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Markus Hoffmann / Thorsten S.

Richter

Geistiges Eigentum in der Betriebspraxis


Markus Hoffmann
Thorsten S. Richter
Geistiges Eigentum
in der Betriebspraxis
Bibliografische Information der Deutschen Nationalbibliothek
Die Deutsche Nationalbibliothek verzeichnet diese Publikation in der
Deutschen Nationalbibliografie; detaillierte bibliografische Daten sind im Internet über
<http://dnb.d-nb.de> abrufbar.

1. Auflage 2011

Alle Rechte vorbehalten


© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Lektorat: Andreas Funk
Gabler Verlag ist eine Marke von Springer Fachmedien.
Springer Fachmedien ist Teil der Fachverlagsgruppe Springer Science+Business Media.
www.gabler.de
Das Werk einschließlich aller seiner Teile ist urheberrechtlich geschützt. Jede
Verwertung außerhalb der engen Grenzen des Urheberrechtsgesetzes ist ohne
Zustimmung des Verlags unzulässig und strafbar. Das gilt insbesondere für
Vervielfältigungen, Übersetzungen, Mikroverfilmungen und die Einspeicherung und
Verarbeitung in elektronischen Systemen.
Die Wiedergabe von Gebrauchsnamen, Handelsnamen, Warenbezeichnungen usw. in diesem Werk
berechtigt auch ohne besondere Kennzeichnung nicht zu der Annahme, dass solche Namen im Sinne der
Warenzeichen- und Markenschutz-Gesetzgebung als frei zu betrachten wären und daher von jedermann
benutzt werden dürften.
Umschlaggestaltung: KünkelLopka Medienentwicklung, Heidelberg
Gedruckt auf säurefreiem und chlorfrei gebleichtem Papier
Printed in Germany

ISBN 978-3-8349-2592-3
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10
Inhalt

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11
ZUR HANDHABUNG –
Wie funktioniert’s? – Anliegen, Aufbau und Inhal-
te dieses Buches
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!"/1Sn

A. Worum geht’s? – Der Schwerpunkt dieses Teils

B. Die Kernaussagen auf einen Blick 


C. Vertiefung

D. Weitere Informationen

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M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_1, 13
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Zur Handhabung

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14
Zur Handhabung

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15
TEIL 1
IP, ©, TM, ® – Das Rechtssystem des
Geistigen Eigentums im Überblick
A. Worum geht’s? – Der Schwerpunkt dieses Teils [
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B. Die Kernaussagen auf einen Blick 


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/-%&0 %n )9001n 0& %n !0n " %1n !"0n "&01&$"+n &$"+12*0n 72+9 %01n 4&"n
#,)$1n720**"+#00"+Sn

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_2, 17
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 1

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18
Das Rechtssystem des Geistigen Eigentums im Überblick

n
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C. Vertiefung
I. Der Begriff des Geistigen Eigentums
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&+!&3&!2"))"n  %<-#2+$n 0&+!n 3,*n /%""//" %1n $"0 %=171Qn 0n " %1n !"0n
"&01&$"+n&$"+12*0n%1n&*n"$/&##n!"0nP **1"/&)$=1"//" %1"0^n"&+n4& %l
1&$"0n6+,+6*Qn2#n&+1"/+1&,+)"/n"+"n0-/& %1n*+n&+0,#"/+n2 %n%92l
#&$n3,*nP +1"))" 12)n/,-"/16n 4^n,!"/n(2/7n3,*nP l 4^Qnn

19
Teil 1

 L["&01&$"0n&$"+12*n*"&+1n+&"n!0n*1"/&"))"n"02)11n
"&+"/n$"&01&$"+n "&012+$Rn0,+!"/+n&**"/n!&"n&**1"/&"))"n
n
"&012+$n0")01Wn

=J>[ &"[!"#&+&"/1[*+[!0[I"&01&$"[&$"+12*S[&*[%*"+[
!"/["0*1%"&1[))"/["1/&"04&/10 %#1)& %["/#00/"+[
+& %1[-%60&0 %"+["/*9$"+04"/1"O[
"1/&"04&/10 %#1)& %"/Y 2 %n&*n"1/&"04&/10 %#1)& %"+n&++"n01"))1n!0n(,+01&12&"/"+!"n "/(*)n
+017Y &**1"/&"))"/n "/*<$"+04"/1"n !&"n #"%)"+!"n -%60&0 %"n 201+7n !/Qn ,n
%1n"14n!"/n/"&10(/"&0Y&00"+0&)+7nX RnA??DYn!"+n"$/&##nP&+1")Y
)"(12"))"0[ -&1)^n $"-/9$1n 2+!n !/2+1"/n !0n P"/*9$"+[ "&+"0[ +1"/Y
+"%*"+0n XUYRn !0n +& %1n !&/"(1n $/"&#/Rn "/n "+10 %"&!"+!n #=/n !"+n 4&/1l
0 %#1)& %"+n/#,)$n&+n!"/n2(2+#1n&01^Rn$"#001Qn2 %n&+n!"/n"51"/+"+n" %l
+2+$0)"$2+$n %1n 0& %n !"/n "/*&+20n P&**1"/&"))"[ "/*9$"+0$"$"+018+Y
!"^n"&+$"=/$"/1Qnn
+1"/+1&,+)"/Y+017Y 2#n &+1"/+1&,+)"/n "+"n &01n &+n !&"0"*n 20**"+%+$n %92#&$n 3,+n 0,$"l
+++1"+n #6 ""#"Y ,!"/n 2 %Y #"Y )0n !"+n "01+!1"&)"+n
"&+"0n+1"/+"%*"+0Rn!&"n720917)& %n72n*,+"19/"+Y,!"/n-%60&0 %"+n"/*<l
$"+0$=1"/+n"5&01&"/"+Rn!&"n"!"QYn
"/%8)1+&0Y72Y+!"/"+Y 2/n"#&+&1&,+n,!"/n 1"$,/&0&"/2+$n!"//1&$"/n +1+$&)"0n$&1n"0n"&+"n$+l
"1/&")& %"+Y"/*9$"+0W 7"n"&%"n3,+n+0917"+Qn"&0-&")%#1n0"&"+n%&"/n+""+nP" %1"+n!"0n"&01&l
$:1"/+Y
$"+n &$"+12*0^n &*n '2/&01&0 %"+n &++"n "14n #,)$"+!"n "/"& %"n P4"& %"/[
"/*9$"+0$:1"/^n$"+++1SY
cnn X=+01&$"/Yn+1"/+"%*"+001+!,/1nn

cnn ##&7&"+7n3,+n+1"/+"%*"+0)92#"+nn

cnn X=+01&$"Yn ,+!&1&,+"+n*&1n/&11"+nn


X7QQn2)&"#"/3"/1/9$"Rn &"1ln2+!n %1/" %1"Ynn

cnn ,1&31&,+n!"/n &1/"&1"/Rn")"$0 %#1nX2*+(-&1)Ynn


"&)"/"& %Y!"0Y"1/&"0W 0n#9))1n)0,n2#Rn!00n0& %n!0nP"&01&$"n&$"+12*^n&+n0"&+"/nP3"//" %1)& %l
3"/*9$"+0Y 1"+n "!"212+$^n +2/n )0n "&+n "&)"/"& %n !"0n +& %1l-%60&0 %"+n "1/&"03"/l
*<$"+0n!/01"))1Qn

20
Das Rechtssystem des Geistigen Eigentums im Überblick

II. Die Systematik des Rechtes


am Geistigen Eigentum
=J?[[[ 20[4") %"+["&)"/"& %"+[0"171[0& %[!0[" %1[!"0[I"&0Y
1&$"+[&$"+12*0S[720**"+O[
+1"/n !"*n "/"$/&##n P"&01&$"n &$"+12*0/" %1"^n #001n *+n #,)$"+!"n /"&Y"&)"/"& %"Y
+1"/"/"& %"n720**"+Sn/01"+0Rn!"+n"/"& %n!"0n0,$"+++1"+nI"4"/Y
)& %"+[" %10 %217"0SRn74"&1"+0n!0n/%""//" %1n2+!n0 %)&">)& %n!/&11"+0n
"&+7")+"n0-"(1"n!"0n"11"4"/0/" %1"0Qn

 [  Ln /%""//" %1n 2+!n "&01&$"0n &$"+12*n


0&+!n 6+,+6*"Qn mn )0 %n XWYSn 0n /%""//" %1n 01"))1n +""+n
n
!"*n $"4"/)& %"+n " %100 %217n )"!&$)& %n "&+"+n "&)"/"& %n
!"0n"&01&$"+n&$"+12*0n!/Qnn

=J@[[[ 0[2*#001[!"/[$"4"/)& %"[" %100 %217O[


+1"/n !"*n "$/&##n !"0n $"4"/)& %"+n " %100 %217"0n #001n *+n !&"n 0,$"l
+++1"+n P"4"/)& %"+[  %217/" %1"^n 0,4&"n "&+&$"n 0,$)"& %n +, %n 72n
"0-/" %"+!"n0-"(1"n!"/n0,$Qn"11"4"/0/" %1"n720**"+Qnn
"4"/)& %"n %217/" %1"n0&+!nn
cnn !0n1"+1Rn

cnn !0n"/2 %0*201"/Rnn

cnn !&"n "++7"& %"+/" %1"nX7QQn /("+YRnn

cnn !0n"0 %* (0*201"/Rnn

cnn !&"n,/1"n2+!nn

cnn !0n))"&1"/0 %217/" %1Qn

=JA[[ 0[/"$")1[!0[/%""//" %1O[


0n /%""//" %1n 0 %=171n "/("n !"/n &1"/12/Rn &00"+0 %#1n 2+!n 2+01Rn  %217$"$"+01+!Y"%"/Y&*Y
72*n "&0-&")n ,*-,0&1&,+"+Rn "*9)!"Rn (2)-12/"+Rn "51"Rn %"1"/&+07"l *20&0 %"+Y)0Y&*Y$"4"/W
+&"/2+$"+Rn ,1,$/#&"+Rn &)*"Rn 2+!#2+(0"+!2+$"+Rn 20&(ln 2+!n ,+2#l )& %"+Y"/"& %Y
+%*"+Qn0n&01n!*&1n0"&+"/n()00&0 %"+n2+(1&,+n+ %n"%"/[&*[*20&0 %"+n
)0n&*n$"4"/)& %"+n"/"& %n+$"0&"!")1Qnn

)"& %4,%)n ,##"/&"/1n "0n  %217n +1=/)& %n 2 %n #=/n "&+"n (,**"/7&"))"n "/l  %+&1101"))"+Y72Y1" %+&W
4"/12+$n!"0n*20&0 %"+n %##"+0Qn2!"*n4"&01n"0n!2/ %20n %+&1101"))"+n 0 %"+Y/#&+!2+$"+Y
72*n  %217"/"& %n #=/n 1" %+&0 %"n ++,31&,+"+n 2#Rn 40n 0& %n 7QQn &*n "l
/"& %n!"0n2/%""//" %1)& %"+n %217"0n1" %+&0 %"/["& %+2+$"+Rn3,/n))"*n
"/n2 %n&*n"/"& %n!"/n,#14/""+14& ()2+$n7"&$1Qnn

21
Teil 1

=JB[[ ") %"[,))"[0-&")1[!0["11"4"/0/" %1O[[


21"/("&1Y!"0Y"/%)1"+0Y 0n "11"4"/0/" %1n /"$")1n 72+9 %01n +& %10n +!"/"0Rn )0n !&"n 0,$"+++1"n
&*Y /(1Y P 21"/("&1^n !"0n "/%)1"+0n &*n /(1n "7,$"+n 2#n !0n "/%8)1+&0[ 72[ +Y
!"/"+[ /(11"&)+"%*"/+[2+![$"$"+:"/[!"+["//2 %"/+Qnn
/1"))/" %1Y4&))Y ,+,-,W +1"/n!"/n3"/&+!"+!"+n&")0"172+$n!"0n#/"&"+n "&012+$04"11"4"/0n4&/!n
)"Y3"/%&+!"/+Y 72*n "11"4"/0/" %1n &*n 4"&1"/"+n &++"n 1"&)4"&0"n 2 %n !0n /1"))/" %1n
$"79%)1Rn 4") %"0n -/&*9/n 2#n !&"n "/%&+!"/2+$n 3,+n /(1*,+,-,)"+n 7&")1n
2+!n3,)(04&/10 %#1)& %"n1&)&191n0 %##"+n4&))Qnn
"11"4"/Y)0Y %217$21Y 0n %217$21n!"0n"11"4"/0/" %10n&01n!"/n"11"4"/Qn4"%/-,0&1&,l
+"+n /"02)1&"/"+n !"*n /2+!"n + %n 2 %n +& %1n 20n ,+!"/0 %217/" %1"+Rn
0,+!"/+n20n!"*n"/,1Rn0& %n&*n"11"4"/n2+)21"/n72n3"/%)1"+Qnn
2##+$#2+(1&,+Y!"0Y 0n"11"4"/0/" %1n0"171n&+n0"&+"/n2+(1&,+n"7,$"+n2#n!0n"/,1n!"/n
"11"4"/0/" %10Y "/+%*"n "&+"0n  %##"+0/"02)11"0n )0,n +& %1n +n "&+"*n "01"%"+!"+n
200 %)&">)& %("&10/" %1n+Rn0,+!"/+n!/+Rn!00n!&"n"/+%*"n!"0n %#l
#"+0/"02)11"0n20n"01&**1"+n/=+!"+n+& %1n*&1n!"+n 5&*"+n!"0n)21"l
/"+n "11"4"/0n 3"/"&+/Rn )0,n 0 %)& %14"$n P2+#&/^n "/0 %"&+1Qn "21"n
4&/!n !0n "11"4"/0/" %1n &+0,#"/+n %92#&$n )0n P2##+$/" %1^n !"/n $"l
4"/)& %"+n %217/" %1"n3"/01+!"+Qn

III. Die Geschichte des Rechtes


am Geistigen Eigentum
=JC[[ ,[)&"$"+[!&"[/0-/:+$"[!"0[" %1"0[!"0["&01&$"+[&$"+Y
12*0O[[
+1&("Y &"n "0 %& %1"n !"0n " %1"0n !"0n "&01&$"+n &$"+12*0n /"& %1n 4"&1n 72/= (Qn
"/"&10n&+n!"/n+1&("n4/n"0n=)& %n!2/ %n2+#1$"%"&*+&00"n!0n(,))"(1&3"n
+,4l%,4n"&+7")+"/n"/2#0019+!"n72n0 %=17"+Qnn
-81*&11"))1"/Y &"n,/01"))2+$n!"/n5&01"+7n"&+"0nP" %1"0^n*n$"&01&$"+n&$"+12*n&)!"l
1"n 0& %n &+n 2/,-n "/"&10n &*n -91*&11"))1"/n %"/20Qn n "14n !"*n @CQn
%Qn
42/!"+n 3,+n !"+n '"4"&)&$"+n "//0 %"/+n %,%"&1)& %"n /&3&)"$&"+n 3"/$""+Rn
!&"n "0n 200 %)&">)& %n !"*n "$=+01&$1"+n "/)21"+Rn "&+n "01&**1"0n "/#%l
/"+n"&+720"17"+n,!"/n"&+n"01&**1"0n=1"0&"$")n72n+217"+Qn@CFCn42/!"n&+[
"+"!&$[ !0[ "/01"[ 1"+1$"0"17[ "&+$"#:%/1Rn + %n !"*n "&+n /#&+!"/n !2/ %n
!&"n +*")!2+$n "&n "&+"/n "%</!"n "&+"+n 7"&1)& %n "$/"+71"+n  %217n $"$"+n
 %%*2+$n"/%)1"+n(,++1"Qnn
+!201/&"))"Y"3,)21&,+Y "&+"n &0n %"21"n +, %n "/("++/"+n 1/2(12/"+n "/%&")1n !0n " %1n !"0n "&01&l
$"+n &$"+12*0n 0 %)&">)& %n &*n "&1)1"/n !"/n &+!201/&"))"+n "3,)21&,+n 72l
+9 %01n&+n+$)+!Rn/+(/"& %n2+!n!"+nn2+!n0-91"/n0 %)&">)& %n2 %n&+n
"210 %)+!nnn

22
Das Rechtssystem des Geistigen Eigentums im Überblick

IV. Das Recht des Geistigen Eigentums


im Gesamtrechtsgefüge
=JD[[ 1[!0["&01&$"[&$"+12*["/#002+$0/+$O[
0n 2+!"03"/#002+$0$"/& %1n !"#&+&"/1n P&$"+12*n 0&+!n ))"n 3"/*<$"+0l "/*9$"+04"/1"Y%"+Y
4"/1"+n " %1"n !"0n "&+# %"+n " %10^Qn /2+!0917)& %n *=00"+n !72n )0,n "/#002+$0/+$Y
2 %n &**1"/&"))"n " %1"Rn 4&"n 7QQn !0n 1"+1/" %1Rn !0n /("+ln 2+!n "l
0 %* (0*201"//" %1n ,!"/n !0n /%""//" %1n 3,*n 3"/#002+$0*9>&$"+n
 %217"/"& %n72*&+!"01n0,[)+$"["/#001[0"&+K[4&"[0&"["&+"+["/*9$"+0Y
4"/1[%"+Qnn

))"/!&+$0n#,)$1n!/20n("&+"n"/-#)& %12+$n!"0n11"0Rn0,) %"n" %1"n2 %n "/+"/"& %Y!"0YH"&01&W


$"49%/"+n72n*=00"+n74Qn72n0 %##"+Qn"++$)"& %n0& %n!"/n11n72/n"l $"+Y&$"+12*0SY%1Y
"/#002+$0/+$Y
/"&101"))2+$n &**1"/&"))"/n /,1"(1&,+0*<$)& %("&1"+n "+10 %),00"+n %1Rn %1n
"/n %&"/n !2/ %n +%)10ln 2+!n  %/+("+"01&**2+$"+n "&+"+n "0,+!"/0n $/,l
>"+n "01)12+$00-&")/2*n 2+!n &01n &+0,#"/+n )"!&$)& %[ 2#[ !&"[ "48%/)"&Y
012+$["&+"0[ "/+"/"& %"0[3,+[I"&01&$"*[&$"+12*S[3"/-#)& %1"1Qn

=JE[[[ 8%)1[!0[" %1[!"0["&01&$"+[&$"+12*0["&$"+1)& %[72*[


&3&)/" %1[,!"/[72*[9##"+1)& %"+[" %1O[
&"0"n/$"n&01n+& %1n"&+!"21&$n72n"+14,/1"+Rn!"++n!0n" %1n!"0n"&01&l "&+"Y"&+!"21&$"Y2,/!W
$"+n &$"+12*0n %1n 0,4,%)[ 9##"+1)& %Y/" %1)& %"[ 20-/8$2+$"+[ )0[ 2 %[ +2+$Y*9$)& %Y
7&3&)/" %1)& %"[ ,*-,+"+1"+Qnn

,/1Rn 4,n !"/n 11n  %217n !2/ %n "&+7")+"n "$&01"//" %1"n $"49%/1Rn 01"))"+n ##"+1)& %"0Y" %1Y
!&"n %,%"&1)& %"+[ (1"Rn *&1n !"+"+n !&"0"/n  %217n "4&))&$1n 4&/!Rn +& %10n +l
!"/"0n)0n"/4)12+$0(1"n!/Qn&"n/=#2+$n!"/n" %1*9>&$("&1n!"//1&$"/n
"/4)12+$0(1"n"/#,)$1n"/n+2/n1"&)4"&0"n&+n<##"+1)& %l/" %1)& %n20$"01)l
1"1"+n "/#%/"+Qn ,n (++n 74/n $"$"+n !&"n & %1$"49%/2+$n "&+"0n 1"+1"0n
,!"/n "&+"/n /("n "&+n *1)& %"0n ,!"/n "&+n .20&3"/4)12+$0$"/& %1)& %"0n
"/#%/"+n+$"01/"+$1n4"/!"+Qnn

 %,+n!&"n 90 %2+$["&+"/[ /("n4"$"+n9)1"/"/n" %1"n,!"/n"&0-&")04"&0"n &3&)/" %1Y


!&"n & %1&$"/()8/2+$[ "&+"0[ "0 %* (0*201"/0n "/#,)$1n &+!"0n &+n "&+"*n
)$"3"/#%/"+n 3,/n !"+n &3&)$"/& %1"+Qn 200 %)&">)& %n !"+n &3&)$"/& %1"+n
0&+!n 72!"*n ))n !&"'"+&$"+n 1/"&1&$("&1"+n 72$",/!+"1Rn "&n !"+"+n "0n 2*n !&"n
"/)"172+$n"&01&$"+n&$"+12*0n$"%1QY

V. Internationaler Schutz Geistigen Eigentums


=J=<[[[ &"[01"%1["0[*&1[!"*[&+1"/+1&,+)"+[ %217["&01&$"+[
&$"+12*0O[
21"n !""+n 0&+!n 0-/& %4</1)& %n P$/"+7"+),0^Qn &"n "/<##"+1)& %2+$n "&+"0n H/"+7"+),0"SY !""+Y
&++,31&3"+n "!+("+0n (++n (2*n 2#n "&+n "01&**1"0n "//&1,/&2*n "l
0 %/9+(1n)"&"+Rn0,+!"/+n4&/!n="/n110$"&"1"n%&+4"$n"(++1n4"/!"+Qn

23
Teil 1

&"0n&01n&+n!"/n%"21&$"+n +#,/*1&,+0$"0"))0 %#1n0,4&"0,n!"/n))Rn$)1n"/n


2 %n 0 %,+n 3,/n @D?n
%/"+Qn ,/n !"*n &+1"/$/2+!n !"0n "!=/#+&00"0n "&+"/n
&+0,#"/+n $"01&**1"+n &+1"/+1&,+)"+n 20**"+/"&1n 42/!"+n "/"&10n
+!"n !"0n @HQn
%/%2+!"/10n 4& %1&$"n "& %"+n #=/n &+1"/+1&,+)"n  %21706l
01"*"n$"01"))1Qnn
+1"/+1&,+)"Y(,**"+Y )0nP 211"/^n!"0n&+1"/+1&,+)"+n **1"/&)$=1"//" %1"0n(++n&+0,#"/+n!&"n
74&0 %"+Y!"+Y11"+Y /&0"/["/+!0:"/"&+(2+#1n72*n %217n!"0n"&01&$"+n&$"+12*0n3,*n
A?Qn 9/7n@GGBn$"+++1n4"/!"+Qn"&1"/"n"!"210*"n(,**"+n4&"n"14n
!&"n"/+"/["/"&+(2+#1n72*n %217n3,+n"/("+n!"/n &1"/12/n2+!n 2+01n
3,*n DQn "7"*"/n @GGFn 2+!n 0 %)&">)& %n !0n $/""*"+1[ ,+[ /!"Y")1"![
0-" 10[,#[ +1"))" 12)[/,-"/16[&$%10[Q Rn3,*n?@Qn
+2/n@HHDn#,)$l
1"+Qn *n/$"+&0n$&1n"0n%"21"n"&+"n4& %1&$"n%)n&+1"/+1&,+)n(7"-1&"/1"/Rn
01+!/!&0&"/1"/n,/200"172+$"+n#=/n!"+n %217n3,+n"&01&$"*n&$"+12*Qn
 %##2+$Y7"+1/)&0&"/1"/Y )"& %7"&1&$n 42/!"+n (,01"+$=+01&$"Rn 7"+1/)&0&"/1"n "$&01"/3"/#%/"+n 72/n
"$&01"/3"/#%/"+Y $/"+7="/0 %/"&1"+!"+n  %217"/)+$2+$n "+14& (")1Qn "&)"+01"&+"n 4/"+n
%&"/n!&"n %##2+$n"&+"/n <$)& %("&1n72/n&+1"/+1&,+)"+n&+1"/)"$2+$n3,+n
/("+n !2/ %n !0n 0,$Qn !/&!"/n 601"*n X [ Z[ !/&!"/[ (,**"+n
="/n !&"n +1"/+1&,+)"n "$&01/&"/2+$n 3,+n /("+n 3,*n @CQn -/&)n @GH@Rn
0-91"/n "/$9+71n !2/ %n !0n  [ Z[ /,1,(,))[ !/&!"/[ /("+(,*Y
*"+YRn #"/+"/n !&"n  %##2+$n !"0n 2/,-8&0 %"+[ 1"+1:"/"&+(,**"+0n
3,*n FQn (1,"/n @HFFn 2+!n !"0n 1"+1[ ,,-"/1&,+[ /"16[ QRn 3,*n A@Qn

+2/n@HFGQnn
2/,-8&0 %"/Y&++"+W =/n !"+n "2/,-9&0 %"+n &++"+*/(1n 0-&")"+n 3,/n ))"*n !&"n 72/n /)+$2+$n
*/(1Y*&1Y"&$"+"+Y"W "&+%"&1)& %"+Rnl4"&1"+n /("+0 %217"0n$"0 %##"+"n"*"&+0 %#10*/Y
*"&+0 %#10/" %1"+Y ("+3"/,/!+2+$Rn 0,4&"n !&"n #=/n !&"n /)+$2+$n "&+%"&1)& %"+n l4"&1"+n
"0&$+0 %217"0n $"0 %##"+"n "*"&+0 %#10$"0 %* (0*201"/3"/,/!Y
+2+$n"&+"n4"0"+1)& %"n,))"Qn
"&+Y4")14"&1Y"&+%"&1)&W /,17n ))"/n $),)"/n /*,+&0&"/2+$0+01/"+$2+$"+n $&1n "0n $)"& %4,%)n &+n
%"0Y %217/" %1Y 3"/0 %&"!"+"+n 11"+n 2+1"/0 %&"!)& %01"n 20-/9$2+$"+n !"0n "&01&$"+n
&$"+12*0Qn "&0-&")%#1n 0"&n %&"/n 2#n !&"n 2#01/""+!"n &/10 %#10* %1[
%&+n 3"/4&"0"+Rn !&"n ="/n "&+n !"*n !"210 %"+n 0"%/n 9%+)& %"0n **1"/&)l
$=1"//" %100601"*n 3"/#=$1Rn 0& %n "/n $)"& %4,%)n +, %n &+n "&+"*n "42001l
0"&+04+!")n2*n!&"n"!"212+$n$"&01&$"+n&$"+12*0n"#&+!"1Qn, %n&**"/n
&01n "0n &+n %&+n (2)12/"))[ I+"/("++"+04"/1S[ !"+[ "&01"/[ 72[ I(,-&"/"+SJn
&+"n 1/!&1&,+"))n %<%"/"n "!"212+$n )0n &+n %&+n %1n !0n " %1n !"0n "&01&l
$"+n&$"+12*0n&+n
-+Jn&"/n2+1"/+&**1n*+n$/<>1"n+01/"+$2+$"+n!0n
601"*n 4"&1"/n 20722"+Qn +0"0,+!"/"n !0n 1"+14"0"+n %1n #=/n
-+n
2+!n*"/&(n"&+"n="//$"+!"n01/1"$&0 %"n"!"212+$Rn2+!n!0n4")14"&1Qnn

24
Das Rechtssystem des Geistigen Eigentums im Überblick

VI. Die Schranken des Schutzes


=J==[[[ &/![!"/[ %217["&01&$"+[&$"+12*0[0 %/+("+),0[$"Y
48%/1O[
)0n011)& %n$"4,))1n$"0 %##"+"n ,+,-,)"n1+$&"/"+n" %1"n*n"&01&$"+n H "%/0"&1"Y!"/Y "!&))"SY
&$"+12*n 4"0"+0&**+"+1n !&"n "11"4"/0#/"&%"&1n 2+!n (<++"+n 0 %,+n GY"11"4"/0#/"&%"&1Y
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#=/n!&"n))$"*"&+%"&1Qnn

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$"/1n4"/!"+Qn

n n

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01/&(1&3n$"%+!%1n4"/!"+Rn4,n "+0 %"+/" %1"n"/=%/1n0&+!n,!"/n01/(n&+n "+0 %"+/" %1"Y
!"+n "/"& %n 3,+n ))$"*"&+$=1"/+n "&+$"$/&##"+n 4&/!Qn "&0-&")"n 0&+!n !0n
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21n!"/n&00"+0 %#10#/"&%"&1n"14n&+n,/*n!"/n/2+!)$"+#,/0 %2+$Qn

25
Teil 1

n n

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1"Y")12+$Y!"/Y %217W $"+n "/)+$1n 4"/!"+n (<++"+Rn 0&+!n !&"0"n "/)+$1"+n  %217-,0&1&,+"+n +& %1n
/" %1"Y $/"+7"+),0Qn,n4"/!"+n7QQn!&"n*"&01"+n" %1"n*n"&01&$"+n&$"+12*n+2/n
#=/n "&+"n "01&**1"[ "&1!2"/n $"49%/1n 2+!n $"%"+n !+ %n &+n !"+n "0&17l
01+!n!"/n))$"*"&+%"&1n="/Qn&"n /("+ln2+!n "++7"& %"+/" %1"n&)!"+n
%&"/n !&"n "&+7&$"n 20+%*"Rn 0&+!n !#=/n "/n +n !0n /#,/!"/+&0n "&+"/n -"/l
*+"+1"+n"+2172+$n$"(+=-#1Qnn

D. Weitere Informationen
+0-/" %-/1+"/KY

&"n21,/"+Snn

/,#Qn/Qn%,/01"+n& %1"/nn
, %0 %2)"n#=/n" %+&(n2+!n&/10 %#1n/"0!"+n
(2)191n&/10 %#104&00"+0 %#1"+n
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/Qn /(20n,##*++Rn Q Qn
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RnnOnn
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("+Rn/%""//" %1Rn"0&$+bRn"/)$n/+7n%)"+RnA??FTn

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+)&+"W2"))"+KY

%11-Skk444Q&-Q*-$Q!"nn

%11-Skk444Q&-/l%")-!"0(Q,/$n

%11-Skk444Q&++,3 "00Q"2n

26
TEIL 2
Oft unterschätzt! – Bedeutung Geisti-
gen Eigentums für die Betriebspraxis
A. Worum geht’s? – Der Schwerpunkt dieses Teils
"/n +1"&)n &**1"/&"))"/n "/*<$"+04"/1"n *n +1"/+"%*"+04"/1n 01&"$n
+ %n"&+"/n/%"2+$n!"/n,+02)1&+$#&/*n/1%2/nQn &11)"n))"&+n&*n)"171"+n

%/7"%+1n 3,+n "14n GIn &*n


%/n @HH?n 2#n &0n 72n F?IQn )"& %4,%)n &01n !&"n
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2+!n0 %)9$1n0& %n!"/n217"+n+& %1[&**"/[2+*&11")/n&*n"0 %9#10"/#,)$n
+&"!"/Qn &"0"0n -&1")n 7"&$1n !&"n (12"))"+n "+!"+7"+n !"/n 72+"%*"+!"+n
"!"212+$n&**1"/&"))"/n"1/&"0$=1"/n2#Qn

B. Kernaussagen auf einen Blick 


W[ &"[ "1/&"0Y[ 2+![ 3,)(04&/10 %#1)& %"[ &*"+0&,+[ "&01&$"+[ &$"+Y
12*0Snn0n" %1n!"0n"&01&$"+n&$"+12*0n&01n3,/n))"*n#=/n!&"n%, %&+Y
+,31&3"[ 5-,/1+1&,+[ "210 %)+!n 3,+n "+,/*"/n "1/&"04&/10 %#1)&l
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0 %"+n&+017n3,+n **1"/&)$=1"/+n"01"%"+n"/%")& %"[+1"/0 %&"!"n&+n
%9+$&$("&1n3,+n!"/n/9;"n2+!n!"/n"1/&"0#,/*n"&+"0n+1"/+"%*"+0Qn
n "$"+="/n !"/n /,>&+!201/&"n "01"%1n %&"/n "&+n "/%")& %"0n 2#%,)-,Y
1"+1&)[!"0[ &11")01+!"0Qn
jn +1"/+"%*"/&0 %"[ ,1&3"Ln n 2n !"+n 3&"/n 4& %1&$01"+n 2+1"/+"%*"/&l
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3"/2+!"+n0&+!Rn$"%</"+nn!&"n& %"/2+$n3,+n"11"4"/03,/1"&)"+Knn
!&"n /*<$)& %2+$n !"0n 2$+$0[ 72[ -&1)*8/(1"+Kn n !&"n /0 %)&">2+$n
+"2"/[&++%*".2"))"+nn2+!n0 %)&">)& %n!&"n <$)& %("&1"+n!"/n4"/)&Y
%"+["/*/(12+$Qn

C. Vertiefung
I. Geistiges Eigentum und seine Bedeutung
für die Wirtschaft
>J=[[[ /2*[%1[!0["&01&$"[&$"+12*[$"/!"[#:/[!"210 %"[
"1/&""["&+"[0,[$/,;"["!"212+$O[
"210 %)+!n)0n +!n!"/n& %1"/Rn"+("/n2+!n/#&+!"/n&01n&+n0"&+"/n(,l 2)&18104"11"4"/Y0111Y
+,*&"n "0,+!"/0n 01/([ +[ !"+[ +14& ()2+$0#,/10 %/&11[ $"2+!"+Qn &"n /"&04"11"4"/Y

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_3, 27
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 2

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+1&,+)"+n ,+1"51n +2/n 2+1"/n !"*n  %2170 %&/*n &**1"/&)$=1"//" %1)&l
%"/n4"%/-,0&1&,+"+n*<$)& %Qn

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)& %"+n/,!2(1"+14& ()2+$n2+!n0"&+"/n4&/10 %#1)& %"+n"/4"/12+$n!/Qn

%+"n !&"n %+ "n !"/n //&+$2+$n "&+"0n ,+,-,)0n 72/n 0& %"/2+$n !"/n
"&$"+"+n $"&01&$"+n "&012+$n 4&/!n ("&+[ +1"/+"%*"/[ &+[ +"2"[ +14& ()2+Y
$"+[&+3"01&"/"+Qn0n" %1n!"0n"&01&$"+n&$"+12*0n!&"+1n!*&1n2 %n!"*n
+14& ()2+$0#,/10 %/&11n2+!n%1n&+0,#"/+n"&+"n$/,;"[3,)(04&/10 %#1)& %"n
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H **1"/&"))"Y+)$"+SY 20**"+%+$n)0nP **1"/&"))"n+)$"+^n"7"& %+"1n4"/!"+Qnn

2/,-8&0 %"0Y601"*Y ))"/!&+$0n "+10-/& %1n !&"n /#002+$n &**1"/&"))"/n "/*<$"+0$=1"/n + %n


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cnn 72n Qn !/"&[ &"/1")+n 20n +3"01&1&,+"+n &+n ,*-21"/-/,$/**"n X2+!n
1"++("+YRnn

cnn 72n Qn "&+"*[ " %01")n 20n +3"01&1&,+"+n &+n /%""//" %1"n X/&$&+)"n
3,+n= %"/+Rn ,!"))"+n"1 Ynn

cnn 0,4&"n 72n 0"%/[ $"/&+$"+[ +1"&)"+n 20n 2 %,%/2+$"+n 2+!n /2+!l
01= (0="/1/$2+$0(,01"+n720**"+Qnn
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!"0*1RnA??FYQn

28
Bedeutung Geistigen Eigentums für die Betriebspraxis

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%/120"+!4"+!"n 7"& %+"1"+n 0& %n @?In !"/n +*")!"/n #=/n EERBIn !"/n +l +*")!"3,)2*"+Y
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"/)&+Rn&*n"/2/nA??Hn*&1n"/4"&0n2#n2/,011Y

29
Teil 2

II. Unternehmerische Motivationen


in Bezug auf Geistiges Eigentum
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(*-#Qn"2"n+14& ()2+$"+n0 %##"+n 2#+/"&7"Qn2/ %n!&"n200 %)&">)&l
%"+n "/4"/12+$0"#2$+&00"n (++n !"/n 4&/10 %#1)& %"n /#,)$n &*n "11"l
4"/n/")&0&"/1n2+!n!"/n"&$"+"n/,!2(1017n"/%<%1n4"/!"+QnY

>JB[[[ ") %"["!"212+$[%1[!0["&01&$"[&$"+12*[!"0[+1"/Y


+"%*"+0["&*[2$+$[72[ -&1)*8/(1"+[2+!["&[!"/[/Y
0 %)&";2+$[+"2"/[&++%*".2"))"+O66
 %217/" %1"Y)0Y /"!&1W 0n7"&$1n0& %n72!"*Rn!00n"&+n"&)n!"/n ,1&31&,+n#=/n!"+n2#2n"&+"0n l
0& %"/2+$0&+01/2*"+1Y ,/1#,)&,0n 2#n "&+"n "/%,##1"n "/"00"/2+$n !"0n 2$+$0n 72n -&1)*9/(1"+n
72/= (72#=%/"+n&01Qn)"& %4,%)n"01"%1n2#["&1"+[!"/[+("+['"!, %["&+"[
$"4&00"[("-0&0n$"$"+="/n!"*n&+017n3,+n **1"/&)$=1"/+n)0n /"!&1l
0& %"/2+$0&+01/2*"+1Qnn
 %217/" %1"Y0&+!YH2+"W ,/n ))"*n )0[ -00&3"[ & %"/%"&1"+Rn )0,n )0n !&"n "49%/Rn !00n 0& %n !0n
)01/SJY2+-#8+!/Y2+!Y &++,31&3"n"/7n!"0n+1"/+"%*"+0n2+")01"1n1109 %)& %n&+n!"/n+!n!"0n
0 %4"/Y"+17&"%/Y +1"/+"%*"+0n "#&+!"1n 2+!n +& %1n ="/n #9+!2+$"+n ,!"/n !&"n =+!&$2+$n
3,+n &7"+73"/1/9$"+n"+17,$"+n4"/!"+n(++Rn&01n#=/n /"!&1$""/n!2/ %20n
"&+n0"%/n4& %1&$"/n0-"(1Qnn

&7"+7"&++%*"+Y)0Y "/#=$1n !0n +1"/+"%*"+n "/n ="/n "&$"+"0n Rn 0,n (++n "0n !&"0"0n 0"&+"/l
"&$"+"Y&++%*".2"))"Y 0"&10n"14n!2/ %n &7"+73"/$"+n&+n0&++3,))"*n*#+$n)0n&++%*".2")l
)"n+217"+Qn

30
Bedeutung Geistigen Eigentums für die Betriebspraxis

 [ L[ 20#=%/2+$"+n 72/n "/4"/12+$n "&01&$"+n


&$"+12*0n"&)n@@n
n

>JC[[[ ") %"["!"212+$[%1[!0["&01&$"[&$"+12*[!"0[+1"/Y


+"%*"+0[&*[*/("1&+$01/1"$&0 %"+[2#1/&11O66
&"n  %##2+$n "&+"/n %"/20/$"+!"+n /,!2(1"&$"+0 %#1Rn *&1n !"/n "&+n ,/l " %+,),$&0 %"Y&$"+/1Y
1"&)n$"$"+="/n!"/n ,+(2//"+7n3"/2+!"+n&01nX0,$Qn+&.2"n"))&+$n/,-,0&l ,!"/Y,/*$"2+$Y&01YY
1&,+Rn Yn 01"))1n !&"n 7"+1/)"n "/20#,/!"/2+$n #=/n !&"n /,!2(1-,)&1&(n &*n
/("1&+$n!/Rn4"&)n!"/n 2+!"n,%+"n"&+n0,) %"0n "/(*)n("&+"n !"+1&#&(l
1&,+n *&1n !"/n "&012+$n 2#2"+n (++Rn 0,+!"/+n !/2#n 7&")"+n 4&/!Rn !0n
+$",1n="/n!"+n"01"+n/"&0n72n"/4"/"+Qn&"/n(,**1n!"+n **1"/&)l
$=1"//" %1"+n"&+"n:"//$"+!"[2+(1&,+n72Rn!"++n"&+"nn(++n"14n&+n
!"/n 1" %+,),$&0 %"+n &$"+/1n ,!"/n "&0-&")04"&0"n &+n !"/n ,/*$"2+$n "l
$/=+!"1n0"&+Qn 01n!&"0"n*,+,-,)&0&"//n2+!n3,/n %%*2+$"+n$"0 %=171Rn
(++n0&"n4"/)& %n(,**2+&7&"/1n4"/!"+Qnn

*n /,!2(1)""+076()20n 0&+!n ))"&+01"))2+$0*"/(*)"n 3,+n /7"2$+&00"+n  %217/" %1"Y&"1"+Y


"57"))"+1n&+n!"/n&+#=%/2+$0ln2+!n %012*0-%0"n"&+"0n*&1n!"*n'"4"&)&l /(13,/1"&)"Y&+Y2+$"081W
1&$1"+Y 8/(1"+Y
$"+n/7"2$+&0n4"&1$"%"+!n2+$"0911&$1"+n /(1"0n4"/)& %["&+0"17/Qnn

"/n (,**2+&(1&3"n ,/1"&)n !"0n ))"&+01"))2+$0*"/(*)0n &+n !"/n "/2+$n  %217/" %1"Y3"/*&11")+Y
&01Rn!00n&+0,#"/+n"&+"n"&+# %"Rn01/("n2+!n*,1&3&"/"+!"n,10 %#1n3"/*&1l &+Y!"/Y"/2+$Y()/"Y
,10 %#1"+Y
1")1n4"/!"+n(++Rn!&"n("&+"n4"&1"/"n" %1#"/1&$2+$n"+<1&$1Qn

D. Weitere Informationen
+0-/" %-/1+"/KY

2+!"0*&+&01"/&2*n#=/n&/10 %#1n2+!n" %+,),$&"n


"#"/1n##"+1)& %("&10/"&1n
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@?@@Dn"/)&+n
,01+0 %/&#1Sn@@?@Hn"/)&+n
Qn&QnQn!QnQn&+"n 00n
")"#5Sn?B?lA?@ClDA?Gn
&+#,e*4&Q2+!Q!"n

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0 %%,##RnQTn)&+!Rn QTn"/0"/$"/RnQTn/>RnQTn**"/RnQTn %*&!1RnQTn


A??FSn  %4"/-2+(1"/& %1n 72/n ++,31&,+0"/%"2+$n A??DRn "/& %1n +n !0n
2+!"0*&+&01"/&2*n#=/n&)!2+$n2+!n,/0 %2+$Qn

