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cdma2000 1xEV-DO Procedure Flow

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Chapter 1 Why to use 1xEV-DO?

Chapter 2 Network Structure


Chapter 3 Channel Structure Chapter 4 Forward Link

Chapter 5 Reverse Link


Chapter 6 Overhead Message Chapter 7 Access Procedure Chapter 8 SHO & VSHO Chapter 9 EVDO Procedure Flow Chapter 10 Air Link Parameters

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Session Establishment
UATI assignment & configuration negotiation access authentication

location update

connection setup

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Session Establishment(2)
a. The AT and the AN initiate HRPD session establishment. A session is

established where protocols and protocol configurations are negotiated, stored and used for communications between the AT and the AN.
b-c. The AT and the AN initiate Point-to-Point Protocol (PPP) and LCP

negotiations for access authentication.


d. The AN generates a random challenge and sends it to the AT in a

CHAP Challenge message. AT sends the CHAP response message to AN.


e-f. AN sends an Access-Request message on the A12 interface to the

AN-AAA. The AN-AAA looks up a password based on the User-name attribute in the Access-Request message and if the access authentication passes, the AN-AAA sends an Access-Accept message on the A12 interface.

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Session Establishment(3)
g. The AN returns an indication of CHAP access authentication

success to the AT.


h. AN updates the ANID in the AT using the Location Update

procedure. The AN may also retrieve the PANID from the AT if necessary.
i-m. The service connection of air interface and A8/A10 interface

are established.
n. The PPP link is established between AT and PDSN. o. Now, connection is established, the user data packets can be

sent on the PPP link between AT and PDSN.

Following, we are going to talk about the detail of every step.


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Unicast Access Terminal Identifier


ATI Type
'00' 01 10 '11'

ATI Type Description


Broadcast ATI (BATI) Multicast ATI (MATI) Unicast ATI(UATI) Random ATI (RATI)

ATI Length (bits)


0 32 32 32 8 bit Color Code

104 bit UATI 104 (Subnet)

24 bit UATI 24

UATI 32

RATI is used between AN and AT before UATI is assigned. BATI is used when AN broadcasts message on CC channel. After UATI assignment, UATI is used to identify AT on air interface. When subnet changed, AT should send UATIRequest for updating UATI. It

is similar to registration based on registration zone in 1x.


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UATI Assignment
AT UatiRequest
2.

AN

1.

After AT acquired a network, it will send UATIRequest with RATI for UatiAssignment. AN uses ESN for distinguishing AT. So, AN sends HardwareIDRequest to enquery ESN (Electronic Serial Number) of AT. After getting ESN from HardwareIDResponse, AN assigns an UATI and sends it to AT. Including UATIColorCode and UATI024. AT responses it with UatiComplete.

HardwareIDRequest

HardwareIDResponse UatiAssignment
UatiComplete

3.

4.

UATI = UATIColorCode | UATI024 After UATI assignment, AT will use UATI to communicate with AN.
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Configuration Negotiation
AN and AT may consult with each other on some air interface parameters.

We called this consulting procedure as configuration negotiation.


Before negotiation, AN and AT communicate with default values. After coming to agreement on a parameter, AN and AT will use the negotiated value. If AN and AT can not get consensus, they will use default value.
RF parameters needed to be negotiated for DO rev0: Transition009k6_019k2 PilotIncrement Transition019k2_038k4 SearchWindowActive Transition038k4_076k8 SearchWindowNeighbor PilotAdd Transition076k8_153k6 SearchWindowRemaining PilotCompare Transition019k2_009k6 PilotDrop DataOffsetNom Transition038k4_019k2 PilotDropTimer DataOffset9k6 Transition076k8_038k4 DynamicThresholds DataOffset19k2 Transition153k6_076k8 SoftSlope DataOffset38k4 ProbeSequenceMax AddIntercept DataOffset76k8 ProbeBackoff DropIntercept DataOffset153k6 ProbeSequenceBackoff NeighborMaxAge RPCStep
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Configuration Negotiation Flow


AT
The sender uses the

AN

ConfigurationRequest message to provide an acceptable attribute value list of each attribute. The sender should list the acceptable attribute values of each attribute in the order of descended priority.
The receiver uses the

ConfigurationResponse message to provide the accepted attribute value list of each attribute. These accepted attribute values are selected from the acceptable attribute value list.

