
PIPETTES IMPACT ON QC
51
Reagents in Laboratory
How to store reagents
Always store according to the manufacturers
recommendations
Reagents must be dated and initialed upon receipt
Lot numbers must be recorded in a reagent quality
control record book
After preparation and/or when placed in service,
reagents must be labeled when put in service
according to the manufacturers suggested
recommendations
52
Reagents in Laboratory
Reagent parallel testing
New reagent lots must be checked with old lots using
a normal control before use
The variability for new lots of reagents compared to
the current lot should not be greater than the
variability found for triplicate samples of the current
lot
Variability should be within 5%
Results of reagent checks must be recorded, dated
and initialed
Document all lot to lot procedures with date and
variability results
53
PERSONNEL (Staff)
54
PERSONNEL (Staff)
Active participation by everyone working in the
system is required to meet quality standards &
continuously improve performance
It is laboratory director's responsibility to employ
sufficient qualified personnel for the volume and
complexity of the work performed
Continuing education program should be provided
All documentation should maintained in personnel
file
Regular meeting to keep staff informed of changes &
to solicit their suggestion for improving the lab.
service
55
Documentation
56
Value of Documentation
Ensures processes and outcomes are traceable
57
Key Documents
Results archive
File results in an organised and easily accessible manner
Laboratory monitoring
Documentation of temperature monitoring, reagent
control, accuracy/precision assays, corrective actions,
audit reports
Instrumentation
SOPs
Equipment files + Manuals
Service history records of the instrument
Records of daily, weekly and monthly calibrations and
maintenance 58
Standard Operating Procedures (SOP)
comprehensively written
document that describes the
laboratory procedure and all
other related issues
SOP for TFT
Essential for ensuring
uniformity in laboratory
procedures
The SOP should define test performance, tolerance
limits, reagent preparation, required quality control,
result reporting and references
59
The SOPM should be written in CLSI format and
must be reviewed and signed annually by the
Laboratory director
Must contain all test methods performed by the
laboratory
The SOPM should be available in the work area. It is
the definitive laboratory reference and is used often
for questions relating to individual test
Any obsolete procedures should be dated when
removed from SOPM and retained for at least 2 years
60
Outline for a CLSI Procedure
Document
A. Title: intent of the document; concise
B. Purpose or Principle: the process describes.. info.
regarding theory, clinical implications of examination
C. Procedure instruction: how to do a particular steps,
steps involved
D. Related Documents: listing of other procedures used
E. References: reference the source of information
F. Appendixes or attachments: additional information
G. Author(s): author of the document should be
documented
H. Approved Signature: Evidence that the document has
been approved
61
Validation
62
Importance of validation
Right interpretation
Range of normal values
64
Reporting results
Proper procedure includes:
All data entry results should be verified by a section
head or supervisor (when available) and reviewed
by management for final interpretation and release
of results
In the event that a report has already been sent out
and needs correction, a new report is issued with
updated report written on it
The old report remains in the patient file
Verbal result reports should be documented, listing
the time of the receipt of the report
65
Housekeeping
66
Statistical Control of Analytical
Methods
Statistics definitions :
- Mean, Mode, Median, Standard Deviation
- Coefficient of Variation (CV) is the ratio of the SD to the
average. It is a measure of relative precision expressed as
percentage
Reference ranges :
As per IFCC recommendations, reference values are based
on that of a reference individual, it is established in healthy
individuals based on application of statistical methods to
values generated in the lab
67
Reference ranges
68
Control Materials
Specimens that are analyzed for QC purpose are known as
control materials
Control materials should be available :
-in a stable form
-in aliquots or vials
-for analysis over an extended period of time, at least 1 yr
Minimal vial-to-vial variation should exist
Should have preferably the same matrix as the specimen
69
Types of Control Materials
Assayed
mean calculated by the manufacturer
must verify in the laboratory
Unassayed
less expensive
must perform data analysis
Homemade or In-house
pooled sera collected in the laboratory
characterized
preserved in small quantities for daily use
70
Managing Control Materials
71
Calibrators
72
Control Charts
A common method to compare the values observed for
control materials with their known values is the use of
control charts
Simple graphical displays in which the observed values are
plotted versus the time when the observations are made
Known values are represented by an acceptable range of
values
When plotted points falls within the control limit- method
is performing properly
When points falls outside control limit problem may be
developing 73
LEVY- JENNINGS GRAPH
L-Js are the process control graphs wherein the daily
Q.C. values for all levels of controls are plotted
(minimum 20 values) and an inference about the run is
drawn , to decide in control or out of control run.
Advantage:
Simple data analysis and display
Easy adaptation and integration into existing control
practices
A low level of false rejection or false alarms
An improved capability for detecting systematic and
random errors
74
LEVEY - JENNINGS GRAPH
76
Westgard Rules
77
Westgard 12S Rule
Warning rule
+2SD
+1SD
12S rule
Mean violation
-1SD
-2SD
-3SD
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Day
79
Westgard 13S Rule
80
13S Rule = Reject the run when a single control
measurement exceeds the +3SD or -3SD control limit
+3SD
+2SD
+1SD
Mean
13S rule
-1SD violation
-2SD
-3SD
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Day
81
Westgard 22S Rule
82
22S Rule = Reject the run when 2 consecutive control
measurements exceed the same
+2SD or -2SD control limit
+3SD
+2SD
+1SD
Mean
22S rule
-1SD violation
-2SD
-3SD
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Day
83
Westgard R4S Rule
84
R4S Rule = Reject the run when 1 control
measurement exceed the +2SD and the other
exceeds the -2SD control limit
+3SD
+2SD
+1SD
Mean
R4S rule
-1SD violation
-2SD
-3SD
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Day
85
Westgard 41S Rule
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Westgard 10X Rule
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10x Rule = Reject the run when 10 consecutive control
measurements fall on one side of the mean
+3SD
+2SD
+1SD
Mean
-1SD
-2SD
10x rule
-3SD
violation
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Day
88
External Quality Assessment
All the control procedures described previously have
focused on monitoring of a single lab
These procedures constitute internal QC, to distinguish
them from procedures used to compare the
performance of different laboratories are known as
external Quality assessment
These two procedures are complimentary
Internal QC- daily monitoring of precision & accuracy
External QA- long term accuracy of analytical methods
89
External Quality Assessment
91
Proficiency testing
Laboratories should all enroll and satisfactorily participate
in a performance evaluation/assessment program
If conventional proficiency testing is not available, the
laboratory must exercise an alternative performance
assessment system for determining the reliability of
analytic testing (sample splitting for inter-laboratory
testing)
93
SUMMARY
To ensure that a laboratory practices and provides
quality assurance for all phases of testing, the
laboratory should:
Quality costs,
96
References
Teitz Fundamentals of Clinical Chemistry,6th Ed.
Harold Varley 4th Ed.
Bailey & Scotts 12th Ed.
Internet
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Thank You
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