)&+!Rn QTn !)"/Rn


QTn /&"10 %Rn QTn  %*, %Rn QTn A??BSn /#&+!2+$"+n (,+1/n
1"+1"Rn /2+%,#"/l +01&121n #=/n 601"*1" %+&(n 2+!n ++,31&,+0#,/0 %2+$Rn
 %4"/-2+(1012!&"n b72/n 1" %+,),$&0 %"+n "&012+$0#9%&$("&1n "210 %l
)+!0bQn

31
Teil 2

/""+%)$%Rn Qn On ,$"/0Rn QRn A??FSn b%"n 3)2"n ,#n &+1"))" 12)n -/,-"/16n
/&$%10n 1,n #&/*0n +!n 0, &"16bRn 5#,/!n "3&"4n ,#n  ,+,*& n ,)& 6Rn ,)Qn ABRn
/QnCRnQnDC@lDEFQn

**"/Rn Qn On "&>"+#")!Rn QRn A??GSn ++,31&,+03"/%)1"+n !"/n +1"/+"%l


*"+n&+n"210 %)+!nA??Enmn(12"))"n+14& ()2+$"+n2+!n"&+n&+1"/+1&,+l
)"/n "/$)"& %Rn 2+!"0*&+&01"/&2*n #=/n &)!2+$n 2+!n ,/0 %2+$Rn 12!&"+n
72*n!"210 %"+n ++,31&,+00601"*n?ClnA??GQnn

+)&+"W2"))"+KY

%11-Skk444Q-1"+10"/3"/Q!"kn

+#,/*1&,+0-,/1)n!"0n  n

32
TEIL 3
Wer hat’s erfunden? – Schutz für
technische Innovationen (Patente u.
Gebrauchsmuster)
A. Worum geht’s? Der Schwerpunkt dieses Teils
"/n/#&+!2+$00 %217n&01n"&+n3,/n))"*n2 %n&+n!"+n "!&"+n%92#&$n01"))3"/l
1/"1"+!n 2#$"$/&##"+"0n %"*Rn 4"++n "0n 2*n "&01&$"0n &$"+12*n $"%1Qn +n
!&"0"*n -&1")n4"/!"+n!&"n"+10-/" %"+!"+n %217*9$)& %("&1"+n20#=%/l
)& %n3,/$"0"))1Qn0n20$"0-/, %"+n"(++1"n %217/" %1nP1"+1^n&01n!"&n
+2/n "&+"n 3,+n 74"&n <$)& %("&1"+n #=/n !"+n  %217n 1" %+&0 %"/n <02+$"+Qn
+""+n "5&01&"/1n 72*&+!"01n &+n "210 %)+!n "&+"n 4"&1"/"n  %217,-1&,+n &+n
"01)1n!"0n"/2 %0*201"/0Qn

B. Die Kernaussagen auf einen Blick 


W[ "#&+&1&,+[ !"0[  %217$"$"+01+!"0[ !"/[ /#&+!2+$L[ [ "/n /#&+Y
!2+$0"$/&##n &01n &*n &++"n !"0n " %1"0n "&01&$"+n &$"+12*0n 4"&120n "+Y
$"/Rn)0n"0n!"/n))$"*"&+"n-/ %4,/10 %17n3"/*21"+n)9001Q[[0n"0"17n
!"#&+&"/1n &%+n ))"/!&+$0n +& %1n &*n &++"n "&+"/n -,0&1&3"+[ ,/*")Rn 0,+!"/+n
$/"+71n /#&+!2+$"+n 3,+n +!"/"+n $"&01&$"+n "&012+$"+n +"$1&3n Q[ [
2!"*n $&1n "0n 7%)/"& %"n ,/0 %2+$0$"&"1"Rn &+n !"+"+n !"/n /#&+!2+$0l
0 %217n 20n !"+n 3"/0 %&"!"+01"+n /=+!"+n 20$"0 %),00"+n &01Q[ [ "/l
(+--1n 20$"!/= (1n (<++"+n /#&+!2+$"+n )0n P 902+$"+[ 1" %+&0 %"/[
/,)"*"^n +$"0"%"+n 4"/!"+Q[ [ &"0"n (<++"+n 0& %n &+n 1" %+&0 %"+n ,/Y
/& %12+$"+n,!"/n"/#%/"+n4&!"/0-&"$")+Qnn
W[  %217*9$)& %("&1"+[ #:/[ &++,31&3"[ 1" %+&0 %"[ 902+$"+L[ [ " %+&l
0 %"n ++,31&,+"+n 4"/!"+n !2/ %n !&"n "&!"+[ 0,$J[ 1" %+&0 %"+[  %217Y
/" %1"n -/,1"(1&"/1Sn !0n 1"+1n 2+!n !0n "/2 %0*201"/Q[ [ &"n  %217Y
3,/200"172+$"+n 0&+!n #=/n "&!"n &+0,#"/+n $)"& %Rn )0n "0n 0& %n #=/n !&"n "'l
%2+$n !"/n  %217#9%&$("&1n 2*n +"2"K[ "/#&+!"/&0 %"[ 2+![ $"4"/)& %[ +Y
4"+!/"n 1" %+&0 %"[ /#&+!2+$"+n %+!")+n *200Q[ [ "2%"&1n "!"21"1n
!"&Rn!00n"0n("&+"+n&!"+1&0 %"+n9)1"/"+n1+!n!"/n" %+&(n$""+n!/#R[[
"/#&+!"/&0 %n &01n "&+"n ++,31&,+Rn 4"++n 0&"n 0& %n 3,*n "01"%"+!"+n 1+!n
!"/n" %+&(n20/"& %"+!n%"1Q[[&"n/$"K[40[I+"2S[&01Rn"+14,/1"+n
"&!"n "0"17"n 2+1"/0 %&"!)& %Rn &+!"*n 0&"n !"+n 1+!n !"/n " %+&(n )0n "l
72$0-2+(1n72/n"2/1"&)2+$n!"/n"2%"&1n2+1"/0 %&"!)& %n!"#&+&"/"+Q[["/n
&00"+00 %17n !"/n "&*n 1"+1n )0n 1+!n !"/n " %+&(n %"/+727&"%"+n &01Rn
&01n 4"&1"/Rn )0n !"/n !"0n "/2 %0*201"/0Q[ [ 0n "/2 %0*201"/n $&)1n
0 %)&">)& %n 2 %n +& %1[ #:/[ "/#%/"+Q[ [ "&!"n  %217/" %1"n 2+1"/)&"$"+n
4"&1$"%"+!n8%+)& %"+[ %2170 %/+("+Q[

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_4, 33
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 3

W[ 1"+1[ 2+![ "/2 %0*201"/[ )0[ ,+,-,)"L[ [ 1"+1n 2+!n "l


/2 %0*201"/n*,+,-,)&0&"/"+n!&"n/#&+!2+$n#=/n!"+n %217/" %10&+%"/n
&+n !"/n "&0"Rn !00n +2/[ "/[ ))"&+[ "/" %1&$1[ &01Rn !&"n /#&+!2+$n 72n +217"+n
2+!n72n3"/4"/1"+Qnn
W[ %217!2"/L[["/n %217n(++n"&*n1"+1[&0[72[><[
%/"n+!2"/+R[
[ "&*n "/2 %0*201"/n 0&+!n "0n 7"%+[
%/"Q[ [ 2/!"+n 1"+1ln 2+!n
"/2 %0*201"/n))"/!&+$0n72[2+/" %1[$"48%/1Rn(<++"+n!&"n %217/" %1"n
2 %n 0 %,+n 3,/[ !"*[ )2#n !"/n < %01#/&01"+n 72[ ))[ $"/ %1n 4"/!"+Q[
[ 00")"n $&)1Rn 4"++n !"/n +%"/n 0"&+"n "/)8+$"/2+$0$":%/"+n +& %1[
#/&01$"/" %1n"+1/& %1"1Q[
W[ %217[2#[+1&,+)"/["+"L[[ %217n"/)+$1n*+n!2/ %n+*")!2+$n
!"/n/#&+!2+$n"&*n"210 %"+[1"+1Y[2+![ /("+*1[Q RQ[[,/n
"&+"/n +*")!2+$n &01n !&"n /#&+!2+$n 01/"+$[ $"%"&*n 72n %)1"+Rn !n "&+n
 %217n 0,+01n 2QQn "/0 %4"/1n ,!"/n $/n 2+*<$)& %n $"* %1n 4&/!Q[ [ 0n
1"+1n 4&/!n 2#n 0"&+"n  %2173,/200"172+$"+n $"-/=#1R[ [ !0n "Y
/2 %0*201"/n4&/!n)0n2+$"-/:#1"0n" %1n"&+$"1/$"+Q[
W[ /"+7:"/0 %/"&1"+!"/[  %217L[ [ =/n 1/+0+1&,+)"+n  %217n 1" %+&l
0 %"/n ++,31&,+"+n $&1n "0n &*n 1"+1/" %1n 74"&[ 4& %1&$"[ "/#%/"+Q[ [
&+"/0"&10n !0n 0,$J[ Y"/#%/"+Rn *&1n 4") %"*n ="/n "&+"n 7"+1/)"n +l
*")!2+$n"&n!"/n n"&+n:+!")[+1&,+)"/[/1"&)2+$03"/#%/"+n"&+$"l
)"&1"1n4"/!"+n(++Q[[2!"*n$&1n"0n!0n0,$"+++1"nY"/#%/"+Qn&"/n
4&/!nmn!2/ %n!0n2/,-9&0 %"n1"+1*1nmn"&+"[!,/1["&+$"/"& %1"[+*")Y
!2+$[7"+1/)[$"-/:#1[2+!["/1"&)1Qn %n/1"&)2+$n"+10 %"&!"1n!"/n+*")l
!"/n &+n 4") %"+n &")011"+n !0n 2/,-9&0 %"n 1"+1n +1&,+)&0&"/1n 4"/!"+n
0,))Qn 2 %n %&"/n %9)1n !"/n 1"+1&+%"/n *n +!"n "&+n =+!")n +1&,+)n 4&/l
("+!"/n %217/" %1"n&+n!"+n9+!"+Qn

34
Schutz für technische Innovationen

[
=/n"/2 %0*201"/n"01"%"+n!"//1&$"n"/#%/"+n+& %1Qn&"n!0n1"+1n
2 %Rn (++n !0n "/2 %0*201"/n "/n 2+1"/n "+0-/2 %2+$n !"/n @Al
*,+1&$"+n+&,+0-/&,/&191n!"/nn&*n20)+!n"&+7")+n+ %+$"*")!"1n
4"/!"+Qnn

C. Vertiefung
I. Die Erfindung
?J=[[[ 0[&01["&+"[/#&+!2+$O[[
"/n "$/&##n !"/n P/#&+!2+$^n &01n &*n "0"17n +& %1n -,0&1&3n !"#&+&"/1Rn 0,+!"/+n "&+"Y$"0"17)& %"YY
)"!&$)& %nI+"$1&3S[&*[&++"["&+"/[200 %)200!"#&+&1&,+Jn0n"0"17n0$1n "#&+&1&,+Y
)0,n)"!&$)& %Rn40["&+"[/#&+!2+$n+& %1n0"&+n(++Qn)"& %4,%)n%1n0& %n&+n
019+!&$"/n %< %01/& %1"/)& %"/n " %10-/" %2+$n "&+"n -,0&1&3"n "#&+&1&,+n %"/l
20$"&)!"1Qnn

+ %n4&/!n2+1"/n!"*n"/*&+20n!"/nP/#&+!2+$^n"&+"nP "%/"n72*n1" %l


+&0 %"+n+!")+bn3"/01+!"+Rn!&"n!2/ %[#,)$"+!"[ "/(*)"["01&**1n&01Sn

• "&+n-)+*8;&$"0n+!")+n

• 2*n"%"//0 %/"[12/(/8#1"n72/n/7&")2+$n"&+"0n(20)[:"/0"%Y
/"+[/#,)$"0n"&+720"17"+n

35
Teil 3

• ,%+"n!"&n*"+0 %)& %"["/01+!"0181&$("&1n74&0 %"+720 %)1"+nn

• 4,"&n !"/n (20)n ="/0"%/"n /#,)$n !&"n 2+*&11")/"[ ,)$"n !"0n &+l
017"0n"%"//0 %/"/n12/(/9#1"n&01Qn

 L[ 1/(n 3"/(+--1n 20$"!/= (1Rn $"%1n "0n "&n "&+"/n /l
#&+!2+$n )0,n &**"/n 2*n P!&"n <02+$n "&+"0n 1" %+&0 %"+n /,l
n
)"*0^Qn

/#&+!2+$"+n(<++"+n0& %n2#n,//& %12+$"+Rn/7"2$+&00"n,!"/n2#n"/#%l


/"+n"7&"%"+Qnn

  L[I/#&+!"/&0 %[,!"/[+& %1["/#&+!"/&0 %SO[

/#&+!"/nn%1n"&+"n !""n2+!n#/$1n0& %Rn4&"n"/n"&+0 %917"+n(++Rn,n0"&+"n !""n


"/#&+!"/&0 %n2+!n!*&1n-1"+1#9%&$n&01Qn

0n+14,/1"1n!"/n"#/$1"n1"+1+4)1Vn

902+$L[ 2/ %n "&+"n )+$'9%/&$"n " %10-/" %2+$n %"+n 0& %n "&+&$"[ Q+& %1[
0 %)&";"+!"R[ /&1"/&"+["+14& (")1Rn!&"n4& %1&$"n+7"& %"+n#=/n!0n,/)&"$"+n
"&+"/n"/#&+!"/&0 %"+n91&$("&1n!/01"))"+Qn&"0n0&+!n"14Snn

cnn!0n/,)"*n4/n="/n"&+"n)9+$"/"n"&10-++"n&+n!"/n %4")1n"(++1n2+!n
"0n"01+!n"&+n"!:/#+&0[#:/["&+"[ 902+$n

cnn!&"n/#&+!2+$n%1n"&+"n1" %+&0 %"["%)3,/01"))2+$n:"/42+!"+n

cnn!&"n +"2"n "%/"n %1n "&+"n :"//0 %"+!"K[ +& %1[ 3,/%"/720"%"+!"[ &/(2+$n
"/7&")1n

cnn"&1"/"+14& ()2+$n "&+"0n "&"1"0n !"/n " %+&(Rn 4") %"0n :"/[ )8+$"/"[ "&1[
2+" %1"1n4/nn

cnn+"2"[ !""+n2#n"&+"*n1" %+&0 %n0"%/[4"&1["+14& (")1"+["&"1n

cnn4"& %"+n 3,*n "(++1"+Rn =)& %"+n +14& ()2+$04"$n 2+!n &+0 %)$"+n
"&+"/n+"2"+[& %12+$[

cnn <02+$n "&+"0n 0 %,+n )+$"n "01"%"+!"+n /,)"*0n + %[ &0%"/[ 7%)/"& %"+[
"/#,)$),0"+["/02 %"+n

cnn"/1/$2+$n +& %1n ))$"*"&+n "(++1"/n 1" %+&0 %"/n +14& ()2+$"+n 20n
"&+"*n39))&$[+!"/"+[ %$"&"1n

cnn!&"n /("++1+&0Rn !00n 0& %n "&+"n 1" %+&0 %"n 2#$"n 2 %n *&1[ 4"+&$"/[ "/(Y
*)"+n)90"+n)9001n)0n"(++1n4/n

?J>[[ 0[&01[!0[0,$J[/#&+!"/-"/09+)& %("&10/" %1O[


2/ %n !0n /#&+!"+n "/4&/1n !"/n /#&+!"/n "&+n 0,$"+++1"0n /#&+!"/-"/0<+l
)& %("&10/" %1Qn &"0"0n " %1n %1n !&"n &/(2+$Rn !00n !"/n /#&+!"/n &*n ))"n
"&+"/n  %217/" %10+*")!2+$n 2+!k,!"/n "/<##"+1)& %2+$n "&+"+n +0-/2 %[
2#["+"++2+$n%1Qn,#"/+n*"%/"/"n/#&+!"/n$"*"&+0 %#1)& %n191&$n4/"+Rn
%1n'"!"/[!"/[/#&+!"/n"&+"+n+0-/2 %n2#n"++2+$Qn0n/#&+!"/-"/0<+l
)& %("&10/" %1n&01n"&)n!"0n))$"*"&+"+n"/0<+)& %("&10/" %10Qn

36
Schutz für technische Innovationen

[ [[ O[[[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ /#&+!"/-"/0<+)& %("&10l


n /" %1nffnERnBFn1n&QQ*QnfnGABRn0Qn@nRn/1n@RnAnn

II. Schutzmöglichkeiten für Erfindungen


?J?[[[ ") %"[ %217*9$)& %("&1"+["01"%"+[#:/[/#&+!2+$"+O[
)0n  %217*<$)& %("&1"+n #=/n P/#&+!2+$"+^n (,**"+n !0n 1"+1n 2+!n !0n
"/2 %0*201"/n&+n"1/ %1Qn))"/!&+$0n)00"+n0& %n"/#%/"+0"/#&+!2+Y
$"+n+& %1n="/n!0n"/2 %0*201"/n0 %=17"+Qn

?J@[[[ ,/&+[)&"$"+[!&"[4& %1&$01"+[+1"/0 %&"!"[74&0 %"+[[


1"+1[2+!["/2 %0*201"/O[[
0n 1"+1n 4&/!n 2#n 0"&+"n *1"/&"))"+n  %2173,/200"172+$"+n $"-/=#1Rn +1"/0 %&"!)& %"/Y"/W
49%/"+!n !0n "/2 %0*201"/n "&+n 0,$"+++1"0n 2+$"-/=#1"0n  %217/" %1n -/:#2+$02*#+$Y
&01Rn!"00"+n %217"019+!&$("&1n"/01[&+["&+"*["3"+12"))"+["/)"172+$03"/Y
#%/"+n2#n!&"n/,"n$"01"))1n4&/!Qn
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&+1"+0&3"/n)0n!0n"/2 %0*201"/"&+1/$2+$03"/#%/"+Qn#=/n49%/1n!"/n ,01"+Y2+!Y %217!2"/Y
 %217n "&+"0n 1"+1"0n "/n 2 %n 4"0"+1)& %n )9+$"/n mn A?n
%/"Rn 0111n 7"%+n

%/"Qn

III. Voraussetzungen und Erlangung von Patentschutz


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0 %217O[
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+& %1n+$"0"%"+Snn

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,!"/n #=/n $"0 %9#1)& %"n 91&$("&1"+n 0,4&"n /,$/**"n #=/n 1"+3"//"&Y
12+$0+)$"+Tn

37
Teil 3

• !&"n),;"[&"!"/$"n3,+n +#,/*1&,+"+Qn
& %1&$n&01n!"&Rn!00n!&"n3,/"+++1"+n200 %)=00"n3,+n!"/n1"+1#9%&$l
("&1n+2/n&+0,4"&1n"01"%"+Rn)0n#=/n!&"n$"+++1"+n"$"+019+!"n,!"/n91&$l
("&1"+n )0n 0,) %"n  %217n "$"%/1n 4&/!Qn ,n (++n "14n !"/n (,+(/"1"n /,l
$/** ,!"n"&+"/n,#14/"n+& %1n-1"+1&"/1n4"/!"+Rn4,%)n"/n!0n*&1n&%*n
2QQn2*$"0"171"n1" %+&0 %"n"/#%/"+Qnn
"+0 %)& %"Y 9/-"/Y+& %1Y "+#))0n ("&+"n -1"+1&"//"+n /#&+!2+$"+n (<++"+n !"/n *"+0 %)& %"n </l
-1"+1&"//Y -"/n &+n !"+n "&+7")+"+n %0"+n 0"&+"/n +101"%2+$n 2+!n +14& ()2+$Rn "&+l
0 %)&">)& %n !"/n "&*7"))"+Rn 0,4&"n !&"n ),>"n +1!" (2+$n "&+"0n 0"&+"/n "Y
01+!1"&)"Rn"&+0 %)&">)& %n!"/n".2"+7[,!"/["&)0".2"+7["&+"0["+0n0"&+Qn
+!"/"n/#&+!2+$"+n2#n!"*n"&"1n!"/n &(/,&,),$&"n2+!n&,1" %+,),Y
$&"n 0&+!n 74/n +& %1n $/2+!0917)& %n 3,*n 1"+10 %217n 20$"+,**"+Qn &"/n
$")1"+n"/n"0,+!"/"[&+0 %/8+(2+$"+Qn
21"Y&11"+JY9##"+1)& %"Y "&1"/%&+n 3,*n 1"+10 %217n20$"0 %),00"+n 0&+!n /#&+!2+$"+Rn !&"n $"$"+n
/!+2+$JY&"//1"+Y2+!Y !&"n $21"+n &11"+n ,!"/n !&"n <##"+1)& %"n /!+2+$n 3"/01,>"+n 0,4&"n &"//1"+n
#)+7"+0,/1"+Y
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"&+n,--")0 %2173"/,1Qn
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n &"[4& %1&$01"+["0"17"0+,/*"+L[ffn@Rn@RnAn2+!nAn1nn

?JB[[[ 0[3"/01"%1[*+[2+1"/["2%"&1[&*[&++"[!"0[1"+1$"0"1Y
7"0O[
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"+10 %"&!"+!Y 1+!n!"/n" %+&(n2*#001n!"&n))"n "++1+&00"Rn!&"n3,/n!"/n+*")!2+$n
!"/n"1/"##"+!"+n/#&+!2+$n&+n'"!"/n"/!"+()& %"+n"&0"n!"/n##"+1)& %("&1n
72$9+$)& %n4/"+Tn2+!n74/n4")14"&1Wnn
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$"+n 79%)"+n "14n : %"/Rn "&10 %/&#1"+n 2+!n +1=/)& %n ))"n 1"+10 %/&#1"+n
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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnBn1nn

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3"/9##"+1)& %1[4&/!O[
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"2%"&1SY$&)1Y ,/3"/<##"+1)& %2+$n "&+n  %217n $/2+!0917)& %n +& %1n *"%/n *<$)& %Qn 2 %n
+#,/*1&,+"+Rn!&"n!"/n/#&+!"/[0")01n3"/<##"+1)& %1n%1Rn79%)"+n72*n1+!n

38
Schutz für technische Innovationen

!"/n" %+&(Qn"0%)n&01n!/&+$"+!n!/2#n72n %1"+Rn!&"n"&$"+"n/#&+!2+$n


&0n 72/n &+/"& %2+$n "&+"/n /" %104%/"+!"+n 1"+1+*")!2+$n 01/"+$[ $"Y
%"&*n72n%)1"+Qn2/n0,n(++n0& %n!"/n/#&+!"/n0"&+"n ,+,-,)+4/10 %#1n
4&/(0*n0& %"/+Qnn

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n
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)& %Qn[

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,/3"/9##"+1)& %2+$Y
2001"))2+$"+Rn#=/n!&"n!0n2+!"0'201&7*&+&01"/&2*n&*n2+!"0$"0"17)11n
"(++1n $"* %1n %1Rn !00n %&"/n "&+"n /&,/&1810"+0-/2 %2+$[ 72$")00"+n
4&/!Qn,/200"172+$n#=/n"&+"n0-91"/"n %217"/)+$2+$n&01n72!"*Rn!00n!&"n
+*")!2+$n &++"/%)[ 3,+[ B[ ,+1"+[ [ 2001"))2+$0"$&++n "&*n l
1"+1*1n"&+$"/"& %1n4&/!Qnn

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"/n/#&+!"/nn%1n"&+"n/"3,)21&,+9/"n !""Qn/n#001n0"&+"n"!+("+n&+n"&+"/n"l
&)n720**"+n2+!n0"+!"1n!&"0"n*n#/=%"+n ,/$"+n$"$"+n?QB?n%/n+n0"&+"+n
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2+!n4&))nn0,$)"& %n+14,/1"+Qn"/0"%"+1)& %n)"&1"1n"/n!&"n"l &)n"/n+n!"+n"l
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+n"&+"+n1"+1+4)1n2+!n#/$1Rn,n"/n+, %n1"+10 %217n#=/n0"&+"n/#&+!2+$n
"/)+$"+n(++Qn

0n+14,/1"1n!"/n+4)1Vn

902+$L[ /2+!0817)& %n 01"))1n !&"n "&1"/)"&12+$n !"0n /#&+!2+$0$"!+("+0n


$"$"+="/n !"+n 2+"1"&)&$1"+n !/"001"+n !"0n "l &)n "/1"&)"/0n "&+"n +"2%"&10Y
0 %8!)& %"[ ,/3"/9##"+1)& %2+$n !/Rn !&"n "&+"/n 0-91"/"+n 1"+1&"/2+$n "+1$"l
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%1n !"++, %n !&"n %+ "n 2#n !&"n /)+$2+$n "&+"0n 1"+1"0Rn 4"++n "&+"n +*")l
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&+n !"/n 72+9 %01n "&+"n /,#002+$n !"/n /#&+!2+$n "&*n 1"+1*1n %&+1"/)"$1n
4&/!n 2+!n !"/n P"&+0 %)&##^n !"/n +0-/2 %0#002+$n &++"/%)n !"/n /&,/&1910#/&01n
3,+n@An ,+1"+n"/#,)$1Q[

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)& %1Rn $&1n !0n 1"+1$"0"17n !"*n /#&+!"/n "&+"+n +2/[ 0"%/[ 0 %4 %"+[ 4&!"//" %1)& %"/Y,/3"/9#W
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,+1"[ 3,/[ &+/"& %2+$n !"/n +*")!2+$n "/#,)$1n 0&+!n 2+!n 2+*&11")/n

39
Teil 3

,!"/n *&11")/n 2#n "&+"+n ,##"+0& %1)& %"+[ &00/2 %n 72*n  %1"&)n !"0n
+*")!"/0n72/= ($"%"+Qn +n))"+n+!"/"+n9))"+n&01n!"/n$"0 %9!&$1"n/#&+l
!"/n )"!&$)& %[ 2#[  %!"+0"/017+0-/: %"n $"$"+n !"+n *&00/92 %)& %n
%+!")+!"+n/&11"+n72n3"/4"&0"+Qn

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n n

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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnBRn0QnDn1nn

?JD[[[ 0[3"/01"%1[*+[2+1"/[!"/[I/#&+!"/&0 %"+[81&$("&1S[&*[


&++"[!"0[1"+1$"0"17"0[
"/Y"0"17"$/&##YY ")01n4"++n"&+"n/#&+!2+$n4")14"&1n+"2n&01Rn0,n&01n0&"n+, %n+& %1n21,*l
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%"+n P"/#&+!"/&0 %"+n 91&$("&1^Qn 0n "!"21"1Rn !00n 0& %n !&"n "2"/2+$n &+n
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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnCn1nn

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+& %1n!"#&+&"/1Qn

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%"+n72n0"+!"+Qn&"n(++n72!"*n-"/0<+)& %n&+n!"+n&"+0101"))"+n =+ %"+Rn

40
Schutz für technische Innovationen

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+1/$0#,/*2)/n ,+)&+"[ 2+1"/[ 444J!-*J!"n 72/n "/#=$2+$Qn &"n /#&+l
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4"/!"+Sn +1/$0Y" %1"+Y

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/n *&1n !"/n +*")!2+$n "&+$"/"& %1n 4"/!"+n *=00"+Rn (<++"+n !&"n 20*l
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+ %$"/"& %1n4"/!"+Qn
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!&"n "0 %/"&2+$Qn &"n &01n !&"n I 00"SKn 20n !"/n %"/20n !&"[ /#&+!2+$[ &*[
2#"[!"0[/1"&)2+$03"/#%/"+0[+, %[&+[3"/#"&+"/1"/[(,+(/"1&0&"/1"/[,/*[
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41
Teil 3

,/-/:#2+$Y2#Y,/*Y2+!Y 2+n 4&/!n !&"n +*")!2+$n 72+9 %01n "&+"/n ,/-/=#2+$n 2+1"/7,$"+Qn "&n
,##"+0& %1)& %"Y1"+1&"W 4"/!"+n !&"n +1"/)$"+n 2#n &+%)12+$n !"/n ,/*3,/0 %/&#1"+n 0,4&"n 2#n
/2+$0%&+!"/+&00"Y ,##"+0& %1)& %"n 1"+1&"/2+$0%&+!"/+&00"n $"-/=#1Qn 2>"/!"*n 4&/!n !&"n
n /#&+!2+$n+ %n&%/"*n0 %)& %"+n"%)1n&+n"&+n&+1"/+1&,+)n$")1"+!"0Rn#"&+n
2+1"/1"&)1"0n )00&#&(1&,+00 %"*n X +1"/+1&,+)"n 1"+1()00&#&(1&,+Yn
"&+$",/!+"1Qn
+1/$001"))2+$Y2+!Y *n2 %n1109 %)& %n"&+n1"+1n72n"/%)1"+Rn*200n!"/n+*")!"/n"/n"&+"+n
4"&1"/"Y":%/"+"+1/& %W /:#2+$0+1/$n 01"))"+n 2+!n "&+"n 4"&1"/"[ ":%/Rn !&"n 0,$Qn /=#2+$0$"l
12+$Y =%/Rn"7%)"+Qn/01n!++n+&**1n!0n*1n!&"n#=/n!&"n1"+1"/1"&)2+$n+,1l
4"+!&$"n  %-/=#2+$n &+n "72$n 2#n !&"n /$"n 3,/Rn ,n !&"n /#&+!2+$n 7QQn
+"2n2+!n"/#&+!"/&0 %n&01Qnn
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1/$Y !"*[?J[1"+1'%/[0,$J[
%/"0$":%/"+n72n7%)"+Qnn
,/Y" %"/ %"+1/$Y QQn (++n 3,/n !"*n /=#2+$0+1/$n 2 %n "&+n 0"-/1"/n " %"/ %"+1/$n
*9$)& %Y 72/n +*")!2+$n $"01"))1n 4"/!"+Qn +n !&"0"*n ))n 4"/!"+n !"*n +*")!"/n
!&"'"+&$"+n ,(2*"+1"n *&1$"1"&)1Rn !&"n #=/n !&"n /=#2+$n !"/n 1"+1#9%&$("&1n
!"/n/#&+!2+$n/")"3+1n0"&+n(<++"+Qn
##"+)"$2+$Y!"/Y+*")W &"n 1"+1+*")!2+$n )"&1n =D[ ,+1"[ )+$[ $"%"&*Rn !+ %n 4&/!n 0&"n
!2+$Y ,##"+n $")"$1Qn &"0"n ##"+)"$2+$00 %/&#1n (++n 0,!++n 3,+[ '"!"/*++[
"&+$"0"%"+n 4"/!"+Qn "/n "&1/2*n !"/n "%"&*%)12+$n 0,))n !"*n /#&+!"/n
!&"n <$)& %("&1n $""+Rn !&"n +*")!2+$n 4"&1"/723"/#,)$"+n ,!"/n +, %n 3,/n
/0 %"&+"+n !"/n ##"+)"$2+$00 %/&#1n 72/= (727&"%"+Qn &"n ##"+)"$2+$0l
0 %/&#1n"/0 %"&+1n2+%9+$&$n!3,+Rn,n!"/n/=#2+$0+1/$n$"01"))1n42/!"n
,!"/n+& %1Qn
"/#%/"+Y+ %Y1"))2+$Y 2/!"n+*")!"/0"&1&$n"&+n/=#2+$0+1/$n$"01"))1Rn4&/!n3,+n"&+"*n1"+1l
!"0Y/:#2+$0+1/$0Y -/=#"/n !"/n #=/n !&"n /#&+!2+$n /")"3+1"[ 1+![ !"/[ " %+&(n "/*&11")1n 2+!n
="/-/=#1Rn ,n 3,/n !"00"+n &+1"/$/2+!n "&+n 1"+1n "/1"&)1n 4"/!"+n (++Qn
,**1n!"/n1"+1-/=#"/n72n!"/n"/7"2$2+$Rn!00n!&"n/#&+!2+$n+"2n&01Rn
2#n "/#&+!"/&0 %"/n 91&$("&1n "/2%1n 2+!n $"4"/)& %n +4"+!/n &01n 2+!n
2 %n))"n0,+01&$"+n#,/*)"+n,/200"172+$"+n"/#=))1Rn"/1"&)1n"/n"&+n1"+1Qn
&11"&)2+$Y3,+Y %217W +!"/"+#))0n 4"/!"+n !"*n +*")!"/n &+n "&+"*n /=#2+$0"0 %"&!n !&"n #"01l
%&+!"/+&00"+Y $"01"))1"+n  %217%&+!"/+&00"n *&1$"1"&)1Qn "/n +*")!"/n %1n !++n !&"n <$l
)& %("&1Rn &++"/%)n "&+"/n &*n /=#2+$0"0 %"&!n #"01$"0"171"+n /&01n 72n "/4&l
!"/+n74Qn"14&$"n 8+$")n&*n%*"+n!"/n2/0-/=+$)& %"+n/#&+!2+$0"l
0 %/"&2+$n72["0"&1&$"+Qn
1"+1"/1"&)2+$Y  %n !"/n "/#,)$/"& %"+n /=#2+$n !"/n 1"+1+*")!2+$n (++n "&+n 1"+1n
"/1"&)1n 4"/!"+Qn +),$n 72/n ##"+)"$2+$n "/#,)$1n !&"n "(++1* %2+$n !"/n
/1"&)2+$n &*n "+10-/" %"+!"+n "&)n !"0n 1"+1)11"0n 2+!n &01n !*&1n #=/n '"l
!"/*++n/" %"/ %&"//Qn
" %10*&11")Y "$"+n"&+"+n*<$)& %"+n2/= (4"&02+$0"0 %)200n&01n&++"/%)n"&+"0n ,l
+10n + %n 201"))2+$n !"0n "0 %)200"0n !0n " %10*&11")n !"/n "0 %4"/!"n
*<$)& %Qn "/n /=#"/n !"0n 1"+1*1"0n (++n !"/n "0 %4"/!"n %")#"+Rn )0,n

42
Schutz für technische Innovationen

!0n1"+1n!, %n+, %n"/1"&)"+Qn&"%1n"/n!72n("&+"+n+)00Rn)"$1n"/n!&"n"Y


0 %4"/!"n !"*n 2+!"0-1"+1$"/& %1n 72/n 4"&1"/"+n +10 %"&!2+$n 3,/Qn "l
$""+"+#))0n (++n $"$"+n !&"n 4"&1"/%&+n )"%+"+"!"n +10 %"&!2+$n !"0n
2+!"0-1"+1$"/& %1"0n 0,!++n +, %n !&"n " %10"0 %4"/!"n 72*[ n
"/%,"+n4"/!"+Qnn

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12+$n#=/n1"+1+0-/= %"n2+!n*1)& %"n "/()911"/n&+n20l
n
7=$"+[

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnBCn##QRnFBRn@??n1nn

?J=>[[[ "/[4") %"["/#%/"+[(++["&+[1"+1[72[))[$"/ %1[


4"/!"+O[
01n !&"n 1"+10 %/&#1n 3"/<##"+1)& %1Rn 0,n (++n '"!"/*++n &++"/%)n 3,+n !/"&n &+0-/2 %03"/#%/"+Y
,+1"+n &+0-/2 %n "&+)"$"+Qn "/n &+0-/" %"+!"n (++n /:+!"[ +#:%/"+Rn &++"/%)Y3,+Y!/"&Y ,+W
!&"n $"$"+n "&+"n /" %1*9>&$"n /1"&)2+$n !"0n 1"+10n 0-/" %"+Qn *n &+l 1"+Y+ %Y"/9##"+1)& %2+$Y
!"0Y1"+10Y
0-/2 %03"/#%/"+n4&/!n+, %n"&+*)n(,01"+-#)& %1&$[$"-/:#1Rn,n!&"n"/"&10n
*&1n!"/n1"+1"/1"&)2+$n"'%1"+n+,14"+!&$"+n,/200"172+$"+n!"0n %21l
7"0n 4&/()& %n 3,/)&"$"+Qn &"0n $"0 %&"%1n &+n !"/n "$")n !2/ %n "&+n /"*&2*Rn
!0n3,+n &1$)&"!"/+n"&+"/n1"+11"&)2+$n!"0n n$"&)!"1n4&/!Qnn

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01+!Qnn

"$"+n!"+n&+0-/2 %0"0 %)200n(++n"&+"n"0 %4"/!"n3,/n!"*n2+!"0-l "0 %4"/!"Y$"$"+Y!"+Y


1"+1$"/& %1n 2+!n !+ %n !&"n " %10"0 %4"/!"n 72*n 2+!"0$"/& %10%,#n &+0-/2 %0"0 %)200Y
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/& %1n +$"$/&##"+n 4"/!"+Qn 0n "/#%/"+n 72/n /()9/2+$n !"/n & %1&$("&1n
"&+"0n1"+10n4&/!n!2/ %n"&+"n )$"n"&*n2+!"0-1"+1$"/& %1n"&+$")"&1"1Qn
&"n&01n$"$"+n!"+n&*n"$&01"/n)0n1"+1&+%"/n&+$"1/$"+"+n72n/& %1"+Qn
"&n 4&/!n !0n 1"+1n &*[ /#,)$0#))n *&1n &/(2+$n #=/n 2+!n $"$"+="/n
'"!"/*++n3"/+& %1"1Qn

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnDHRnE@RnFBRnG@Rn@??n1nn

43
Teil 3

IV. Dauer, Schutzumfang und Schranken des Patent-


schutzes
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/2+!0817)& %Y><Y
%/"Y &"n*5&*)"n 2#7"&1n"&+"0n1"+10n"1/9$1nA?n
%/"nn+*")!"!12*Qnn
20+%*"#))Y>AY
%/"Y =/n /#&+!2+$"+Rn !&"n "/01[ + %[ 2#48+!&$"+[ 2)002+$03"/#%/"+n X3,/n
))"*n ()&+&0 %"n 12!&"+n "&n /7+"&*&11")+Yn 4&/10 %#1)& %[ 3"/4"/1"1n 4"/l
!"+n (<++"+Rn $&1n "0n "&+n "/$9+7"+!"0n  %2177"/1&#&(1Rn ="/n 4") %"0n !&"n
1"+1)2#7"&1n2*n*5&*)n4"&1"/"n#=+#n
%/"n3"/)9+$"/1n4"/!"+n(++Qn

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffn@ERn@En1nn

?J=@[[[ ") %"[" %1"[$"48%/1[!"/[1"+10 %217O[


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!"/Y/1"&)2+$Y&*Y1"+1W $")"$1"n /#&+!2+$n &01n +, %n +& %1n -1"+1&"/1Tn 0&"n "$/:+!"1[ ("&+"[ 20Y
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"+2172+$n +2/n "&+"+n +10 %9!&$2+$0+0-/2 %Qn  %n /1"&)2+$n %1n !0n
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1"+Rn&+["/("%/[72[/&+$"+n,!"/n72n $"/2 %"+n,!"/n72n!"+n$"+++l
1"+n4" ("+n"+14"!"/n"&+72#:%/"+n,!"/n72n"0&17"+Tn

• "&+n "/#%/"+Rn !0n "$"+01+!n !"0n 1"+10n &01Rn +724"+!"+n ,!"/Rn


4"++n !"/n /&11"n 4"&>n ,!"/n "0n 2#n /2+!n !"/n *019+!"n ,##"+0& %1)& %n
&01Rn!00n!&"n+4"+!2+$n!"0n"/#%/"+0n,%+"n!&"n201&**2+$n!"0nl
1"+1&+%"/0n 3"/,1"+n &01Rn 72/n +4"+!2+$n &*n ")12+$0"/"& %n !&"0"0n
"0"17"0n+72&"1"+Tn

• !0n !2/ %n "&+n "/#%/"+Rn !0n "$"+01+!n !"0n 1"+10n &01Rn 2+*&11")/n
%"/$"01"))1"n/7"2$+&0n+72&"1"+Rn&+["/("%/[72[/&+$"+n,!"/n72n$"Y
/2 %"+n,!"/n72n!"+n$"+++1"+n4" ("+n"+14"!"/n"&+72#:%/"+n,!"/n
72["0&17"+Qn
+*&11")/"Y2+!Y*&11")W &"n 3,/"+++1"+n 9))"n "1/"##"+n !&"n 2+*&11")/"[ 2172+$n !"/n 1" %+&l
/"Y2172+$Y2+1"/0 %"&W 0 %"+n "%/"n!"0n1"+1"0Qn
!"+Y
+""+n 0 %:171n !0n 1"+1n "/n 2 %n !3,/Rn !00n /&11"n ,%+"n 201&*l
*2+$n !"0n 1"+1&+%"/0n +!"/"+n )0n 72/n "+2172+$n !"/n -1"+1&"/1"+n
/#&+!2+$n "/" %1&$1"+n "/0,+"+n &11")Rn !&"n 0& %n 2#[ "&+[ 4"0"+1)& %"0[
)"*"+1n !"/n /#&+!2+$n "7&"%"+Rn 72/n "+2172+$n !"/n /#&+!2+$n &*n ")l
12+$0"/"& %n !&"0"0n "0"17"0n +&"1"+n ,!"/n )&"#"/+Rn 4"++n 0&"n "++1+&0n
!3,+n%"+n,!"/n"0n2#n/2+!n!"/n*019+!"n,##"+0& %1)& %n&01Rn!00n!&"0"n

44
Schutz für technische Innovationen

&11")n!72n$""&$+"1n2+!n"01&**1n0&+!Rn#=/n!&"n"+2172+$n!"/n/#&+!2+$n
3"/4"+!"1[ 72[ 4"/!"+J[ &"0"[ &/(2+$[ "7"& %+"1[ *+[ )0[  %217n 3,/n
*&11")/"+n1"+13"/)"172+$"+Qnn

