A RESEARCH ON THE PORTFOLIO MANAGEMENT SERVICES (PMS)

AND
A STUDY ON THE INDEPENDENT FINANCIAL ADVISOR (IFAs)
AT

PMS WEALTH ADVISORS PVT LTD

BY
K.MOHANAPRIYA
PGDM171972661
ABOUT THE COMPANY:

• PMS Wealth Advisors Pvt Ltd India’s first online portal for investors operates Portfolio
management services (PMS) comparisons, investments, information, analytics and investment
advice.
• They cover nearly the entire range of PMS avenues available in India, including discretionary and
non discretionary investment options.
• PMS Bazaar launched online portal on 06/10/2017
• PMS bazaar operates 24/7 online access to their clients or investors.
• Pms Bazaar tried up with more than 25 AMCs Asset Management Company.

SPECIALITIES ABOUT THE PMS WEALTH ADVISORS :

• fund manager connet

• PMS comparison and analysis

PRODUCT OFFERED BY PMS WEALTH ADVISORS

• PMS- Portfolio Management Services

• AIF- Alternative Investment Fund
• Mutual Funds
 to understand
the investment
options other
than mutual
funds

to understsnd
process of the Risk and
OBJECTIVES
PMS product Return of
portfolio

investment
advise
according to
the investor
preference
PORTFOLIO MANAGEMENT :
• Portfolio management is the art of electing the right investment tools in the right proportion to generate optimum
returns from the investment made.
• Portfolio management practice runs on the principle of minimum risk and maximum return within a given time
frame.
TYPES OF PORTFOLIO MANAGEMENT
They are two types portfolio management
1)Active management 2) Passive management

PORTFOLIO MANAGER
• A portfolio manger is a person who construct the portfolio of an investor
• A portfolio manager is a person or group of people responsible for investing a mutual, exchange-traded or closed-
end fund's assets, implementing its investment strategy and managing day-to-day portfolio trading
DUTIES
• Recommending an investment policy
• Balancing risk and studying the portfolio performance from time to time
• Taking decision on the investment strategy based on discussion with the client
• Changing asset allocation from time to time-based on portfolio performance
LEGAL
STRUCTURE

SEBI
TRUSTEE SPONSOR

AMC

DISTRIBUTORS/
FUND MANGER IFAs

INVESTOR
ASSET MANAGEMENT COMPANY: IFA OR MUTUAL FUND DISTRIBUTOR:
An asset management company (AMC) is a An individual or an entity facilitating buy and sell
company that invests its clients' pooled funds into investment products to investors. A distributor earns
securities that match declared financial upfront/trail commission for bringing in investors into
objectives. Asset management companies provide the investment products or schemes. The IFAs bridge
investors with more diversification and investing the gap between investors and AMCs. Theses IFAs
options than they would have by themselves.
have a Individual registered number call ARN-
AMCs IN INDIA Advisors Registration numbers.
institutions
4%
bank-
sponsored
16%

private
sector
80%

private sector bank-sponsored institutions

Portfolio Management Services (PMS)
• Portfolio Management Services (PMS) account is an investment
portfolio in stocks, fixed income, debt, structured products and other
individual securities, managed by professional managers or investment
Advisor that can potentially be tailored to meet specific investment
objectives.
• There are two different types of PMS
1) discretionary
2) non-discretionary
• Objectives
1) basic objectives
2) subsidiary objective
MARKET CAPITALIZATION :

PARTICULARS Large Cap Mid Cap Sma

CAPITAL More than between 500 to less th

10000cr 10000 cr

RISK low high very

RETURN low high very

LIQUIDITY very high high lo

MEASUREMENT OF RISK AND RETURN BY USING CAPM-
CAPITAL ASSET PRICING MODEL