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ICD-10 101

CHIA Coding and Data Quality Committee 2011


Developed October 2011

Presenter Instructions
The following ICD-10 slides and content was prepared by the CHIA Coding and Data Quality Committee as a tool and resource for the CHIA membership. The use of this ICD-10 101 material can be beyond that of HIM and Coding and this is encouraged. Having an ICD-10 101 information tool and document will help to promote awareness of implementation as well as promote consistency with messaging. (This slide would be deleted from the actual presentation)

Introduction
WHO (World Health Organization) owns & publishes ICD (International Classification of Diseases). WHO endorsed ICD-10 in 1990; members began using ICD-10 or modifications in 1994. U.S. is only industrialized country not using ICD-10, for morbidity reporting (coding diseases, illnesses, injuries in a healthcare setting). The U.S. has used ICD-10 for mortality reporting (coding of death certificates by Vital Statistics offices) since 1999. International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM) is a clinical modification of the World Health Organizations (WHO) ICD-10, which consists of a diagnostic classification system.

Introduction
The Final Rule for ICD-10 implementation in the Unites States was published in January 2009, giving a five year readiness timeline. ICD-10-CM (Diagnosis code set) includes the level of detail needed for morbidity classification and diagnostic specificity in the United States. It also provides code titles and language that complement accepted clinical practice in the United States. The Centers for Medicare & Medicaid Services (CMS) is driving the industry to upgrade core HIPAA transactions (5010) as well as diagnosis and procedure coding standards (ICD-10-CM/PCS)
PCS represents the procedural coding system to be used for hospital inpatient records

Introduction: Version 5010


 New version of the HIPAA standards - Version 5010 includes:
 Technical  Data content improvements  The updated version is more specific in requiring the data that is needed, collected, and transmitted in a transaction; its adoption will reduce ambiguities  Version 5010 addresses currently unmet business needs, including, for example, providing on institutional claims an indicator for conditions that were present on admission

 Most important:
 Version 5010 also accommodates the use of the ICD-10 code sets, which are not supported by Version 4010/4010A1

Todays Uses of ICD-9-CM


In addition to HIM and Coding the ICD-9 code set today is used in and for many others:
Reimbursement by payers Medical necessity screening Quality of care indicators Outcome measurements Medical care review Method to index medical records Storage and retrieval of dx data Utilization patterns and review by payers Research data Statistics Reasons for Denials Monitoring and analyzing the incidence of disease and other health problems Identify health care trends and Future health care needs

Benefits to ICD-10
Enhanced system flexibility Better reflection of current medical terminology Expanded detail relevant to ambulatory and managed care encounters Incorporation of recommended revisions to ICD-9-CM that could not be accommodated

HIPAA criteria for code set standards are met Improved collection and tracking of new diseases and technologies Space to accommodate future expansion

Important ICD-10 Compliance Timeline


January 1, 2010 December 31, 2010 January 1,2011 Payers and providers should begin internal testing of Version 5010 standards for electronic claims Internal testing of Version 5010 must be complete to achieve Level I Version 5010 compliance Payers and providers should begin external testing of Version 5010 for electronic claims CMS begins accepting Version5010 claims Version 4010 claims continue to be accepted External testing of Version 5010 must be complete to achieve Level II compliance All electronic claims must use Version 5010 Version 4010 claims are no longer accepted Claims for services provided on or after this date must use ICD-10-CM/PCS codes for medical diagnoses and inpatient procedures

December 31, 2011 January 1, 2012 October 1, 2013

ICD-9-CM & ICD-10 Code Freeze


Vendors, system maintainers, payers, and educators requested a code freeze Last regular, annual updates to both ICD-9-CM and ICD-10 will be made on October 1, 2011 On October 1, 2012 there will be only limited code updates to both ICD-9-CM & ICD-10 code sets to capture new technology and new diseases. On October 1, 2013 there will be only limited code updates to ICD10 code sets to capture new technology and new diseases.

ICD-10 Code Freeze (cont)


There will be no updates to ICD-9-CM on October 1, 2013 as the system will no longer be a HIPAA standard. On October 1, 2014 regular updates to ICD-10 will begin The ICD-9-CM Coordination & Maintenance Committee will continue to meet twice a year during the freeze The public will comment on whether new codes should be created during the freeze Any codes that do not meet the criteria of being a new technology or new disease will be held for consideration of inclusion in ICD-10 after the freeze ends

ICD-10 Growth
80,000

Diagnosis

Procedure

70,000

60,000

50,000 Diagnosis 40,000 Procedure

30,000

20,000

10,000

0 ICD-9-CM ICD-10-CM ICD-10 (WHO) ICD-9-CM ICD-10-PCS ICD-10 (WHO)

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Some Differences: Diagnosis Coding & Data


ICD-9-CM* 35 characters in length 14,315 diagnosis codes Only V codes and E codes start with a letter Limited space for adding new codes Cannot identify laterality ICD-10-CM* 37 characters in length 69,101 diagnosis codes ALL codes start with a letter Flexible for adding new codes Can identify laterality

* Based on the 2010 versions of ICD-9-CM and ICD-10-CM.