& %1&$n &01n !"&Rn !00n !"/n 1"+10 %217n "&+n 0,)21"0n ,+,-,)n $"49%/1Qn ,+,-,)W&/(2+$Y!"0Y
Q%Qn0")01n!"/'"+&$"n/#&+!"/Rn !"/n"&+"n/#&+!2+$n2+%9+$&$n2+!n&+n+l 1"+10Y%8+$1Y+& %1Y3,+Y
("++1+&0n!"0n1"+1&+%"/0n$"* %1n%1Rn*200n0& %n!"*n4"%//" %1n!"0n !"/Y "++1+&0Y"&+"0Y0,$IY
/))")"/#&+!"/0YY
1"+1"0n "2$"+Rn "0n 0"&n !"++Rn "/n (++n *&1n "&+"/n "&$"+"+n ,/3"/<##"+1)&l
%2+$n0"&+"/n/#&+!2+$n!&"n"2%"&1n!"0n1"+1"0n&+n/$"n01"))"+Qnn

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n

))"/!&+$0n (++n 0& %n !"/'"+&$"Rn !"/n !&"n /#&+!2+$n &*n "&$"+"+n "1/&"n "l
/"&10n "+2171n %1Rn ,%+"n 0&"n 72n 3"/<##"+1)& %"+Rn 2 %n + %n +101"%2+$n !"0n
,+,-,)0n+, %n2#n"&+n,/"+2172+$0/" %1n"/2#"+Qn/n!/#n!&"n/#&+!2+$n
!++n&*n*#+$n!"/n,/"+2172+$n4"&1"/n+217"+Qn

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!"0n1"+10 %217"0n
n
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n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnHRn@?Rn@An1nn

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&+"n!"/n4& %1&$01"+n %/+("+n!"0n1"+10 %217"0n01"))1n!&"n0,$Qn/0 %<-l  %/+("Y/IY=YXYY
#2+$n !"0n 1"+1/" %10n !/Qn + %n (++n 0& %n !"/n 1"+1&+%"/n "7=$)& %n &"Y0,$IY/0 %9-#2+$Y
!"0n !2/ %n 0"&+n 1"+1n $"0 %=171"+n "$"+01+!"0n +& %1n *"%/n 2#n 0"&+n
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"/("%/[$"/ %1[42/!"Qn2/!"n)0,n"&+n"$"+01+!Rn!"/n2#n"&+"/n-1"+l
1&"/1"+n "%/"n0&"/1Rn3,*n1"+1&+%"/n+n"&+"+n/&11"+n3"/82;"/1Rn0,n&01n
!"/n /&11"n &+n 0"&+"/n "/#=$2+$0#/"&%"&1n ="/n !"+n -1"+1&"/1"+n "$"+01+!n
+& %1n *"%/n "0 %/9+(1n 2+!n !"/n 1"+1&+%"/n (++n &%*n "14n "&+"+n "&l
1"/3"/1/&"n,!"/n"&+"n2172+$n+& %1n*"%/n20n!"*n1"+1n%"/20n3"/&"1"+Qn
"/n %21774" (n!"0n1"+1"0n&01n+9*)& %n&+n!"*n ,*"+1n"/"&10n"//"& %1Rn
&+n 4") %"*n !"/n " %10&+%"/n !"+n "$"+01+!n $"$"+n +1$")1n &+n "/("%/n
$"/ %1n %1Qn "&+"n 4"&1"/"+n "#2$+&00"n +n !"/n (,+(/"1"+n  %"n X+& %1n +n
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45
Teil 3

3"/("%/0#8%&$"+[ "$"+01+!Rn )0,n "&+n /7"2$+&0n $"(+:-#1n &01Qn /0 %<-l


#2+$n 1/&11n &+0,#"/+n 2 %n !++n +& %1n "&+Rn 4"++n "&+"n 72/n 2/ %#=%/2+$n !"0n
"/#%/"+0n "/#,/!"/)& %"[ ,//& %12+$n *&1n 201&**2+$n !"0n 1"+1&+%l
"/0n&+[!"+[+!")03"/("%/n$")+$1Qn*01/&11"+n&01n"/Rn,n!&"n" %1"n20n
"&+"*n  %-1"+1n 2+!n "&+"*n "/#%/"+0-1"+1n "/0 %<-#1n 0&+!Rn 4"++n "&+"n
-1"+1$"0 %=171"n ,//& %12+$Rn !&"n 0& %n 72/n 20=2+$n "&+"0n ""+#))0n -l
1"+1$"0 %=171"+n"/#%/"+0n"&$+"1Rn!2/ %n!"+n1"+1&+%"/n,!"/n*&1n!"0l
0"+n201&**2+$n&+n!"+n"/("%/n$"/ %1n42/!"Q[
$/"+72+$Y!"/Y0,$IYW /0 %<-#2+$n !"/n " %1"n 20n "&+"*n *&1n &/(2+$n #=/n !&"n 2+!"0/"-2)&(n
4"&1"+Y/0 %9-#2+$Y3,+Y "210 %)+!n"/1"&)1"+n1"+10n1/&11n'"!"+#))0n$/2+!0917)& %n!++n"&+Rn4"++[
!"/Y/&11011"+W !0[ $"0 %:171"[ /7"2$+&0n !2/ %n !"+n 1"+1&+%"/n ,!"/n *&1n 0"&+"/n 2l
"/9##"+1)& %2+$Y
01&**2+$n &+[ "210 %)+!K[ "&+"*[ &1$)&"!011[ !"/[ 2/,-8&0 %"+[ "Y
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11n &+n "/("%/n $"/ %1n 4,/!"+n &01n X0,$Qn l4"&1"n /0 %<-#2+$YQn 0n
+3"/("%//&+$"+n "&+"0n -1"+1$"0 %=171"+n "$"+01+!0n 2;"/%)[ !"0[
2/,-8&0 %"+[ &/10 %#10/2*"0n !2/ %n !"+n 1"+1&+%"/n ,!"/n *&1n !"0l
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"&+"*n !"210 %"+n 1"+1n ,!"/n "&+"*n !"210 %"+n +1"&)n "&+"0n "2/,-9&0 %"+n
1"+10Qn

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&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ /0 %<-#2+$n $&)1n &*n l


n 1"+1/" %1n)0n2+(,!&#&7&"/1"/n" %10$/2+!017n

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,/"+2172+$0/" %1Y %&+724"&0"+Qn &"n &/(2+$[ !"0[ 1"+10n 1/&11n %&"/"&n $"$"+[ !"+[ +& %1[ "&+Rn
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46
Schutz für technische Innovationen

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1"/&)0[2+!n"7=$)& %n!"0[&+017"0[3,+[/7+"&*&11")+Qnn

[ [[ O[[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[  %/+("+n !"/n 1"+1"+1l


n 4&/(2+$nfn@@n1nn

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!"0n))$"*"&+"+n&+4+!0n20n/"2n2+!n)2"+Qn

[ [[ O[[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ "/'9%/2+$n fn @HDn ##Qn Rn


n "/4&/(2+$nfnACAnnn

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+$"4&"0"+n&01Qnn

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[4+$0)&7"+7nfnACn1nn

47
Teil 3

V. Voraussetzungen und Erlangung


von Gebrauchsmusterschutz
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2+!n$"4"/)& %n+4"+!/n0"&+n*=00"+Qnn

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffn@RnAn"/ nn

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"2%"&100 %,+#/&01Y !/#Rn3$)Qn+ %#,)$"+!Qn

48
Schutz für technische Innovationen

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnBRn0Qn@n"/ nn

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3"/9##"+1)& %1[4&/!O[
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49
Teil 3

!"0[1"+1"0n"7"& %+"1Qn&"0"n$/!2"))"n&##"/"+7&"/2+$n%1n!"/n2+!"0Y
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n
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n )0 %nXWYSn&"0"n+0& %1n$&)1n+ %[(12"))"/[/5&0[+& %1n*"%/n
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50
Schutz für technische Innovationen

1"+1$"/& %1n 2+!n $"$""+"+#))0n *&1n !"/n " %10"0 %4"/!"n 72*[ n +l
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VI. Dauer, Schutzumfang und Schranken


des Gebrauchsmusterschutzes
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&"/72n&01n'"4"&)0n"&+"n2#/" %1"/%)12+$0$":%/n72n7%)"+Qn

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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnABRn0Qn@RnAn"/ nn

?J>@[[[ ") %"[" %1"[$"48%/1[!"/["/2 %0*201"/0 %217O[


&"n &+1/$2+$n "&+"0n "/2 %0*201"/0n %1n !&"n &/(2+$Rn !00n ))"&+n !"/n 200 %)&";)& %("&10/" %1Y
+%"/n "#2$1n &01Rn !"+n "$"+01+!n !"0n "/2 %0*201"/0n 72n "+217"+Qn !"0Y +%"/0Y

"!"*[/&11"+[&01["0[3"/,1"+Rn,%+"n0"&+"n201&**2+$n"&+n/7"2$+&0Rn!0n
"$"+01+!n !"0n "/2 %0*201"/0n &01Rn %"/7201"))"+Rn +72&"1"+Rn &+n "/Y
("%/[ 72[ /&+$"+n ,!"/n 72[ $"/2 %"+n ,!"/n 72n !"+n $"+++1"+n 4" ("+n
"+14"!"/["&+72#:%/"+n,!"/n72["0&17"+Qnn
&"n&+1/$2+$n%1n#"/+"/n!&"n&/(2+$Rn!00n"0n'"!"*n/&11"+n3"/,1"+n&01Rn &11")/"Y2172+$Y
,%+"n 201&**2+$n !"0n +%"/0n +!"/"+n )0n 72/n "+2172+$n !"0n "$"+l ""+#))0Y3"/,1"+Y

51
Teil 3

01+!0n!"0n"/2 %0*201"/0n"/" %1&$1"+n"/0,+"+n &11")Rn!&"n0& %n2#n"&+n


4"0"+1)& %"0[ )"*"+1[ !"0[ "$"+01+!"0[ !"0[ "/2 %0*201"/0[ "7&"Y
%"+Rn72n!"00"+n"+2172+$n&*n")12+$0"/"& %0n!&"0"0n"0"17"0n+72&"1"+n
,!"/n 72n )&"#"/+Rn 4"++n !"/n /&11"n 4"&>n ,!"/n "0n 2#n /2+!n !"/n *019+!"n
,##"+0& %1)& %n &01Rn !00n !&"0"n &11")n !72n $""&$+"1n 2+!n "01&**1n 0&+!Rn #=/n
!&"n "+2172+$n !"0n "$"+01+!"0n !"0n "/2 %0*201"/0n 3"/4"+!"1n 72n
4"/!"+Qnn
&/(2+$Y2 %Y$"$"+:"/Y &"n !0n 1"+1n 0"171n 0& %n 2 %n !"/n "/2 %0*201"/0 %217n /"$")*9>&$n
2+%8+$&$"Y,--")W $"$"+="/n "3"+12"))"+n 2+%9+$&$"+n ,--")0 %<-#2+$"+n /&11"/n !2/ %Qn
0 %9-#2+$"+Y <$)& %n)"&1n%&"/n%92#&$n)"!&$)& %n"&+"n0"%/["&+$"0 %/8+(1"[2172+$n&*n
"&$"+"+n"1/&"n2#n!"/n/2+!)$"n"&+"0n0,$Qn,/"+2172+$0/" %1"0Qn

[ [[ O[[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ fn @@n "/ M[ ,/"+21l


n 72+$0/" %1nfn@BRn0QnBn"/ n&QQ*Qnfn@An1nn

?J>A[[[ ") %"[ %/+("+["01"%"+[#:/[!"+["/2 %0*201"/Y


0 %217O[
&"Y1"+1Y &"n  %/+("+n !"0n "/2 %0*201"/0 %217"0n "+10-/" %"+n 4"&1$"%"+!n
!"+"+[!"0[1"+10 %217"0Qn0n(++n!%"/n2#n!0n,"+n"0$1"n3"/4&"0"+n
4"/!"+Qn

[ [[ O[[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ ,/"+2172+$0/" %1n fn @BRn


0Qn Bn "/ n &QQ*Qn fn @An 1Rn  %/+("+n !"/n "/2 %0l
n *201"/"+14&/(2+$n fn @An "/ Rn "/'9%/2+$n fn @HDn ##Qn Rn
"/4&/(2+$n fn ACAn Rn 4+$0)&7"+7n fn A?n "/ n &QQ*Qnn
fnACn1n

?J>B[[[ 0[&01["&+"["/2 %0*201"/74"&$2+$O[


/))")"0Y1"+1WY2+!Y &+n"/2 %0*201"/n(++n2 %n20n"&+"/n1"+1+*")!2+$n*&1n$)"& %"*n
"/2 %0*201"/+"*")W +%)1n $"74"&$1n 4"/!"+Qn &"n "/2 %0*201"/l74"&$2+$n (++n )0n
!"3"/#%/"+Y /$8+72+$[72["&+"/[1"+1+*")!2+$[$"+2171n4"/!"+Qn&"n&"1"1[#)+(&"Y
/"+!"+n  %217n &+n !"/n "&1n 74&0 %"+n 1"+1+*")!2+$n 2+!n l"/1"&)2+$Rn &+n
!"/n +, %n ("&+n +1"/)002+$0+0-/2 %n "01"%1Qn &1n &+1/$2+$n !"0n $"l
74"&$1"+n "/2 %0*201"/0n (++n !"/n  %217n "/"&10n 2+%9+$&$n 3,*n
"/)2#n!"0n1"+13"/#%/"+0n(1&3n!2/ %$"0"171n4"/!"+Qn
"&1$/"+7"Y3,+Y7"%+Y &"n 74"&$2+$n &01n "&+"n "&$"+019+!&$"n "/2 %0*201"/+*")!2+$Qn &"n

%/"+Y" %1"+Y 74"&$2+$n (++n &++"/%)n 3,+n 7"%+n


%/"+n + %n !"/n 2/0-/=+$)& %"+n
1"+1+*")!2+$n "/#,)$"+Qn &"n "/2 %0*201"/+*")!2+$n *200n 0-91"l
01"+0n &0n 72*n )2#n 3,+n 74"&n ,+1"+n + %n !"*n +!"n !"0n ,+10Rn &+n
!"*n!&"n1"+1+*")!2+$n"/)"!&$1n,!"/n"&+n"14&$"0n&+0-/2 %03"/#%/"+n
$"0 %),00"+n&01Rn3,/)&"$"+Qn

52
Schutz für technische Innovationen

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnDn"/ n

  L[I&"[ ,+(2//"+7[0 %)8#1[+& %1PS[


n%1n3,/nBn
%/"+n"&+n1"+1n+$"*")!"1Rn!0n&0)+$n+, %n+& %1n"/1"&)1n42/!"Qn
,/n(2/7"*n%1n"/n"&+"+n"11"4"/"/n20#&+!&$n$"* %1Rn!"/n0"&+"n/#&+!2+$n
+2171Qn
0n(++nn12+Rn2*n"/"&10['"171[$"$"+[!"+["11"4"/"/[3,/72$"%"+Kn2+!n
4") %"n&0&("+n"01"%"+Vn
902+$L[ n (++n 20n 0"&+"/n 1"+1+*")!2+$n "&+[ "/2 %0*201"/[ 74"&Y
$"+Qn0n"/2 %0*201"/n&"1"1n2+*&11")/n"&+"+n+1"/)002+$0+0-/2 %n&01n
"/n "&+n 2+$"-/:#1"0n " %1Qn &1%&+n (++n n "#%/[ )2#"+n %&"/n )"!&$)& %n 20n
"&+"*n  %"&+/" %1n 3,/72$"%"+n 2+!n 0& %n $"$"+="/n !"*n "11"4"/"/n &*n
))"n !"/n 49%/"+!n !"0n "/)"172+$0-/,7"00"0n 72n $"n 1/"1"+!"+n  %2172+#9l
%&$("&1n!"/n/#&+!2+$n0 %!"+0"/017-#)& %1&$n* %"+Q[

VII. Grenzüberschreitende Patentschutzsysteme


?J>C[[[ ") %"[ 9$)& %("&1"+["01"%"+K[2*[$/"+7:"/0 %/"&1"+Y
!"+[1"+1Y[2+!["/2 %0*201"/0 %217[72["/)+$"+O[
"$"+n !"/n <$)& %("&1n "&+"/n +"2%"&100 %9!)& %"+n ,/4"$+%*"n 3,+n  %*")!2+$Y&++"/%)Y
%< %01"/n & %1&$("&1n &01n !&"n " %12+$n !"/n 0,$Qn l/&,/&1910#/&01Qn /#&+l !"/Y0,$IYW
!2+$"+n*=00"+n0-91"01"+0n&++"/%)[3,+[=>[ ,+1"+[+ %[!"/[!"210 %"+[ /&,/&1810#/&01Y
+*")!2+$[&*[20)+![+$"*")!"1[4"/!"+Qn+%9+$&$n!3,+Rn,n!&"n
/#&+!2+$n &+n "210 %)+!n )0n "/2 %0*201"/n ,!"/n )0n 1"+1n $"0 %=171n
&01Rn (++n 0&"n &*n 20)+!n &%/"/0"&10n )0n 1"+1n ,!"/n "/2 %0*201"/n 4"&l
1"/3"/#,)$1n 4"/!"+Qn "&n $&)1n "0n "/n 72n " %1"+Rn !00n 0& %n !&"n /1"&l
)2+$03,/200"172+$"+n+ %[!"*[+1&,+)"+[" %1[!"0[I&")011"0S[/& %Y
1"+n 2+!n 72!"*n !0n "/2 %0*201"/n +2/n &+n !"+n 11"+n )0n  %+*")l
!2+$n &+n /$"n (,**1Rn !"/"+[ " %10,/!+2+$[ !&"0"[  %217*9$)& %("&1n
3,/0&"%1Qn& %1n))"n11"+n("++"+n"&+"+n"/2 %0*201"/0 %217Qn

[ [[ O[[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ /2+!)"$"+!n &01n !0n


n /&,/&1910/" %1n&+n/1QnCnn$"/"$")1TnffnC@n1RnfnERn0QnAn
"/ nn

"/n+*")!"/n"/%9)1n!++n#=/n!&"n %+*")!2+$n!"+n"&1/+$n!"/n!"21l "210 %"/Y+*")!"1$Y


0 %"+n /01+*")!2+$Qn 0n %"&>1Rn !&"n +*")!2+$n 4&/!n 0,n "%+!")1Rn )0n $&)1Y2 %Y&*Y20)+!Y
49/"n 0&"n "/"&10n 72*n !"210 %"+n +*")!"1$n !,/1n "&+$"$+$"+Qn &/!n !&"n
74<)#*,+1&$"n /&,/&1910#/&01n 3"/092*1Rn &01n "0n 2+4&!"//2#)& %[ +& %1[ *"%/[
*9$)& %n"&+n1" %+&0 %"0n %217/" %1n/= (4&/("+!n2#n!0n20)+!n2072l
!"%+"+Qn &"n 20)+!0+*")!2+$n "/%9)1n + %n )2#n !"/n /&,/&1910#/&01n
)"!&$)& %n !"+n 1108 %)& %"+K[ 0-81"/"+[ 20)8+!&0 %"+[ +*")!"1$n 72$"l
,/!+"1Qn "$")*9>&$n 01"%1n !++n !&"n "&$"+"n !"210 %"n +*")!2+$n !"/n 20l

53
Teil 3

)9+!&0 %"+n  %+*")!2+$n +"2%"&100 %9!)& %n "+1$"$"+n 2+!n 4&/!n &*n


20)+!n!%"/n+& %1n&+n!0n20)9+!&0 %"n"$&01"/n"&+$"1/$"+Qn
1/1"$&"Y!"/Y+1&,+)"+Y "0& %1&$1n!"/n+*")!"/n0"&+"n/#&+!2+$n+2/[&+[4"+&$"+[20)8+!&0 %"+[
&+7")+*")!2+$"+Y 11"+[ 72[ -1"+1&"/"+Rn (<++"+n 2QQn "&+7")+"n 1"+1ln ,!"/n "/2 %0*2l
01"/+*")!2+$"+n&+n!"+n'"4"&)&$"+n 9+!"/+n(,01"+1" %+&0 %n0&++3,))n0"&+Qnn
"&+Y"&+%"&1)& %"0Y")1W &+"+n "&+%"&1)& %"+n "2/,-9&0 %"+n ,!"/n $/n &+1"/+1&,+)"+n "/2 %0*2l
/" %1Y 01"/0 %217n $&1n "0n &0%"/n +, %n +& %1Qn "&1n @HHGn "5&01&"/1n 74/n !"/n +142/#[
"&+"/[Y& %1)&+&"[72*["/2 %0*201"/0 %217Qn&"0"n42/!"n'"!, %n&0n
%"21"n+& %1n3"/0 %&"!"1Qn
"&+YH")1-1"+1SYXY"/Y -"7&"))n#=/n1"+1"n"01"%"+nmn0,#"/+n!"/n+*")!"/n"&+"+n1"//&1,/&)n4"&1"/n
"&+%"&1)& %"Y**")01"))"Y $"#001"+n1"+10 %217n0"&+"/n/#&+!2+$n+01/"1nmn3"/0 %&"!"+"["##&7&"+1"[
#:/Y"&+"Y+*")!2+$Y 9$)& %("&1"+Rn*&1n!"+"+n'"4"&)0n+2/n="/n7"+1/)&0&"/1"n"/#%/"+n1"+1l
0 %217n#=/n"&+"n&")7%)n3,+n11"+n"/)+$1n4"/!"+n(++Qn&+nb")1-1"+1bn
$&1n "0n ))"/!&+$0n +& %1Qn &"n &%*n %&"/"&n 72/n "/#=$2+$n 01"%"+!"+n <$l
)& %("&1"+n 0&+!n !0n 0,$Qn ln 2+!n !0n l"/#%/"+Rn !&"n &*n ,)$"+!"+n
3,/$"01"))1n4"/!"+n0,))"+Qn

?J>D[[[ &"["/)+$1[*+["&+[2/,-8&0 %"0[1"+1[QRO[


&$"+018+!&$"0Y1"+1"/W =/n !&"n /)+$2+$n "&+"0n 0,$Qn 2/,-9&0 %"+n 1"+1"0n XYn "!/#n "0n "&+"/n
1"&)2+$03"/#%/"+Y +*")!2+$[ "&*[ 2/,-8&0 %"+[ 1"+1*1[ &+[ :+ %"+Rn 4") %"0n #=/n
2/,-9&0 %"n 1"+1"n "&+n "&$"+019+!&$"0n 2/,-9&0 %"0n 1"+1"/1"&)2+$03"/l
#%/"+n!2/ %#=%/1Qnn
&$"+018+!&$"Y" %10W /2+!)$"n %&"/#=/n &01n !0n 2/,-8&0 %"[ 1"+1:"/"&+(,**"+[ QRJn
$/2+!)$"Y "/n "&+n "2/,-9&0 %"0n 1"+1n (++n *+n !"/7"&1n &0n 72n ?@[ "/1/$0011"+n
"//"& %"+Qnn
"&+Y"&+%"&1)& %"/Y %217Y "/n  %217n $&)1n '"!, %n +& %1n "&+%"&1)& %n #=/n !&"n $"0*1"+n "/1/$0011"+n
!"0n2/,-9&0 %"+n1"+1="/"&+(,**"+0Qn %n!"/n/1"&)2+$n7"/#8))1[!0[
2/,-8&0 %"[ 1"+1[ &+[ "&+7")+"[ +1&,+)"[  %217/" %1"Qn &"0"n "+101"%"+n
*&1n!"/n"(++1* %2+$n!"0n2/,-9&0 %"+n1"+10n&+n!"+n'"4"&)&$"+n"/l
1/$0011"+n !"0n Qn "/n +*")!"/n "01&**1n !"&n 0")01Rn &+n 4") %"+n
11"+n!"0nn0"&+n2/,-9&0 %"0n1"+1n$")1"+n0,))Qn

Y Y Y
n

54
Schutz für technische Innovationen

&+0-/2 %n$"$"+n!&"n1"+1"/1"&)2+$n(++n'"!"/*++n&++"/%)n3,+n+"2+[ +$/&##"Y


,+1"+n + %n !"/n "(++1* %2+$n !"/n /1"&)2+$n "&+)"$"+Qn &!"//2#"+n
4&/!n "&+n 2/,-9&0 %"0n 1"+1Rn 4"++n 4& %1&$"[ ,/200"172+$"+n 0"&+"/n
/1"&)2+$Rn 7QQn !&"n 1"+1#9%&$("&1n #"%)"+Qn 2 %n "&+n "&)4&!"//2#n !"0n l
1"+10n &01n *<$)& %Qn "$"+n +10 %"&!2+$"+n !"/n /=#2+$0ln 2+!n !"/n &+l
0-/2 %01"&)2+$"+n (++n "0 %4"/!"n 72n !"+n "&*n 2/,-9&0 %"+n 1"+1l
*1n"//& %1"1"+n"0 %4"/!"(**"/+n"&+$")"$1n4"/!"+Qn
2/,-9&0 %"n1"+1"Rn!&"n*&1n&/(2+$n#=/n!&"n2+!"0/"-2)&(n"210 %)+!n
"/1"&)1n 4,/!"+n 0&+!Rn (<++"+n 2>"/!"*n &*n "$"n "&+"/n & %1&$("&10()$"n
3,/n!"*n2+!"0-1"+1$"/& %1n+$"$/&##"+n4"/!"+Qn

?[+*")!"2+1"/)$"+n2/,-9&0 %"0n1"+1nX2072$Y[
n
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4"&1"0n " %1Qn mn )0 %n XWYSn 0n "2/,-9&0 %"n 1"+1n 0&"/1n 2#n
n
"&+"*n &+1"/+1&,+)"+n (,**"+n XYRn 4") %"0n ("&+"+n
02-/+1&,+)"+n " %10(1n !"/n 2/,-9&0 %"+n +&,+n !/01"))1n
2+!n0& %n4"!"/n(,*-"1"+71" %+&0 %n+, %n1"//&1,/&)n*&1n!"*n
"&"1n!"/nn!" (1Q[

?J>E[[[ &"[#2+(1&,+&"/1[!0[Y"/#%/"+O[
&"n 74"&1"n +""+n !"*n l"/#%/"+n "01"%"+!"n 1/+0+1&,+)"n "/#%l /+0+1&,+)"0Y"/#%W
/"+0,-1&,+n #=/n 1"+10 %217"/)+$2+$n "01"%1n &+n "&+"/n &+1"/+1&,+)"+n /"+Y+""+YW"/#%/"+Y
+*")!2+$n+ %n!"*n0,$Qn1"+1720**"+/"&103"/1/$nX1"+1n,,-"l
/1&,+n/"16RnYQn&"nl+*")!2+$n01"))1n!"&n"&+n:+!")[*"%/"/"/[
+*")!2+$"+n!/Qnn
+!"/0n )0n "&*n l"/#%/"+n 4&/!n "0$1"0n +*")!"=+!")n "/n +& %1n +1"/0 %&"!Y72*YY
"&+%"&1)& %n $"-/=#1n 2+!n "/1"&)1Rn 0,+!"/+n 0-)1"1[ 0& %[ &*[ 2#[ !"0[ "/#%Y W"/#%/"+YY
/"+0[&+[!"+["&+7")+"+[11"+[72['"4"&)0[+1&,+)"+[/1"&)2+$03"/#%/"+[
2#n 2+!n #=%/1n !,/1n 72n +1&,+)"+n  %217/" %1"+Qn &"n +$"01/"1"+n  %217l
/" %1"n4"/!"+n+ %n+1&,+)"*n" %1n"%+!")1Qn
"/n n 2*#001n $"$"+49/1&$n =@=[ "/1/$0011"+Rn !&"n &*n "$"n "&+"/n "01&**2+$Y!"/YY
&+1"/+1&,+)"+n +*")!2+$n #=/n "&+n 1"+1n P"01&**1^n 4"/!"+n (<++"+Qn &")011"+Y
72n(++n"&+"n+*")!2+$["&*["210 %"+[1"+1Y[2+![ /("+*1n)0n
"/*&11)2+$0"%9/!"n "&+$"/"& %1n 4"/!"+Qn 0n  n ="/*&11")1n !&"n
+*")!2+$n 0,!++n +n !&"n ")1,/$+&01&,+[ #:/[ "&01&$"0[ &$"+12*[
Q RRn!&"n!0n4"&1"/"n&+1"/+1&,+)"n"/#%/"+n01"2"/1Qn
+n !"/n &+1"/+1&,+)"+n %0"Rn !&"n *&1n !"/n &+1"/+1&,+)"+n +*")!2+$n "l +1"/+1&,+)"/Y" %"/W
$&++1Rn "/01"))1n "&+"n !"/n &+1"/+1&,+)"+n " %"/ %""%</!"+n !"+n &+1"/+1&,l %""/& %1Y
+)"+n " %"/ %""/& %1Rn 4") %"/n !"*n +*")!"/n 72$"%1Qn "/n +*")!"/n
(++n !/2#%&+n "&+"+n +1/$[ 2#[ 3,/)82#&$"[ /:#2+$n 01"))"+n 2+!n 0& %n 0,n
"&+"+n "/01"+n &+!/2 (n 3,+n !"/n  %217#9%&$("&1n 0"&+"/n /#&+!2+$n 3"/0 %#l
#"+Qnn

55
Teil 3

1&,+)"Y74IY/"$&,+)"Y -91"01"+0n+ %nB?n ,+1"+nn!"*n/&,/&1910!12*n%1n!"/n+*")!"/n3,/n


%0"YY '"!"*n "01&**2+$0*1n $"0,+!"/1n !&"n +1&,+)"n X,!"/n /"$&,+)"Yn %0"n
"&+72)"&1"+Qn&"/n(++n+""+n"&+7")+"+n11"+n2 %n"&+n"//&1,/&2*Rn"14n
!0n3,+n"&+"*n2/,-9&0 %"+n1"+1n"/#001"n"&"1n$"49%)1n4"/!"+Qn

n
"$&,+)"Y/:#2+$0W /01n&+n!"/n+1&,+)"+nX74Qn/"$&,+)"+Yn%0"n*200n!"/n+*")!"/n&+n!"+n
+1/8$"Y3,/Y/"$&,+)"+Y 11"+n,!"/n"&n!"+n/"$&,+)"+n*1"/+Rn"&n!"+"+n"/n!0n1"+1n4"&1"/3"/l
*1"/+Y
#,)$"+n 4&))Rn '"4"&)0n "&+"+n /=#2+$0+1/$n 01"))"+Qn 0n ,)$"3"/#%/"+n &0n
72/n /1"&)2+$n )92#1n 0,!++n '"4"&)0n 0"-/1n 3,/n !"+n +1&,+)"+n 2+!n !"+n
/"$&,+)"+n*1"/+Qnn

@[+*")!"2+1"/)$"+nl+*")!2+$nX2072$Y[
n

?J?<[[[ 00"+[0& %[!0[+1&,+)"[1"+10601"*K[!0[Y601"*[


2+![!0[Y601"*[(,*&+&"/"+O[
&+"n3,+n+*")!"/+n,#1n$"49%)1"n-1&,+n&01n!&"n"+"++2+$n!"/n3,*nn
"/#001"+n "$&,+n &+n "&+"/n l+*")!2+$Qn &"0"/n "$n (++n 2 %n &*n
 %$+$n 72n "&+"/n +1&,+)"+n +*")!2+$n &++"/%)n !"/n @Al*,+1&$"+n
+&,+0-/&,/&191n$"$+$"+n4"/!"+Qnn

56
Schutz für technische Innovationen

6
  L[I/&01"+[!:/#"+[3,))018+!&$[20$"0 %9-#1[4"/!"+PS[

0n +1"/+"%*"+n n %1n "&+"n ++,31&,+n "+14& (")1Rn !&"n +, %[ +& %1[ 3,/[ !"/[
/(1/"&#"n01"%1n2+!n!"/"+n"/*/(12+$0 %+ "+[&+1"/+1&,+)[2+()/n0&+!Qn
*n0& %n))"n-1&,+"+n,##"+n72n%)1"+Rn#/$1n!0n+1"/+"%*"+n+ %n"&+"*n"$n
!"+n"&1-2+(1["&+"/[#&+)"+[+10 %"&!2+$[2*[!&"[$/9;1*9$)& %01"["&10-+Y
+"[&+[!&"[2(2+#1[72[3"/0 %&""+Qn

") %"n <$)& %("&1"+n"01"%"+Vn

902+$L[ ""&$+"1"/4"&0"n 0,))1"n !&"n ++,31&,+n 72+9 %01n -/&,/&1910"$/=+!"+!n


"14n!2/ %n"&+"n+1&,+)"[1"+1+*")!2+$n$"0 %=171n4"/!"+Qn ++"/%)n3,+n
@An ,+1"+n 0,))1"n !/2#n "&+"n  %+*")!2+$n $"01=171n 4"/!"+Qn +14"!"/n &+n
,/*n"&+"/nYn,!"/n"&+"/nY+*")!2+$n,!"/n"&+"/n(,*&+&"/1"+[YY
+*")!2+$n X!Q%Qn "&+"/n l+*")!2+$Rn &+n !"/n !0n l"//&1,/&2*n *&1n "l
+++1n &01QYn 2#n !&"0"n "&0"n (++n 4"/13,))"n "&1n $"4,++"+n 2+!n !"/n ,-1&,+)"n
*#+$n0-91"/"+n %217"0n1"//&1,/&)n*5&*&"/1n4"/!"+Q[

VIII. Hinweis auf technische Schutzrechte gegenüber


dem Rechtsverkehr
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n

57
Teil 3

//"#:%/2+$03"/,1Y "/n,/0& %1Sn"/n"$"+019+!"n,!"/n&%/"n"/- (2+$n*&1n"&+"/n"7"& %l


+2+$n3"/0&"%1Rn!&"n$""&$+"1n&01Rn!"+n&+!/2 (n72n"/4" ("+Rn!00n!&"n"$"+l
019+!"n)0n1" %+&0 %"0n %217/" %1n$"0 %=171n0"&"+Rn,!"/n4"/n&+n<##"+1)& %"+n
+7"&$"+Rn 2#n 20%9+$"0 %&)!"/+Rn 2#n *-#"%)2+$0(/1"+n ,!"/n &+n 9%+)&l
%"+n 2+!$"2+$"+n"&+"n"7"& %+2+$n!&"0"/n/1n3"/4"+!"1Rn&01[3"/-#)& %Y
1"1K['"!"*K[!"/["&+["/" %1&$1"0[ +1"/"00"[+[!"/[ "++1+&0[!"/[" %10)$"[
%1K[2#["/)+$"+[20(2+#1[!/:"/[72[$""+Rn2#n4") %"0[ %217/" %1n
0& %n !&"n "/4"+!2+$n !"/n "7"& %+2+$n 01=171Qn 0n "/"+n *&1n "&+"*n &+n
&/()& %("&1[+& %1["01"%"+!"+[ %217n&01n&//"#=%/"+!n2+!n2+)21"/Qnn

[ [[ O[[

&"[4& %1&$01"+["0"17"0+,/*"+L[ //"#=%/2+$03"/,1[fn@CEn


n 1RnfnB?n"/ n

D. Weitere Informationen
+0-/" %-/1+"/Y
"210 %"0n1"+1ln2+!n /("+*1n
4"&/= ("+01/Qn@An
G?BB@n =+ %"+nn
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l &)Sn-,01e!-*Q!"n

kkn2/,-9&0 %"X0Yn1"+1*1nknl,/$+&01&,+n
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")"#,+SnX?GHYnABHHl?n
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/>"/Rn 1"+1/" %1n mn &+n "%/ln 2+!n +!2 %Rn EQn 2#)$"Rn QQn " (Rn
=+ %"+nA??Hnn

58
Schutz für technische Innovationen

01"//&"1%Rn1"+1/" %1RnBQn2#)$"RnQQn" (Rn =+ %"+nA??Fnn

"+(/!Rn 1"+1$"0"17Rn "/2 %0*201"/$"0"17Rn ,**"+1/Rn @?Qn 2#)$"n


A??EnQQn" (Rn =+ %"+n

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1/n2#n!"/n/2+!)$"n!"/n!"210 %"+n2+!n"2/,-9&0 %"+n" %10-/" %2+$RnGQn
2#)$"Rn/)n"6*++0Rn <)+nA??Gn

200"Rn1"+1$"0"17Rn ,**"+1/RnEQn2#)$"Rn"n/261"/Rn"/)&+nA??Bn

,1%Rn"/2 %0*201"/$"0"17Rn ,**"+1/RnQnQn" (Rn =+ %"+nA??@n

+)&+".2"))"+KY
%11-Skk444Q!"210 %"/l"/#&+!"/l3"/+!Q!"n

%11-Skk444Q1" %+,),$&"))&+7Q!"n

%11-Skk444Q1" %+,),$&","/0"Q&%(Q!"k $&l&+k1" %,"/0"Q-)V',K01/1n

59
TEIL 4
What’s in a name? – Schutz von Unter-
scheidungszeichen (Marken, Firmierun-
gen, Werktiteln, Namen und geogra-
phische Herkunftsangaben)
A. Worum geht’s? – Der Schwerpunkt dieses Teils
&"n "++7"& %+2+$n *n /(1Rn !&"n +!&3&!2)&0&"/2+$[ !"0[ /,#&)0[ 3,+[
/"+K[ &%/"/[ ),()"+[ "/(2+#1[ ,!"/[ !"0[ /"++&"1"/0n 0")01n 79%)1n 0"&1n

%/%2+!"/1"+n 72n !"+n 4& %1&$01"+n 2+1"/+"%*"/&0 %"+n "01/"2+$"+Qn &"n


/("n)0n%92#&$n3"/4"+!"1"0n6+,+6*n#=/n'"$)& %"n/1n3,+n "++7"& %"+l
/" %1"+n&01n0& %"/n!&"n"(++1"01"n "++7"& %"+#,/*Qn""+n!"+n()00&0 %"+n
/("+/" %1"+n$&1n"0n"/n+, %n7%)/"& %"[4"&1"/"[/1"+[(,**"/7&"))"/[
"0&$+1,/"+Rn!&"n))"0*1n&+n!&"0"*n -&1")n3,/$"01"))1n4"/!"+n0,))"+Qn

B. Die Kernaussagen auf einen Blick 


W[ "#&+&1&,+[ !"0[  %217$"$"+01+!"0[ !"/[ "++7"& %"+/" %1"L[ [ "++l
7"& %"+/" %1"n 0 %=17"+n *"+0 %)& %[ 4%/+"%*/"[ +!&3&!2)&0&"/2+$0Y
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"/("+n ,!"/n "$&,+"+Q[ [ "/n  %217$"$"+01+!n &01n !"&n &+n "&+"*n 3,+n
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)"+Qn n ""+n !"+n /("+Rn )0n !"+n 4,%)n "(++1"01"+n "++7"& %"+Rn $&1n
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(2+#10+$"+nn2+!n!0n))$"*"&+"[*"+0/" %1Qnn"&n!"+n$"0 %9#1l
)& %"+n "7"& %+2+$"+n !&##"/"+7&"/1n *+n "/*)0n 74&0 %"+n +1"/+"%Y
*"+0("++7"& %"+n2+!n"/(1&1")+Qnn+1"/+"%*"+0("++7"& %"+n7"/#)l
)"+n0 %)&">)& %n&+n"0 %9#10"7"& %+2+$"+n2+!n"0 %9#107"& %"+Qn
n&"n3,/"+++1"n&##"/"+7&"/2+$n#,)$1n!"&n3,/n))"*n!"/n +!&3&!2)&Y
0&"/2+$0#2+(1&,+n !"0n '"4"&)&$"+n "++7"& %"+0Q[ [ ,n ("++7"& %+"+n /l
("+n /"+n ,!"/n &"+01)"&012+$"+Q[ [ +1"/+"%*"+0("++7"& %"+n ("++l
7"& %+"+n +1"/+"%*"+Q[ [ "/(1&1")n ("++7"& %+"+n $"&01&$"n +%)1"Q[ [
",$/-%&0 %"[ "/(2+#10+$"+[ ("++7"& %+"+n !&"n /"$&,+)"n "/(2+#1n
"&+"0n /7"2$+&00"0Q[ [ ""+n &%/"/n +!&3&!2)&0&"/2+$0#2+(1&,+n (<++"+n
"++7"& %"+/" %1"n "/n 2 %[ + %[ &%/"/[ +101"%2+$[ 2+1"/0 %&"!"+n 4"/l
!"+Q[ [ ,n $&1n "0n "$&01"//" %1"n 2+!n "++7"& %"+/" %1"Rn !&"n !2/ %n ),>"n
"+2172+$n"+101"%"+n(<++"+Qn

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_5, 60
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Schutz von Unterscheidungszeichen

n
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61
Teil 4

0 %)&">)& %n %92#&$n &+n "/&+!2+$n *&1n /("+ln 2+!n "++7"& %"+/" %1"+n
"/49%+1"+n +1"/+"1Y,*&+0n 0&+!n 0")01n ("&+"n "&$"+019+!&$"+n "++7"&l
%"+/" %1"Rn0,+!"/+n*=00"+n)"!&$)& %n)0n"&+"n"0,+!"/"["+2172+$0#,/*n
"&+"0n"& %"+0n&*n3&/12"))"+n2*n!"0n +1"/+"10n3"/01+!"+n4"/!"+Qn
W[  %217!2"/L[ [ "/n  %217n 3,+n "++7"& %"+/" %1"+n 4&/!n /"$")*8;&$n
7"&1)& %[ 2+"$/"+71n $"49%/1Rn &01n "/n +n "&+"+n "+2172+$074+$n $"l
(+=-#1Q[ [ "&n "&+$"1/$"+"+[ /("+n 0&+!n &+n "&+"*n +1"/3))n 3,+n 7"%+n

%/"+n '"4"&)0n 2#/" %1"/%)12+$0$":%/"+n 72n "+1/& %1"+Q[ [ 2n 2+/" %1n
$"49%/1"n "++7"& %"+/" %1"n (<++"+n ="/n 3"/0 %&"!"+"n *1)& %"n ,!"/n
$"/& %1)& %"n"/#%/"+n'"!"/7"&1n72n))n$"/ %1n4"/!"+Qn
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/("+n2#[74"&["$"+n"/)+$1n4"/!"+Q[[&+"/0"&10n="/n!0n0,$"+++l
1"n !/&!"/[601"*Rn*&1n4") %"*n="/n"&+"n7"+1/)"n&+1"/+1&,+)"n&+1"/l
)"$2+$n"&n!"/n n"&+n=+!")n+1&,+)"/n&+1/$2+$03"/#%/"+n"&+$")"&l
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$"49%/1Qn

n
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 %217/"$&01"/Qn

62
Schutz von Unterscheidungszeichen

C. Vertiefung
I. Kennzeichenrechte im Überblick
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"/n"$/&##n!"/n "++7"& %"+/" %1"n4&/!n&*n"0"17n+& %1n2+*&11")/n!"#&l "&+"Y$"0"17)& %"Y"#&+&W
+&"/1Qnn 1&,+Y