When all configuration negotiations are complete, the sender sends the ConfigurationComplete message.
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Access Authentication
1.

AT Setup connection between AN and AT (i.e. traffic channel of air interface). Refer to AN Originated Connection Setup. The AT and the AN initiate PPP and LCP negotiations for access authentication. Refer to IETF: RFC 1661, Point-to-Point Protocol. The AN generates a random challenge and sends it to the AT in a CHAP Challenge message.

AN
Connection Setup

AN-AAA

2.

LCP Configure-Request LCP Configure-Ack CHAP Challenge CHAP Response A12 Access Request A12 Access Accept / A12 Access reject CHAP (authorization result) Connection Close

3.

4.

The AT answers it with CHAP response message which carries access user name and encrypted password.

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Access Authentication (2)


5.

When the AN receives the CHAP response message from the AT, it sends an Access-Request message on the A12 interface to the AN-AAA. Which carries:
access user name (Network Access Identifier),

CHAP-Password,
IP address of AN, CHAP-Challenge = challenge value issued by AN,

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Access Authentication (3)


6.

The AN-AAA looks up a password based on the User-name attribute in the Access-Request message. If the access authentication passes, the AN-AAA assigns an IMSI and sends an A12 Access-Accept message back to AN. If the access authentication fails, the AN-AAA sends an Access-Reject message on the A12 interface. The AN returns an indication of CHAP access authentication success or failure to the AT. IMSI is used between AN and PDSN and PDSN-AAA.

7.

8.

9.

IMSI = 250092040002807

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Case two ATs with same access user name (Nigeria)


Access user name is written in ATs memory. If there is an access user

name written into two ATs. That is two ATs get the same access user name.
AN-AAA assigns IMSI according to access user name for every AT. So,

the two ATs will get same IMSI.


AN uses ESN to distinguish the ATs, and setup two traffic channel for

these two ATs. But PCF and PDSN use IMSI to distinguish ATs and setup only one link.
So, both of the two ATs can not transmit packets to internet.
AP1
INTERNET

AP2

AT

AN

PCF
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PDSN
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Location Update
The AN uses LocationRequest to query

the AT of its Location information.


The AT sends the LocationNotification

AT LocationRequest LocationNotification LocationAssignment LocationComplete

AN

message to AN either in response to the LocationRequest message or in an unsolicited manner.


If the subnet changed, the AN May send a

LocationAssignment message to update the Location information.


If the AT receives a LocationAssignment

LocationValue SID NID

Length 15 16

message, it shall send a LocationComplete message.

PACKET_ZONE_ID

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AT Originated Connection Setup


Detail:
AT requests AN to setup connection.
AN acknowledges reception of CR. AT stops probe when rx this Ack. establish A8 & A10. the forward packets between and are buffered at PCF. AN prepares terrestrial and air link resource for TCH. AN send TCA to AT.
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ConnectionRequest (RouteUpdate Message) ACAck A9 Setup A8 A11 registration request (lifttime 0) A11 registration reply (accept)

A9 Connect A8 TrafficChannelAssignment Pilot+DRC RTCAck

TrafficChannelComplete

A9 Update A8

A9 Update A8 Ack

A11 registration request (accounting) A11 registration reply

PPP link negotiation and establishment

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AT Originated Connection Setup (2)


when AN acquire the reverse pilot channel and decode DRC channel, it sends RTCAck to AT. Now both forward and reverse links are ready. AN tells PCF that PCF can send downlink packets now. and PCF sends accounting information to PDSN. PPP link is etablished between AT and PDSN. PPP parameters are negotiated and IP address is allocated. now the users service data can be transmitted on the link.
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AN Originated Connection Setup


AN PCF PDSN in dormant, A10 and AT PPP link is Dormant, PPP link is maintained maintained. Air link A9 BS service request packet data arrived and A8 were torn A9 BS service response paging down. ConnectionRequest packets from PDSN (RouteUpdate Message) arrived at PCF. ACAck A9 Setup A8 PCF send A9 BS A9 Connect A8 service request to ask AN re-active TrafficChannelAssignment the traffic link. Pilot+DRC AN page the AT by RTCAck sending paging TrafficChannelComplete message on CC. A9 Update A8 A11 registration request A10 already exist, it (accounting) is not necessary to A11 registration reply A9 Update A8 Ack build it again. HUAWEI TECHNOLOGIES CO., LTD. All rights reserved Page 17

Connection Release (by AT or AN)


If the AT receives a

ConnectionClose message, it shall send a ConnectionClose message to AN.