ICD-10-CM will be used in all healthcare settings

ICD-10 CM Format
X X X X X X X

Category

Etiology, Anatomical site, Severity

Extension

ICD-10-CM code structure differs from ICD-9-CM in that it consists of three to seven characters, the first digit being an alpha character and second and third digits are numeric; the fourth and fifth digits may be alpha (not case sensitive) or numeric with a decimal after the third character.

Why so Many Codes?


Greater specificity and detail in all diagnosis codes:
34,250 (50%) of all ICD-10-CM codes are related to the musculoskeletal system 17,045 (25%) of all ICD-10-CM codes are related to fractures 10,582 (62%) of fracture codes to distinguish right vs. left 25,000 (36%) of all ICD-10-CM codes to distinguish right vs. left

Some Differences: Procedure Coding & Data


ICD-9-CM* 34 digits 3,838 procedure codes Lacks detail Limited space for adding new codes Generic terms for body parts ICD-10-PCS* 7 alphanumeric characters 71,957 procedure codes Very specific Flexible for adding new codes Specific terms for body parts

Based on the 2010 versions of ICD-9-CM and ICD-10-PCS. To be used only for hospital inpatient medical records.

Format of ICD-10 PCS

The procedure coding system for ICD-10-PCS will be used only on inpatient hospital stays. Outpatient surgery and physician outpatient coding will continue to use Current Procedural Terminology (CPT) for procedure coding. There are seven characters in each ICD-10-PCS (Procedural Coding System). In each section of PCS, the characters have slightly different meanings to relate to that particular section.

Why so Many Codes?


Seven Character Alphanumeric Code:
All procedure codes will be seven characters long I and O (letters) are never used

34 possible values for each character


Digits 0 9 Letters A-H, J-N, P-Z Holds a fixed place in the code Retains its meaning across a range of codes

A character is a stable, standardized code component

A value is an individual unit defined for each character:


Section Body Root Body Approach Device Qualifier System Operation Part

ICD-10 Impact
People and Business Communications with both internal and external key stakeholders Regarding preparation activities Human resource strategy, change management, organizational research and communication should come together. Process and Technology
Address and align technology and employee behavior with business needs. Monitor vendor readiness and compliance Analyze end-to-end information and data flow Impact all aspects of healthcare business and all settings:
Assessed Changed Tested and made ready

Implementation and Planning for ICD-10


Establish an ICD-10 Steering Committee Members should be multidisciplinary and are key stakeholders Establish a leader for implementation. HIM and IT may want to co-lead the Steering Committee The plan should have a charter with goals, objectives, deliverables and timelines. Preparation is key!

Key Stakeholders
HIM IT PFS/Billing Case Mgmt. and UR Decision Support Contracting Educators Compliance Physicians Clinical Documentation Improvement (CDI) staff Payers Vendors Revenue Cycle/Finance

ICD-10 System Readiness


Making sure that ALL systems that touch or use ICD-9-CM codes today are ready for ICD-10 is critical. Have an inventory of all systems IT will lead the communicate with external users, vendors and payers in assessing their readiness Testing of systems prior to 10/1/2013 should be built into the implementation plan.

Inventory of reports (digital and analog), and reporting to outside agencies and registries.

Education and Training


Education and Training is large component to ICD-10 implementation. Although HIM and Coding staff are the main target for Education and training due to the impact of ICD-10 to their work, others will also need education and training. Use role based education and training Consider conducting an assessment in the core areas for preparation of ICD-10.
This should have occurred by now (2011)

The four core health science competency areas for ICD10 are:
Medical Terminology Anatomy & Physiology Pathophys or Disease Process Pharmacology

Education and Training


Provide education in the four core competency areas based upon the assessment findings. Actual ICD-10 training should be delivery in 2013.
AHIMA estimates approximately 16 hours of coding training is needed for outpatient coders and 50 hours for inpatient coders.

Go-live and post go-live plans should also be in place as education and training will be needed.