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• $",$/-%&0 %"["/(2+#10+$"+Rn

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• !&"n"11"4"/0#2+(1&,+n!"/n "++7"& %"+n&*n"+$"/"+n&++"n"/49%+1Qnn

63
Teil 4

II. Marken – Begriff, Schutzvoraussetzungen, Schutz-


begründung
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64
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65
Teil 4

@JA[[[ +1"/[4") %"+[,/200"172+$"+[4&/!["&+"[ /("["&+$"Y


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66
Schutz von Unterscheidungszeichen

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67
Teil 4

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68
Schutz von Unterscheidungszeichen

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':+$"/"+[ /("[2+![!"*["&$"+"+[8)1"/"+[" %1["&+"["/4" %0)2+$0$"Y
#%/n "01"%1Qn "/n &!"/0-/2 %n *200n 0 %/&#1)& %Rn &++"/%)n "&+"/n /&01n 3,+n
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"/n !"+n &!"/0-/2 %n 4&/!n &*n &!"/0-/2 %03"/#%/"+n "+10 %&"!"+Qn &l
!"/0-/2 %0"+10 %"&!2+$"+n !"0n  n (<++"+n 4&"n 2/= (4"&02+$"+n !"/n
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"0 %4"/!"n="/-/=#1n4"/!"+Qn

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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnCAn /("+n


n
2 %n+ %[)2#[!"/[&!"/0-/2 %0#/&01n%"+n +%"/n9)1"/"/n" %1"n!&"n 90 %2+$0()$"Y
<$)& %("&1Rn "&+"n <0 %2+$0()$"n 72n "/%""+Qn 0n <0 %2+$03"/#%/"+n
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/("n(++n&+n"&+"*n <0 %2+$0()$"3"/#%/"+nX!"*n))"/!&+$0n"&+n*1)&l
%"0n ,/3"/#%/"+n 3,/$"0 %)1"1n 4"/!"+n (++Yn 2 %n 4"$"+n "/#))0n $"l
)<0 %1n4"/!"+Rn4"++n!&"n /("n+ %n!"/n&+1/$2+$n&++"/%)n"&+"0n"&1l
/2*0n3,+n#=+#n
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&"n &+1/$2+$n "&+"/n /("n (++n #"/+"/n 2#n +1/$n "&+"0[ '"!"+[ /&11"+n 90 %2+$Y2#Y+1/$Y
3,/n!"*n n4"$"+n& %1&$("&1n2#$/2+![0,)21"/[ %217%&+!"/+&00"n
$")<0 %1n4"/!"+Rn4"++n&%/n!&"n /("+#9%&$("&1n#"%)1"Rn!"/n+*")!"/n+& %1n
+%"/n"&+"/n /("n0"&+n(,++1"n,!"/n0,)21"n %217%&+!"/+&00"n"+1$"$"+n
01+!"+Qn "/n <0 %2+$0+1/$n *200n 0 %/&#1)& %Rn &++"/%)[ 3,+[ 7"%+[
%Y
/"+n + %n &+1/$2+$n !"/n /("n $"01"))1n 4"/!"+Qn 1n !"/n +1/$n /#,)$Rn
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)<0 %1Qn
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&+%"/0Y
[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnCGnmnDDn /("+n

69
Teil 4

@J==[[[ +1"/[4") %"+[,/200"172+$"+[(++["&+"[ /("[!2/ %[


"+2172+$["/)+$1[4"/!"+O[
"/("%/0$")12+$Y!2/ %Y 2 %n ,%+"[ !&"[ ,/+%*"[ "&+"/[ +*")!2+$n (++n "&+n /("+0 %217n #=/n
&+1"+0&3"Y"+2172+$Y "&+n "01&**1"0n "& %"+n "$/=+!"1n 4"/!"+Rn 4"++n !&"n "+2172+$n !&"0"0n
"& %"+0n 72/n 0,$"+++1"+n "/("%/0$")12+$n $"#=%/1n %1Qn #=/n *200n !0n
"& %"+n "&[ "&+"*[ 4"0"+1)& %"+[ "&)[ !"/[ "&+0 %)8$&$"+[ "/("%/0(/"&0"Rn
)0,n !"/n -,1"+1&"))"+n +"%*"/n !"/n /"+ln ,!"/n &"+01)"&012+$"+Rn !&"n
2+1"/n!"*n"& %"+n3"/1/&""+n4"/!"+Rn0,["(++1[$"4,/!"+n0"&+Rn!00n"0n
72n"&+"*n&"!"/"/("++2+$0*&11")n$"4,/!"+n&01Qn
&+7")#))%8+$&$"/Y &"[ %, %n !"/n /,7"+1017n "&+"/n 0,) %"+n "(++1%"&1n 0"&+n *200Rn &01n !"&n
/,7"+1017Y "&+"n/$"n!"0n&+7")#))0Qn&"n" %10-/" %2+$n%1n"0n&0)+$n20!/= ()& %n
$")"%+1Rn0& %n2#n"01&**1"n &+!"01-/,7"+10917"n#"0172)"$"+Qnn

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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnCRn0QnAn /("+n

III. Dauer, Umfang und Schranken


des Markenschutzes
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&+$"1/$"+"Y /("+KY "&n"&+$"1/$"+"+n /("+n(++n!"/n %217n!2/ %n%)2+$n!"/n2#/" %1"/l
7"%+Y
%/"Y %217JYY %)12+$0$"=%/n ))"n 7"%+n
%/"n ")&"&$n ,#1n 3"/)9+$"/1n 4"/!"+Qn &"n "&+$"l
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$"/ %1n 4"/!"+Qn ))"/!&+$0n $")1"+n %&"/n "0,+!"/"n "/4&/(2+$0ln 2+!n
"01+!00 %217#/&01"+Qnn
& %1Y"&+$"1/$"+"YY "&n !"+n +& %1n "&+$"1/$"+"+n "+2172+$0*/("+n &01n !&"n +!2"/+!"n "/l
/("+KY+!2"/+!"Y ("%/0$")12+$n"!&+$2+$n#=/n!&"n2#/" %1"/%)12+$n!"0n %217"0Qn"++n0&"n
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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnCFn /("+n

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" %1Y2#Y200 %)&";)& %"Y "/n +%"/n"&+"/n /("n%1n!0n200 %)&">)& %"n" %1[72/n"+2172+$Qnn
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70
Schutz von Unterscheidungszeichen

"/4" %0)2+$"+n "01"%1Rn "&+0 %)&">)& %n !"/n "#%/Rn !00n !0n "& %"+n
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• ,!"/n "&+[ *&1[ !"/[ /("[ &!"+1&0 %"0[ "& %"+[ ,!"/[ "&+[ 8%+)& %"0[ "&Y
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• "&n&01n"0n&+0"0,+!"/"n2+1"/0$1Rn!0["& %"+[2#[/"+[,!"/[&%/"/[
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n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Cn /("+n

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&+"n"/)"172+$n3,+n /("+n&*n/&31"/"& %n&01n20$"0 %),00"+Qnn  %/+("Y/IYAYXYY


"&+Y-/&31"Y2172+$Y

71
Teil 4

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnA?RnA@RnABRnACn /("+n

IV. Systeme des grenzüberschreitenden Marken-


schutzes
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!"+[ /("+0 %217[72["/)+$"+O[[
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%"["$"Qn&+"/0"&10n!0n0,$J["*"&+0 %#10*/("+0601"*n2+!n+!"/"/l
0"&10n!0n !/&!"/[601"*n72/n&+1"/+1&,+)"+n"$&01/&"/2+$n"&+"/n /("Qn

@J=B[[[ &"[#2+(1&,+&"/1[!0["*"&+0 %#10*/("+0601"*O[


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n
n

72
Schutz von Unterscheidungszeichen

&"n  %2173,/200"172+$"+n "&+"/n "*"&+0 %#10*/("n "+10-/" %"+n 4"&1l +%)1)& %"Y %2173,/20W
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• !&"n "&+$"1/$"+"n "*"&+0 %#10*/("n 2#n &%/"+n /"+n ,!"/n "/-l


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1"+Rn2#n!"+n /(1n72n/&+$"+n,!"/n72n$"4"/)& %"+n4" ("+n3,//81&$[
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• &"+01)"&012+$"+n 2+1"/n "/4"+!2+$n !"/n "&+$"1/$"+"+n "*"&+l


0 %#10*/("n+72&"1"+n,!"/n72n"//&+$"+Tnn

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n
n
[

73
Teil 4

  L[I&+[2/,-[Z["&+[" %1[Z["&+"["&+%"&1)& %"/["/#))S[

0n !"210 %"[ +1"/+"%*"+[ n &01n +%"/&+n !"/n "*"&+0 %#10*/("[ Qn &"n
&1)&"+&0 %"[ "11"4"/"/&+[ n $/"&#1n !&"n "*"&+0 %#10*/("n !"0n +1"/+"%l
*"/0n n *&11")0n "&+"0n & %1&$("&10+1/$"0n 3,/n !"*n 0-+&0 %"+n /*,+&0&"l
/2+$0*1n&+n)& +1"n+Rn!"+n0&"n2#n&%/"n9)1"/"n&!"+1&0 %"n&1)&"+&0 %"[ /("[
>n01=171Qn

0n +1"/+"%*"+[ n #/$1n 0& %Rn 4") %"n ,+0".2"+7"+n !&"0"/n +$/&##n #=/n !&"n
"*"&+0 %#10*/("nn%1Vn

902+$L[ n !&"n "*"&+0 %#10*/("n "&+n 2+&18/"0[ " %1n &01Rn (++n 0&"n +2/[ *&1[
"&+%"&1)& %"/[&/(2+$[#:/[!&"[$"0*1"[[+$"$/&##"+n4"/!"+Qn&"0n$&)1n2 %n
!++Rn4"++n!&"n0&0Rn2#n!&"n!"/n+$/&##n$"01=171n4&/!Rn"14n+2/n"&+n+1&,+l
)"0Rn )0,n /"$&,+)n "$/"+71"0n /("+/" %1n &01Qn 1n !"/n &!"/0-/2 %n !%"/n
/#,)$Rn 3"/)&"/1n !&"n &/*n n !"+n #:/[ !&"[ $"0*1"[ [ "$/:+!"1"+[ /("+Y
0 %217n3,))019+!&$Qnn

&+n 0"%/n (,010-&")&$"/[ 204"$n 49/"n !++n +2/n +, %n !&"n 0,$J[ ,+3"/0&,+Rn &+n
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P2*$"4+!")1n4"/!"+n(++^Qn&"0"+n"$n(<++1"n!&"n&/*nn#=/n!&"n4& %1&$l
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0 %"[ /("++*")!2+$n ,!"/n "&+"n "*"&+0 %#10*/("++*")!2+$n &+n
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"=%/"+n &+n %9+$&$("&1n !"0n *#+$"0n !"/n "+++1"+n P&")"^n 72n "+1l
/& %1"+Qn

74
Schutz von Unterscheidungszeichen

n
n
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1/9$1Rn4"++n))"n,/200"172+$"+n"/#=))1n0&+!Rn!&"n /("n&+n!0n&+1"/+1&,l /"$&01/&"/1Y2+!Y%&+1"/)"$1Y
+)"n"$&01"/n"&+n2+!n3"/9##"+1)& %1[!&"["$&01/&"/2+$n&+n!"/nb7"11"[!"0[ /("+Y&+Y"+++1"+Y
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&"n"1/,##"+"+n"/1/$0-/1"&"+n%"+n"/n&++"/%)n"&+"0n
%/"0nX2+1"/n &+7")011"+Y(9++"+Y
!"*n  n &*n &+7")#))n 2 %n &++"/%)[ 3,+[ =D[ ,+1"+Yn !&"n <$)& %l + %Y+1&,+)"+Y"0"17"+Y
("&1Rn + %n &%/"+n +1&,+)"+n "0"17"+n !"+n  %217n 72n 3"/4"&$"/+Qn &/!n !"/n  %217Y3"/4"&$"/+Y
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01"%"+Qn
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0n l /("+=+!")n(++n!2/ %n/&11"n2#n74"&"/)"&n"$"+n+$"$/&##"+n 90 %2+$Y2#Y74"&Y"$"+Y


4"/!"+Qnn!0n=+!")n+n&+1"/)"$2+$"+n#:/[!&"[2"/[3,+[A[
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2#n !&"n 0&0*/("n +& %1n *<$)& %n ,!"/n +& %1n $"4=+0 %1Rn (<++"+n 2 %n )"l
!&$)& %n!&"n"&+7")+"+[&+1"/)"$2+$"+[+$"$/&##"+n4"/!"+Qn

C[+*")!"2+1"/)$"+n#=/n n /("n[

n
n [

75
Teil 4

  L[I& %1[))"0[3"/),/"+S[

0n!"210 %"[+1"/+"%*"+[n&01n +%"/&+n!"/n&+1"/+1&,+)"+["$&01/&"/2+$[


n *&1n  %217"/01/" (2+$n &+n /,>/&1++&"+Rn /+(/"& %Rn !"/n  %4"&7n 2+!n
1)&"+Qn )0n 0&0*/("n #2+$&"/1n "&+"n !"210 %"n "&*1*/("Qn &"n &1)&"+&0 %"[
"11"4"/"/&+[n$/"&#1n!"+n&1)&"+&0 %"+n"&)n!"/n l /("n*&11")0n"&+"0n2#n
!&"n /("n An $"01=171"+n &!"/0-/2 %"0n 3,/[ !"*[ &1)&"+&0 %"+[ 1"+1Y[ 2+![
/("+*1[+Qn

0n!"210 %"n+1"/+"%*"+nn#/$1n0& %Rn4") %"[ ,+0".2"+7"+n!&"0"/n+$/&##n


#=/n!&"n l /("nn%1WVn

902+$L[ "$"+01+!n !"0n &!"/0-/2 %03"/#%/"+0n &+n 1)&"+n &01n )"!&$)& %[ !"/[
&1)&"+&0 %"[ "&)n !"/n &+1"/+1&,+)"+n "$&01/&"/2+$Qn &"n +10 %"&!2+$n !"0n
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!0[  %& (0)[ !&"0"0[ &1)&"+&0 %"+n /("+1"&)0Qn &"n +!"/"+n  %217"/01/"l
(2+$0$"&"1"n 0&+!n +& %1n "1/,##"+Qn ,/1n 3"/#=$1n !&"n &/*n n 2+$" %1"1n !"0n
20$+$0n !"0n &1)&"+&0 %"+n &!"/0-/2 %03"/#%/"+0n 4"&1"/%&+n ="/n /("+l
0 %217Qn"/n"&+7&$"n"$Rn"&+n l=+!")n3,))019+!&$n*&1n"&+"*n"+1/)+$/&##n72n
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/("Rn 49%/"+!n !"/n Dl'9%/&$"+n %9+$&$("&10#/&01Qn n !&"n &1)&"+&0 %"n "11l
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,+0".2"+7"+Qn[

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0601"*[*&1"&++!"/[(,*&+&"/"+O[
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76
Schutz von Unterscheidungszeichen

V. Hinweis auf Marken gegenüber dem


Rechtsverkehr
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*")!2+$n,!"/n"$&01/&"/2+$n"01"%1Qn

VI. Geschäftliche Bezeichnungen – Begriff, Schutz-


voraussetzungen, Schutzbegründung
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&"n 601"*1&(n !"/n $"0 %9#1)& %"+n "7"& %+2+$"+n &01n /" %1n (,*-)&7&"/1Qn ,*-)&7&"/1"Y601"*1&(YY
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7"& %"+nX)0,n7QQn&/*"+),$,0Yn2+1"/0 %&"!"+Qnn
n

77
Teil 4

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnDRn0QnAn /("+n


&"n &/*n &*n &++"n !"0n +!")0$"0"172 %"0n %&+$"$"+n &01n !"/n *"Rn
2+1"/n !"*n 2#)"21"n &*n +!")n &%/"n "0 %9#1"n "1/"&"+n X+!")0+*"n
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[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Fnn

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+1"/0 %"&!2+$0(/#1Y n"&+n %217n"&+"0n+1"/+"%*"+0("++7"& %"+0n+ %n!"*n /("+n*<$l
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[ [[ O[[

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0 %"&!/n 72n * %"+Qn 6-&0 %"/4"&0"n 0&+!n !72n +10&""7"& %+2+$"+n
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$"+YQn

78
Schutz von Unterscheidungszeichen

• &+"n "++7"& %+2+$0"&$+2+$n 4&/!n 2 %n "& %"+n $"0-/, %"+Rn !&"n


+& %1[ (,**2+&7&"//[ 0&+!Rn "14n 177"& %"+n 4&"n 20/2#"7"& %"+Rn
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• ,!"/n0,+01&$"n3"/$)"& %/"n"/("Qnn

79
Teil 4

)0n0,+01&$"n3"/$)"& %/"n"/("n0&+!n"14n,*-21"/-/,$/**"Rn*&12+l
1"/n"0&1"0n,!"/n"*&+//"&%"+n+"/(++1Qn
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VII. Akzessorietät, Umfang und Schranken


des Schutzes von geschäftlichen Bezeichnungen
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80
Schutz von Unterscheidungszeichen

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81
Teil 4

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Dn /("+n

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n  %/+("+"01&**2+$"+n!"/nffnA?nmnACn /("+n

VIII. Hinweis auf geschäftliche Bezeichnungen gegen-


über dem Rechtsverkehr
@J?>[[[ &"[4&/![2#[$"0 %8#1)& %"["7"& %+2+$"+[%&+$"4&"0"+O[
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82
Schutz von Unterscheidungszeichen

IX. Geographische Herkunftsangaben im Überblick


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n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@AERn0Qn@n /("+n

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n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@AERn0QnAn /("+n

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83
Teil 4

!"/n "/,/!+2+$n #"01$"%)1"+Rn !00n !&"n "&+$"1/$"+"+n "7"& %+2+$"+n


0& %n+& %1n&+n112+$0"7"& %+2+$"+n2*4+!")+n(<++"+Qnn

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[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnHFRnHHn /("+n

X. Hinweis auf geographische Herkunftsangaben


gegenüber dem Rechtsverkehr
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+!n01"%"+Qn

84
Schutz von Unterscheidungszeichen

XI. Das Allgemeine Namensrecht


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XII. Internetdomains
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85
Teil 4

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*"+n)"!&$)& %n"&+"n),>"n!/"00#2+(1&,+n72(9*"Qn&"n!&"+1"+n))"&+n!"/n
!"+1&#&7&"/2+$n "&+"0n "/91"0Rn +9*)& %n "&+"0n "01&**1"+n +n !0n "174"/(n
+$"0 %),00"+"+n" %+"/0Qn
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86
Schutz von Unterscheidungszeichen

D. Weitere Informationen
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87
Teil 4

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88
TEIL 5
Etwas für’s Auge – Schutz von
gewerblichen Designschöpfungen
(Geschmacksmuster)
A. Worum geht’s? – Der Schwerpunkt dieses Teils
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4"/0n 2+!n !"/n +$)"& %2+$n .2)&11&3"/n 1+!/!0n *"%/n 2+!n *"%/n 72*[
4& %1&$"+[ +01/2*"+1[#:/[!"+[/"+017n$"4,/!"+Qn"/n&+017n%, %l
4"/1&$"+n "0&$+0n 4&/!n 3,+n *,!"/+"+n +1"/+"%*"+n ,#1n )0n "11"4"/0l
")"*"+1n &+[ /(1+&0 %"+n 3"/4"+!"1Qn =/n !"+n  %217n 3,+n "0&$+)"&012+l
$"+n 01"%1n !"&n !0n 0,$"+++1"n "0 %* (0*201"/n 72/n "/#=$2+$Rn 4")l
%"0n&+n!&"0"*n"&)n+9%"/n")"2 %1"1n4"/!"+n0,))Qnn

B. Die Kernaussagen auf einen Blick 


W[ "#&+&1&,+[ !"0[ $"0 %* (0*201"//" %1)& %"+[  %217$"$"+01+!"0L[ [
"/n"0 %* (0*201"/"$/&##n4&/!n&*n"0"17n)0n74"&!&*"+0&,+)"n,!"/n
!/"&!&*"+0&,+)"n /0 %"&+2+$0#,/*n "&+"0n /7"2$+&00"0n ,!"/n "&+"0n "&)0n
!3,+n"0 %/&""+Q[[ +n(++n)0,n&+n+)"%+2+$n+n!&"n"$/&##)& %("&l
1"+n!"/n1" %+&0 %"+n %217/" %1"n3,+n"0 %* (0*201"/)"&012+$n&+n"01)1n
!"/nP 902+$["&+"/[801%"1&0 %"+["01)12+$02#$"^n0-/" %"+Qn
W[ %2173,/200"172+$"+L[[01%"1&0 %"n"01)12+$"+n4"/!"+n$"0 %=171Rn
4"++n 0&"n "2%"&1n 2+!n &$"+/1n 2#4"&0"+n 2+!n ("&+"[ 0,+01&$"+[  %217Y
200 %)200$/:+!"n"01"%"+Q[[&+n 201"/n&01n+"2Rn4"++n3,/[!"*[+*")Y
!"1$n ("&+[ 201"/[ ,##"+/1n 4,/!"+n &01Rn 4") %"0n 0& %n +2/n &+n 2+4"0"+1)&l
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*")!"1$n,##"+/1n4,/!"+n&01Qn
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+,-,)&0&"/1n 901%"1&0 %"n "01)12+$"+n #=/n !"+n  %217/" %10&+%"/n &+n !"/n
"&0"Rn!00n+2/["/[))"&+["/" %1&$1[&01Rn!&"0"n72n+217"+n2+!n72n3"/4"/1"+Qnn
W[ "&1)& %"[ ")12+$L[ [ "/n  %217n (++n &0[ 72[ >A[
%/"n +!2"/+Q[ [
2/!"n!0n 201"/n72[+/" %1n$"49%/1Rn(++n"0n2 %n0 %,+n3,/n!"*nl
)2#n!"/n< %01#/&01"+n72[))n$"/ %1n4"/!"+Q[[00")"n$&)1Rn4"++n!"/n
+%"/n0"&+"n"/)8+$"/2+$0$":%/"+n+& %1[#/&01$"/" %1["+1/& %1"1Q[
M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,
DOI 10.1007/978-3-8349-6411-3_6, 89
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 5

W[ %217[2#[+1&,+)"/["+"L[[ %217n"/)+$1n*+n!2/ %n+*")!2+$n


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"*"&+0 %#10!"0&$+0n*&1n2+&19/"/n&/(2+$n#=/n!&"n$"0*1"n2/,-9&0 %"n
+&,+Q[[+!"/"/0"&10n(++n2#n!0n0,$Qn$"/[601"*n72/= ($"$/&##"+n
4"/!"+Rn "&n !"*n ="/n "&+"n 7"+1/)"n &+1"/)"$2+$n "&+"0n 201"/0n &+n20$"l
49%)1"+n &")011"+n "&+n =+!")n +1&,+)"/n 201"//" %1"n "/)+$1n 4"/!"+n
(++Qn

C. Vertiefung
I. Der Geschmacksmusterbegriff
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90
Schutz von gewerblichen Designschöpfungen

II. Voraussetzungen und Erlangung von


Geschmacksmusterschutz
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+$"+,**"+Rn!&"n&)!2+$n011)& %"/n,%"&107"& %"+Rn72n!"+"+n!&"n$"0"17l
)& %"+n%)2+$0*&11")n$"%</"+Rn3"/01,>"n2#n"&+"*n 201"/n,!"/n ,!"))n/"$")l
*9>&$n $"$"+n !&"n <##"+1)& %"n /!+2+$Rn 4"&)n 011)& %"n ,%"&107"& %"+n 4"$"+n
!"/n 20%<%)2+$n &%/"0n &!""))"+n "/1"0n 3,+n '"!"/n $"4"/)& %"+n "/4"/12+$n
20$"0 %),00"+n0"&+n0,))"+Qnn
&"/$"$"+n 4"+!"1n 0& %n !"/n +*")!"/n n *&1n !"/n "0 %4"/!"n 72*n 2+!"0-l
1"+1$"/& %1Qn&"n4&/!n!&"0"0n"+10 %"&!"+Vn

91
Teil 5

<02+$Sn & %1&$"/4"&0"n 4"/!"+n 201"/Rn !&"n $"$"+n !&"n <##"+1)& %"n /!+2+$n
,!"/n $"$"+n !&"n $21"+n &11"+n 3"/01,>"+Rn +& %1n "&+$"1/$"+Qn "/n 2 %n 201"/Rn
!&"n "&+"n *&00/92 %)& %"n "+2172+$n "&+"0n 7"& %"+0Rn *)"*0n ,!"/n -l
-"+0n3,+n<##"+1)& %"*n +1"/"00"n!/01"))"+Rn(++n!"/n %217n3"/0$1n4"/!"+nXfn
BRn0Qn@n/QnBn2+!nCn"0 %*YQnn
&+n))$"*"&+"0n"/,1Rn$"0"17)& %"n%)2+$0*&11")n2#n/,!2(1"+n72&)!"+n
2+!n !&"0"n /,!2(1"n 72n 3"/1/"&"+Rn $&1n "0n &+!"0n +& %1Qn %+"n !0n &+721/"1"+n
4"&1"/"/n *019+!"n (++n !&"n "/4"+!2+$n 011)& %"/n ,%"&107"& %"+n &+n 2l
01"/+n 2+!n ,!"))"+n !%"/n ("&+"+n "/01,>n $"$"+n !&"n <##"+1)& %"n /!+2+$n 72/n
,)$"n%"+n,!"/n"&+"n*&00/92 %)& %"n"+2172+$n!/01"))"+Qnn
*n 1/"&1#))n "/$""+n 0& %n 20n !"/n /1n !"/n 011)& %"+n ,%"&107"& %"+Rn !"+n
 %217$"$"+019+!"+n 2+!n &%/"/n (,+(/"1"+n "01)12+$n X!"(,/1&3"n &)!2+$n
$"0"17)& %"/n%)2+$0*&11")n2#n ##""100"+Yn("&+"n"0,+!"/"+n*019+!"Rn!&"n
!&"n ++%*"n "&+"0n "/01,>"0n $"$"+n !&"n <##"+1)& %"n /!+2+$n /" %1#"/1&$"+n
(<++1"+Qn
&"n "0 %4"/!"n !"0n +*")!"/0n 4&/!n /#,)$n %"+Rn 0"&+n "0 %* (0*201"/n
(++n"&+$"1/$"+n4"/!"+Rn4"++n))"n0,+01&$"+n,/200"172+$"+n$"$""+n0&+!Qn

AJ@[[[ 0[3"/01"%1[*+[2+1"/[!"*["$/&##[!"/[$"0 %* (0*20Y


1"//" %1)& %"+["2%"&1O6
"2%"&10"$/&##Y &+n 201"/n$&)1n)0n+"2Rn4"++n3,/[!"*[+*")!"1$[("&+[&!"+1&0 %"0[ 20Y
1"/[ ,##"+/1n 4,/!"+n &01Qn 201"/n $")1"+n )0n &!"+1&0 %Rn 4"++n 0& %n &%/"n
"/(*)"[+2/[&+[2+4"0"+1)& %"+[&+7")%"&1"+n2+1"/0 %"&!"+Qnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnARn0QnAn"0 %* n
&+n 201"/n &01n ,##"+/1Rn 4"++n "0n "(++1n $"* %1Rn 20$"01"))1Rn &*n "/l
("%/n 3"/4"+!"1n ,!"/n 2#n 0,+01&$"n "&0"n !"/n ##"+1)& %("&1n 72$9+$)& %n
$"* %1n 42/!"Rn "0n 0"&n !"++Rn !00n !&"0n !"+n &+n !"/n "*"&+0 %#1n 191&$"+n
 %(/"&0"+n !"0n "1/"##"+!"+n "(1,/0n &*n +,/*)"+n "0 %9#103"/)2#n 3,/n
!"*n+*")!"1$n!"0n 201"/0n+& %1n"(++1n0"&+n(,++1"Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnDn"0 %* n

  L[I0 %2+$")4&00"+[$"$"+["2/,-8&0 %"0[&00"+OPS[

"/n "0&$+"/[ n %1n "&+n -"1"+*201"/n *&1n 3"/0 %&"!"+"+n &+"&++!"/n 3"/l
0 %)2+$"+"+n ,/*")"*"+1"+n "+14& (")1Qn /n *")!"1n !#=/n "&+n !"210 %"0n "l
0 %* (0*201"/n +Qn Qn An
%/"n + %n &+1/$2+$n !"0n 201"/0n 4&/!n &*[ /0&Y
)&+&0 %"+[ "$"+4)!n "&+n &0)+$n 2+"(++1"/n 1**n 2/7"&1)& %n )""+!"/n
0 %2+$")"4,%+"/n"+1!" (1Rn+n!"/"+n"*-")01911"+n!&"n9+!"n*&1n"&+"*n
201"/n$"0 %*= (1n0&+!Rn4") %"0n!"*n3,*n"0&$+"/nn"+14& (")1"+[,/*$"Y
01)12+$"+[1820 %"+![8%+)& %n0&"%1Qn

n#/$1n0& %Rn,n0"&+n"0 %* (0*201"/n!2/ %n!&"0"+nI+"2"+1!" (1"+S[,/*Y


0 %17n+2+*"%/n0 %2172+#9%&$n&01Qn

92
Schutz von gewerblichen Designschöpfungen

902+$L["/n&*n"0 %* (0*201"//" %1n&*n%*"+n!"/n"2%"&10-/=#2+$n72n


"/= (0& %1&$"+!"n 1+!n !"0n 3,/"(++1"+n ,/*0 %17"0n &01n $"$"+="/n !"*n
1+!n !"/n " %+&(n &*n 1"+1/" %1n 4"+&$"/[ 2*#00"+!Qn &+"n +"2%"&100 %9!)&l
%"n ##"+/2+$n 0 %"&!"1n &*n "0 %* (0*201"//" %1n 20Rn 4"++n !"+n &+[ !"/[
"2/,-8&0 %"+[ "*"&+0 %#1n 191&$"+n  %(/"&0"+n !"0n "1/"##"+!"+n "(1,/0n &*[
+,/*)"+[ "0 %8#103"/)2#n 3,/n !"*n +*")!"1$n !0n 201"/n +& %1[ "(++1[
0"&+[(,++1"Qn&"0n&01n3,/)&"$"+!n!"/n))Qnn
0n"0 %* (0*201"/n!"0nn&01n)0,n&+0,#"/+n4"&1"/[/" %10"018+!&$Qnn[

AJA[[[ 0[-00&"/1K[4"++[*"&+[ 201"/[3,/[!"/[+*")!2+$[3"/Y


9##"+1)& %1[4&/!O[
&"n !0n "/2 %0*201"/n ("++1n 2 %[ !0[ "0 %* (0*201"/[ "&+"[ "2Y "2%"&100 %,+#/&01Y3,+Y=>Y
%"&100 %,+#/&01Jn &+"n ##"+/2+$n )"&1n #=/n !&"n "2%"&10"2/1"&)2+$n ,+1"+Y
2+"/: (0& %1&$1Rn 4"++n "&+n 201"/n 49%/"+!n !"/n 749)#[ ,+1"[ 3,/[ !"*[
+*")!"1$n !2/ %n !"+n +14"/#"/n ,!"/n 0"&+"+n " %10+ %#,)$"/n ,!"/n
!2/ %n "&+"+n /&11"+n )0n ,)$"n 3,+n +#,/*1&,+"+n ,!"/n +!)2+$"+n !"0n
+14"/#"/0n ,!"/n 0"&+"0n " %10+ %#,)$"/0n !"/n ##"+1)& %("&1n 72$8+$)& %n
$"* %1n 42/!"Qn &00/82 %)& %"[ ##"+/2+$0%+!)2+$"+n 0&+!n 3,+n
!&"0"/n"$")2+$n"&+$"0 %),00"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnEn"0 %* n

AJB[[[ 0[3"/01"%1[*+[2+1"/[!"*["$/&##[!"/[$"0 %* (0*20Y


1"//" %1)& %"+[&$"+/1O[
&+n 201"/n %1n &$"+/1Rn 4"++n 0& %n !"/n "0*1"&+!/2 (Rn !"+n "0n "&*n &+l "0*1"&+!/2 (Y"01&**1Y
#,/*&"/1"+n"+217"/n%"/3,//2#1Rn3,+[!"*["0*1"&+!/2 ([2+1"/0 %"&!"1K[ !&"Y&$"+/1Y
!"+[ "&+[ +!"/"0[ 201"/[ "&[ !&"0"*[ "+217"/[ %"/3,//2#1Rn !0n 3,/n !"*n
+*")!"1$n,##"+/1n4,/!"+n&01Qnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnARn0QnBn"0 %* n
"&n!"/n"2/1"&)2+$n!"/n&$"+/1n4&/!n!"/n/!n!"/n"01)12+$0#/"&%"&1n!"0n
+14"/#"/0n"&n!"/n+14& ()2+$n!"0n 201"/0n"/= (0& %1&$1Rn!Q%Qn4&"[3&")"[
"01)12+$0)1"/+1&3"+[!"*[+14"/#"/[,'"(1&3[72/["/#:$2+$n01+!"+Qn

AJC[[[ &"[)82#1[!0[&+1/$2+$03"/#%/"+[O[
&"n "0 %* (0*201"/+*")!2+$n &01n "&*n "210 %"+[ 1"+1Y[ 2+![ /Y 2018+!&$("&1Y
("+*1n &+n !"+n &"+0101"))"+n :+ %"+Rn
"+n ,!"/n "/)&+n "&+72/"& %"+Qn
2 %n "&+&$"n 1"+1&+#,/*1&,+07"+1/"+n +"%*"+n 1"+1+*")!2+$"+n
"+1$"$"+n2+!n)"&1"+n0&"n+n!0n n4"&1"/Qn
=/n!"+n+1/$n01"))1n!0n"210 %"n1"+1ln2+!n /("+*1n2#n!"/n"0&l ##&7&"))"0Y+1/$0#,/*2W
1"n !-*J!"n "&+n ,/*)11n 72/n "/#=$2+$Qn "/n +1/$n *200n #,)$"+!"n +,1l )/Y*&1Y &+!"01&+%)1"+Y
4"+!&$"n+$"+n"+1%)1"+Sn

93
Teil 5

• +$"+n72/n !"+1&181[!"0[+*")!"/0Rn

• "&+"n 72/n "(++1* %2+$n $""&$+"1"n &"!"/$"[ !"0[ 201"/0Qn "&n


(++n !&"n &"!"/$"n !"0n 201"/0n "+14"!"/n 2#n !"*n ,##&7&"))"+n &"l
!"/$"#,/*)11n X"&)n !"0n +1/$03,/!/2 ("0Yn 2#$"()"1n ,!"/n 2#$"l
!/2 (1n,!"/n)0n
l1"&nXgQ'-$Yn2#n"&+"*n")"(1/,+&0 %"+n1"+1/9$"/n
Xn,!"/nYn"&+$"/"& %1n4"/!"+Qn

• 2!"*n*200n*&+!"01"+0n"&+[/7"2$+&0Rn&+n!0n!0n"0 %* (0*201"/n


2#$"+,**"+n ,!"/n "&n !"*n "0n 3"/4"+!"1n 4"/!"+n 0,))Rn +$"$""+n
4"/!"+Qn/7"2$+&0"7"& %+2+$"+n(<++"+n="/n"&+"n2 %*0 %&+"n%11-n
Skk444Q!-*Q!"k0"/3& "k()00&#&(1&,+"+k), /+,()00&#&(1&,+k02 %"kn
02 %"+Q%1*)n/" %"/ %&"/1n4"/!"+Qn
+*")!2+$Y*"%/"/"/Y <$)& %n&01n"0n2 %Rn"&+"n0,$Jn**")+*")!2+$n"&+72/"& %"+Qn&"/n(<+l
201"/Y*9$)& %Y +"+n &0[ 72[ =<<[ 201"/n &+n "&+"/n +*")!2+$n (,01"+$=+01&$n 720**"+$"l
#001n 4"/!"+Qn ,/200"172+$n &01n "/Rn !00n !&"n 201"/n *&+!"01"+0n "&+"n
$"*"&+0*"[ , /+,Y/"+()00"n %"+Qn "&n !"/n **")+*")!2+$n
*200n720917)& %n"&+n,##&7&"))"0n+)$")11n"&+$"/"& %1n4"/!"+Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ **")+*")!2+$n fn @An


n "0 %* n

&+$"0 %/8+(1"/Y/:W &"n"0 %* (0*201"/01"))"n-/=#1n!&"n"&+$"/"& %1"n+*")!2+$n0,!++n2#n


#2+$02*#+$Y ,/*#"%)"/n 2+!n !/2#Rn ,n "&+"/n &+1/$2+$n !"0n +$"*")!"1"+n "0&$+0n
"01&**1"n &+1/$2+$0%&+!"/+&00"n "+1$"$"+01"%"+Qn ,n -/=#1n !0n *1n
"14Rn ,n !&"n +*")!2+$n *&1n !"/n 9##"+1)& %"+[ /!+2+$n 2+!n !"+n $21"+[
&11"+n3"/"&+/n&01Rn2+!n!00n("&+"n*&00/82 %)& %"["/4"+!2+$n011)&l
%"/n ,%"&107"& %"+n ,!"/n +!"/"/n "& %"+n 3,+n <##"+1)& %"*n +1"/"00"n $"l
$""+n&01Qnn
& %1[$"-/:#1n4&/!n"/Rn,n!0n+$"*")!"1"n 201"/n1108 %)& %[!&"[0 %Y
)& %"+[  %2173,/200"172+$"+[ 4&"[ "2%"&1[ 2+![ &$"+/1n "/#=))1Qn &"0"n
,/200"172+$"+n-/=#"+n"/01n&*n1/"&1#))n!&"n&3&)$"/& %1"Qnn
&+1/$2+$Y2+!Y&*Y &+!n !&"n #,/*)"+n ,/200"172+$"+n "/#=))1Rn 1/9$1n !&"n "0 %* (0*201"/l
"$")#))Y2 %Y"(++1W 01"))"n !0n "0 %* (0*201"/n &+n !0n "$&01"/[ "&+Qn &"n &+1/$2+$n 4&/!n
* %2+$Y +0 %)&">"+!n &*n ")"(1/,+&0 %"+[ "0 %* (0*201"/)11n "(++1[ $"Y
* %1Rn !0n %"&>1n 3"/<##"+1)& %1Rn 0,#"/+n !"/n +*")!"/n ("&+"+n +1/$n 2#n
2#0 %&"2+$[ !"/[ "(++1* %2+$n $"01"))1n %1Qn &+"n 0,) %"n 2#0 %&"l
2+$n&01n&0n72nB?n ,+1"+n*<$)& %Qn&"n&"1"1n0& %n+Rn4"++n!"/n+*")!"/n
72+9 %01n4/1"+n*< %1"Rn,n0"&+n/,!2(1n3,*n /(1n+$"+,**"+n4&/!n
,!"/n "/n !0n 201"/n 7QQn 20n */("1&+$/")"3+1"+n /=+!"+n 3,/)82#&$[ $"Y
%"&*[%)1"+n4&))Qn
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"(++1* %2+$Y 72+9 %01n 2#n B?n ,+1"n "$/"+71Qn +n !&"0"/n "&1n (++n !"/n +*")!"/n "+1l
0 %"&!"+Rn,n"/n!"+n %217n2#n#=+#n
%/"nn!"*n+*")!"1$nP"/01/" ("+^n
4&))Qn &"0n *200n +& %1n $"0,+!"/1n "+1/$1n 4"/!"+Qn 0n $"+=$1Rn 4"++n !"/n

94
Schutz von gewerblichen Designschöpfungen

+*")!"/n &++"/%)n !"/n 2#0 %&"2+$0#/&01n !&"n /01/" (2+$0$"=%/n 2+!n


!&"n ,01"+n !"/n "(++1* %2+$n 7%)1Qn  %n !"/n /01/" (2+$n 4&/!n !0n
"0 %* (0*201"/n &*n ")"(1/,+&0 %"+n "0 %* (0*201"/)11n 3"/<##"+1l
)& %1Qn
D[ +*")!"#,/*2)/n "210 %"0n "0 %* (0*201"/n *&1n
*1)& %"/n20#=))%&)#"[
n

AJD[[[ 0[&01["&[16-,$/#&0 %"+[ %/&#17"& %"+[72[" %1"+O[[


&+n "0 %* (0*201"/n (++n 2 %n #=/n 16-,$/#&0 %"n  %/&#17"& %"+n +$"l "0,+!"/%"&1"+Y"&YY
*")!"1n 4"/!"+Qn +1"/n 16-,$/#&0 %"+n  %/&#17"& %"+n 3"/01"%1n *+n )-%l )-%"1"+Y
"1"n&+()20&3"n(7"+1"+K[177"& %"+K[&##"/+[2+![6*,)"+Qnn
"0 %=171n &01n !0n  %/&#1&)![ )0[ "0*1%"&1Qn &+n  %217n &01n +2/n *<$)& %Rn
4"++n!&"n&"!"/$"n!"0n 201"/0n#,)$"+!"n,/200"172+$"+n7"&$"+n(++Sn

• ))"[2 %01"+n!"0n)-%"10n&+n/,;Y[2+![ )"&+0 %/"&2+$Rnn

• ))"n/&0 %"+[&##"/+nn

• 0,4&"n#:+#["&)"+["51Rn'"4"&)0n&+n %/&#1$/<>"n@En2+(1Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnERn0QnEn"0 %* n