If AN receives a

ConnectionClose message, it shall consider the connection closed. It is not necessary to send ConnectionClose to AT.
A9 release-A8 carries release

cause Packet call going dormant.


A11 registration request is not

for release A10 but for carrying accounting information.

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Connection Release (Initiated by PDSN)


Connection Releasing Initiated by PDSN will tear down A10 and PPP link

together with air traffic channel and A8 link.

lifetime =0 means to release the A10 link

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Session Release
If AT receives

sessionClose message, it will send sessionClose to AN.


If AN receives

with A8 connection

sessionClose message, it is not necessary to send sessionClose to AT.

without A8 connection

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Soft Handoff
Correct neighbor list and GPS clock is essential important for SHO.
PN1 = 4 PN2 = 172 PN1 = 4 PN2 = 172, but BTS send PN=174 caused by wrong clock. MS cant see PN2 even in remainder pilot set. PN2 becomes an island.

Neighbor list: PN1, 340

MS cant see PN2 until find it in remainder set

Neighbor list: PN1, 340 PN2, 172 PN3, 64 PN4, 128 PN5, 72

PN2, 64
PN3, 128 PN4, 72

SHO depends on AT reporting RouteUpdate

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Virtual Soft Handoff


1. 2. 3.

DRCCover = 1, BTS1 is the serving sector. BSC sends packets to BTS1 and BTS1 sends packets to AT. When AT moves to BTS2, DRCCover change to 2, i.e. BTS becomes serving sector. BTS2 requests BSC to send packets to it, while BTS1 requests BSC to stop sending packets, and tells BSC the last packet number it sent. So, BSC turns to BTS2, and BTS2 begin to send traffic data to AT. BTS1 clear its buffer for handoff back

(DRCCover = 2) (DRCCover = 2)

4.

(last packet number) (to clear the remainder packets in BTS buffer)

5.

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Case imbalance of forward and reverse link (Romania)

In soft handoff, a branch maybe has best forward link but not best reverse link. Maybe caused by high site, different tx power, reverse interference.

For example: forward link of AP1 is better than AP2, but reverse link of AP2 is better.
1. Only AP1 in the active set. C/I of AP1 is 3dB, its reverse link is not good, but power control can increase the ATs power. DRC channel is OK! 2. When AP2 added, it will indicate AT to decrease its power. And AP1 can lock DRC channel. The serving sector will switch to AP2.
AP1 AP1 AP2

C/I = 3dB C/I = 3dB DRC ok! Tx = 10dBm AT DRC = 921.6kbps


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AP1 can not lock DRC

C/I = 0dB DRC ok!

Tx = 0dBm
AT DRC = 614.4kbps
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try best to avoid this situation

Keep Alive
AN will check periodically (default

period is 54/3 hours, MOD DOGCNP) whether AT is alive or not. If not, the session will be closed. In idle (with session without connection), AN and AT use keepalive message to shake hand with each other. In connection state, AN will send TCA to check AT alive or not.

connection established

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Hybrid Access Terminal


Hybrid AT Rulers:
A HAT supports operation on both IS-2000(1x) and IS-856(EVDO)

network.
With only one antenna/transceiver, it operates in a time-multiplexed

fashion referred to hybrid mode.


If acquired 1x network only: In idle or dormant data session on 1x, HAT

periodically attempt to acquire EVDO.


If acquired EVDO network only, In idle or dormant data session on EVDO

system, HAT periodically attempt to acquire 1x.


If acquired both networks, In idle on both IS-856 and IS-2000 systems,

dormant data session should be on EVDO system.