AHIMA
AHIMA Certified Professionals are required by CCHIIM (Commission on Certification for Health Informatics and Information Management) to participate in a predetermined number of mandatory baseline educational experiences specific to ICD-10-CM/PCS. These ICD-10-CM/PCS specific CEUs will count as part of all AHIMA certificants total CEU requirements for the purpose of recertification. Stated differently, the following CEU requirements will be included as part of each certificants total, required CEUs, by credential, per CEU Cycle. The total number of ICD-10-CM/PCS continuing education units (CEUs) required, by AHIMA credential, is as follows: CHPS 1 CEU CHDA 6 CEUs RHIT 6 CEUs RHIA 6 CEUs CCS-P 12 CEUs CCS 18 CEUs CCA 18 CEUs Certificants who hold more than one AHIMA credential will only report the highest number of CEUs from among all credentials held. For example, if a certificant has both an RHIA and CCS, the certificant would normally report 40 (30 CEUs for RHIA and an additional 10 CEUs for CCS) CEUs per recertification cycle, and 18 of these CEUs will be required to cover ICD-10-CM/PCS.
Source: AHIMA ICD-10 website
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Documentation Assessment
Clinical documentation is critical today and will continue with ICD-10, thus engage Physicians and other clinicians is important to successful implementation A documentation assessment will be helpful
Conduct a review of actual medical records Identify gaps (ie nonspecific diagnostic or procedure terms)

Remember: Coders are required to code to the highest degree of specificity, but the quality of the physician documentation HAS to be there in the medical record before coding can be achieved. Expect an increase in the # of physician queries that will be generated from ICD-10. Existing physician queries will most likely have to be updated as you will be asking for different documentation to capture specificity.

Budgeting
Consider the following:
Coding/HIM Assessment Coding/HIM Prerequisite coursework ICD-10 coding education/training Coverage for coding staff while in education/training Productivity decrease and coverage IT assessment Documentation assessment

Use the CMS ICD-10 Website

Appendix ICD-10 Myths & Facts


Myth: The Oct. 1, 2013 date for implementation should be considered a flexible date. Fact: All HIPAA covered entities MUST implement the new code sets with dates of service, or date of discharge for inpatients, that occur on or after Oct. 1, 2013. Myth: Implementation planning should be undertaken with the assumption that HHS will grant an extension. Fact: HHS has no plans to extend compliance date for implementation of ICD-10-CM/PCS; covered entities should plan to complete steps required to implement on Oct. 1, 2013.

Appendix ICD-10 Myths & Facts (cont)


Myth: There will be no hard-copy code books and all coding will need to be performed electronically. Fact: ICD-10-CM and ICD-10-PCS code books are already available and are a manageable size. The use of ICD-10-CM is not predicated on the use of electronic hardware and software.

Appendix ICD-10 Myths & Facts (cont)


Myth: The increased number of codes will make ICD-10CM/PCS impossible to use. Fact: Just as the size of a dictionary doesnt make it more difficult to use, a higher number of codes doesnt necessarily increase the complexity of the coding system in fact, it makes it easier to find the right code. Fact: Greater specificity and clinical accuracy make ICD-10 easier to use than ICD-9-CM. Fact: Because ICD-10-CM/PCS is much more specific, is more clinically accurate, and uses a more logical structure, it is much easier to use than ICD-9CM.

Appendix ICD-10 Myths & Facts (cont)


Myth: The increased number of codes will make ICD-10CM/PCS impossible to use (cont). Fact: Just as it isnt necessary to search the entire list of ICD-9-CM codes for the proper code, it is also not necessary to conduct searches of the entire list of ICD-10 codes. Fact: The Alphabetic Index and electronic coding tools will continue to facilitate proper code selection. Fact: It is anticipated that the improved structure and specificity of ICD-10-CM/PCS will facilitate the development of increasingly sophisticated electronic coding tools that will assist in faster code selection.

Appendix ICD-10 Myths & Facts (cont)


Myth: ICD-10-CM/PCS was developed without clinical input. Fact: The development of ICD-10CM/PCS involved significant clinical input. A number of medical specialty societies contributed to the development of the coding systems.

Appendix ICD-10 Myths & Facts (cont)


Myth: ICD-10-CM-based super bills will be too long or too complex to be of much use. Fact: Practices may continue to create super bills that contain the most common diagnosis codes used in their practice. ICD10-CM-based super bills will not necessarily be longer or more complex than ICD-9-CMbased super bills. Neither currently-used super bills nor ICD-10-CM-based super bills provide all possible code options for many conditions.

ICD-10 WEB RESOURCES


http://edocket.access.gpo.gov/2009/pdf/E9-743.pdf http://www.cms.hhs.gov/apps/media/fact_sheets.asp http://www.cms.hhs.gov/ICD10/01_Overview.asp http://www.cms.hhs.gov/ICD10/03_ICD_10_CM.asp# http://www.hhs.gov/news/press/2008pres/2008.html http://www.cdc.gov/nchs/about/major/dvs/icd10des.htm http://www.cdc.gov/nchs/about/otheract/icd9/abticd10.ht m http://www.cdc.gov/nchs/about/otheract/icd9/icd10cm.ht m http://www.ahacentraloffice.org/ICD-10

Other Resources
AHIMA.org CHIA.org

Acknowledgement
We wish to acknowledge and thank the California Health Information Management Association Coding and Data Quality Committee. Especially Monica Leisch, Chantel Susztar, Gloryanne Bryant and Elaine Lips for their input and assistance in developing this ICD-10 101 presentation.

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