AJE[[[ 0[/"$")1[!0[" %1[2#[+14"/#"/"+"++2+$O[


"/n +14"/#"/n "&+"0n "0 %* (0*201"/0n %1n $"$"+="/n !"*n +*")!"/n +14"/#"/-"/09+)& %("&10W
,!"/n!"*n" %10&+%"/n!0n" %1Rn&*n"/#%/"+n3,/n!"*n"210 %"+nl /" %1Y
1"+1ln2+!n /("+*1n2+!n&*n"$&01"/n)0[+14"/#"/["+++1[72[4"/!"+Qn
"++n!0n 201"/n!0n/$"+&0n"&+"/n"*"&+0 %#10/"&1n&01Rn(++n'"!"/[
"&+7")+"n+14"/#"/n0"&+"n"++2+$n3"/)+$"+Qn0n" %1n2#n+14"/#"/"l
+"++2+$n &01n !*&1n "&+n !"*n /#&+!"/-"/09+)& %("&10/" %1n 3"/$)"& %/"0n
" %1Qn0n&01n""+#))0n20#)200n!"0n))$"*"&+"+n"/0<+)& %("&10/" %1"0Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ +14"/#"/-"/0<+)& %("&10l


n /" %1nffnFRn@?n"0 % Rn&QQ*QnfnGABn0Qn@nRn/1Qn@RnAnn

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/" %1n
n

AJ=<[[[ "/[4") %"["/#%/"+[(++["&+["0 %* (0*201"/[72[


))[$"/ %1[4"/!"+O[
&+n *1)& %"0[ 90 %2+$03"/#%/"+n $&1n "0n #=/n "0 %* (0*201"/n +& %1Qn 2/Y )$"3"/#%/"+Y
&"n "&n !"/n &+1/$2+$n +& %1n $"-/=#1"+n  %2173,/200"172+$"+n !"/n "2l *9$)& %Y
%"&1n2+!n&$"+/1n(<++"+n"/n&+n"&+"*n )$"3"/#%/"+[3,/[!"+[,/!"+1)&Y
%"+["/& %1"+[!2/ %['"!"/*++n&+n/$"n$"01"))1n4"/!"+Qn

95
Teil 5

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnBBn0QnAn"0 %* n

III. Dauer, Schutzumfang und Schranken des Ge-


schmacksmusterschutzes
AJ==[[[ &"[)+$"[48%/1[!"/["0 %* (0*201"/0 %217O[
&"n"/01"n %217-"/&,!"n!2"/1n72+8 %01[A[
%/"Rn"&n2#$"0 %,"+"/n&)!l
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9 %010 %217!2"/n3,+n>A[
%/"+n3"/)9+$"/1n4"/!"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnAFn"0 %* n

AJ=>[[[ ") %"[" %1"[$"48%/1[!"/["0 %* (0*201"/0 %217O[


200 %)&";)& %("&10/" %1Y 0n"0 %* (0*201"/n$"49%/1n0"&+"*n" %10&+%"/n!0n200 %)&">)& %"n
" %1Rn "0n 72n "+217"+n 2+!n /&11"+[ 72[ 3"/&"1"+Rn "0n ,%+"n 0"&+"n 201&*l
*2+$n72n"+217"+Qn&+"n"+2172+$n0 %)&">1n&+0"0,+!"/"n!&"n"/01"))2+$Rn
!0n +&"1"+Rn !0n +3"/("%//&+$"+Rn !&"n &+#2%/Rn !&"n 20#2%/Rn !"+n "Y
/2 %n "&+"0n /7"2$+&00"0Rn &+n !0n !0n "0 %* (0*201"/n 2#$"+,**"+n
,!"/n"&n!"*n"0n3"/4"+!"1n4&/!Rn2+!n!"+n"0&17n"&+"0n0,) %"+n/7"2$+&0l
0"0n72n!"+n$"+++1"+n4" ("+n"&+Qnn
*#+$Y!"0Y %217"0Y "/n %217n20n"&+"*n"0 %* (0*201"/n"/01/" (1n0& %n2#n'"!"0[ 201"/K[
!0[ "&*[ &+#,/*&"/1"+[ "+217"/[ ("&+"+[ +!"/"+[ "0*1"&+!/2 (n "/l
4" (1Qn "&n !"/n "2/1"&)2+$n !"0n  %2172*#+$0n 4&/!n 4&"!"/2*n !"/n /!n
!"/n"01)12+$0#/"&%"&1n!"0n+14"/#"/0n"&n!"/n+14& ()2+$n0"&+"0n 201"/0n
"/= (0& %1&$1Rn4&"n!&"0n0 %,+n"&n"2/1"&)2+$n!"/n&$"+/1n!"/n))n&01Qn
"/n  %217n 4&/!n &**"/n +2/n #=/n !&"'"+&$"+n "/(*)"n !"/n /0 %"&+2+$0l
#,/*n"&+"0n"0 %* (0*201"/0n"$/=+!"1Rn!&"n&+n!"/n+*")!2+$n0& %1/n
4&"!"/$"$""+n0&+!Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnBGn"0 %* n

AJ=?[[[ ") %"[ %/+("+["01"%"+[#:/[!"+["0 %* (0*201"/Y


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$")1"+!n$"* %1n4"/!"+n$"$"+="/Sn

96
Schutz von gewerblichen Designschöpfungen

• +!)2+$"+Rn !&"n &*n -/&31"+[ "/"& %n 72n +& %1$"4"/)& %"+n 4" ("+n  %/+("Y/IY>YGYY
3,/$"+,**"+n4"/!"+Tn /&31%+!)2+$"+Y

• +!)2+$"+n72n"/02 %074" ("+Tn  %/+("Y/IY?YGY"/02 %"6

• &"!"/$"+n 72*[ 4" ("[ !"/[ &1&"/2+$[ ,!"/[ !"/[ "%/"Rn 3,/20$"l  %/+("Y/IY@YGY "%/"Y
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• &+/& %12+$"+n&+n %&##"+[2+![ 2#1#%/7"2$"+Rn!&"n&*n20)+!n72$"l  %/+("Y/IYAYGY %&##WY


)00"+n0&+!n2+!n+2/n3,/="/$"%"+!n&+n!0n +)+!n$")+$"+Qn 2+#Y 2#1#%/1YY

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n "0 %* Rn "0 %/9+(2+$"+n fn C?n "0 %* Rn ,/"+21l
72+$0/" %1nfnC@n"0 %* n

97
Teil 5

IV. Grenzüberschreitende Geschmacksmusterschutz-


systeme
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98
Schutz von gewerblichen Designschöpfungen

,#"/+n "&+"n "0&$+$"01)12+$n !"/n ##"+1)& %("&1n &+n !"/n "&0"n 72$9+$)& %n & %1Y"&+$"1/$"+"0Y
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X+ %4"&0/n7QQn!2/ %n!1&"/1"n/1&(")n&+n"&10 %/&#1"+Rn 00"+4"/2+$Rn
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$&01/&"/2+$n+ %n!"*n !/&!"/n601"*n
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99
Teil 5

AJ=C[[[ ++[*+[!&"[ %217"/)+$2+$[:"/[!0["*"&+0 %#10Y


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V. Hinweis auf Geschmacksmusterschutz gegenüber


dem Rechtsverkehr
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D. Weitere Informationen
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100
Schutz von gewerblichen Designschöpfungen

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[
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101
TEIL 6
War das schon alles an gewerblichen
Schutzrechten? – Sorten- und Halblei-
terschutz
A. Worum geht’s? – Der Schwerpunkt dieses Teils
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" %100 %217"0n"&+"n"+10-/" %"+!"n,/01"))2+$Qn

B. Die Kernaussagen auf einen Blick 


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,/1"+"7"& %+2+$n"7"& %+"1n4"/!"+Q[n,-,$/-%&"+n0&+!n0 %217#9%&$Rn
4"++n0&"n!0n "/(*)n!"/n&$"+/1n2#4"&0"+Rn!Q%Qn4"++n0&"n)0n/$"+&0[
$"&01&$"/[ /"&1n +& %1n +2/n !2/ %n ),>"n  %&)!2+$n "&+"/n +!"/"+n ,-,l

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_7, 102
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Sorten- und Halbleiterschutz

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0 %217n %1n 3,/n ))"*n !&"n &/(2+$Rn !00n ))"&+[ !"/[ ,/1"+0 %217&+%"/[
"/" %1&$1n &01Rn "/*"%/2+$0*1"/&)n !"/n $"0 %=171"+n ,/1"n 72n "/7"2$"+Rn
#=/n "/*"%/2+$074" ("n 2#72"/"&1"+Rn &+n !"+n "/("%/n 72n /&+$"+Rn "&+ln
,!"/n2072#:%/"+n,!"/n72n"&+"*n!"/n$"+++1"+n4" ("n2#72"4%/"+Q[
n"/n %217n!"/n,-,$/-%&"n%1n!&"n&/(2+$Rn!00n))"&+[!"/[ +%"/[
!"0[  %217"0n "#2$1n &01Rn 0&"n 72n 3"/4"/1"+Q[ n ,4,%)n !0n ,/1"+0 %217l
/" %1Rn)0n2 %n!"/n))"&1"/0 %217n4"/!"+n!2/ %n %/+("+n)&*&1&"/1Q[
W["&1)& %"[")12+$L[n&"n2"/n!"0n,/1"+0 %217"0n"1/9$1n>A[
%/"T[n
"&n ,-#"+Rn /1,##")Rn ""n 2+!n 2*/1"+n ?<[
%/"Q[ n ))"&1"/0 %217n
49%/1n#=/n7"%+[
%/"Qn
W[ %217[2#[+1&,+)"/["+"L[n %217n#=/n"&+"n,/1"n"/)+$1n*+n!2/ %n
+*")!2+$n"&*n2+!"00,/1"+*1Q[n))"&1"/0 %217n4&/!n!2/ %n"&+"n
+*")!2+$n"&*n"210 %"+[1"+1Y[2+![ /("+*1n"/)+$1Q[
W[ /"+7:"/0 %/"&1"+!"/[  %217L[ n 2#$/2+!n !"/n "/,/!+2+$n XYn
A@??kHCn !"0n 1"0n 3,*n AFQn
2)&n @HHCn (++n 0"&1n !"*n AFQn -/&)n @HHDn "&+n Y
4"&1"0[ ,/1"+0 %217/" %1n "+1/$1n 2+!n "/1"&)1n 4"/!"+Q[ n 2!"*n &01n 2#n
!0n0,$J[Y(,**"+n72n3"/4"&0"+Qn0n"/"&+(,**"+n"74" (1n
0& %"/7201"))"+Rn !00n !&"n "/+!0*&1$)&"!"/n !&"n "&012+$n !"/n = %1"/n
+"2"/n #)+7"+0,/1"+n +"/("++"+Rn &+!"*n 0&"n &%+"+n "&+n &$"+12*0/" %1[
+&"1"+Rn2+!n74/n2#n!"/n/2+!)$"n()/[2*/&00"+"/[/2+!0817"Qn

C. Vertiefung
I. Der Begriff der Sorte
BJ=[[[ 0[&01["&+[,/1"+0 %217/" %1O[
"/n,/1"+0 %217n&01nmn4&"["14[!0[1"+1nmn"&+n$"4"/)& %"0n200 %)&">l "4"/)& %"0Y200 %)&";W
)& %("&10/" %1n2+!n0 %=171n!0n$"&01&$"[&$"+12*[+[#)+7"+7: %12+$"+Qn )& %("&10/" %1Y
 %n !"/n X0"%/n (,*-)"5"+Yn )"$&0)1&3"+n "#&+&1&,+n !"0n ,/1"+0 %217$"0"1l
7"0n&01n"&+"nb,/1"bn"&+"n-#)+7)& %"["0*1%"&1[&++"/%)["&+"0["&+7&$"+[
,1+&0 %"+[5,+0[!"/[2+1"/01"+["(++1"+[+$012#"Rn!&"n2+%9+$&$n
!3,+Rn,n!&"n"!&+$2+$"+n#=/n!&"n/1"&)2+$n!"0n,/1"+0 %217"0n3,))019+l
!&$n"/#=))1n0&+!Rn

• !2/ %n !&"n 0& %n 20n "&+"*n "01&**1"+n "+,16-n ,!"/n "&+"/n "01&**1"+n
,*&+1&,+n 3,+n "+,16-"+[ "/$""+!"[ 20-/8$2+$[ !"/[ "/(*)"n
!"#&+&"/1Rnn

• 72*&+!"01n!2/ %n!&"n20-/9$2+$n"&+"0n!"/n"/49%+1"+n "/(*)"n 3,+[


'"!"/[+!"/"+[-#)+7)& %"+["0*1%"&1[2+1"/0 %&"!"+n2+!n

• &+n +"1/ %1n &%/"/n &$+2+$Rn 2+3"/9+!"/1n 3"/*"%/1n 72n 4"/!"+Rn )0n
&+%"&1n+$"0"%"+n4"/!"+n(++Qn

103
Teil 6

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnARn/Qn@[,/1 %n


*n &11")-2+(1n !"0n  %217"0n 01"%1n !0n !2/ %n "&+n 7= %1"/&0 %"0n 204%)l
3"/#%/"+n"/)+$1"n/$"+&0Rn)0,n!&"n,/1"+#&+!2+$Qnn

II. Voraussetzungen und Begründung des Sorten-


schutzes
BJ>[[[ ") %"[ %2173,/200"172+$"+["01"%"+O[
&+"n #)+7"+0,/1"n &01n + %n !"*n ,/1 %n 0 %217#9%&$Rn 4"++n 0&"n 2+1"/Y
0 %"&!/K[ %,*,$"+K[ "018+!&$[ 2+![ +"2n &01n 2+!n 72!"*n !2/ %n "&+"n "&+l
1/$/"n,/1"+"7"& %+2+$n"7"& %+"1n&01Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Rn0Qn@RnffnBlFn,/1 %n

BJ?[[[ &"[4&/![,/1"+0 %217["/)+$1O[


*n ,/1"+0 %217n 72n "/)+$"+n "!/#n "0n "&+"0n +1/$"0[ "&*[ 2+!"00,/Y
1"+*1n 2#n !"/n /2+!)$"n !"0n ,/1"+0 %217$"0"17"0n X,/1 %YQn  %217n
(++n#=/n,/1"+n!"0n$"0*1"+n#)+7"+/"& %"0n"/)+$1n4"/!"+Qn

BJ@[[[ &"[3"/)82#1[!0[,/1"+0 %217"&+1/$2+$03"/#%/"+O[


0n 2+!"00,/1"+*1n -/=#1n 2#n +1/$n !"/n #)+7"+7= %1"/n #=/n '"!"n +"2"n
,/1"n *&11")0n 0,/$#9)1&$"/n +2-/:#2+$"+Rn ,n !&"n ,/200"172+$"+n #=/n
!&"n/1"&)2+$n!"0n,/1"+0 %217"0n,!"/n#=/n!&"n,/1"+72)002+$n"/#=))1n0&+!Qnn
&"n /=#2+$n !"/n +1"/0 %"&!/("&1Rn ,*,$"+&191n 2+!n "019+!&$("&1n "/l
#,)$1n+%+![!"/[20-/8$2+$[!"/[ "/(*)"[!"/[,/1"Qnn
=/n !&"n /=#2+$n 3,+n #)+7"+0,/1"+n 01"%"+n !"*n ,/1"+*1n ="/n =?[ /:#Y
01"))"+[ *&1[ &+0$"0*1[ J[ B?<[ %[ )+!4&/10 %#1)& %"/[ 217#)8 %"n 72/n
"/#=$2+$Rn !&"n 0& %n ="/n 3"/0 %&"!"+"n +2$"&"1"n 2+!n 12//92*"n
"210 %)+!0n3"/1"&)"+Qn

BJA[[[ "/[4") %"["/#%/"+[(++["&+[,/1"+0 %217/" %1[72[))[


$"/ %1[4"/!"+O[
"$"+n !&"n &+1/$2+$n "&+"/n ,/1"n (++n -/&*9/n &*n /&114&!"/0-/2 %03"/Y
#%/"+n3,/$"$+$"+n4"/!"+Qn&"0"0n"/#%/"+n01"))1n"&+n,-2)/3"/#%/"+n
!/Rn(++n)0,n3,+['"!"/*++n"&+$")"&1"1n4"/!"+Qn

104
Sorten- und Halbleiterschutz

III. Dauer, Umfang und Schranken des Sortenschutzes


BJB[[[ &"[)+$"[48%/1[!"/[,/1"+0 %217O[
&"n2"/n!"0n,/1"+0 %217"0n"1/9$1n>A[
%/"Tn"&n,-#"+Rn /1,##")Rn""n
2+!n2*/1"+n?<[
%/"Jnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Bn,/1 %n

BJC[[[ ") %"[" %1"[$"48%/1[!"/[,/1"+0 %217O[


"/n,/1"+0 %217n%1n3,/n))"*n!&"n&/(2+$Rn!00n))"&+[!"/[,/1"+0 %217Y
&+%"/n "/" %1&$1n &01Rn "/*"%/2+$0*1"/&)n !"/n $"0 %=171"+n ,/1"n 72n
"/7"2$"+Rn #=/n "/*"%/2+$074" ("n 2#72"/"&1"+Rn &+[ !"+[ "/("%/[ 72[
/&+$"+Rn "&+Y[ ,!"/[ 2072#:%/"+n ,!"/n 72n "&+"*n !"/n $"+++1"+n 4" ("n
2#72"4%/"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@?Rn0Qn@n,/1 %n

BJD[[[ ") %"[ %2170 %/+("+["01"%"+O[


2 %n&*n,/1"+0 %217[$&1n"0n!"+n/2+!017[!"/[/0 %9-#2+$Rn!Q%Qn42/!"n "0,+!"/%"&1"+Y"&*Y
!"/n  %217$"$"+01+!n !2/ %n !"+n " %10&+%"/n 0")01n ,!"/n *&1n 0"&+"/n /0 %9-#2+$0$/2+!017Y
201&**2+$n2#n!"+n /(1n$"/ %1Rn0,n"/0 %<-#1n0& %n0"&+n" %1n72*&+l
!"01n +n !&"0"+n 2#n !"+n /(1n $"/ %1"+n "$"+019+!"+Qn /n %1n ("&+"+n
4"&1"/"+n &+#)200n *"%/n 2#n !0n  %& (0)n !"/n 4"&1"/"+n "/4"+!2+$Qn "/n
/0 %<-#2+$0$/2+!017n&01nmn4"$"+n!"/n"0,+!"/%"&1"+n!"0n,/1"+0 %217l
/" %1"0n"/n*&1n"&+&$"+n/" %1n(,*-)"5"+n$"0"17)& %"+n20+%*"+n20$"l
01)1"1Qn
&"n &/(2+$n !"0n ,/1"+0 %217"0n "/01/" (1n 0& %n #"/+"/n +& %1n 2#n +!)2+l
$"+nn

• &*n-/&31"+["/"& %n72n+& %1n$"4"/)& %"+n4" ("+Rn

• 72n"/02 %074" ("+Rn!&"n0& %n2#n!&"n$"0 %=171"n,/1"n"7&"%"+Rn

• ,!"/n72/n: %12+$[+"2"/[,/1"+nX*&1n"&+&$"+n20+%*"+YQn
&"n &/(2+$n !"0n ,/1"+0 %217"0n "/01/" (1n 0& %n #"/+"/n +& %1[ 2#[ /+1"$21Rn
!0n "&+n +!4&/1n !2/ %n +2n 3,+n "/*"%/2+$0*1"/&)n "&+"/n $"0 %=17l
1"+n,/1"n&*n"&$"+"+n"1/&"n$"4,++"+n%1n2+!n!,/1n)0n"/*"%/2+$0*l
1"/&)n 3"/4"+!"1n X %2YRn 0,4"&1n !"/n +!4&/1n $"0,+!"/1n #"01$")"$1"+n
"/-#)& %12+$"+n+ %(,**1Qn

105
Teil 6

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ "0 %/9+(2+$n !"/n &/l


n (2+$nfn@?Rn0Qn@RnARn/0 %<-#2+$nf@?n,/1 %n

IV. Die Sortenschutzbezeichnung

BJE[[[ ") %"["!"212+$[%1[!&"[0,$J[,/1"+"7"& %+2+$O[


+#,/*1&,+Y!"0Y" %10W "/*"%/2+$0*1"/&)n "&+"/n $"0 %=171"+n ,/1"n !/#Rn 2>"/n &*n -/&31"+n
3"/("%/0Y3"/-#)& %1"+!Y "/"& %n72n+& %1$"4"/)& %"+n4" ("+Rn+2/n&+n!"+n"/("%/n$"/ %1n4"/l
!"+Rn 4"++n %&"/"&n !&"n ,/1"+"7"& %+2+$[ +$"$""+n &01Tn "&n 0 %/&#1)& %"/n
+$"n *200n !&"0"n )"& %1[ "/("++/n 2+!n !"21)& %[ )"0/n 0"&+Qn &"0n $&)1n
2 %Rn4"++n!"/n,/1"+0 %217n$")2#"+n&01Qn
"/%8)1+&0Y72/Y /("+W 20n"&+"*n" %1n+n"&+"/n*&1n!"/n,/1"+"7"& %+2+$n="/"&+01&**"+!"+n
+*")!2+$Y "7"& %+2+$n (++n !&"n "/4"+!2+$n !"/n ,/1"+"7"& %+2+$n #=/n !&"n ,/1"n
+& %1[ 2+1"/0$1n 4"/!"+Qn 0n "!"21"1n +& %10n +!"/"0Rn )0n !00n "14n 20n
"&+"/n *&1n !"/n ,/1"+"7"& %+2+$n $)"& %)21"+!"+n X720917)& %n +$"*")!"l
1"+Yn /("n ("&+[ "/,10/" %1n $"$"+="/n !"/n "/4"+!2+$[ &!"+1&0 %"/[
,/1"+"7"& %+2+$"+n%"/$")"&1"1n4"/!"+n(++Qn)1"/"n" %1"n/&11"/n)"&l
"+n"/n2+"/=%/1Qn

+!"/"/0"&10n (++n 0& %n !&"n ,/1"+"7"& %+2+$n 0")01n )0n 9)1"/"0n " %1n $"l
$"+="/n'=+$"/"+n "++7"& %"+/" %1"+Rn4&"n"14n /("+Rn!2/ %0"17"+Qnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Cn,/1 %n

  L[I,/1"++*")!2+$"+[),%+"+[0& %PS[

"/n : %1"/[ n 4&))n "&+"n +"2"n &"/-#)+7"+0,/1"n "&*n 2+!"00,/1"+*1n


+*")!"+n 2+!n !"+(1n ="/n "&+"n "+10-/" %"+!"n ,/1"+"7"& %+2+$n + %Qn /n
#/$1n0& %Rn,n"/n20n0"&+"/n,/1"+"7"& %+2+$n0-91"/n$"$"+n/&11"n3,/$"%"+n
(++Rn !&"n + %[ &%*n 7QQn 3"/4" %0")/"n /("+n #=/n !0n /,!2(1n I&"/Y
-#)+7"+Sn+*")!"+Qn

902+$L[ : %1"/[ n (++n $"$"+n '=+$"/"n /("++*")!2+$"+n 3,/$"%"+Qn


 %n fn @Bn /Qn Cn /("+n (++n !&"n &+1/$2+$n "&+"/n /("n $/2+!0917)& %n
2#$/2+!n"&+"/n9)1"/"+n,/1"+"7"& %+2+$n$")<0 %1n4"/!"+Qn

106
Sorten- und Halbleiterschutz

V. Grenzüberschreitende Sortenschutzsysteme
BJ=<[[[ ") %"[ 9$)& %("&1"+[$/"+7:"/0 %/"&1"+!"/[ %217"/Y
)+$2+$["01"%"+O[
2#$/2+!n!"/n"/,/!+2+$[QR[>=<<XE@n!"0n1"0n3,*nAFQn
2)&n@HHCn(++n W4"&1"/Y,/1"+0 %217Y
0"&1n !"*n AFQn -/&)n @HHDn "&+n l4"&1"0n ,/1"+0 %217/" %1n "+1/$1n 2+!n *9$)& %Y
"/1"&)1n4"/!"+Qn2019+!&$n&01n!0n"*"&+0 %#1)& %"[,/1"+*1[&+[+$"/0K[
/+(/"& %Qn0n*1n3"/#=$1n="/n"&+"+n"/4)12+$0/1Rn!"/n20n'"n"&+"*n
"/1/"1"/n"&+"0n'"!"+n &1$)&"!011"0n2+!n"&+"*n"/1/"1"/n!"/n ,**&00&,+n
"01"%1Qn+1"/n+!"/"*n4"/!"+n!2/ %n!"+n"/4)12+$0/1n!&"n1" %+&0 %"+n
/=#2+$"+n#=/n!"+n"*"&+0 %#1)& %"+n,/1"+0 %217n+n$""&$+"1"n*1"/n&+n
!"+n &1$)&"!011"+n ="/1/$"+Qn 0n "*"&+0 %#1)& %"n ,/1"+*1n 2+1"/l
%9)1n ("&+"[ "&$"+"+[ 1" %+&0 %"+[ /:#"&+/& %12+$"+Qn =/n 7%)/"& %"n #)+l
7"+/1"+n4"/!"+n!&"n/=#2+$"+n2#n+1"/0 %"&!/("&1Rn,*,$"+&191n2+!n
"019+!&$("&1n"&*n2+!"00,/1"+*1n!2/ %$"#=%/1Qn
&+n 4")14"&1"0[ :+!")0601"*n #=/n $/"+7="/0 %/"&1"+!"+n ,/1"+0 %217n +1"/+1&,+)"/Y,/1"+W
X3"/$)"& %/[ *&1[ !"*[ K[ !"*[ [ ,!"/[ !"*[ !/&!"/[ /("+06Y 0 %217Y+2/Y2#Y!"/Y0&0Y
01"*Yn "5&01&"/1[ &0)+$[ +& %1Qn ))"/!&+$0n &01n 2#n !0n 0,$J[ Y "&+"/Y74&0 %"+011)& %"+Y
/$+&01&,+YOPY
(,**"+n72n3"/4"&0"+Qn0n"/"&+(,**"+n"74" (1n0& %"/7201"))"+Rn
!00n!&"n"/+!0*&1$)&"!"/n!&"n "&012+$n!"/n= %1"/n+"2"/n#)+7"+0,/l
1"+n +"/("++"+Rn &+!"*n 0&"n &%+"+n "&+n &$"+12*0/" %1n +&"1"+Rn 2+!n 74/n
2#n!"/n/2+!)$"n()/n2*/&00"+"/n/2+!0917"Qn >$")& %n3"/+14,/1)& %n
#=/n!&"n*0"172+$n2+!n,/1"+14& ()2+$n!"0n(,**"+0n2+!n!"0n&+1"/+l
1&,+)"+n ,/1"+0 %217"0n &01n !"/n +1"/+1&,+)"[ "/+![ 72*[  %217[ 3,+[
#)+7"+7: %12+$"+nX+&,+n&+1"/+1&,+)"n-,2/n)n-/,1" 1&,+n!"0n,1"+1&l
,+0n3:$:1)"0Rn(2/7nYQn"/nn&01n"&+"n74&0 %"+011)& %"[/$+&Y
01&,+n 72*n  %217n 3,+n #)+7"+7= %12+$"+n *&1n &17n &+n "+#Qn &"n n
42/!"n @HE@n !2/ %n !0n +1"/+1&,+)"n "/"&+(,**"+n 72*n  %217n 3,+n
#)+7"+7= %12+$"+n"&+$"/& %1"1Qn

VI. Hinweis auf Sortenschutz gegenüber dem Rechts-


verkehr
BJ==[[[ &"[(++[*+[&*[" %103"/("%/[2#["01"%"+!"+[,/1"+Y
0 %217[%&+4"&0"+O[
<$)& %n 2+!n 72)900&$n 0&+!n &+4"&0"n 4&"n $JJK[ $"0 %:171"[ ,/1"K[ ,/1"+Y
0 %217Qn 0n $&)1n !0n 0 %,+n "&n !"+n =/&$"+n $"4"/)& %"+n  %217/" %1"+n +l
$"0-/, %"+"n"/,1n"&+"/n2+)21"/"+n %217/" %10"/=%*2+$Qnn

 [L[ <$)& %("&1"+n!"0n %217%&+4"&0"0n"&n1"+l


1"+Rn /("+n2+!n"0&$+0[n
n

107
Teil 6

VII. Der Begriff der Topographie


BJ=>[[[ 0[&01["&+"[,-,$/-%&"O[
,-,$/-%&""$/&##Y &+"n ,-,$/-%&"n &01n "&+"n "01&**1"n !/"&!&*"+0&,+)"[ 1/2(12/[ "&+"0[
*&(/,")"(1/,+&0 %"+[ ))"&1"/"/7"2$+&00"0Jn 0n $"%1n !/2*Rn "&+"n  %)Y
12+$0+,/!+2+$n 2#n "&+"*n &(/, %&-n *9$)& %01[ -)170-/"+!n 2+!n 72l
$)"& %n )"&012+$0"##&7&"+1n +72,/!+"+Qn &"0"n "0,+!"/"n +14& ()2+$0)"&0l
12+$n !"/n ,/0 %2+$0&+!201/&"n &+n !"/n &(/,")"(1/,+&(n 4&/!n !2/ %n !"+n
))"&1"/0 %217n"/#001Qn&"0"/n"/01/" (1n0& %n"/n+& %1[2#[!&"[!"/[,-,Y
$/-%&"[ 72$/2+!"[ )&"$"+!"+[ +14:/#"K[ "/#%/"+K[ 601"*"Kn " %+&("+n
,!"/n2#n!&"n&+n"&+"*n*&(/,")"(1/,+&0 %"+n))"&1"/"/7"2$+&0n$"0-"& %"/l
1"+n +#,/*1&,+"+Rn0,+!"/+n+2/n2#n!&"n,-,$/-%&"n)0n0,) %"Qn

 [  L[ "/n ,-,$/-%&"0 %217n %1n "140n *&1n


n ",$/-%&"n72n12+Qn)0 %QPRLn &1n!"*n,-,$/-%&"0 %217n&01n
!"/n))"&1"/0 %217n$"*"&+1Qn
[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Rn0Qn@RnCn)) %n

VIII. Voraussetzungen und Begründung des Topogra-


phieschutzes
BJ=?[[[ ") %"[ %2173,/200"172+$"+["01"%"+O[
,-,$/-%&"+n 0&+!n 0 %217#9%&$Rn 4"++n 0&"n !0n "/(*)[ !"/[ &$"+/1n 2#l
4"&0"+Qn&+"n,-,$/-%&"n4"&01n&$"+/1n2#Rn4"++n0&"n)0n/$"+&0[$"&01&Y
$"/[/"&1n+& %1n+2/n!2/ %n),>"n %&)!2+$n"&+"/n+!"/"+n,-,$/-%&"n
%"/$"01"))1n2+!n+& %1[))18$)& %n&01Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Rn0QnAn)) %n

BJ=@[[[ &"[4&/![))"&1"/0 %217["/)+$1O[


2018+!&$("&1Y &+"n ,-,$/-%&"Rn #=/n !&"n  %217n $")1"+!n $"* %1n 4&/!Rn &01n "&*[ 1"+1Y
*1n +72*")!"+Qn =/n '"!"n ,-,$/-%&"n &01n "&+"n "0,+!"/"n +*")!2+$n
"/#,/!"/)& %Qn

BJ=A[[[ &"[3"/)82#1[!0[ %217"/)+$2+$03"/#%/"+O[


+%)1"Y!"/Y+*")!2+$Y &+"n+*")!2+$n72/n"+1/$2+$n3,+n))"&1"/0 %217n*200n&+0"0,+!"l
/"n"+1%)1"+Sn

• "&+"+n +1/$n 2#n &+1/$2+$n !"0n  %217"0n !"/n ,-,$/-%&"Rn &+n !"*n
!&"0"n(2/7n2+!n$"+2n"7"& %+"1n&01Tn

108
Sorten- und Halbleiterschutz

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IX. Dauer, Umfang und Schranken des Topographie-


schutzes
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109
Teil 6

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110
Sorten- und Halbleiterschutz

XI. Hinweis auf Topographieschutz gegenüber dem


Rechtsverkehr
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111
Teil 6

D. Weitere Informationen
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112
TEIL 7
Fair im Markt – Das Wettbewerbsrecht
A. Worum geht’s? – Der Schwerpunkt dieses Teils
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3&")*"%/n2*n!0n&/-)6[*[ /(1Qn2 %n!&"0"/n"/"& %n0,))n+ %#,)$"+!n
(2/7n")"2 %1"1n4"/!"+Qn

B. Die Kernaussagen auf einen Blick 


W[ 0[ "0"17[ $"$"+[ !"+[ 2+)21"/"+[ "11"4"/[ QR[ )0[ 7"+1/)"[
,!&#&7&"/2+$[ !"0[ $"4"/)& %"+[ /(13"/%)1"+0L[ [ 0n 4& %1&$01"n
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/2+$n 2+)21"/"/[ $"0 %8#1)& %"/[ +!)2+$"+n 7&")1Q[ [ 0n &01n "+$n 3"/l
(+=-#1n*&1n+!"/"+n""+$"0"17"+Rn!&"n2QQn!"*0")"+n&")n!&"+"+Q[
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!&"n "/+%*"n #/"*!"/n "&012+$"+n 4"11"4"/0/" %1)& %n 2+72)900&$n
4&/!Q[[&"0"n9))"Rn&+n!"+"+n="/n!0n4"11"4"/0/" %1)& %"n"/,1n!"/n
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M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_8, 113
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 7

"&012+$"+n "//"& %1n 4&/!Rn +"++1n *+n !"+n "/$8+7"+!"+[ 4"11"4"/0Y


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"2/,-8&0 %"+[+&,+n$"$"+n!"+n2+)21"/"+n"11"4"/n4"&1$"%"+!n%/Y
*,+&0&"/1Q[n

C. Vertiefung
I. Der gesetzliche Rahmen des Wettbewerbsrechtes
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114
Das Wettbewerbsrecht

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!&"n ,+1/,))"n 3,+n +1"/+"%*"+0720**"+0 %)=00"+n X20**"+0 %)200l
(,+1/,))"Yn 2+!n 0 %)&">)& %n !0n "/,1n !"0n &00/2 %0n "&+"/n */(1"%"//l
0 %"+!"+n1"))2+$Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ /1"))3"/,1n fn @n Rn


n &00/2 %n "&+"/n */(1"%"//0 %"+!"+n 1"))2+$n fn @Hn Rn
20**"+0 %)200(,+1/,))"nffnBDn##Qnn

115
Teil 7

II. Wichtige Begriffe


CJA[[[ 0[3"/01"%1[*+[2+1"/[ &1"4"/"/+K["//2 %"/+[2+![
/(11"&)+"%*"/+O[
&1"4"/"/Y I &1"4"/"/T[ &01n '"!"/n +1"/+"%*"/Rn !"/n *&1n "&+"*n ,!"/n *"%/"/"+n +l
1"/+"%*"/+n )0n +&"1"/n ,!"/n  %#/$"/n 3,+n /"+n ,!"/n &"+01)"&012+l
$"+n&+["&+"*[(,+(/"1"+["11"4"/03"/%8)1+&0n01"%1Qn
+1"/+"%*"/Y )0n +1"/+"%*"/n (,**1n '"!"n +1=/)& %"n ,!"/n '2/&01&0 %"n "/0,+n &+n "l
1/ %1Rn !&"n $"0 %9#1)& %"n +!)2+$"+n &*n %*"+n &%/"/n $"4"/)& %"+K[
%+!4"/()& %"+[ ,!"/[ "/2#)& %"+[ 81&$("&1n 3,/+&**1Rn 2+!n '"!"n "/0,+Rn
!&"n&*n*"+n,!"/n2#1/$n"&+"/n0,) %"+n"/0,+n%+!")1Tn&+n$/"+72+$n
%&"/72n01"%1n!"/n"//2 %"/"$/&##Qn
"//2 %"/Y &"/n 3"/4"&01n !0n n 2+*&11")/n 2#n !"+n 7&3&)/" %1)& %"+[ "//2Y
%"/"$/&##n 2+!n *"&+1n !*&1n '"!"n +1:/)& %"[ "/0,+Rn !&"n "&+n " %10$"l
0 %9#1n 72n "&+"*n 4" ("n 0 %)&">1Rn !"/n 4"!"/[ &%/"/[ $"4"/)& %"+n +, %[
&%/"/[0")01018+!&$"+["/2#)& %"+[81&$("&1n72$"/" %+"1n4"/!"+n(++Qnn
/(11"&)+"%*"/Y )0n P /(11"&)+"%*"/_n !"#&+&"/1n !0n "0"17n 0 %)&">)& %n +""+n &1"4"/l
"/+n 2+!n "//2 %"/+n ))"n "/0,+"+Rn !&"n )0n +&"1"/[ ,!"/[  %#/$"/[
3,+[/"+[,!"/[&"+01)"&012+$"+n191&$n0&+!Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ "#&+&1&,+"+n fn An Rn


n 7&3&)/" %1)& %"+n"//2 %"/"$/&##nfn@Bnn

CJB[[[ 0[&01["&+"[$"0 %8#1)& %"[+!)2+$O[


"#&+&1&,+Y!"/Y$"0 %8#1)&W /2+1"/n3"/01"%1n*+n'"!"0n"/%)1"+["&+"/["/0,+[72$2+01"+[!"0["&$"Y
%"+Y+!)2+$Y +"+[,!"/["&+"0[#/"*!"+[+1"/+"%*"+0Rn"&n,!"/n+ %n"&+"*n"0 %9#10l
0 %)200Rn!0n*&1n!"/n9/!"/2+$[!"0[017"0n,!"/n!"0n"72$0[3,+[/"+n
,!"/n &"+01)"&012+$"+n ,!"/n *&1n !"*n 0 %)200n ,!"/n !"/n 2/ %#=%/2+$n
"&+"0n "/1/$0n ="/n /"+n ,!"/n &"+01)"&012+$"+n ,'"(1&3[ 720**"+Y
%8+$1Qn )0n /"+n $")1"+n 2 %n /2+!01= ("Rn )0n &"+01)"&012+$"+n 2 %n
" %1"n2+!n"/-#)& %12+$"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+LnfnAnn

CJC[[[ &1["0[+1"/0 %&"!"["&[!"/[4"11"4"/0/" %1)& %"+["2/Y


1"&)2+$["&+"/[$"0 %8#1)& %"+[+!)2+$[$"$"+:"/["/Y
/2 %"/+[2+![& %1Y"//2 %"/+O[
+1"/0 %&"!)& %"Y,/$W 0n n !&##"/"+7&"/1n &+n 0"&+"/n 1/2(12/n 4"0"+1)& %n 74&0 %"+n $"0 %9#1)&l
#)10+#,/!"/2+$"+Y74IY %"+n+!)2+$"+n$"$"+="/n"//2 %"/+n2+!n& %1l"//2 %"/+Qn
+1"/"00"+48$2+$"+Y
"$"+="/n "//2 %"/+n 4"/!"+n +n !&"n 21"/("&1n &+n "01&**1"+n l
0 %+&11"+n !"0n "0"17"0n /"$")*9>&$n +, %n 01/"+$"/"n +#,/!"/2+$"+n $"01"))1n

116
Das Wettbewerbsrecht

74Qn("&+"/)"&n +1"/"00"+49$2+$"+n3,/$"+,**"+Qn"$"+="/n"//2l
%"/+n %1n !"/n +1"/+"%*"/[ 72!"*[ "&+"[ "0,+!"/"[ I# %)& %"[ ,/$#)1T[
4)1"+n72n)00"+Rn!&"n)0n1+!/!n+n %("++1+&00"+n!"#&+&"/1n4&/!Rn3,+n
4") %"*n &))&$"/4"&0"n +$"+,**"+n 4"/!"+n (++Rn !00n "&+n +1"/+"%*"/n
&%+n &+n 0"&+"*n 91&$("&10"/"& %n $"$"+="/n "//2 %"/+n + %n /"2n 2+!n
)2"+n2+1"/n"/= (0& %1&$2+$n!"/n /(1$"-#),$"+%"&1"+n"&+%9)1Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+LnffnARnBRn0QnAnn