A HAT performs 1x idle state slotted operation regardless of whether the

hybrid access terminal is idle, dormant, or active on EVDO network.


For handoff between 1x and EVDO network, the IMSI registered in AN-

AAA should be same as IMSI registered in HLR.


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HAT Acquire Network


HAT first acquires 1x, then EVDO.

When acquiring 1x, accessing 1x,

or active in 1x, HAT does not monitor EVDO.


When accessing EVDO, HAT

does not monitor 1x.


In 1x sleep state,

HAT monitor EVDO.


In EVDO sleep

state, HAT monitor 1x.

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HAT Monitor 1x & DO in Dormant or Idle


In idle, hybrid AT monitors both 1x and DO network in slot mode. To ensure that mobile-terminated 1x services can be supported whenever

an 1x network is available, a hybrid AT performs 1x idle state slotted operation regardless of whether the hybrid AT is idle, dormant, or active on an EVDO network. In 1x active state, AT will not monitor EVDO network.

DO monitoring slots

5.12s 2.56s

1x monitoring slots
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Case - HAT Monitor 1x Paging Channel In EVDO Active


This is a CAIT picture of EVDO from Romania network. In active state of EVDO, AT went to 1x paging channel every 2.56s. Every

time AT send DRC = null to prevent AN from sending packets.

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1x -> DO Dormant Handoff with HRPD Session Already


Hybrid AT moves from 1x only area to EVDO covered area. It prefers EVDO

for data service.


Location

Notification carries the packet zone id, which will be send to PDSN. A9 setup A8 carries DRS=0, so, PCF will setup A10 but not setup A8.

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1x -> DO Dormant Handoff without HRPD Session

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DO -> 1x Dormant Handoff


If hybrid AT in DO dormant lose the air link, it will handoff to 1x network. In 1x

dormant, it still search DO network periodically.


But, after re-active in 1x, it will lock on 1x continuously.

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Case why the EVDO only get 70kbps? (Nigeria)


The average rate in 1x network is 50-70kbps.

When Hybrid AT moves from 1x+DO area to 1x only area, it will dormant

handoff from EVDO to 1x network. Its data speed should be much less than EVDO. But user does not know the fact and complain it.
AT dialing software or phone screen should give some indication to user.

AT

1x + DO only 1x
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Terminated Voice Call in DO Active State


In DO active state,

hybrid AT still monitor 1x network in slot mode.


When AT received

3s

page. It just turns to 1x network without notifying AN.


Source AN lost air

5s

link, and release traffic link to dormant.


Target BSS setup

voice call for AT.


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An Example of Hybrid AT

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Inter-AN Dormant Handoff


UATIRequest carries

the UATI of source AN.


The first 8 bits of UATI

is the color code of source AN. So target AN can find source AN to request old session information.
Target AN copy the

old session configurations and store them. It is not necessary to negotiated again.

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User Signaling Flow Tracing at Local Maintenance Terminal

If you want to trace A12, A13, ESN must be input. For other interface, IMSI is necessary.

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User Signaling Flow Tracing at Local Maintenance Terminal (2)

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Case some bottlenecks reducing the speed


Abis: in general, 3 sectors of BTS share the bandwidth of Abis. If Abis bandwidth is

not enough, it will limit the download and upload speed directly. A10: in general, A10 bandwidth is enough. But sometimes, it also become a bottleneck. Landswitch: the active Landswitch of Boise ever fault, some packets sent to it got lost. It reduce the data speed greatly. After we switch it to backup Landswitch, it restored. If there are any packets lost at territory link, they will be re-transmitted by TCP. It will be very harmful to data speed. It is more than air interface, because there is RLP in the air interface to compensate packet error.

BTS Abis Um

AN/PCF

Landswitch1

PDSN

Internet

A10/A11
Landswitch2

AT
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ftp server

Chapter 1 Why to use 1xEV-DO?

Chapter 2 Network Structure


Chapter 3 Channel Structure Chapter 4 Forward Link

Chapter 5 Reverse Link


Chapter 6 Overhead Message Chapter 7 Access Procedure Chapter 8 SHO & VSHO Chapter 9 EVDO Procedure Flow Chapter 10 Air Link Parameters

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