III. Die einzelnen Wettbewerbsverbote


CJD[[[ &"[0&+![!&"["&+7")+"+["11"4"/03"/,1"[&*[[2+Y
1"/$)&"!"/1O[
2+9 %01n#&+!"1n0& %n72n"$&++n!"0n"0"17"0n"&+"n"+"/)()20")Rn!&"n+& %1n "+"/)()20")Y72Y"$&++Y
*"%/n+2/nmn4&"n&+n!"/n,/$9+$"/#002+$nmn2#n!&"n$21"+n&11"+n&*n"11"l
4"/n 01"))1Rn 0,+!"/+n 0 %)& %1n '"!"[ 2+)21"/"[ $"0 %8#1)& %"[ +!)2+$[
3"/&"1"1Qn &"n ,/*n "+1%9)1n 72!"*n "/n 0"&1n +"201"*n 2 %n "&+"n 0-"7&"))"n
)20")Rn!&"n$"0 %9#1)& %"n+!)2+$"+n3,+n+1"/+"%*"/+n$"$"+="/n"/l
/2 %"/+n#=/n2+)21"/n"/()9/1Rn4"++n!&"0"n+& %1n!"/n#=/n!"+n+1"/+"%*"/n
$")1"+!"+n# %)& %"+n,/$#)1n"+10-/" %"+n2+!n$""&$+"1n0&+!Rn!&"n9%&$("&1n
!"0n "//2 %"/0Rn 0& %n 2#n /2+!n 3,+n +#,/*1&,+"+n 72n "+10 %"&!"+Rn
0-://[""&+1/8 %1&$"+n2+!n&%+n72n"&+"/n+10 %"&!2+$[3"/+)00"+K[!&"[
"/[ 0,+01[ +& %1[ $"1/,##"+[ %811"Qn "/n -/(1&0 %"[ "/1n !&"0"0n 2##+$11"l
01+!"0n4&/!n0& %n"/01n+, %["/4"&0"+n*=00"+Qn
"/7"&1n 3,+n "/%")& %n $/<>"/"/n ")"3+7n &01n !&"n 0,$Qn ) (l &01Rn !&"n )0n  %4/7"Y &01"Y)0Y+)$"Y
+)$"n 72/n "+"/")()20")n &+0$"0*1[ ?<[ 01/"+$[ 3"/,1"+"[ $"0 %8#1)& %"[
+!)2+$"+n$"$"+="/n"//2 %"/+n2#79%)1Rn!&"n&+n'"!"*n))n2+!n,%+"n
'"!"n" %1#"/1&$2+$n2+1"/0$1n0&+!Qnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L["+"/)()20")nfnBnnn
"&0-&")"Y2+)21"/"/Y
,!++n +"++1n !0n n "&0-&")"n 2+)21"/"/n $"0 %9#1)& %"/n +!)2+$"+Rn
$"0 %8#1)& %"/Y+!)2+W
4&"n "14n !&"n ""&+#)2002+$[ !"/[ +10 %"&!2+$0#/"&%"&1Rn !0n 20+217"+[
$"+Y
3,+[4+$0)$"+Rn!0n"/0 %)"&"/+n3,+n4"/)& %"+n$"0 %9#1)& %"+n+!l
)2+$"+Tn !&"n 2/ %#=%/2+$n 3,+n "/(2#0#9/!"/2+$0*;+%*"+n ,!"/n
"4&++0-&")"+n *&1n 2+"&+!"21&$"+n "!&+$2+$"+Tn !0n "/0"17"+[ ,!"/[
"/2+$)&*-#"+n3,+n+!"/"+n"11"4"/"/+n0,4&"n!0n"//"&1"+n2+4%l
/"/n10 %"+Tn!0n$"7&")1"n"%&+!"/+n3,+n &1"4"/"/+Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ Ufn Cn /Qn @n &0n En 2+!n @?n


n nn

117
Teil 7

"/"$")1n &01n !"&n 2 %n !"/n "/"&10n ,"+n +$"0-/, %"+"n "/$9+7"+!"n 4"11Y
"4"/0/" %1)& %"[ "&012+$00 %217Qn +)21"/n &01n "0n !+ %Rn /"+n ,!"/n
&"+01)"&012+$"+n +72&"1"+Rn !&"n "&+"n  %%*2+$n !"/n /"+n ,!"/n
&"+01)"&012+$"+n"&+"0n &1"4"/"/0n0&+!Rn4"++n!!2/ %n"&+"n3"/*"&!l
/"n920 %2+$n!"/n+"%*"/n="/n!&"n"1/&")& %"n"/(2+#1n%"/"&$"#=%/1n
4&/!Rn !&"n "/10 %9172+$n !"/n + %$"%*1"+n /"n ,!"/n &"+01)"&012+$n
2++$"*"00"+n20$"+2171n,!"/n""&+1/9 %1&$1n4&/!n,!"/n!&"n#=/n!&"n %l
%*2+$n "/#,/!"/)& %"+n "++1+&00"n ,!"/n +1"/)$"+n 2+/"!)& %n "/)+$1n
42/!"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnCn/QnHnnn
"/,1Y!"0YH,/0-/2+$0Y  %)&">)& %n "+1%9)1n U[ @[ [ "&+"[ ##+2+$0()20")n &*n "/,1n !"0n P,/l
!2/ %Y" %10/2 %SY 0-/2+$0n!2/ %n" %10/2 %_Qn"11"4"/0/" %1)& %n2+72)900&$n&01n"0n!"*l
+ %n 2 %n "&+"/[ $"0"17)& %"+[ ,/0 %/&#1[ 724&!"/72%+!")+Rn !&"n 2 %n
!72n "01&**1n &01Rn &*n +1"/"00"n !"/n /(11"&)+"%*"/n !0n /(13"/%)1"+n
72n /"$")+Qn 20917)& %n 72*n "/01,>n $"$"+n !&"n "1/,##"+"n ,/*n &01n )0,n &+n
!"//1&$"+n9))"+n&**"/n2 %n"&+n"/01,>n$"$"+n!0nn+72+"%*"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnCn/Qn@@nnn
2#78%)2+$Y&//"#:%/"+!"/Y "0,+!"/1n 4"/!"+n &*n n 2 %n "01&**1"n &//"#:%/"+!"n $"0 %9#1)& %"n
$"0 %8#1)& %"/Y+!)2+W +!)2+$"+n +,/*&"/1Qn &+"n $"0 %9#1)& %"n +!)2+$n &01n !"&n &//"#=%/"+!Rn
$"+Y 4"++n 0&"n 2+4%/"[ +$"+n ,!"/n 0,+01&$"n 72/n 820 %2+$[ $""&$+"1"[ +Y
$"+n="/n"&+"n"&%"n$"0,+!"/1n2#$")&01"1"/[*018+!"n"+1%9)1Rn4&"n"14n
4"0"+1)& %"n /,!2(1*"/(*)"Rn /"&0"Rn &$"+0 %#1"+n !"0n +1"/+"%*"/0n
X2QQn2 %n!&"n"/=%*2+$n$"&01&$"+n&$"+12*0Rn4") %"0n&+n%/%"&1n+& %1n
"5&01"+1n&01YRn-,+0,/&+$200$"+n2+!n/+1&"3"/0-/" %"+Qnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnDnnn
&+"n4& %1&$"n"2"/2+$n01"))1n!"/n*01+!n!/Rn!00n2 %n!0n"/0 %4"&Y
$"+[3,+[10 %"+n&//"#=%/"+!n0"&+n(++Qn +n"72$n2#n!&"n""&+#)2002+$n
!"/n +10 %"&!2+$0#/"&%"&1n 3,+n "//2 %"/+n $")1"+n 4&"!"/2*n "&+&$"n ,+l
!"/"01&**2+$"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnDnnn
"/$)"& %"+!"Y"/2+$Y "&1"/"n "$")2+$0"/"& %"n "1/"##"+n !&"n  %/+("+n 3"/$)"& %"+!"/n "/l
2+!Y2+72*21/"Y")80W 2+$n 2+!n 0 %)&">)& %n !&"n 2+72*21/"n ")901&$2+$n X7QQn 2+2#$"#,/!"/1"n
1&$2+$Y ")"#,+4"/2+$Rn2++$"#,/!"/1"n"40)"11"/Rn-*ll &)n"1 QYQn

118
Das Wettbewerbsrecht

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[UfnEn2+!nFnnn
 %)&">)& %n"+1%9)1n!0nn&+0,4"&1n72*n""+01/#/" %1n79%)"+!"n,/l ,+01&$"Y"$")2+$"+Y
0 %/&#1"+n4&"n"14n!"+n"//1n3,+n"1/&"0$"%"&*+&00"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffn@Enmn@Hnnn

IV. Der ergänzende wettbewerbsrechtliche


Leistungsschutz
CJE[[[ 0[3"/01"%1[*+[2+1"/["/$8+7"+!"*[4"11"4"/0/" %1)&Y
%"*[ "&012+$00 %217O[
/2+!0917)& %n0&+!n!&"n200 %)&">)& %("&10/" %1"n!"0n"&01&$"+n&$"+12*0n 200 %)&";)& %("&10/" %1Y
&+n !"+n -"7&)$"0"17"+Rn 4&"n "14n !"*n 1"+1$"0"17Rn !"*n /("+$"0"17n $/2+!0817)& %Y+& %1Y&*Y
,!"/n!"*n"0 %* (0*201"/$"0"17Kn$"/"$")1Qn0nn$"49%/1n&*[+Y "11"4"/0/" %1Y
1"/0 %&"![ 72[ !"+[ $"4"/)& %"+[  %217/" %1"+n "&$"+1)& %n ("&+"[ 20Y
0 %)&";)& %("&10/" %1"Rn 0,+!"/+n /"$")1n ""+n +2/[ !0[ /(13"/%)1"+n 74&l
0 %"+n!"+n &1"4"/"/+Qnn
"&n $&)1n 3,/n !"*n &+1"/$/2+!n !"0n 4"11"4"/0,##"+"+n /&+7&-0[ !"/[ "11"4"/0#/"&%"&1Y
 %%*2+$0#/"&%"&1Kn!00n"0n$/2+!0917)& %n+& %1n2+)21"/n&01Rn4"++n*+n 0 %:171Y$/2+!0817)& %Y!&"Y
!&"n "&012+$"+n 3,+n "11"4"/"/+Rn !&"n "0n 3"/092*1n %"+Rn ,+!"/0 %217n /"&%"&1JY"140Y+ %72W
%*"+Y
="/n ,"+n $"+++1"n "0"17"n 72n "/)+$"+Rn &*&1&"/1Qn )"& %4,%)n +"++1n !0n
n 8))"K[ &+[ !"+"+[ !&"[ "/+%*"[ #/"*!"/[ "&012+$"+[ 4"11"4"/0Y
/" %1)& %[2+72)800&$[4&/!Qnn
&"n X3,/n  %%*2+$n "/$9+7"+!n $"0 %=171"Yn "&012+$n *200n !"&n "/n 20+%*04"&0"Y!, %Y
"&+"n4"11"4"/)& %"n&$"+/1n"0&17"+n2+!n"0n*=00"+n0-"7&"))"n*019+!"n 200 %)&";)& %("&10/" %1Y
%&+721/"1"+Rn !&"n !0n  %%*"+n )0n 2+)21"/n "/0 %"&+"+n )00"+Qn +)21"/n &*YY
%+!")1n !"*+ %Rn 4"/n /"+n ,!"/n &"+01)"&012+$"+n +&"1"1Rn !&"n "&+"n
 %%*2+$n !"/n /"+n ,!"/n &"+01)"&012+$"+n "&+"0n &1"4"/"/0n 0&+!Rn
4"++n"/n
Ynn "&+"n 3"/*"&!/"n 820 %2+$n !"/n +"%*"/n :"/[ !&"[ "1/&")& %"[
"/(2+#1n%"/"&#=%/1Rn
Ynn !&"n"/10 %8172+$n!"/n+ %$"%*1"+n/"n,!"/n&"+01)"&012+$n2++l
$"*"00"+n20+2171[,!"/[""&+1/8 %1&$1n,!"/n
Ynn !&"n #=/n !&"n  %%*2+$n "/#,/!"/)& %"+n "++1+&00"[ ,!"/[ +1"/)$"+n
2+/"!)& %["/)+$1n%1Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+LnfnCRn/QnHnn

119
Teil 7

 L[ 9))"Rn &+n !"+"+n :"/[ !0[ 4"11"4"/0/" %1)& %"[


"/,1[!"/[ %%*2+$n.20&n"&+n&+!&3&!2"))"/[))$"*"&+"/[
n
 %217[ $"4"/)& %"/[ "&012+$"+n "//"& %1n 4&/!Rn +"++1n *+n
!"+n"/$9+7"+!"+n4"11"4"/0/" %1)& %"+n "&012+$00 %217Qn

  L[I"/[(, %1[!"++[![+2/[*&1[00"/OPS[

0n+1"/+"%*"+[n3"/1/"&1n"&+"+n00"/(, %"/[&+["&#9/*&$"*["0&$+n*&1n
$/=+"/n/"Rn!"/n3,/[@[
%/"+n"/01*)0n2#n"&+"/n "00"n3,/$"01"))1n42/!"Qn0n
"/91n4"&01n"&+"n*"%/012#&$"[ Y+7"&$"n&+n,3)"*["0&$+n+n!"/n2>"+l
(+1"n 2#Rn *&1n !"/n !"/n ,/10 %/&11n !"/n 00"/"/49/*2+$n +$"7"&$1n 4"/!"+n
(++Qn "4"/)& %"[  %217/" %1"[ %1[ *+[ +& %1[ &+[ +0-/2 %[ $"+,**"+Qn
#=/n %1n *+n !"+n 00"/(, %"/n 01/([ "4,/"+n 2+!n *"&+1n "&+"n %,%"[ "Y
(++1%"&1n*n /(1n"//"& %1n72n%"+Qn+)9+$01n%1n72*&+!"01n"&+"n/"-/80"+Y
11&3"["/("%/0"#/$2+$n!"/n /("1&+$1"&)2+$n!"0n+1"/+"%*"+0nn"/$"l
"+Rn!0[CDF[!"/["39)("/2+$[!"+[I , %"/[20[!"*[20"[T[("++"+Qnn

"/n ,+(2//"+1[ n%1n&+n%&+n3,/nEn ,+1"+n=<<F&$"[ ,-&"+[!"0[00"/Y


(, %"/0[ +#"/1&$"+[ )00"+n 2+!n 3"/1/"&1n !&"0"n &+n "210 %)+!Qn "&n %1n "/n
2 %n 4"0"+1)& %"n "1&)0Rn 4&"n "14n !&"n ,3)"n l)"+!"n &!"+1&0 %n ="/+,*l
*"+Rn,%+"n!00n!&"0"n"/n="/n!&"n2+(1&,+n"&+"/n,/10 %/&110+7"&$"n3"/#=$1n
2+!n+& %10n4"&1"/n)0n"&+n#2+(1&,+0),0"0[ "2 %1")"*"+1n!/01"))1Qn

1n+1"/+"%*"/nn&/$"+!4") %"n4"%//" %1"n$"$"+="/n ,+(2//"+1n Vn

902+$L[ n +1"/+"%*"/[ n ("&+"n $"4"/)& %"+n  %217/" %1"n "/4,/"+n %1Rn
!0n +& %1"&+$"1/$"+"[ "*"&+0 %#10$"0 %* (0*201"/[ "/"&10[ $")2#"+n
&01n 2+!n /%""//" %1"n "&n "/2 %0$"$"+018+!"+[ !"0[ 18$)& %"+[ "!/#0[
/"$")*8;&$[ +& %1n $"$""+n 0&+!Rn (++n n 0& %n )"!&$)& %n 2#n !"+n P"/$8+7"+!"+[
4"11"4"/0/" %1)& %"+[ "&012+$00 %217T["/2#"+Qnn

"%1n *+n !3,+n 20Rn !00n !&"n "//2 %"/n 4"$"+n !"/n "(++1%"&1n !"0n /,l
!2(1"0n*&1n!&"0"*n"&+"n"/(2+#103,/01"))2+$n3"/&+!"+Rn0,n)&"$1n&*n"/%)1"+n
!"0n n"&+"n3"/*"&!/"[820 %2+$[!"/[+"%*"/n="/n!&"n"1/&")& %"n"/l
(2+#1Rn!&"n72!"*n!&"n"/10 %9172+$n!"/n+ %$"%*1"+n/"n,!"/n&"+01)"&0l
12+$n2++$"*"00"+n20+2171n,!"/n""&+1/9 %1&$1Qn

+1"/+"%*"/nn(++n!%"/n$"$"+n!"+n ,+(2//"+1"+n n20n"11"4"/0/" %1n


3,/$"%"+Qn[

V. Die Anspruchsberechtigten des


Wettbewerbsrechtes
CJ=<[[[ "/[!/#[$"$"+[2+#&/"[ &10-&")"/[&*["11"4"/[3,/$"Y
%"+O[
"&+Y" %10+0-/2 %Y))"/Y +!"/0n )0n "&n !"+n *"&01"+n "0"17"+n )&"#"/1n !0n n ("&+"+n " %10+l
"1/,##"+"+Y 0-/2 %n+n))"n"1/,##"+"+Rn)0,n7QnQn+n"//2 %"/n$"$"+n"&+"+n2+)21"/n
+!")+!"+nX7QnQn9+!)"/YQn
" %10+0-/= %"n %"+n 3&")*"%/n +2/[ &1"4"/"/n 2+!n mn !0n &01n 4&"!"/l
2*n "&+"n "0,+!"/%"&1n !"0n "11"4"/0/" %1"0n mn 2 %n "01&**1"n +1"/"0Y

120
Das Wettbewerbsrecht

0"+3"/8+!"[ 3,+[ /(11"&)+"%*"/+n X72n +"++"+n 0&+!n %&"/n 3,/n ))"*n !&"n
"11"4"/07"+1/)"n2+!n!&"n"//2 %"/3"/9+!"YQnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnEn0QnBnnn
=<[ ,/*2)/n #=/n "0 %4"/!"n +n "11"4"/07"+1/)"n *&1n
&+4"&0"+n[
n
==[ 201"/n !"/n "11"4"/07"+1/)"n #=/n &!"00111)& %"n
"/0& %"/2+$[
n

VI. Einigungsstellen
CJ==[[[ ") %"[2#$"[%"+[!&"[&+&$2+$001"))"+[72/["&)"$2+$[
3,+["11"4"/001/"&1&$("&1"+O[[
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"/& %1"+n (++n !&"n &+&$2+$001"))"n 72/n "&)"$2+$n 3,+n "11"4"/001/"&l &+&$2+$Y
1&$("&1"+n0"&+Qn&"n%1n!&"n2#$"Rn&+n"11"4"/001/"&1#9))"+n"&+"n$:1)& %"[
&+&$2+$n +7201/""+Qn )0n " %1"n  %&"!001"))"n &01n 0&"n "&n !"+n +!201/&"Y[
2+![ +!")0(**"/+n +$"0&"!")1Qn +1/9$"n 2+!n 20 %/&#1"+n +n !&"n &+&l
$2+$001"))"n0&+!n+n!&"n</1)& %n72019+!&$"n  n72n/& %1"+Qn+1/$0"/" %l
1&$1n0&+!n"4"/"1/"&"+!"Rn!&"n*&1n!"*n+1/$0$"$+"/n&+n"&+"*n!&/"(1"+n
"11"4"/03"/%9)1+&0n 01"%"+n 0,4&"n "/9+!"n 72/n </!"/2+$n $"4"/)&l
%"/n +1"/"00"+Rn0,4"&1n0&"n&+n=/$"/)& %"+n" %1001/"&1&$("&1"+n()$"+n(<+l
+"+Qn
[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Dnn

VII. Das Wettbewerbsrecht im grenzüberschreitenden


Kontext
CJ=>[[[ &1["0["&+[$/"+7:"/0 %/"&1"+!"0["11"4"/0/" %1O[
&+n $/"+7="/0 %/"&1"+!"0n 21"/("&10/" %1n $&1n "0n +& %1Qn /49%+"+04"/1n "&+Y$/"+7:"/0 %/"&1"+W
0&+!n%&"/n"/n!&"n"01/"2+$"+[!"/[2/,-8&0 %"+[+&,+n72/n/*,+&0&"l !"0Y 21"/("&10/" %1Y
/2+$n !&"0"0n " %10$"&"1"0n &*n &++"+*/(1Qn &+"n " %1"n 20-/9$2+$n 02l
-/+1&,+)"/n2+!n2+*&11")/n4&/("+!"/n,/$"+n#&+!"1n0& %n&+n/1Qn@?@n
2+!n@?An!"0n"/1/$0n="/n!&"n/"&104"&0"n!"/nnX0,$QnRn %#,)l
$"3"/1/$n!"0nl"/1/$"0YRn!&"n"/n+& %1n!0n"11"4"/0/" %1n&*n&++"n
!"0n 21"/("&10/" %1"0Rn0,+!"/+n3&")*"%/n!&"n(/1"))/" %1)& %"n20-/9$2+$n
!"0n"11"4"/0/" %10n&*n4"&1"/"+n&++"n"1/"##"+Qn

121
Teil 7

D. Weitere Informationen
+0-/" %-/1+"/Y
"+1/)"n72/n"(9*-#2+$n2+)21"/"+n"11"4"/0n"QQnn
+!$/#"+01/>"nACnn
E@BCGn!n,*2/$n3,/n!"/n<%"n
")"#,+SnX?E@FAYn@A@D?n
")"#5SnX?E@FAYnGCCAAn
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4"11"4"/07"+1/)"Q!"n

"//2 %"/7"+1/)"n2+!"03"/+!n"QQn
/($/#"+01/>"nEEn n
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444Q373Q!"n

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,"0 %"SnP"11"4"/0/" %1_nmn601"*1&0 %"n/01"))2+$n!"/n4& %1&$01"+n


" %10$"&"1"n +%+!n 3,+n 9))"+Rn BQn 2#)$"Rn QQn =))"/n "/)$Rn "&!")l
"/$nA??Hn

2* %k"#"/*"%)SnP"11"4"/0/" %1^Rn ,**"+1/RnADQn2#)$"RnQQn


" (Rn =+ %"+nA??Fn

,/+!,/#Sn P %217n 3,/n "/(2+#101920 %2+$n 2+!n 2#20"212+$_n mn 2l


$)"& %n 72*n +4"+!2+$0"/"& %n !"0n "/$9+7"+!"+n "&012+$00 %217"0n &+n
+"1/ %1n !"0n */("+/" %1)& %"+n  %217"0n mn "&%"Sn "&01&$"0n &$"+12*n
2+!n"11"4"/nRn+!nARn/)n"6*++0Rn <)+RnA??Dn

+)&+".2"))"+K [
%11-Skk444Q#/+(#2/1l*&+Q&%(Q!"k/" %1k1%"*"+k4"11"4"/0/" %1kl7kn
&+!"5Q%1*)nX"11"4"/0/" %1n3,+nlYn

122
TEIL 8
Copyrights zwischen Feingeist und
Zeitgeist – Das Urheberrecht
A. Worum geht’s? – Der Schwerpunkt dieses Teils
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7")+n&*n*20&0 %l(=+01)"/&0 %"+n"/"& %Qn"/n+%)1"+!"n,/10 %/&11n"!&+$1n
"/n 2 %n 3"/019/(1n "&+"n "+$"n "7&"%2+$n 72/n ,/0 %2+$n 2+!n /$"+&00"+n
!"/n 1" %+&0 %"+n &00"+0 %#1"+Qn 0n *,!"/+"n /%""//" %1n (++n %"21"n
!%"/n#=/n0& %n&+n+0-/2 %n+"%*"+Rn+& %1[+2/["&+[/"+7$"&"1[74&0 %"+[

2/&01"/"&[ 2+![ 2+01Rn 0,+!"/+n 2 %n "&+n &+!"$)&"!n 74&0 %"+n " %1n 2+!n
" %+&(n72n0"&+Qn

+n!&"0"*n"&)n0,))n"0n!%"/n0 %4"/-2+(1*9>&$n2*n!&"n/%""//" %1"nmn&*n


+$")09 %0&0 %"+n2*n%92#&$n2 %n)0n,-6/&$%10n"7"& %+"1nmn$"%"+Qn

B. Die Kernaussagen auf einen Blick 


jn  %217$"$"+01+![ !"0[ /%""//" %1"0Sn n 0n /%""//" %1n 0 %=171n
-"/09+)& %"[ "&01"00 %9-#2+$"+n &+n "01)1n 3,+n "/("+n !"/n &1"/12/Rn
&00"+0 %#1n2+!n 2+01Qnn*n0 %217#9%&$n72n0"&+Rn*200n!0n"/(n"&+"n
&+!&3&!2"))"[ %9-#2+$0%9%"n2#4"&0"+Rn4,"&n!&"n %217#9%&$("&1n+& %1n
))$"*"&+3"/&+!)& %Rn 0,+!"/+n &**"/n +2/n "&+7")#))"7,$"+n "01&**1n
4"/!"+n (++Qn n +""+n 0 %=171n !0n "0"17n ="/n !&"n 0,$J[ 3"/4+!1"+[
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)& %"+n "&012+$"+Rn!&"n("&+"n$"&01&$"+n %<-#2+$"+n0&+!n2+!n!*&1n"&+"*n
2/%""//" %1)& %"+n  %217n +& %1n !&/"(1n 72$9+$)& %n 0&+!Rn 9%+)& %n 4&"n 2/%"l
"//" %1)& %n$"0 %=171"n"/("Qn
jn "$/:+!2+$[ !"/[ /%""/0 %#1Sn n 0n /%""//" %1n 4&/!n *&1n +101"l
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%""/n (<++"+n !%"/n &**"/n +2/[ +1:/)& %"[ "/0,+"+Rn +& %1n "/n +1"/l
+"%*"+n 0"&+Qn n &+"/n $"0,+!"/1"+n "$&01/&"/2+$n "!/#n "0n %&+$"$"+n
+& %1Qn
jn"&1)& %"[")12+$Snn0n/%""//" %1n"/)&0 %1nC<[
%/"[+ %[!"*[,![
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/"$")*9>&$n A<[
%/"[ + %[ "$&++[ !"/[ 2172+$n 2+!n "/4"/12+$Kn n "&n
1"++("+n0,$/n0 %,+n+ %n=A[
%/"+Qn
jn 0[ /%""//" %1[ )0[ Q2+" %1"0R[ ,+,-,)Sn n +!"/0n )0n "&n !"+n $"l
4"/)& %"+n  %217/" %1"+n $"49%/1n !0n /%""//" %1n -/&*9/n "&+n P" %1[
$"$"+[ !0[ ,-&"/"+_Qn n &+"n +& %1n 2#n "&+"/n  %%*2+$n "/2%"+!"n
,--")0 %9-#2+$[ "&+"0[ "/("0[ )"&1[ *9$)& %Qn n 0n /%""//" %1n
4&/!n 3,+n "&+"/n &")7%)n 3,+n  %/+("+n )&*&1&"/1Qn &+"n 0"%/n 4& %1&$"n
M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,
DOI 10.1007/978-3-8349-6411-3_9, 123
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 8

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jn "/4"/12+$0$"0"))0 %#1"+Sn n =/n !&"n "##"(1&3"n %/+"%*2+$n 3,+n
"/4"/12+$0/" %1"+n !"/n /%""/n &*n 00"+3"/("%/n 0-&")"+n "/4"/l
12+$0$"0"))0 %#1"+n"&+"n4"0"+1)& %"[,))"Qn
jn /"+7:"/0 %/"&1"+!"/[  %217Sn n +1"/+1&,+)"+n  %217n #=/n /%""/n
&"1"1n !&"n "/+"/[ "/"&+(2+#1n 72*n  %217"n 3,+n "/("+n !"/n &1"/12/n
2+!n 2+01n3,+n@GGERn!&"n!0n0,$QnP %217)+!-/&+7&-_n"+1%9)1Qn

C. Vertiefung
I. Das Urheberrecht – Schutzgegenstand und
Schutzvoraussetzungen
DJ=[[[ 0[0 %:171[!0[/%""//" %1O[
0n /%""//" %1n "/#001n &+n 0"&+"/n $"0"17)& %"+n &+$+$0#,/*")n 72+9 %01n
))$"*"&+n"/("n!"/n &1"/12/K[&00"+0 %#1[2+![ 2+01Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@n/%n

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124
Das Urheberrecht

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+$"0"171Qn

[ [[ On[

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n &"[4& %1&$01"+["0"17"0+,/*"+LnfnAn/%n
n n

125
Teil 8

  L[ I4"&[ "*8)!"Y[ 74"&[ )"/[ Z[ "&+[ &!"+1&0 %"/[ *"[ G[ $"%1[
!0OS[

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!&"0"*n&1")n&+n0"&+"/n)"/&"n2001"))1Qn

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902+$Lnn

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DJA[[[ 0[0&+![2/%""//" %1)& %"[ "&012+$00 %217/" %1"[74J[


3"/4+!1"[ %217/" %1"O[
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$"&01&$"Y %9-#2+$0%9%"Y " %104&00"+0 %#1n200 %)&">)& %"n" %1"Rn!&"["&+"["7&"%2+$[,!"/[%+Y
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2/ %n 3"/4+!1"n  %217/" %1"n 4"/!"+n (=+01)"/&0 %"Rn 4&00"+0 %#1)& %"n
,!"/n $"4"/)& %"n "&012+$"+Rn !&"n ("&+"n "&$"+1=*)& %"+n $"&01&$"+n  %<-l

126
Das Urheberrecht

#2+$"+n 0&+!n 2+!n !*&1n "&+"*n 2/%""//" %1)& %"+n  %217n +& %1n !&/"(1n 72l
$9+$)& %n0&+!Rn9%+)& %n4&"n2/%""//" %1)& %n$"0 %=171"n"/("n$"0 %=171Qnn

"!, %n )"&1n !&"n  %217!2"/Rn 72*n "&)n 2 %n !"/n  %2172*#+$Rn !"21)& %n "/&+$"/"/Y %2172*#+$Y
%&+1"/n!"/n!"0n/%""//" %10n72/= (Qnn )0Y!0Y/%""//" %1Y

2n!"+nP()00&0 %"+_n3"/4+!1"+n %217/" %1"+n79%)"+Snn

• !"/n %217[3,+[,/1/8$"+n2+!n2##=%/2+$"+n3,+n"/("+n74Qnn

• !"/n %217n20:"+!"/[ :+01)"/Rn

• !"/n %217[!"/[ & %1&)!+"/Rnn

• !"/n,+1/8$"/%"/01"))"/Rnn

• !"/n"+!"2+1"/+"%*"+n,!"/n"14nn

• !"/n1"++(%"/01"))"/Qn
n
[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+Ln"&)nAn/%n

II. Die Urheberschaft


DJB[[[ "/[(++[/%""/[0"&+O[
/%""/n(<++"+n+2/[+1:/)& %"["/0,+"+Rn)0,n "+0 %"+Rn0"&+Qn3,+n72n "/("Y(9++"+Y+2/Y3,+Y
2+1"/0 %"&!"+n 0&+!n 2/%""//" %1)& %"n 2172+$0ln 2+!n "/4"/12+$0/" %1"Rn "/0,+"+Y$"0 %##"+Y
!&"n2 %n&/*"+n"0&17"+n(<++"+Qn 4"/!"+Y

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+LnfnFn/%nn

DJC[[[ &"["+101"%1["&+[/%""//" %1O[


+!"/0n )0n "&n !"+n *"&01"+n " %10-,0&1&,+"+n !"0n $"4"/)& %"+n " %10l "&+"Y"$&01/&"/2+$Y
0 %217"0n "+101"%1n !"/n /%""/0 %217n 0")01181&$n *&1n !"/n  %##2+$n !"0n *9$)& %Y
"/("0Qn"/n/%""/n*200n)0,n("&+"/)"&["%9/!)& %"0["$&01"/3"/#%/"+n
!2/ %)2#"+Qnn
))"/!&+$0n 4&/!n !&"n /$"Rn ,n !0n $"0 %##"+"n /"&10/"02)11n 1109 %)& %n (1&0 %Y"&+YH2+$"-/:#W
!"*n /%""/0 %217n 2+1"/#9))1n 2+!n !&"n "+10-/" %"+!"+n +#,/!"/2+$"+n +n 1"0TY" %1Y
"&+n0 %<-#"/&0 %"0n"/(n"/#=))1Rn"/01[!++[Q$"/& %1)& %R[$"-/:#1Rn4"++n0& %n
!"/n/%""/n$"$"+[!&"[ %%*2+$["&+"0[/&11"+[!2/ %0"17"+n4&))Qn

DJD[[[ &"[4&/![!"/[ %4"&0["// %1K[4"*[!0[/%""//" %1[


7201"%1O[[
#1n &01n "0n +& %1n "/#,/!"/)& %Rn !0n "/(n "&n "&+"/n 1"))"n 72n %&+1"/)"$"+Qn "/n &+1"/)"$2+$Y+& %1Y
/%""/n*200n"/n!/2#n %1"+Rn!00n"/n0-91"/n+ %4"&0"+n(++Rnn "/#,/!"/)& %JY"/Y*+ %W
*)Y0&++3,))Y

127
Teil 8

• !00n"/n/%""/n!"0n"/("0n&01Rn

• 72n4") %"*n"&1-2+(1n!0n"/(n"+101+!n2+!nn

• 4") %"+n +%)1n!0n"/(n72*n!*)&$"+n"&1-2+(1n%11"Rn


2*n "&n "&+"/n  %%*2+$n 0"&+"n +0-/= %"n 2#n +1"/)002+$n 2+!n  %Y
!"+0"/017[ !2/ %0"17"+[ 72[ (9++"+J[ &"/72[ (++[ "0[ !++[ !, %n3,+n,/l
1"&)n0"&+Rn!0n"/(n+n"&+"/n723"/)900&$"+n1"))"n72n%&+1"/)"$"+Qn&"0"n1"))"n
(++n"&+n1"+1+4)1Rn" %10+4)1n,!"/n,1/n0"&+Qn&"/"&n0,))1"n3,/n
$"#/$1n4"/!"+Rn72n4") %"+n ,01"+n"&+"n&+1"/)"$2+$n#=%/1Qn

DJE[[[ 0[&01["&+"[,--")0 %9-#2+$O[


!"+1&0 %"Y"/(&!""+Y &+n 4& %1&$"/n +1"/0 %&"!n !"0n /%""//" %1"0n 72n !"+n $"4"/)& %"+n
 %217/" %1"+n"01"%1n&+n!"/n1%",/"1&0 %"+n <$)& %("&1n"&+"/n,--")0 %<-l
#2+$Qn 0n /%""//" %1[ 0 %:171n !"+n /%""/n +2/[ 3,/[ !"/[ ,-&"n 0"&+"0n
"/("0Rn +& %1n !3,/Rn !00n 7"&1$)"& %n ,!"/n 0-91"/n "&+n +!"/"/n 2+%9+$&$n
"&+"n &!"+1&0 %"[ "/(&!""n 3"/4&/()& %1Qn &"/n 7"&$"+n 0& %n /))")"+[ 72*[
"/$8+7"+!"+[ 4"11"4"/0/" %1)& %"+[ "&012+$00 %217Rn !"/n ""+#))0n +2/n
3,/n  %%*2+$n 0 %=171Qn &"0"*n +017n #,)$1n 0 %)&">)& %n 2 %n !0n +& %1n
"&+$"1/$"+"n "*"&+0 %#10$"0 %* (0*201"/Qn )0n "&+7&$"0n $"4"/)& %"0n
 %217/" %1n"/)21["0[!&"[,--")0 %9-#2+$Qn

III. Dauer, Umfang und Schranken


des Urheberrechtes
DJ=<[[[ &"[)+$"[48%/1[!0[/%""//" %1O[
C<Y
%/"Y/&01Y"&*YY 0n " %1n !"0n /%""/0n "+!"1n $/2+!0917)& %n F?n
%/"n + %[ !"*[ ,![ !"0[
/%""//" %1Y /%""/0Qn"&n*"%/"/"+n &12/%""/+n+ %n!"*n ,![!"0[ "1713"/01"/"+Y
!"+Qnn
A<JY>AY,!"/Y=AY
%/"Y"&Y &+"n +!"/"n "$")2+$n $&)1n "&n !"+n 0,$Qn 3"/4+!1"+n  %217/" %1"+n mn )0,n
3"/4+!1"+Y %217/" %W "&n !"+n 2172+$0ln 2+!n "/4"/12+$0/" %1"+Rn !&"n +n "&+"+n !/&11"+n "&0l
1"+Y 12+$00 %217"/" %1&$1"+n $"1/"1"+n 42/!"+Qn &"/n "$&++1n !&"n /&01n +& %1n
*&1n !"*n ,!"Rn 0,+!"/+n 72n "$&++n !"/n 2172+$n 2+!n "/4"/12+$Qn 2n "l
 %1"+n&01Rn!00n%&"/n("&+"["&+%"&1)& %"[ %217#/&01n"5&01&"/1Qn&"n"1/9$1nn

• #=/n!&"n()00&0 %"+[3"/4+!1"+[ %217/" %1"nD?n


%/"Rn

• 49%/"+!n #=/n !"+n /01%"/20$""/[ + %$")00"+"/[ "/("n )"!&$)& %n ADn



%/"n

• 2+!n#=/n"&+"+n"/01"))"/n3,+n1"++("+n)"!&$)& %n@Dn
%/"n$")1"+Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+Ln ffn ECRn EDRn 0Qn @n /%Rn


n 3"/4+!1"n %217/" %1"nffnF?RnF@RnGF!n/%n

[
128
Das Urheberrecht

DJ==[[[ ") %"[" %1"[$"48%/1[!"/[/%""/0 %217O[


"/n *#+$n !"/n 4"%/-,0&1&,+"+n !"0n /%""//" %1"0n %1n *"%/"/"n 20l +3"/7& %1/"Y2+!Y+& %1Y
-/9$2+$"+Qn"+n2+3"/7& %1/"+n2+!n+& %1n1/+0#"/#9%&$"+n "/+n&)!"1n!0n 1/+0#"/#8%&$"YH "/+W
0,$J[/%""/-"/09+)& %("&10/" %1Rn4") %"0n0& %n&*n+0-/2 %n!"0n/%""/0nn " %1"SY

• 2#n+"/("++2+$n0"&+"/n/%""/0 %#1Rnn

• &*n %217[3,/[!"/[+101"))2+$n0"&+"0n"/("0n2+!nn

• 0 %)&">)& %n&*n" %1n"01&**"+n72n(<++"+Rn,n2+!n4&"n0"&+n"/(n3"/Y


9##"+1)& %1n4&/!Rn4&!"/0-&"$")+Qn
,!++n 0-/& %1n !0n /%""//" %1n "01&**1"n "/4"/12+$0/" %1"n 20l "/4"/12+$0/" %1"Y
0 %)&">)& %n !"*n /%""/n 72Qn &"/n (++n !"/n /%""/n "/n "/"&10n /&11"+n
"01112+$0/" %1"n "&+/92*"+Qn 2n !"+n 4& %1&$01"+n "/4"/12+$0/" %1"+n
79%)"+nn

• !0n"/3&")#9)1&$2+$0/" %1n2+!n

• !0n"//"&12+$0/" %1Qnn
 %)&">)& %n$"01"%1n!0n/%""//" %1n!"*n"/(0 %<-#"/n+, %n"&+&$"n4"&1"l ,+01&$"Y" %1"Y
/"n P0,+01&$"_n " %1"n 72Rn 4&"n "14n !0n " %1[ 2#[ 2$+$[ 72[ !"+[ "&$"+"+[
"/(01: ("+Rn 0,4"&1n !&"0n 72/n "/01"))2+$n 3,+n "/3&")#9)1&$2+$001= ("+n
,!"/n"/"&12+$"+n!"0n"/("0n"/#,/!"/)& %n&01n2+!n+& %1n"/" %1&$1"n +1"/l
"00"+n!"0n"0&17"/0n"+1$"$"+n01"%"+Qn
20n !"+n ,&$"+n 20#=%/2+$"+n 4&/!n !"21)& %Rn !00n !0n /%""//" %1n +l
!"/0n)0n!&"n$"4"/)& %"+n %217/" %1"n)0,n("&+"[0,)21"+["/&"12+$0Y
/" %1"n&+n"72$n2#n!0n"/(n$"49%/1Rn0,+!"/+n-/&*9/n3,/n!"*n ,-&"/"+n
!"/n$"&01&$"+n %<-#2+$n"4%/1Qn

 [L[,--")0 %<-#2+$n
n
[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+Ln /%""/-"/0<+)& %("&10l


n /" %1n ffn @An mn @Cn %/Rn "/3&")#9)1&$2+$0/" %1n fn @En %/Rn
"//"&12+$0/" %1nfn@Fn%/Rn0,+01&$"n" %1"nffnADnmnAFn/%n

DJ=>[[[ &"[3"/%)1"+[0& %[!"/[/%""//" %100 %217[#:/[,#14/"[


2+![!"/[0,#14/"&*-)"*"+1&"/1"[1"+10 %217[72"&++!"/O[
0n /%""//" %1n 0 %:171[ +& %1[ !""+[ 2+![ /2+!0817"n "&+"0n /,$/**0n /%""//" %1)& %"/Y %217Y
),0$")<01n3,*n/,$/**Qn %217n&01n+2/n#=/n!&"n(,+(/"1"[/,$/**3"/0&Y +2/Y$"$"+Y2+/" %1*8;&W
,+n $"$""+Rn 4&"n 0&"n 2#n "&+"*n 1"+1/9$"/n $"0-"& %"/1n ,!"/n 2#n -&"/n $"0Y ,-&"/"+Y
20$"!/2 (1n&01Qnn
*&1n&01n&+n!"/n"$")n+& %1n!"/n "/+n74Qn!0n4"0"+1)& %n"2"n"&+"0n/,l
$/**0n $"0 %=171Qn ,n )9001n 0& %n !2/ %n !0n /%""//" %1n 2 %n +& %1[ !"/[
)$,/&1%*20n "&+"0n /,$/**0n 0 %=17"+Qn +#,)$"!"00"+n &01n !0n /%""/l

129
Teil 8

/" %1n &*n "0"+1)& %"+n +2/[ "&+[  %217[ $"$"+[ "&+[ 2+/" %1*8;&$"0[ ,-&"Y
/"+n3,+n/,$/**"+Qnn
$/"+72+$Y72*Y1"+1Y 2/ %n "&+n 1"+1n (++n !$"$"+n !0n ,+7"-1n ,!"/n !&"n !""n "&+"0n /,l
$/**0n $"0 %=171n 4"/!"+Rn 4"++[ !0[ ,+7"-1[ ,!"/[ !&"[ !""[ 1" %+&0 %"/[
12/[0&+!Qn0n(++n!2/ %n"&+n1"+1n"&+"n1" %+&0 %"n/#&+!2+$n$"0 %=171n
4"/!"+Rn !&"n 0& %n 2#n "&+n /,$/**n 01=171Qn  %217#9%&$n &01n )0,n +& %1n !0n
<++"+n!"0n/,$/**&"/"/0Rn0,+!"/+n"0n0&+!n!&"n"/)"$2+$"+n72n"&+"*n
1" %+&0 %"+n"/#%/"+0)2#Rn4"++n!&"0"/n+"2n&01n2+!n+& %1n+%"n)$Qn

DJ=?[[[ ") %"[ %/+("+[("++1[!0[/%""//" %1O[[


*#+$/"& %"Y"$")2+W &"n %/+("+n!"0n/%""//" %1"0n0&+!n4"0"+1)& %[*++&$#)1&$"/[20$"Y
$"+Y!"/Y %/+("+Y&*Y 01)1"1n )0n !&"n  %/+("+n +!"/"/n **1"/&)$=1"/Qn &"n &+7")%"&1"+n ))"/n
/%""/Y "0 %/9+(2+$"+n !"0n /%""//" %1"0n 2#727"&$"+n 4=/!"n !"+n %*"+n
!&"0"/n %+!)2+$n 0-/"+$"+Rn 0,n !00n + %#,)$"+!n +2/n 2#n "&+&$"n !"/n &+0l
$"0*1n $"/"$")1"+n &*&1&"/2+$"+n !"/n 2/%""//" %1)& %"+n 4"%/+0-/=l
%"n "&+$"$+$"+n 4"/!"+n 0,))Qn "0 %/9+(2+$"+n "/#9%/1n !0n /%""//" %1n
"14n &*n "/"& %n !"/n" %10-#)"$"n2+!n3,/n!"*n&+1"/$/2+!n!"/n<##"+1)&l
%"+n & %"/%"&1Qn /&3&)"$&"/1n 0&+!n **)2+$"+n #=/n &/ %"+YK[  %2)Y[ ,!"/[
+1"//& %10$"/2 %Rn  %2)#2+(0"+!2+$"+Rn 9##"+1)& %"[ "!"+Rn "&Y
12+$0/1&(")n2+!n2+!#2+((,**"+1/"n0,4&"n!&"n"/& %1"/01112+$n="/n
$"0"/"&$+&00"Qn&+"n4"&1"/"n4& %1&$"n %/+("n&01n!0n&11/" %1Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnCCn&0nE?n/%n

DJ=@[[[ 0["/)21[!&"[0,$"+++1"[/&31(,-&"0 %/+("O[


/&31(,-&"+Y0&+!Y &+"n -/(1&0 %n #=/n '"!"/*++n "0,+!"/0n 4& %1&$"n  %/+("n !"0n /%""/l
Y72)800&$Y /" %1"0n&01n!&"n %/+("n!"/n0,$"+++1"+n/&31(,-&"Rn!&"n"0n"/)21Rn ,-&l
"+n3,+n$"0 %=171"+n"/("+Rn4&"n0Rn0n,!"/n"/+0"%0"+!2+$"+n%"/l
7201"))"+Rn 2*n 0&"n #=/n -/&31"n 4" ("n 72n +217"+Qn &"0"n  %/+("n 42/!"n
"/"&10n @HEDn $"0"17)& %n "&+$"#=%/1Rn 4"&)n "0n 1" %+&0 %n 2+*<$)& %n 4/Rn !0n
-/&31"n ,-&"/"+n72n3"/%&+!"/+n,!"/n"&+7")+n72/" %+"+Qn
20 %)"/Y20$)"& %Y#:/Y )0n 20$)"& %n "/%)1"+n !&"n /%""/n !&"n -20 %)"n "/$=12+$n 2#n "/3&")l
/%""/Y #9)1&$2+$0$"/91"n2+!n ""/1/9$"/Qn
+$"Y/"+7"+Y!"/Y/&31W & %1&$n !"&n &01Rn !00n "&+n "/9##"+1)& %"+n !"0n (,-&"/1"+n "/("0n ("&+"n
(,-&"Y -/&31"n 2172+$n *"%/n !/01"))1Qn "+0,n &01n "0n +& %1n 3,+n !"/n /&31(,-&"l
-/&3&)"$&"/2+$n$"!" (1n2+!n!*&1n2+72)900&$Rn"&+"+n ,-&"/0 %217[72[2*Y
$"%"+Qn 0n "0"17n 0&"%1n "&+"+n P %217n 1" %+&0 %"/n >+%*"+^n 3,/Qn ,n
!=/#"+n4&/(0*"n1" %+&0 %"n >+%*"+n,%+"n201&**2+$n!"0n" %10&+l
%"/0n+& %1n2*$+$"+n4"/!"+Qn0n!"+n,4+),![3,+[1"+[20[!"*[
+1"/+"1n +$"%1Rn 0,n &01n !&"0n +2/n $"0111"1Rn 4"++n !&"0"n 20n "&+"/n )"$&1&*"+[
2"))"Rn 74Qn +& %1[ 20[ "&+"/[ ,##"+0& %1)& %[ &))"$&1&*"+[ 2"))"n 01**"+Rn
!"++n&)*"n2+!n 20&(n20n!"*n +1"/+"1n!/#n*+n+2/n!++n%"/2+1"/)!"+n
mn!0n%"&>1n72n-/&31"+n4" ("+n3"/3&")#9)1&$"+nmn4"++n!&"n,/)$"n+& %1[

130
Das Urheberrecht

I,##"+0& %1)& %[/" %104&!/&$[%"/$"01"))1[42/!"TJn))"/!&+$0n&01n!&"n/$"Rn


4++n"&+"n="/n!0n"17n+$",1"+"n1"&n))$"*"&+n"/("++/n/" %104&!l
/&$n %"/$"01"))1n 42/!"Rn 4"&1$"%"+![ 2+$"()8/1Qn  %n !"*n &))"+n !"0n "l
0"17$""/0n "/#001n !&"n  %/+("+20+%*"n $"7&")1[ &))"$)"[ 20 %9/0"+n
&*n +1"/+"1n4&"n"14n K[&11,//"+1K[*2)"n"1 Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnHDRnHDn/%n

DJ=A[[[ ") %"["0,+!"/%"&1"+[$&1["0[#:/[!0[-/&31"[ ,-&"/"+[


3,+[,*-21"/0,#14/"O[
=/n !0n -/&31"n ,-&"/"+n 3,+n ,*-21"/0,#14/"n $")1"+n 4& %1&$"n ,+!"/l "/&+$"/"Y/"&/82*"Y)0Y
/"$")+Qn +!"/0n )0n "&*n ,-&"/"+n 3,+n 20&(n ,!"/n &)*"+n 0&+!n !&"n /"&l "&Y 20&(Y,!"/Y&)*"+Y
/92*"n%&"/n$"/&+$"/Qn +n))"/n"$")n"+10 %"&!"1[!&"[ &7"+7"01&**2+$n!"0n
+&"1"/0Qn+!"/"/0"&10n$&1n"0n"&+"n"$")2+$Rn!&"n+2/n#=/n,#14/"n$&)1n2+!n
!&"n 4&"n #,)$1n )21"1Sn &"n /01"))2+$[ "&+"/[ & %"/2+$0(,-&"n !2/ %n "&+"n
"/0,+Rn !&"n 72/n "+2172+$n !"0n /,$/**0n "/" %1&$1n &01Rn !/#n +& %1n 3"/l
1/$)& %n2+1"/0$1n4"/!"+Rn4"++n0&"n#=/n!&"n& %"/2+$n(=+#1&$"/n"+2172+$n
"/#,/!"/)& %n&01Qnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnEH!n0QnAn/%n
n& %"/2+$0(,-&"+n3,+n,*-21"/-/,$/**"+n$"* %1n4"/!"+n!=/#"+Rn *01/&11"+"Y" %10)$"Y
4"++n "&+n ,*-21"/-/,$/**n ,!"/n ,*-21"/0-&")n (,-&"/$"0 %=171n 3"/Y "&Y!"/Y& %"/2+$0(,-&"Y
1/&""+[ 4&/!K[ &01[ "&+"[ !"/7"&1[ 4"&1$"%"+![ 2+$"()8/1"[ " %10#/$"J[ &+"n
+0& %1n"/()9/1n!&"0n)0n72)800&$Rn!n!0n" %1n72/n+#"/1&$2+$n"&+"/n& %"l
/2+$0(,-&"n "14&$"+n "$")2+$"+n 72*n  %217n 3,+n ,-&"/0 %2171" %+,),l
$&"+n"&n,#14/"n3,/$"%"Qn&"0"n+0& %1n#=%/1n&+n)"171"/n ,+0".2"+7n!72Rn
!00n !"/n 217"/n !&"n ,-&"/0 %217*>+%*"n 0")01n 2*$"%"+n !=/#1"Rn 2*n
0"&+"n & %"/2+$0(,-&"n %"/7201"))"+Qn  %n !&"0"/n +0& %1n "/$9"n 0& %n "&+"n
+!"/"n " %10)$"n )0n "&n 20&(Rn "51"+Rn ,1,0n ,!"/n &)*"+Rn 4,n 0,n "140n
+& %1n "/)21n &01Qn "$/=+!"1n 4"/!"+n (++n !&"0n *&1n !"*n $"0"17$""/&0 %"+n
4" (n !"/n & %"/2+$0(,-&"Rn !&"n !0n 2QQn 20$"0-/, %"+n 1"2/"n ,#14/"l
-/,$/**n#=/n!"+n 92#"/n0& %"/+n0,))Rn#))0[!"/[1"+1/8$"/[!"0[/&$&+)0[
"0 %8!&$1[4&/!Qn %n!"/n"$"++0& %1n0,))n"&+"n0,) %"n*$"%2+$n2 %n
!++n 2+72)900&$n 0"&+Rn 4"++n 0&"n +2/n 3,/$"+,**"+n 4&/!Rn 2*n "&+"n & %"l
/2+$0(,-&"n %"/7201"))"+Qn &/!n !0n /&$&+)n !"/n ,#14/"n )0,n 7"/01</1Rn
*=001"n0& %n!"/n 92#"/n+n!"+n"/01"))"/n4"+!"+n2+!n!/2*n&11"+Rn"&+"+n
+"2"+n 1"+1/9$"/n 72$"0 %& (1n 72n "(,**"+Qn 0n %&"/n 72)900&$n 2+!n 2+l
72)900&$n &01Rn "/0 %"&+1n &0)+$n 2+$"()9/1n 2+!n *200n "/01n +, %n "&+"/n %< %01l
/& %1"/)& %"+n+10 %"&!2+$[72$"#:%/1n4"/!"+Qn
n

131
Teil 8

IV. Die Verwertungsgesellschaften und die Schieds-


stelle für Urheberrechtsangelegenheiten
DJ=B[[[ 0[&01["&+"["/4"/12+$0$"0"))0 %#1O[
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+2172+$Y "0n"&+"*n"&+7")+"+[/%""/[+%"72[2+*9$)& %Rn0"&+"n"/$=12+$0+0-/=l
%"n$"$"+n))"n"/!"+()& %"+n217"/n!2/ %720"17"+Qn/n&01n!%"/n/"$")*9>&$n
2#n !&"n &)#"[ "&+"/[ "/4"/12+$0$"0"))0 %#1[ +$"4&"0"+Rn 2*n !&"n &%*n
7201"%"+!"n"/$=12+$n72n"/%)1"+n2+!n!&"n4&!"//" %1)& %"n2172+$n0"&+"/n
"/("n2+!n "&012+$"+n72n3"/%&+!"/+Qn
2/Y2+1"/Y011)& %"/Y "/4"/12+$0$"0"))0 %#1"+n 0&+!n -/&31/" %1)& %[ ,/$+&0&"/1"[ "/"&+&$2+Y
2#0& %1YXY+0,+01"+Y $"+n3,+n/%""/+n2+!n +%"/+n3,+n "&012+$00 %217/" %1"+nX72*n"&0-&")n
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12+$0+0-/= %"n "&+Qn &"n "/4"/12+$0$"0"))0 %#1"+n +"%*"+n !&"n (,**"/l
7&"))"+n " %1"n 0,!++n 1/"2%8+!"/&0 %n 4%/Qn "/4"/12+$0$"0"))0 %#1"+n
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011)& %"+[ 2#0& %1Qn 0n "210 %"n 1"+1ln 2+!n /("+*1n =1n !&"0"n
2#0& %1n2#n!"/n/2+!)$"n!"0n/%""//" %104%/+"%*2+$0$"0"17"0n20Qn
2/n "&1n 3"/#=$"+n "14n "&+[ 217"+!n "/4"/12+$0$"0"))0 %#1"+n ="/n !&"n
/)2+&0n72*n"0 %9#10"1/&"Rn!&"n!0n"210 %"n1"+1ln2+!n /("+*1n
'"4"&)0n &*n &+3"/+"%*"+n *&1n !"*n 2+!"0(/1"))*1n "/1"&)1n %1n 2+!n 2 %n
)2#"+!n-/=#1Qn

DJ=C[[[ ") %"[2#$"[%1[!&"[ %&"!001"))"[+ %[!"*["0"17[


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0 %#1"+Y2+!Y/%""/W "&[1/"&1&$("&1"+n74&0 %"+n2/%""//" %1)& %"+n"/4"/12+$0$"0"))0 %#1"+n
/" %10+217"/Y 2+!n !"+n 217"/+n 2/%""//" %1)& %n $"0 %=171"/n "/("Qn 72n $"%</"+n "&l
0-&")04"&0"n "&+2+$03"/0 %&"!"+%"&1"+n 74&0 %"+n !"/n "0"))0 %#1n #=/n
*20&()&0 %"n 2##=%/2+$0ln 2+!n *" %+&0 %"n "/3&")#9)1&$2+$0/" %1"n
X Yn 2+!n ,+7"/13"/+01)1"/+Rn &0(,1%"("+"1/"&"/+Rn "+!"2+1"/l
+"%*"+n2+!n,+1/9$"/%"/01"))"/+Qn
"+"Y"+!"2+1"/+"%*"+Y +""+n "#001n 0& %n !&"n  %&"!001"))"n 2 %n *&1n 20"&++!"/0"172+$"+[
2+!Y ")+"17"1/"&"/Y 74&0 %"+["+!"2+1"/+"%*"+[2+![ ")+"17"1/"&"/+Qn +n!"+n"/#%/"+n
$"%1n "0n %92#&$n 2*n !&"n /$"Rn ,n !&"n 3,+n !"+n "/4"/12+$0$"0"))0 %#1"+n
2#$"01"))1"+n/&#"n&*n&+7")#))n+4"+!/n2+!n+$"*"00"+n0&+!Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+Lnfn@CRn0Qn@n/%n
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n n

132
Das Urheberrecht

&"n  %&"!001"))"n "*=%1n 0& %n 2*n "&+"n $=1)& %"n "&)"$2+$n !"/n 1/"&1&$("&l &")Y&01Y!&"Y$:1)& %"Y
1"+Qn")&+$1n!&"0n+& %1n0 %,+n&*n 2#"n!"0n"/#%/"+0Rn"&0-&")04"&0"n!2/ %n &+&$2+$JY7IIY2 %Y
"&+"+n "/$)"& %Rn 0,n 2+1"//"&1"1n 0&"n !"+n "1"&)&$1"+n "&+"+n &+&$2+$03,/Y !2/ %Y&+&$2+$03,/W
0 %)8$"Y
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9%+)& %"n &/(2+$[ 4&"[ "&+[ $"/& %1)& %"0[ /1"&)Qn &"n  %&"!001"))"n &01n 74/n
,/$+&01,/&0 %n&+n!0n n"&+$"2+!"+Rn0&"n&01n'"!, %n"&+"n"&$"+019+!&l
$"n +01&121&,+Rn!0n%"&>1n*&1n!"*n n)0n2#0& %10"%</!"n!"/n"/4"/l
12+$0$"0"))0 %#1"+n+& %1n&!"+1&0 %Qn

V. Grenzüberschreitender Urheberschutz
DJ=D[[[ ") %"[ 9$)& %("&1"+["01"%"+K[2*[$/"+7:"/0 %/"&1"+Y
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+ %n >$"n &%/"/n +1&,+)"+n "0"17"n *<$)& %Qn 0n 4& %1&$01"n &+1"/+l *"+Y*&1Y$)"& %01"))"+!"*Y
1&,+)"n(,**"+n72*n/%""//" %1Rn!&"n0,$J["/+"/n"/"&+(2+#1n72*n H %217)+!-/&+7&-SY
 %217"n3,+n"/("+n!"/n &1"/12/n2+!n 2+01n3,+n@GGERn0&"%1n&+n/1&(")nDQ@Qn
3,/Rn !00n '"!"/n "/1/$0011n !"+n  %217n +n "/("+n 3,+n =/$"/+n +!"/"/n
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VI. Hinweis auf Urheberschutz im Rechtsverkehr


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133
Teil 8

D. Weitere Informationen
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134
Das Urheberrecht

n "0"))0 %#1n 72/n "/+%*"n 2+!n %/+"%*2+$n 3,+n &)*2##=%l


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135
Teil 8

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136
TEIL 9
Mein oder Dein? – Geistiges Eigentum
in Arbeits-, Dienst-, Auftrags- und
Kooperationsverhältnissen
A. Worum geht’s? – Der Schwerpunkt dieses Teils
**1"/&)$=1"//" %1)& %n 0 %217#9%&$"n "&012+$"+n "+101"%"+n +& %1n &*n
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#"/+n$"0 %##"+"/n **1"/&)$=1"/n"01"%"+Qnn

B. Die Kernaussagen auf einen Blick 


W[ &##"/"+7&"/2+$[ + %[ 3"/0 %&"!"+"+[ **1"/&)$:1"/+Ln n "*n &+n
4") %"/n ,+01"))1&,+[4") %"n" %10-,0&1&,+"+n7201"%"+Rn&01n3,+n **1"l
/&)$21n72n **1"/&)$21n2+1"/0 %&"!)& %n72n"+14,/1"+Qnn
W[ /2+!017/"$")2+$"+[ 74J[ 20)"$2+$03,/0 %/&#1"+Ln 0n "5&01&"/"+n &+n
!"+n &+7")$"0"17"+n 72*n  %217"n &**1"/&)$=1"//" %1)& %"/n "&012+$"+n
*&12+1"/n #=/n "01&**1"n ,+01"))1&,+"+n /2+!017/"$")2+$"+[ 74J[ 20Y
)"$2+$03,/0 %/&#1"+Rn!&"n!2/ %n&+!&3&!2"))"n"/"&+/2+$"+n74&0 %"+n!"+n
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W[,+!"/#))[$"+1"+*/("Lnnn!&"n %##2+$n"&+"0n "++7"& %"+/" %l
1"0n)0n0,) %"0n+& %1nP"2#1/$1_n,!"/n3,+n/"&1+"%*"/+n$"0 %##"+n4"/l
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/" %1)& %"+n +!&3&!2)&0&"/2+$0*&11")n 7201"%1n &*n 0")1"+"+n ))n !"/n 0,$Qn
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,&+1Y"+12/"Y/,'"(1"+Ln n "&n
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!2/ %n /"&1+"%*"/Yn $"0 %##"+"n "&01&$"n &$"+12*n ,/!+2+$0$"*8;[
:"/72)"&1"+Qn

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_10, 137
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 9

C. Vertiefung
I. Konstellationen der Begründung Geistigen Eigen-
tums in mehrseitigen Rechtsverhältnissen
EJ=[[[ +[4") %"+[*"%/0"&1&$"+[" %103"/%8)1+&00"+[(9++"+[ *Y
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)2+$"+Y#:/Y*+ %"Y*"%/W + %n !"/n +%"/0 %#1n 2+!n !"*n  %& (0)n &**1"/&)$=1"//" %1)& %"/n
0"&1&$"Y" %103"/%8)1+&00"Y 00"10n ")"3+7n "+1#)1"+Rn 0&+!n 2#1/$03"/%8)1+&00"K[ /"&10Y[ ,!"/[
&"+013"/%8)1+&00"[,!"/["/[HY,/%"+Qn
,/n ))"*n #=/n !&"n "&!"+n "/01$"+++1"+n ,+01"))1&,+"+n "5&01&"/"+n &+n !"+n
'"4"&)&$"+n"0"17"+n%92#&$n0-"7&"))"n"$")2+$"+Qn %217#9%&$"n "&012+$"+n
(<++"+n 72!"*n 2 %n &**"/n 3,+n *"%/"/"+n "/0,+"+n $"*"&+0 %#1)& %n "/l
/ %1n4"/!"+Qn

II. Schicksal und Inhaberschaften von Urheberrech-


ten in mehrseitigen Rechtsverhältnissen
EJ>[[[ "*[01"%1[!0[2172+$0/" %1[+["&+"/[0 %9-#"/&0 %"+[
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:"/Y!"+Y*#+$Y!"/Y "01&**1"+n "/("0Rn "01&**1n 0& %n !"/n *#+$n !"/n !"*n 2#1/$$""/n
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[ [[ On[

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138
Geistiges Eigentum in Arbeits-, Dienst-, Auftrags- und Kooperationsverhältnissen

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-#)& %12+$"+n 20n "&+"*n /"&10ln ,!"/n &"+013"/%9)1+&0n $"l
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0 %##"+Rn0,n)"&1["/[ +%"/n))"/n2/%""//" %1)& %"+n %217l
-,0&1&,+"+Rn 0,4"&1n 0& %n 20n !"*[ +%)1[ ,!"/[ !"*[ "0"+n !"0n
/"&10ln,!"/n&"+013"/%9)1+&00"0n+& %10[+!"/"0n"/$&1Qn

&1n +!"/"+n ,/1"+n (,**1n "0n )0,n 4&"!"/2*n 2#n !&"n (,+(/"1"n "$")2+$n
&*n/"&10ln,!"/n&"+013"/1/$n74Qn!"00"+n20)"$2+$n+Qn&"n4" (="/l
1/$2+$0)"%/"n $&)1n %&"/n &*n %*"+n !"/n ))$"*"&+"+Rn *&1n !"/n /"&10ln ,!"/n
!&"+013"/1/$)& %"+n+01"))2+$n!"0n/%""/0n3"/#,)$1"+n4" ("n#,/1Qn
&+"n20+%*"n$&1n"0n&*n"/"& %n!"0n,#14/"0 %217"0Qn&/!n"&+n,*-2l 20+%*"KY,*-21"/W
1"/-/,$/**n3,+n"&+"*n/"&1+"%*"/n&+n%/+"%*2+$n0"&+"/n2#$"+n -/,$/**Y
,!"/n + %n !"+n +4"&02+$"+n 0"&+"0n /"&1$""/0n $"0 %##"+Rn 0,n &01n 20Y
0 %)&";)& %[ !"/[ /"&1$""/n 72/n 20=2+$n ))"/n 3"/*<$"+0/" %1)& %"+n
"#2$+&00"n +n !"*n ,*-21"/-/,$/**n "/" %1&$1Rn 0,#"/+n +& %10n +!"/"0n
3"/"&+/1n &01Qn &"n ,/*n &01n 2#n &"+013"/%9)1+&00"n "+10-/" %"+!n +72l
4"+!"+Qn"/n/2+!017n4&/!n)0,n2*$"("%/1Rn)"&1n"/n!2/ %n!&"n/1"&l
"+n#/"&n/"$")/Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnCBRnEHn/%n

III. Geschmacksmusterrechte in mehrseitigen


Rechtsverhältnissen
EJ?[[[ "*[01"%1[!0[/$"+&0["&+"/[$"0 %* (0*201"//" %1)&Y
%"+[ "&012+$[72K[4"++[!&"0"[&+["&+"*[*"%/0"&1&$"+["/Y
%8)1+&0[$"0 %##"+[42/!"O[
&"n&*n/%""//" %1n(++n!0n" %1n2#n!0n"0 %* (0*201"/n*"%/"/"+n +14"/#"/Y&01Y,/&$&+8/"/Y
+14"/#"/+n 7201"%"+Rn 4"++n !&"0"n !0n "0&$+n $"*"&+0 %#1)& %n "+14,/#"+n " %10&+%"/Y
%"+Qn +n &+!&3&!2"))"+n "0&$+2#1/$03"/%9)1+&00"+n 01"%1n !0n " %1n 2#n
!0n "0 %* (0*201"/n 72+8 %01[ ,/&$&+8/[ !"*[ Q"2#1/$1"+R[ +14"/#"/n
72Qn
[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnFRn0Qn@n"0 %* n
&"n/1"&"+n(<++"+n&+!"0n'"!"/7"&1n"140[+!"/"0[/"$")+Qn2!"*n2+1"/#)l
)"+n!"//1&$"n"/1/9$"n2 %n!"/n))$"*"&+"+n/& %1"/)& %"+[20)"$2+$n+ %n
/"2n2+!n)2"+Qnn
&/!n"&+n 201"/n3,+["&+"*[/"&1+"%*"/n&+n20=2+$n0"&+"/n2#$"+n +101"%2+$Y&*Y%*"+Y
,!"/n + %n !"+n "&02+$"+n 0"&+"0n /"&1$""/0n "+14,/#"+Rn 0,n 01"%1n !0n 3,+Y/"&103"/%8)1+&00"+Y
" %1n +n !"*n "0 %* (0*201"/n + %n !"*n "0"17n $/2+!0817)& %[ !"*[
/"&1$""/n 72Rn 0,#"/+n 3"/1/$)& %n +& %10n +!"/"0n 3"/"&+/1n 42/!"Qn &"n
$"0$1Rn$&)1n!&"0"/n/2+!017n"/n+2/n#=/n0,) %"n "&012+$"+Rn!&"n&+[/#:)Y

139
Teil 9

)2+$[!"/[/"&103"/1/$)& %"+[#)& %1"+n,!"/n+ %[/"&10/" %1)& %"/["&Y


02+$n "/#,)$1n 0&+!Qn "0&$+0 %<-#2+$"+Rn !&"n 2>"/%)n !"0n /"&10-)17"0Rn
"14n&*n/&31"/"& %n$"0 %##"+n42/!"+Rn#))"+n+& %1n%&"/2+1"/Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnFRn0QnAn"0 %* n

IV. Sortenschutz- und Halbleiterschutzrechte in


mehrseitigen Rechtsverhältnissen
EJ@[[[ &"[3"/%8)1["0[0& %[*&1[ "&012+$"+K[!&"[!"*[))"&1"/Y
0 %217[,!"/[!"*[,/1"+0 %217[2+1"/#))"+O[
2 %n ,-,$/-%&"ln 2+!n ,/1"+0 %217)"&012+$"+n (<++"+n 72+9 %01n &*n
%*"+n 3,+n 2#1/$0"+14& ()2+$"+n ,!"/n &+n &"+01ln 74Qn /"&103"/%9)1l
+&00"+n"// %1n4"/!"+Qn
,+!"//"$")2+$"+Y&*Y *n))"&1"/0 %217$"0"17n"5&01&"/1n #:/[/"&10Y[2+![2#1/$03"/%8)1+&00"n
))"&1"/0 %217/" %1Y &+n "&+"n ,+!"//"$")2+$Qn 01n "&+"n ,-,$/-%&"n + %n !"*n ))"&1"/0 %217l
$"0"17n&*n%*"+n"&+"0n/"&103"/%9)1+&00"0n,!"/n&*n2#1/$n"&+"0n+!"l
/"+n $"0 %##"+n 4,/!"+Rn 0,n 01"%1n !0n " %1[ 2#[ !"+[  %217[ !"/[ ,-,$/Y
-%&"[ !"*[ /"&1$""/[ ,!"/[ !"*[ 2#1/$$""/n 72Rn 0,4"&1n !2/ %n "/1/$n
+& %10n+!"/"0n"01&**1n&01Qnn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnAn0QnAn) %n


,/1"+0 %217/" %1)& %"Y =/n!"+n,/1"+0 %217n"5&01&"/"+n20!/= ()& %"n"$")2+$"+n4"!"/n#=/n2#l
"$")2+$Y2+$"+2Y 1/$0ln+, %n#=/n&"+01ln,!"/n/"&103"/%9)1+&00"Qn0n"0"17n0$1n%&"/n)"!&$l
)& %n 20Rn !00n !0n " %1[ 2#[ !"+[ ,/1"+0 %217[ !"*[ /0-/2+$07: %1"/[
,!"/[!"*[+1!" ("/[!"/[,/1"n7201"%1Qn2 %n!&"n"$/&##"n/0-/2+$07= %l
1"/n ,!"/n +1!" ("/n 0&+!n +& %1n $"0,+!"/1n !"#&+&"/1Rn 0,n !00n,##"+n )"&1Rn ,[
%&"/[ +2/[ +1:/)& %"[ "/0,+"+n &+n "1/ %1n (,**"+n 2+!n 4&"n 0& %n &"+01ln
74Qn2#1/$03"/%9)1+&00"n2#n!&"n +%"/0 %#1n204&/("+Qn0n(,**1n)0,n
2 %n%&"/n*>$")& %n2#n!0n+Rn40[!&"[/1"&"+[3"/"&+/1n%"+Rn74Qn
40n0& %n+ %n"&+"/n20)"$2+$[!"0["/1/$"0n2+1"/n"/= (0& %1&$2+$n3,+n
/"2n2+!n)2"+n"/$&1Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnACAnnn
"*"&+0 %#1)& %"Y *n /&$"+n (<++"+n 0,4,%)n "&+"n 0 %217#9%&$"n ,-,$/-%&")"&012+$n )0n
//&+$2+$Y*9$)& %Y 2 %n "&+"n ,/1"+0 %217)"&012+$n 3,+n *"%/"/"+n $"*"&+0 %#1)& %n "// %1n
4"/!"+Rn !&"n 0,!++n $"*"&+0 %#1)& %n +0-/2 %n 2#n !&"n /)+$2+$n !"/n
/"$&01"//" %1)& %"+n %217-,0&1&,+n%"+Qn

140
Geistiges Eigentum in Arbeits-, Dienst-, Auftrags- und Kooperationsverhältnissen

V. Technische Schutzrechte in mehrseitigen Rechts-


verhältnissen
EJA[[[ "*[01"%1[!0[" %1[+["&+"/[/#&+!2+$[72K[4"++[!&"0"[&+[
"&+"*[*"%/0"&1&$"+["/%8)1+&0[$"0 %##"+[42/!"O[
"&n &+!&3&!2"))"+n "2#1/$2+$"+Rn !&"n ("&+"n /"&103"/%9)1+&00"n 0&+!Rn $&)1n /"&"Y"/"&+/2+$"+Y
4&"!"/2*n !"/n /2+!017Rn !00n !&"n /1"&"+n #/"&n Rn ="/n !0n  %& (0)n 2+!n 2;"/%)Y3,+Y/"&10W
!&"n +%"/0 %#1n "3"+12"))n 20n !"/n 2#1/$0"+14& ()2+$n "+101"%"+!"/n 3"/%8)1+&00"+Y*9$)& %Y
0 %217#9%&$"/n /"&10/"02)11"n "&+"n "/"&+/2+$n 72n 1/"##"+Qn *n 4"&#")n
$&)1n "0Rn !"+n 2#1/$n "+10-/" %"+!n 2072)"$"+Qn "&n #/"&"+n /#&+!"/$"*"&+l
0 %#1"+n 1"&)"+n 0& %n !&"n &1"/#&+!"/n !0n " %1n 2#n !0n 1" %+&0 %"n  %217l
/" %1Qn
*n "/"& %n !"/n /"&103"/%9)1+&00"n "5&01&"/1n "&+"n 0"%/n 4& %1&$"n 0,+!"/$"l /"&1+"%*"/"/#&+!2+$0W
0"17)& %"n "$")2+$n &+n "01)1n !"0n /"&1+"%*"/"/#&+!"/$"0"17"0Qn &"0"0n $"0"17Y"+1%8)1Y#:/Y/W
"0"17n"/#001n$/2+!0917)& %n))"n49%/"+!n!"/n2"/n"&+"0n/"&103"/%9)1l "&103"/%8)1+&00"Y"&+"Y
,+!"//"$")2+$Y
+&00"0n 3,+n "&+"*n /"&1+"%*"/n #"/1&$n $"01"))1"+n /#&+!2+$"+Rn 2+!n 74/nmn
+!"/0n )0n "&n !"+n =/&$"+n **1"/&)$=1"/+n mn $)"& %$:)1&$[ 4&"K[ 4,K[ 2#[
4") %"*["&"1[2+![20[4") %"+[/:+!"+[74J[ ,1&3"+[!&"[/#&+!2+$[
"+14& (")1[ 74J[ $"* %1[ 4,/!"+[ &01Qn &"n 2"/n !"0n /"&103"/%9)1+&00"0n
"/01/" (1n 0& %n ="/n !"+n "&1/2*n 3,+n !"00"+n /" %1)& %"/n "$/=+!2+$n &0n
%&+n72n0"&+"/n""+!&$2+$n&*n" %100&++"Rn4,"&n"0n+& %1n!/2#n+(,**1Rn
4++n !"/n /"&1+"%*"/n 0"&+"n /"&1n 1109 %)& %n 2#+&**1n 74Qn ""+!"1Qn
0n /"/#n !&##"/"+7&"/1n 72+9 %01n 74&0 %"+n 74"&[ /1"+[ 3,+[ /"&1Y
+"%*"/"/#&+!2+$"+Qn&+"/0"&10n!"/n0,$Qn&"+01"/#&+!2+$"+n2+!n+!"/"/l
0"&10n!"+n#/"&"+[/#&+!2+$"+Qn
&"+01"/#&+!2+$"+n 0&+!n 49%/"+!n !"/n 2"/n !"0n /"&103"/%9)1+&00"0n $"l &"+01"/#&+!2+$"+Y!"0Y
* %1"n /#&+!2+$"+Rn !&"n "+14"!"/n 20n !"/n !"*n /"&1+"%*"/n &*n "1/&"n /"&1+"%*"/0Y
X,!"/n!"/n<##"+1)& %"+n"/4)12+$Yn,)&"$"+!"+[81&$("&1n"+101+!"+n0&+!n
,!"/n *>$")& %n 2#n /#%/2+$"+[ ,!"/[ /"&1"+[ !"0[ "1/&""0n X,!"/n !"/n
<##"+1)& %"+n "/4)12+$Yn "/2%"+Qn &"n &)!"+n !"+n "/+n !"/n $"0"17)& %"+n
"$")2+$"+Qn0n0&"n"1/"##"+!"n"/#%/"+n4&/!n0,$)"& %n!/$"01"))1Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnCRn0QnAn//#n
=/n))"[+!"/"+n3,*n/"&1+"%*"/n$"* %1"+n/#&+!2+$"+n49%/"+!n!"/n /"&"Y/#&+!2+$"+Y!"0Y
2"/n "&+"0n /"&103"/%9)1+&00"0n "01"%1n "&+"n &11"&)2+$0-#)& %1Qn QQn /"&1+"%*"/0Y
*200n!"/n/"&1+"%*"/n0")01n"&+"n#/"&"n/#&+!2+$n72*&+!"01n!"*[/"&1Y
$""/[+&"1"+Rn4"++n!"/n/"&1+"%*"/n!&"n#/"&"n/#&+!2+$n49%/"+!n!"/n
2"/n!"0n/"&103"/%9)1+&00"0n+!"/4"&1&$n3"/4"/1"+n4&))n2+!n!"/n/#&+l
!2+$0$"$"+01+!n &+n !"+n 3,/%+!"+"+n ,!"/n 3,/"/"&1"1"+n /"&10"/"& %n
!"0n/"&1$""/0n#9))1Qn

141
Teil 9

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+LnfnCRn0QnBn//#n
")!"-#)& %1&$"Y&"+01"/W , %n4"0"+1)& %n01/"+$"/n0&+!n!&"n,/$"+n#=/n&"+01"/#&+!2+$"+Qn&"0"n
#&+!2+$"+Y 0&+!n &**"/n *")!"-#)& %1&$n 2+!n 2+1"/)&"$"+n !"*n ++0-/2 %+%*"/" %1n
!"0n/"&1$""/0Qn

=>[ ,/*2)/n #=/n !&"n ")!2+$n "&+"/n &"+01"/#&+!2+$n !2/ %n


!"+n/"&1+"%*"/[
n

/&01"+Y#:/Y!&"Y/"&$"Y )0n P&+n +0-/2 %n $"+,**"+_n $&)1n "&+"n &"+01"/#&+!2+$n 21,*1&0 %Rn
4"++n !"/n /"&1$""/n 0&"n +& %1[ 20!/: ()& %[ &++"/%)[ 3,+[ @[ ,+1"+[
+ %[!"/[ ")!2+$[#/"&$&1Qn

=?[ ,/*2)/n #=/n /"&$"n "&+"/n &"+01"/#&+!2+$n !2/ %n !"+n


/"&1$""/n
n

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ ")!"-#)& %1n fn DRn 0Qn @n


n //#Rn ++0-/2 %+%*"nfnEn//#n

&1n"/n0&"n#/"&Rn(++[!"/[/"&1+"%*"/[#/"&[:"/[I0"&+"T[/#&+!2+$[3"/Y
#:$"+n 2+!n *200n !&"n +1"/"00"+n 0"&+"0n /"&1$""/0n )"!&$)& %n ="/n !"+n
,/"%)1n"&+"0n"&+# %"+n2172+$0/" %1"0n4%/"+Qn
& %1#/"&$"Y#:%/1Y72Y "&[ & %1#/"&$"n "/)+$1n !"/n /"&1$""/n !&"n /#&+!2+$n 2+!n *200n !&"0"n
"/-#)& %12+$"+Y!"0Y 0,!++n !2/ %n "&+n 1" %+&0 %"0n  %217/" %1n -/&,/&19104%/"+!n 0 %=17"+n
/"&1$""/0Y X+*")!"-#)& %1YQn 2!"*n %1n "/n !"*n /"&1+"%*"/n "&+"n +$"*"00"+"[
"/$:12+$n 72n 7%)"+Qn &"0"n (++n "/n "&+0"&1&$n #"010"17"+n ,!"/n *&1n !"*n
/"&1+"%*"/n3"/"&+/"+Qn

=@["/$=12+$03"/"&+/2+$n#=/n&"+01"/#&+!2+$"+[
n
n

142
Geistiges Eigentum in Arbeits-, Dienst-, Auftrags- und Kooperationsverhältnissen

n
"&n"&+"/n0-91"/"+n2#$"n!"0n %217/" %1"0n,!"/n"&n& %1+*")!2+$n&*n -81"/"Y2#$"Y!2/ %Y
20)+!n %1n !"/n /"&1+"%*"/n -1&,+0/" %1"n 2#n !"+n  %217"/4"/n 74Qn !"+Y/"&1$""/Y
!/2#Rn0")01n %217n72n"/)+$"+Qnn
&"n+$"*"00"+%"&1n!"/n72n)"&01"+!"+n"/$=12+$n"*&001n0& %n+ %n"&+"*n +$"*"00"+"Y"/$:12+$Y
(,*-)&7&"/1"+[601"*Rn4") %"0n!2/ %n!&"n0,$J[*&+&01"/&)"+["/$:12+$0Y !"0Y/"&1$""/0Y
/& %1)&+&"+n3,/$"$""+n4&/!Qn&"0"n0&+!n&*n+%+$n$"!/2 (1Qn

=A[ "/$=12+$0/& %1)&+&"+n 72/n "01&**2+$n "&+"/n +$"*"00"l


n +"+n"/$=12+$n#=/n&"+01"/#&+!2+$"+[[

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnHl@An//#n
"+n *"%/"/"n /"&1+"%*"/"/#&+!"/n !&"n &"+01"/#&+!2+$n $"*"&+0*n
$"* %1Rn 0,n $")1"+n !&"n ,&$"+n " %1"n 2+!n #)& %1"+n #=/n 0&"n "+10-/" %"+!n
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$2+$03,/0 %)9$"Qn &"n /1"&"+n (<++"+n !&"0"n )0n 3"/&+!)& %n ++"%*"+Rn
(<++"+n!"+n,/0 %)9$"+n"/n2 %n4&!"/0-/" %"+n,!"/n0& %n2>"/*1)& %n
"&+&$"+Qn &"n  %&"!001"))"n #=/n /"&1+"%*"/"/#&+!"/+$")"$"+%"&1"+n &01n
"&*n n"&+$"/& %1"1n2+!n4&/!n*&1n!/"&["/0,+"+n"0"171Sn"&+"*n
2/&l
01"+n)0n,/0&17"+!"*n2+!n74"&n1"+1-/=#"/+n!"0n Rn!&"n!0n'"4"&)&l
$"n1" %+&0 %"n"&"1n"1/"2"+Qn

143
Teil 9

 [  L[0n&+n"&+"*n/"&103"/%9)1+&0n$"0 %#l


#"+"n$"&01&$"n&$"+12*n$"%9/1[&**"/[!"*[/"&1$""/Qn)0 %n
n
QPRLn 92#&$n &01n !&"0n 3,+n (,+(/"1"+n "$")2+$"+n &*n /"&103"/Y
1/$[ %8+$&$n 2+!n "0n $")1"+n +2/n $"0"17)& %"n "/*212+$"+Qn
))"&+n&*n1"+1ln2+!n"/2 %0*201"//" %1n%1n!"/n/"&1$"l
"/n 01"10n !&"n <$)& %("&1n &"+01"/#&+!2+$"+n !2/ %n ++l
0-/2 %+%*"n+[0& %[72[7&"%"+Qn

[ [[ On[

&"[4& %1&$01"+["0"17"0+,/*"+L[ffnAGn##Qn//#n

"0,+!"/%"&1"+Y"&Y/$W &+"n ,+!"/01"))2+$n +"%*"+n 0 %)&">)& %n !&"n /$+"n 3,+n '2/&01&0 %"+n "/l
+"+Y'2/&01&0 %"/Y"/0,+"+Y 0,+"+n"&+Rn!&"n+& %1n!"*n/"&1+"%*"/"/#&+!"/$"0"17n2+1"/#))"+Qn/#&+!"1n
"14n!"/n"0 %9#10#=%/"/n"&+"/n*n"140Rn0,n"01&**1n0& %n0"&+"n#)& %1n
72/n"/1/$2+$n!"/n/#&+!2+$n2#n!0n+1"/+"%*"+n0,4&"n!&"n#)& %1n!"0n
+1"/+"%*"+0n&%+n%&"/#=/n$"0,+!"/1n3"/$=1"+n72n*=00"+Rn))"&+n+ %n!"*n
+%)1n!"0n"0 %9#10#=%/"/3"/1/$"0Qnn

  [I&+["/1/$[0 %:171[+& %1[&**"/PS[

"/n "&n !"/n ,#14/"#&/*[ n -/&*9/n 72n "/12+$074" ("+n "/n 2 %n )0n
/,$/**&"/"/[ +$"01"))1"[ n %1n &+n 20=2+$n 0"&+"/n 91&$("&1n "&+n "/#%/"+n
72*n  %217n 3,+n ,*-21"/)"0/"+n 1"+n $"$"+n 2+"/" %1&$1"n 2172+$n "+1l
4& (")1Rn 4") %"0n *"%/"/"n "(++1"n #,)$"0 %/&11"n 2*#001Rn 0& %n "/n &+0"l
0,+!"/"n !!2/ %n 207"& %+"1Rn !00n !&"n "/0 %)=00")2+$n !"/n 1"+n &+n %9+l
$&$("&1n "&+"0n #/"&n 49%)/"+n &/*"+0 %)=00")0n &+&1&)&0&"/1n 4&/!Rn !&"n "/0 %)=0l
0")2+$n!"/n"/1/$2+$n!"/n/*"1"/n&+n%9+$&$("&1n"&+"0n$"%"&*"+n/&31l
0 %)=00")0n "/#,)$1n 2+!n 0 %)&">)& %n !&"n +10 %)=00")2+$n !"/n 1"+n 4&"!"/2*n &+n
%9+$&$("&1n3,*n$"49%)1"+n&/*"+0 %)=00")n&+&1&)&0&"/1n4&/!Qn

"/n20n +!&"+n01**"+!"n/,$/**&"/"/nn79%)1n72n!"+n4")14"&1n#=%/"+!"+n
-"7&)&01"+n 2+!n (,++1"n 0& %n 4"$"+n 0"&+"/n $/,>"+n "-211&,+n "&n !"+n "/l
%+!)2+$"+n *&1n 0"&+"*n !"210 %"+n /"&1$""/n &*n /"&103"/1/$n "&+"n "$"l
)2+$n 3,/"%)1"+Rn !&"n &+n 4"& %2+$n !"/n $"0"17)& %"+n ,/0 %/&#1"+n 3,/0&"%1Rn
!00n 72+9 %01n ))"[ " %1"[ +[ "&+"/[ 3,))018+!&$[ 3,+[ &%*[ ))"&+[ "+14& (")1"+[
,#14/")902+$["&[&%*[3"/)"&"+n2+!n!"/n,#14/"#&/*nn)"!&$)& %[!&"[
-1&,+n 72/n "/1/$2+$n ))"/n"/4"/12+$0/" %1"n $"$"+n "&+"n &+n '"!"*n &+7")l
#))n2072%+!")+!"n,+!"/3"/$=12+$n"&+$"/92*1n4&/!Qn

n#/$1n0& %n+2+Rn,n!"/n,#14/"#&/*nn&+n!&"0"*n))n4"&1"/$"%"+!"n" %1"n


)0n!&"n3"/1/$)& %n3"/"&+/1"+n7201"%"+Qn

902+$Ln "&n /"&+n 2/%""//" %1)& %"/n "1/ %12+$Rn )0,n "&n ),>"/n "1/ %12+$n
!"0n 3,+n n 3"/#001"+n /,$/**.2")) ,!"0Rn #&+!"1n fn EHn /%n ("&+"n +4"+l
!2+$Rn !"++n !&"n /1"&"+n !"0n /"&103"/%9)1+&00"0n %"+n 3,/)&"$"+!n "&+"n Y
4"& %"+!"[ "$")2+$n 3,*n /&+7&-Rn !00n "&n ,#14/""+14& ()2+$"+n 20nn
/"&103"/%9)1+&00"+n 200 %)&">)& %n !"/n /"&1$""/n 72/n 20=2+$n ))"/n 3"/l
*<$"+0/" %1)& %"+n "#2$+&00"n +n !"*n ,*-21"/-/,$/**n "/" %1&$1n &01Rn
$"1/,##"+Qn

&"n3,+nn"+14& (")1"n <02+$n"&+%)1"1n"/n2 %["&+[1" %+&0 %"0["/#%/"+n


2+!n *200n !%"/n )0n ,*-21"/&*-)"*"+1&"/1"n /#&+!2+$n +$"0"%"+n 4"/!"+Qn

144
Geistiges Eigentum in Arbeits-, Dienst-, Auftrags- und Kooperationsverhältnissen

&"n &*n 1" %+&0 %"+n P/&+7&-_n 3"/(</-"/1"n "/#%/"+0"/#&+!2+$n !"/n <02+$n
(++n!&"n,#14/"nn!%"/n="/n"&+"n ++0-/2 %+%*"n$"*8;[!"*[/"&1Y
+"%*"/"/#&+!"/$"0"17[+[0& %[7&"%"+J[

0n 01"%"+n !%"/n 4"&1"/$"%"+!"n " %1"n )0n !&"n 3"/1/$)& %n 3"/"&+/1"+n !"/n
,#14/"#&/*nn72Qn[

VI. Kennzeichenrechte in mehrseitigen Rechtsver-


hältnissen
EJB[[[ "/!"+[!&"[" %1"[3,+[&"+01Y[2+![/"&1+"%*"/)"&012+Y
$"+[&*[ /("+Y[2+![ "++7"& %"+/" %1[+& %1[1+$&"/1O[
+n !"/n 1n %1n !0n "++7"& %"+/" %1n #=/n !&"n +0,+01"+n /" %1n (,*-)"5"n /("+/" %1"Y4"/!"+Y&*Y
/$"Rn4"*n"&+n&+n"&+"*n2#1/$0lRn/"&10ln,!"/n&"+013"/%9)1+&0n$"0 %#l " %100&++"Y+& %1Y3,+Y
#"+"0n **1"/&)$21n7201"%1Rn("&+"[$/9;"/"["!"212+$Qn "++7"& %"+/" %1"n /"&1+"%*"/+YH$"0 %#W
#"+TYY
0 %=17"+n 01"10n "&+"n 2+1"/+"%*"/&0 %"[ "&012+$Rn !&"[ !"/[ /"&1+"%*"/[
+& %1[ "//&+$1Qn &+"n 0 %<-#"/&0 %"Rn &++,31&3"n ,!"/n 901%"1&0 %"n "&012+$n
4&/!n&+0,4"&1n+& %1n"// %1Qnn
4/n(<++"+n*&1[!"/["01)12+$[7JJ["&+"0[ ,$,0[/%""/Y[,!"/["0&$+Y
/" %1"["$/:+!"1[4"/!"+Qn&+n "++7"& %"+/" %1n(++n"/n"/01n!2/ %n!&"n
+!&3&!2)&0&"/2+$n3,+n/,!2(1"+n*&1n!"*n ,$,n"+101"%"+Qn"&n0,$J[ /Y
("+"+14& ()2+$03"/1/8$"+n $"%1n "0n )0,n "%"/n !/2*Rn 72n ()9/"+Rn !00n !"/n
,$,$"01)1"/n"&n"&+"/n0-91"/"+n+*")!2+$n!"0n ,$,0n)0n /("n2#[!&"[
")1"+!* %2+$[ 08*1)& %"/[ &%*[ "3"+12"))[ 7201"%"+!"/[ /&11/" %1"[ &+[
,/*["14[3,+[/%""//" %1"+[3"/7& %1"1n74Qn!"/n+*")!2+$n)0n /("n
7201&**1Qn
&"n "&+7&$"n " %1"n -"7&)/"$")2+$Rn !&"n !0n "++7"& %"+/" %1n &*n 4"&1"/"+n ,+!"//"$")2+$"+Y72/Y
&++"n &+n !&"0"*n /,)"*"/"& %n ("++1Rn &01n !&"[ 72/[ 0,$J[ $"+1"+*/("Qn 0,$IY$"+1"+*/("Y
&"0"n "1/&##1n "14n !"+n "/1/&"[ 3,+[ /("+-/,!2(1"+[ !2/ %[ +!")0Y
3"/1/"1"/[ ,!"/[ &01/&21,/"+[ Q$"+1"+R[ &*[ 2#1/$"[ "&+"0[ /&11"+[ Q"Y
0 %8#10%"//RJn "&n (,**1n "0n &04"&)"+n 3,/Rn !00n 0& %n !&"0"n $"+1"+n !&"n
/("[!"0["0 %8#10%"//+[0")01[+, %["&+*)[!2/ %["&+"["&$"+*8 %1&$"[
"$&01/&"/2+$[ I0& %"/+TJn &+"n 0,) %"n +*")!2+$n !2/ %n !"+n "/1/"l
1"/k$"+1"+n4&/!n)0n$"+1"+*/("n"7"& %+"1Qn +0"0,+!"/"n!++Rn4"++n
"0n 72n  %4&"/&$("&1"+n 74&0 %"+n !"*n "0 %9#10%"//"+n 2+!n !"*n $"+1"+n
(,**1Rn4&/!n!"/n$"+1n"&+4"+!"+Rn!00[!&"[ /("[2#[&%+[/"$&01/&"/1[&01Jn
*n !"/)"&n /,)"*"+n 3,/72"2$"+Rn &01n "&0-&")04"&0"n &*n !"210 %"+n /l
("+$"0"17n "&+"n "$")2+$n 3,/$"0"%"+Rn !00[ !"/[ "0 %8#10%"//[ 3,+[ !"*[
$"+1"+[ !&"[ "/1/$2+$[ !"/[ /("[ 2#[ 0& %[ 0")01[ 3"/)+$"+[ (++Jn
&"0"n "$")2+$n 0&"/1n 2#n "&+"/n "01&**2+$n &+n !"/n /&0"/n "/+!0l
="/"&+(2+#1nX(2/7nYRn4,+ %n!"/n5-,/1"2/n2#n!"/n0&0n0"&+"/n"&l
*1*/("n$"$"+="/n!"*n$"+1"+n0"&+"n"00"/"+Rn-/&,/&19109)1"/"+n" %1"n
!2/ %0"17"+n (++Qn "*9>n /1&(")n E0"-1&"0n n 0&+!n !&"0"n " %1"n !++n
2 %n &+n !"*n &1$)&"!0)+!n !"/n n 72$2+01"+n !"0n +%"/0n !"/n "&*1l
*/("n&+n!"/n</1)& %"+n"0"17$"2+$n3,/720"%"+Qn

145
Teil 9

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[ffn@@Rn@Fn /("+n

VII. Geistiges Eigentum in Joint-Venture-Vorhaben


EJC[[[ 0[-00&"/1K[4"++[&+["&+"*[
,&+1Y"+12/"[74&0 %"+[3"/Y
0 %&"!"+"+[+1"/+"%*"+[ **1"/&)$:1"/[$"0 %##"+[
4"/!"+O[

,&+1W"+12/"Y*&1Y(,*W
,&+1l"+12/"l/,'"(1"n 0&+!n )"171)& %n )"!&$)& %n "&+n "0,+!"/0[ (,*-)"5"/[
-)"5"+Y" %10"7&"%2+$"+Y -"7&)#))[ !"/[ ,"+[ !/$"01"))1"+[ ,+01"))1&,+"+Qn /1+"/n 3,+n "/1/9l
74&0 %"+Y0")018+!&$Y $"+n 2#n !&"0"*n "&"1n 0&+!n +1"/+"%*"+Rn , %0 %2)"+Rn 011)& %"n 2+!n
4"&1"/"01"%"+!"+Y/1W -/&31"n &+/& %12+$"+Rn !&"n 200 %)&">)& %n ,/0 %2+$n 2+!n +14& ()2+$n
+"/+Y
"1/"&"+Rn2+!n!"/n11Rn!"/n<##"+1)& %"n &11")n#=/n!&"n,/0 %2+$n2+!n+1l
4& ()2+$n 3"/$&1Qn /2+!0917)& %n (++n 74&0 %"+n %,/&7,+1)"+n ,/0 %2+$0ln
2+!n +14& ()2+$0(,,-"/1&,+"+Rn 3"/1&()"+n ,/0 %2+$0ln 2+!n +14& (l
)2+$03"/1/9$"+n 2+!n 0 %)&">)& %n ,/0 %2+$0ln 2+!n +14& ()2+$02#1/9$"+n
!&##"/"+7&"/1n4"/!"+Qn
,/&7,+1)"Y ,,-"/1&,W Ol,/%"+n 74&0 %"+n +1"/+"%*"+[ 2#[ !"/0")"+[ &/10 %#10012#"n
+"+Y 4"/!"+n%92#&$n)0n%,/&7,+1)"n ,,-"/1&,+"+n"7"& %+"1Qn&"n(,,-"/&"/"+l
!"+n+1"/+"%*"+n3"/#,)$"+n!"&n72*&+!"01n&+n!"/n,/0 %2+$0ln2+!n+1l
4& ()2+$0-%0"n "&+"+n $"*"&+0*"+[ 4" (Rn +9*)& %n !&"n $"*"&+0*"n
//"& %2+$n !"0n +$"01/"1"+n +14& ()2+$0"/#,)$0Qn 2 %n "&n !"/n +0 %)&"l
>"+!"+n "/4"/12+$0-%0"n (++n !"/n $"*"&+0*"n 4" (n #,/1$"0"171n 4"/l
!"+Rn 4"++n !&"n "/1/$0-/1"&"+n "&+"n $"*"&+0*"[ /2 %17&"%2+$[ 3"/"&+Y
/"+Qn "/4"/1"+n !&"n "/1/$0-/1"&"+n !0n $"*"&+0*n //"& %1"n '"!, %n
$"1/"++1Rn "14n &+!"*n 0&"n !0n $"*"&+0*n "+14& (")1"n /,!2(1n &*n "11"l
4"/n2+1"/"&++!"/n#"/1&$"+n2+!n3"/1/"&"+Rn"+!"1n+ %n!"/n+14& ()2+$0l
-%0"n!"/n$"*"&+0*"n4" (Qn
"/1&()"Y"/1/8$"Y  %)&">"+n +1"/+"%*"+[ 2#[ 3"/0 %&"!"+"+[ /,!2(1&,+0Y[ ,!"/[ +!")0Y
012#"+n ,/0 %2+$0ln 2+!n +14& ()2+$03"/1/9$"n *&1"&++!"/n Rn %+!")1n "0n
0& %n 2*n 0,$"+++1"n 3"/1&()"n "/1/9$"Rn "&n !"+"+n "&+n +1"/+"%*"+n X7QQn
!"/n+"%*"/n,!"/n 92#"/Yn"&+n+"2"0n/,!2(1n"+14& (")1n2+!n%&"/#=/n3,+n
0"&+"*n 2)&"#"/+1"+n X!"*n "/(92#"/Yn "01&**1"n ,*-,+"+1"+n "+<1&$1Rn
!&"n!&"0"/n#=/n!0n+"2"n/,!2(1n"/01n"+14& (")+n*200Qn
+14& ()2+$02#1/$Y ""+n !"+n 3"/1&()"+n ,/0 %2+$0ln 2+!n +14& ()2+$03"/1/9$"+n $&1n "0n
0 %)&">)& %n !"+n 0 %,+n ,"+n *"%/# %n +$"0-/, %"+"+n +14& ()2+$02#l
1/$Rn"&n!"*n"0n!/2*n$"%1Rn!00n"&+n+1"/+"%*"+n0& %n$"$"+="/n"&+"*n
+!"/"+n +1"/+"%*"+n !72n 3"/-#)& %1"1Rn "&+"[ "01&**1"[ +14& ()2+$0Y
)"&012+$[72["//&+$"+n2+!n!#=/n3,*n2#1/$$""/n"+1),%+1n4&/!Qn

146
Geistiges Eigentum in Arbeits-, Dienst-, Auftrags- und Kooperationsverhältnissen

0n 3,/[ 0 %)200[ !"0[


,&+1Y"+12/"0n 2#n !"+n "&1"+n !"/n /1+"/n "/"&10n &+/&+$2+$0-#)& %1Y&+Y
3,/%+!"+"n n 4&/!n /"$")*9>&$n 72*n 4" ("n !"/n "&1"/"+14& ()2+$n "&+"+Y$"*"&+0*"+Y,,)Y
4" %0")0"&1&$n72/n2172+$n="/)00"+Qn +n"72$n2#n!0n&*n%*"+n"&+"0n

,&+1l"+12/"0n+"2n$"0 %##"+"n"&01&$"n&$"+12*n0"%"+n!&"n"&+0 %)9$&$"+n


"/1/$0()20")+n %92#&$n !&"n #)& %1n !"/n "/1/$0-/1+"/n 72/n ,/!+2+$0$"l
*9>"+n"/)"&12+$n!"/n&++,31&3"+n"02)11"n3,+n!"+n"&$"+"+n/"&1+"%l
*"/+n74Qn/&11"+n&+n"&+"+n$"*"&+0*"+n,,)n3,/Qn

n
0n+0 %)&">"+!"n %& (0)n!"/n l00"10n%9+$1n01/(n3,*n /9#1"3"/%9)1l
+&0n !"/n /1"&"+n Qn ,n 4"/!"+n "&n %,/&7,+1)"+n
,&+1l"+12/"0n %92#&$n
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3"/1&()"+n "/1/$03"/%9)1+&00"+n *&12+1"/n "&+n /1+"/n " %10&+%"/n 4&/!n
2+!n!"*n+!"/"+n/1+"/n= ()&7"+7"+n"&+/92*1Qn

D. Weitere Informationen
+0-/" %-/1+"/KYY
 %&"!001"))"n+ %n!"*n"0"17n="/n/"&1+"%*"/"/#&+!2+$"+nn
"&*n"210 %"+n1"+1ln2+!n /("+*1nn
4"&/= ("+01/>"n@An
G?BB@n =+ %"+n

 %)&1"/12/KY

&+7"/Sn ,/0 %2+$0ln 2+!n +14& ()2+$03"/1/9$"Rn AQn 2#)$"n A??ERn QQn
" (n =+ %"+nA?@?n

/1"+ %l, (Sn /"&1+"%*"/"/#&+!2+$"+n &*n ,+7"/+Rn /)n "6*++0Rn


<)+nA??Fn

/1"+ %n kn ,)7Sn ,**"+1/n 72*n "0"17n ="/n /"&1+"%*"/"/#&+!2+l


$"+RnDQn2#)$"Rn/)n"6*++0Rn <)+nA??Hn

147
Teil 9

/1"+ %nkn,)7Sn/"&1+"%*"/"/#&+!"/3"/$=12+$Rn ,**"+1/RnBQn2#)l


$"Rn/)n"6*++0Rn <)+nA??Hn

+)&+".2"))"+KY
%11-Skk1/+0-1"+1Q ,*k/d(/&"$"/k/"/#&+Q%1*)n

"/0& %1n72*n/"&1+"%*"/"/#&+!2+$0/" %1n

148
TEIL 10
Ein scharfes Schwert! – Geistiges
Eigentum in der Durchsetzung
A. Worum geht’s? – Der Schwerpunkt dieses Teils
&"n&0%"/&$"+n20#=%/2+$"+n"7,$"+n0& %n-/&*9/n2#n!&"n/)+$2+$n3,+n
**1"/&)$=1"/+Rn &%/"n  %2173,/200"172+$"+n 2+!n &%/"+n  %2172*#+$Qn
&"n 4& %1&$"n /$"Rn 4&"n !"//1&$"n " %1"n -/(1&0 %n $"$"+="/n "/)"17"/+n
$")1"+!n $"* %1n 4"/!"+n (<++"+Rn 4") %"n +0-/= %"n 20n !"+n &**1"/&)l
$=1"//" %1)& %"+n ,+,-,)"+n"/4 %0"+n2+!n*&1n4") %"+n2;"/-/,7"002Y
)"+[ 2+![ -/,7"002)"+[ &11")+n *+n !&"0"n !2/ %0"171Rn 0,))n "$"+01+!n !"/n
+ %#,)$"+!"+n/01"))2+$n!&"0"0n"&)0n0"&+Qn

B. Die Kernaussagen auf einen Blick 


jn &/10 %#1)& %"[ &*"+0&,+[ 3,+[ Y" %103"/)"172+$"+Sn n &"n "/)"1l
72+$n3,+n **1"/&)$=1"//" %1"+n%1n"&+n"/%")& %"0[ %8!&$2+$0-,1"+Y
1&)n#=/n!"+n"&+7")+"+n"1/&"n2+!n!&"n,)(04&/10 %#1n&+0$"0*1Qn
jn +0-/: %"Sn n & %1&$"n +0-/= %"Rn !&"n 20n "&+"*n **1"/&)$21n "/l
4 %0"+n(<++"+Rn0&+!n!"/n+0-/2 %n2#n+1"/)002+$Rnn20(2+#10"/1"&Y
)2+$Rn n ,/)$"[ 2+![ & %"/2+$n 3,+n "4"&0*&11")+Rn n "/+& %12+$n !"/n
"/)"172+$0,'"(1"n0,4&"n!"/nn+0-/2 %n2#n %!"+0"/017Qn
jn "/#%/"+Sn n **1"/&)$=1"//" %1)& %"n 1/"&1&$("&1"+Rn !&"n 3,/n -"7&)l
$"/& %1"+n 20$"#, %1"+n 4"/!"+Rn )2#"+n %92#&$n &+n 4&"!"/("%/"+!"+[  %"Y
*"+n Qn n "&n 01"%"+n 0& %n +$/&##0Y[ 2+![ "/1"&!&$2+$0&+01/2*"+1"n
3"/"&+# %1n4&"n+ %#,)$"+!n!/$"01"))1n$"$"+="/Qn

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_11, 149
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 10

n
jn 2;"/7&3&)/" %1)& %"[ "/#,)$2+$Sn n ""+n !"+n 3,/"+++1"+n 7&3&)l
/" %1)& %"+n ,+0".2"+7"+n(<++"+n **1"/&)$2103"/)"172+$"+n2 %n1/#l
11"+n !/01"))"+Qn n *n ))n !"/n &+1"/+1&,+)"+n /,!2(1-&/1"/&"n (<++"+n
"/)"172+$0,'"(1"n-"/n/"+7"0 %)$+%*"n0 %,+n+n!"+n2>"+$/"+7"+n
"210 %)+!0n74Qn!"/nn$"#+$"+n4"/!"+Qn

C. Vertiefung
I. Wirtschaftliche Bedeutung von Immaterialguts-
verletzungen
=<J=[[[ ") %"[4&/10 %#1)& %"[&*"+0&,+[%1[!&"["/)"172+$[3,+[
**1"/&)$:1"//" %1"+[&+["210 %)+!O[
"/)"172+$"+n3,+n **1"/&)$=1"/+n7"&$"+n0& %n&+n74"&"/)"&n"01)1Qn
2#8))&$"Y ,))&0&,+YY 2*n "&+"+n "+10-/& %1n "0n +$"0& %10n !"/n 4 %0"+!"+n "01/"2+$"+n !"/n
+1"/+"%*"+Rn 0& %n 2*n "##"(1&3"+n &**1"/&)$=1"//" %1)& %"+n  %217n 72n
"*=%"+Rn 2+!n !"*n !/20n &**"/n !& %1"/[ 4"/!"+!"+[ "01+![ +[ /&11Y
/" %10-,0&1&,+"+n #01n "&+"*n +1=/)& %"+n 2+1"/+"%*"/&0 %"+n P ""+0/&0&l
(,^Rn "&+*)n 72n !& %1n +n !"+n  %217"/"& %n !"0n "&01&$"+n &$"+12*0n "&+"0n
"11"4"/"/0n 72n $"/1"+Rn ,%+"n !00n %&"/n "&+"n 0 %9!&$"+!"n +1"+1&,+n "l
01+!Qn
+!201/&"Y!"/Y)$&1W 2*n+!"/"+n)""+n%"21"n$+7"n +!201/&"74"&$"n3,+n!"/n"/01"))2+$n3,+n
%"/01"))2+$Y 3,/0917)& %"+n )$&1"+Qn &"0"0n )0n /,!2(1-&/1"/&"n "(++1"n "0 %9#10l
$"/"+n &01n &+n !"+n )"171"+n
%/"+n 72n "&+"*n 4")14"&1"+n %9+,*"+n $"4,/l
!"+Qn +n !"+n 2>"+$/"+7"+n !"/n 2/,-9&0 %"+n +&,+n 4"/!"+n '9%/)& %n #01n
@??n &))&,+"+n9))"n3,+n/,!2(1ln2+!n /("+-&/1"/&"n#"01$"01"))1Qn

150
Geistiges Eigentum in der Durchsetzung

 %n+$"+n!"/nn#))"+n!2/ %n/,!2(1-&/1"/&"Rn&))"$)"n"/-/,!2(l
1&,+Rn /))")ln 2+!n "l *-,/1"n *&11)"/4"&)"n "/"&10n =<F[ !"0[ ")1%+!")0n
2#n )$&1"n ,!"/n 9)0 %2+$"+Rn 40n "&+"*[ &+1"/+1&,+)"+[  %!"+[ 3,+[
:"/[?<<[ &))&/!"+[2/,n$)"& %$"0"171n4&/!Qn))"&+n&+n"210 %)+!n0,))"+n
+ %n %9172+$"+n!"0n
201&7*&+&01"/&2*0n'8%/)& %[ J[A<J<<<[/"&10-)817"n
%&"/!2/ %n3"/),/"+n$"%"+Qn

n
*017"&+2>"+n2+!n2017(,01"+n)0n,)$"n3,+n/,!2(1-&/1"/&"nX2"))"Sn&"n3,)(04&/1l
0 %#1)& %"n "!"212+$n $"&01&$"+n &$"+12*0n 2+!n !"00"+n  %217"0n *&1n ,(20n 2#n !"+n &1l
1")01+!Rn +!"/& %1n mn 12!&"n &*n 2#1/$n !"0n 2+!"0*&+&01"/&2*0n #=/n &/10 %#1n 2+!n
" %+,),$&"Rn"/)&+Rn&*n"/2/nA??HYn

II. Materielle Ansprüche bei


Immaterialgutsverletzungen
=<J>[[[ ") %"[-/,7"002)"+[+0-/: %"[01"%"+[!"*[ +%"/["&+"0[
**1"/&)$21"0[&+[))"/["$")[72O[
&"n4& %1&$01"+n+0-/= %"Rn!&"n!"+n&+n&%/"*n"&01&$"+n&$"+12*n"/)"17l " %0Y+0-/2 %0$/2--"+Y
1"+n3,*n"0"17$""/n+n!&"n+!n$"$""+n4"/!"+Rn0&+!n!"/n+0-/2 %n2#Sn
• +1"/)002+$K[
• 20(2+#1K[
• ,/)$"[2+![& %"/2+$[3,+["4"&0*&11")+K[
• "/+& %12+$K[
• : (/2#n2+!n+1#"/+2+$n20n!"+n"/1/&"04"$"+n2+!n
•  %!"+0"/017J[
2/ %n !&"n 0,$Qn l+#,/ "*"+1l& %1)&+&"n X& %1)&+&"n A??CkCGkn 3,*n W4"&1"Y"/"&+%"&1)&W
AHQCQA??Cn 72/n 2/ %0"172+$n !"/n " %1"n !"0n $"&01&$"+n &$"+12*0Tn )Qn n %2+$Y!"/Y+1&,+)"+Y
/Qn n @HDn Qn @EYRn 42/!"+n ,&$"n +0-/= %"n 2+1"/n "&"%)12+$n !"/n "01"l "0"17"Y
%"+!"+n1/2(12/"+n2+!n!2/ %n4"&1$"%"+!n&+%)10$)"& %"n+!"/2+$"+n!"/n
"&+7")+"+n"0"17"n!"0n$"&01&$"+n&$"+12*0nA??Gn/"#,/*&"/1Qn

151
Teil 10

=<J?[[[ ,/2#[&01[!"/[+1"/)002+$0+0-/2 %[$"/& %1"1O[


&")Y&01Y!&"Y"0"&1&$2+$Y "/n+1"/)002+$0+0-/2 %n"01"%1n&+n"72$n2#n!&"n,/10"172+$[!"/["/Y
!"/Y"/)"172+$Y2+!Y
)"172+$Qn +0-/2 %07&")n &01n !&"n (=+#1&$"n 20/92*2+$n !"/n "/)"172+$n 2+!n
"/%&+!"/2+$Y"&+"/Y
&"!"/%,)2+$Y "&+"n0& %"/2+$n!"/n0,$Qn&"!"/%,)2+$0$"#%/Qn
 %,+Y"&Y!/,%"+!"/Y /n&01n"/n20+%*04"&0"n2 %n!++n0 %,+n72)900&$Rn4"++n"&+"n+, %n+& %1n
"#%/Y72)800&$Y "&+$"1/"1"+"n "/)"172+$n "/+01%#1n !/,%1Rn 0,$J[ /01"$"%2+$0$"#%/Qn "/n
+0-/2 %n&01n$"/& %1"1n$"$"+n!"+n"/)"17"/n,!"/n1</"/Qnn

 L[2#n"/0 %2)!"+Rn!Q%Qn7QQn2#n "++1+&0n3,*n"01"l


%"+!"+n"0&$+lRn /("+ln,!"/n/%""//" %1"+Rn(,**1n"0n#=/n
n
!"+n+1"/)002+$0+0-/2 %n+& %1[+Wn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ 7&3&)/" %1)& %"/n +1"/)0l


02+$0+0-/2 %n fn @??Cn Rn fn @BHn 1Rn fn ACn "/ Rn fn @AGn
n /("+Rn fn CAn "0 %* Rn fn BFn ,/1 %Rn fn HRn 0Qn @n
)) %RnfnHFn/%n

=<J@[[[ ,/2#[&01[!"/[20(2+#10+0-/2 %[$"/& %1"1O[


&")Y&01Y!&"Y "++1+&0"/W "/n 20(2+#10+0-/2 %n $&1n 20(2+#1n ="/n !"+n "/)"172+$02*#+$Qn 0n
)+$2+$Y3,*Y"/)"1W +0-/2 %07&")n&01n$"/& %1"1n2#n "++1+&0"/)+$2+$[3,+[(1"+n72/n"##"(Y
72+$02*#+$Y 1&3"/"+[ 2/ %0"172+$n !"/n =/&$"+n +0-/= %"n X7QQn 2#n +1"/)002+$Rn
"0"&1&$2+$n2Qn %!"+0"/017YRn"&0-&")04"&0"n"/1/&"04"$"Rn*#+$n2+!n
2"/n!"/n"/)"172+$n"1 Qnn
"/n 20(2+#10+0-/2 %n /& %1"1n 0& %n &+n "/01"/n &+&"n $"$"+[ !"+[ "/)"17"/[
2+![ 19/"/Rn &01n "/n 0"&1n (2/7"*n 2 %[ $"$"+[ /&11"n *<$)& %Qn "171"/"0n &+n
9))"+n ,##"+0& %1)& %"/n " %103"/)"172+$n ,!"/n &+n 9))"+Rn &+n !"+"+n !"/n
" %10&+%"/n $"$"+n !"+n "/)"17"/n )$"n "/%,"+n %1Qn ))"/!&+$0n "01"%1n
!"/n+0-/2 %n+2/n$"$"+n0,) %"n/&11"Rn0,#"/+n!&"0"n&+n$"4"/)& %"*n20l
*>n%+!")1"+Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ fn @C?n 1Rn fn ACn


n "/ Rnfn@Hn /("+RnfnCEn"0 %* RnfnBFn,/1 %RnfnHRn
0QnAn)) %n&QQ*QnfnACn"/ Rnfn@?@n/%n

=<JA[[[ ,/2#[&01[!"/["0& %1&$2+$0+0-/2 %[$"/& %1"1O[


&")Y&01Y!&"Y2#()8/2+$Y *n ,/#")!n "&+"/n "/)"172+$001/"&1&$("&1n $&1n "0n !&"n "/$9+7"+!"n <$)& %l
"&+"/Y" %103"/)"172+$Y ("&1n!"/[2/ %0"172+$n"&+"0n0,$Qn"0& %1&$2+$0+0-/2 %"0n72/n )9/2+$n!"/n
/$"Rn,["&+[/7"2$+&0[:"/%2-1[/" %103"/)"17"+![&01Jn&"0"n <$)& %("&1n
%1n &%/"n $/<>1"n "!"212+$n "&n !"+n 1" %+&0 %"+n  %217/" %1"+Rn 4,n "0n 2#n
+& %1n&**"/n"3&!"+1n"/0& %1)& %"n1" %+&0 %"n "/(*)"n+(,**1Qn

152
Geistiges Eigentum in der Durchsetzung

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ fn @C? n 1Rn fn AC n


n "/ Rn fn @Hn /("+Rn fn CEn "0 %* Rn fn BF n ,/1 %Rnn
fnHRn0QnAn)) %n&QQ*QnfnAC n"/ Rnfn@?@n/%n

=<JB[[[ ,/2#[&01[!"/[ %!"+0"/017+0-/2 %[$"/& %1"1O[


"/n  %!"+0"/017+0-/2 %n "7&"%1n 0& %n 2#n !"+n /017[ &0%"/&$"/[ 2+![ &")Y&01Y!"/Y %!"+020W
(:+#1&$"/[  %8!"+Rn !&"n (20)n 20n !"/n "$+$"+"+n "/)"172+$0%+!)2+$n $)"& %Y
/"02)1&"/"+Qnn
,/200"172+$n #=/n !&"0"+n +0-/2 %n &01n 01"10n "&+n "/0 %2)!"+n !"0n "/)"1l "/0 %2)!"+Y$"#,/!"/1YXY
7"/0Qn &"n 1n $"%1n %&"/n "/n 3,+n "&+"/n 0"%/[ $"/&+$"+[ %/)800&$("&10$/"+7"n "/Y$"/&+$"Y+#,/!"/2+W
20Rn0,n!00n"/0 %2)!"+n#01n&**"/n3,/)&"$1Qnn $"+Y

+!"/0n)0n&*n))$"*"&+"+n&3&)/" %1n4&/!n"&n!"/n"/)"172+$n3,+n **1"l /"&Y "1%,!"+Y!"/Y %W


/&)$=1"/+n !&"n $"0"17)& %"n 9$)& %("&1[ "&+"/[ !/"&# %"+[  %!"+0"/" %Y !"+0"/" %+2+$Y
+2+$n"/<##+"1Qn

• "/n"/)"171"n(++n4%)4"&0"n!"+n1108 %)& %"+K[!2/ %[!&"["/)"172+Y


$"+[ "+101+!"+"+[ "/*9$"+00 %!"+n )0n "+1$+$"+"+n "4&++n #,/l
!"/+Rn

• 0"&+"+n %!"+n+ %n!"/n "1%,!"[!"/[ &7"+7+),$&"n"/" %+"+n

• ,!"/n"/n0& %n!"+n"/)"17"/$"4&++[20("%/"+n)00"+Qnn

& %1&$n&01n72+9 %01n!&"n"0101"))2+$Rn!00n!&"n!/"&n %!"+0"/" %+2+$0l


*"1%,!"+n +& %1n (2*2)1&3Rn 0,+!"/+n +2/n )1"/+1&3n %"/+$"7,$"+n 4"/!"+n
(<++"+Qn"/n"/)"171"n*200n0& %n)0,n&*n )$"3"/#%/"+n"+10 %"&!"+Rn4")l
%"n "/" %+2+$0*"1%,!"n "/n 72/n "$/=+!2+$n 0"&+"/n ,/!"/2+$n %"/+7&"l
%"+n4&))Qn
&"n "/" %+2+$0/1n + %n !"*n "+1$+$"+"+n "4&++n !"0n "/)"171"+n 4&/!n ,+(/"1"/Y %!"+Y
0")1"+n $"49%)1Rn 4"&)n !"/n  %217/" %10&+%"/n !#=/n !"1&))&"/1n ="/n 0"&+"n
"1/&"0&+1"/+"n "4&++01/2(12/n 20(2+#1n $""+n *200n 2+!n 4"&)n "&+"n 2+l
*&11")/"n 20)&191n 74&0 %"+n !"*n 017n !"/n "/)"172+$0"/7"2$+&00"n
2+!n !"/n *0173"//&+$"/2+$n !"0n **1"/&)$210&+%"/0n ,#1*)0[ +2/[
0 %4"/[!/72)"$"+n&01Qn
"&n !"/n "1%,!"n !"/n &7"+7+),$&"n "/%9)1n !"/n 3"/)"171"n " %10&+%"/n "1%,!"Y!"/YY
"&+"+n 20$)"& %n !#=/Rn !00n !"/n "/)"17"/n "&+"+n "/*<$"+03,/1"&)n !2/ %n &7"+7+),$&"Y
"&+"n 2+"/)21"n 2172+$n !"0n **1"/&)$21"0n "/)+$1n %1Qn "/n "/)"171"n
0,))n0,[$"01"))1[4"/!"+K[)0[%811"["/[*&1[!"*["/)"17"/["&+"[ &7"+7[3"/"&+Y
/1Qn &"n %6-,1%"1&0 %"n &7"+7"&++%*"n 0,))n !++n !"/n &+!"013"/)"1l
72+$00 %!"+n0"&+Qn2072$"%"+n&01n!3,+Rn4") %"+n &7"+7017n3"/+=+#1&$"n
"/1/$0-/1+"/n &+n "++1+&0n !"/n 1109 %)& %"+n +14& ()2+$n 49%/"+!n !"0n
"/)"172+$07"&1/2*0Rn &+0"0,+!"/"n %&+0& %1)& %n !"0n "/)"172+$02*#+$0Rn
$"49%)1n%911"+Qn
n

153
Teil 10

"1%,!"Y!"0YY "&n !"/n  %!"+0"/" %+2+$0*"1%,!"n !"/n "/20$"n !"0n "/)"17"/$"l


"4&++20("%/0Y 4&++0n *200n !"/n "/)"17"/n !"+n "4&++n %"/20$""+Rn !"+n "/n *&1n !"/n
/" %104&!/&$"+n "+2172+$n !"0n **1"/&)$=1"//" %1"0n !"0n "/)"171"+n "/l
7&")1n %1Qn "/3,/72%""+n &01Rn !00n !2/ %n !&"n (12"))"n " %10-/" %2+$n !&"n
72$0#8%&$("&1[ 3,+[ "*"&+(,01"+[ "&[ !"/[ )(2)1&,+[ !"0[ "/)"17"/Y
$"4&++0[ !/01&0 %[ /"!27&"/1n 42/!"n 2+!n !&"0"n +10 %"&!2+$n )"171)& %n !&"n
"/20$"n"&+"0n!9.21"+n#&(1&3"+n"4&++0n"/*<$)& %1Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ 7&3&)/" %1)& %"/n  %!"+0l


"/017+0-/2 %[ fn GABn K[ fn @BHRn 0Qn An 1Rn fn ACRn 0Qn An
n "/ Rnfn@DRn0QnDn /("+RnfnCARn0QnAn"0 %* RnfnBFRn
0QnAn,/1 %RnfnHRn0Qn@n)) %RnfnHFRn0QnAn/%RnfnHn
n

=<JC[[[ ,/2#[&01[!"/["0"&1&$2+$0+0-/2 %[$"/& %1"1O[


"/n "0"&1&$2+$0+0-/2 %n "7&"%1n 0& %n 2#n !&"n "0"&1&$2+$[ "&+"0[ +, %[
"5&01"+1"+[ "/)"172+$0"/#,)$"0Qn "/n +0-/2 %n &01n $"/& %1"1n 2#n !&"n "/l
+& %12+$n !"/n "/)"172+$0"/7"2$+&00"n "&+0 %)&">)& %n !"/n %&"/#=/n "&+$"0"17l
1"+n"/01"))2+$0*&11")Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ fn @??C[ Rn fn @C?n 1Rnn


fn ACn "/ Rn fn @Gn /("+Rn fn CAn "0 %* Rn fn BFn
n ,/1 %Rn fn HRn 0Qn An )) %n &QQ*Qn fn ACn "/ Rn fn HFRn
0Qn@n/%RnfnGRn0Qn@nn

=<JD[[[ ,/2#[&01[!"/[: (/2#+0-/2 %[$"/& %1"1O[


/$8+71n 4&/!n !"/n "01"%"+!"n "/+& %12+$0+0-/2 %n 2*n "&+"+n 0,$"+++l
1"+n= (/2#0ln2+!n+1#"/+2+$0+0-/2 %Qn&"n-/(1&0 %"["!"212+$n!&"0"0n
+0-/2 %"0n&01n!"/7"&1n'"!, %n#/$)& %Qn

[ [[ On[

&"[4& %1&$01"+["0"17"0+,/*"+Lnfn@C?Rn0QnBn1RnfnACRn
0Qn An "/ Rn fn @GRn 0Qn An /("+Rn fn CBRn 0Qn An
n "0 %* Rn fn BFRn 0Qn An ,/1 %Rn fn HRn 0Qn An )) %n
&QQ*QnfnACRn0QnAn"/ RnfnHGRn0QnAn/%Rnn

154
Geistiges Eigentum in der Durchsetzung

III. Außergerichtliche Instrumente des Verletzten


=<JE[[[ ") %"[2;"/$"/& %1)& %"+[ &11")[%1[!"/[ **1"/&)$210Y
&+%"/[72/[2/ %0"172+$[0"&+"/[" %1"O[
"*n-,1"+1&"))n"/)"171"+n01"%"+n!0n +01/2*"+1n!"/n0,$"+++1"+n"/" %Y
1&$2+$0+#/$"n 0,4&"n !&"n &+)"&12+$n "&+"0n 2;"/$"/& %1)& %"+[ *%+Y
3"/#%/"+0n 72/n "/#=$2+$Rn 2*n 0"&+"n " %1"n 2>"/$"/& %1)& %n $")1"+!n 72n
* %"+Qn

=<J=<[[[ 0[&01["&+"["/" %1&$2+$0+#/$"O[


&1n "&+"/n "/" %1&$2+$0+#/$"n ()8/1[ !"/[ **1"/&)$210&+%"/[ !"+[ ,/012#"Y!"/Y*%+2+$Y
-,1"+1&"))"+[ "$+"/[ :"/[ 0"&+"[ +0& %1[ !&"[ " %10)$"[ "1/"##"+![ 2#n
2+!n3"/)+$1[!&"["+14,/12+$[!"/[/$"Rn4/2*n!"/n"$+"/n*"&+1Rn72/n
2172+$n1/,17n!&"0"/n" %1"n"/" %1&$1n72n0"&+Qn&+"n"/" %1&$2+$0+#/$"n
01"))1n !&"n ,/012#"n 72/n *%+2+$n !/Qn +0"0,+!"/"n "&*n 2+$"4&00"+n
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$2+$0+#/$"n ),%+"+Rn !n !"/n +#/$"+!"n 0& %n 0,n "&+"n #"%)"/%#1"n *%l
+2+$n 0-/"+n (++Qn /n !&"n *%+2+$n +9*)& %n 2+"/" %1&$1Rn (++n !"/n
$"*%+1"n 2+1"/n *019+!"+n !&"n ,01"+n 0"&+"/n "/1"&!&$2+$n $"$"+n !&"n
*%+2+$n"/0"171n3"/)+$"+Qn

=B[ 201"/n"/" %1&$2+$0+#/$"[


n

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&+"n*%+2+$n&01n"&+n %/"&"+Rn*&1n!"*n!&"n20n!"/n"/)"172+$n"&+"0n
 %217/" %1"0n /"02)1&"/"+!"+n +0-/: %"n !"0n  %217/" %10&+%"/0n 2;"/Y
$"/& %1)& %[ $")1"+![ $"* %1n 4"/!"+Qn &"n *%+2+$n !&"+1n !"/n "/*"&Y
!2+$[!"0[/,7"00(,01"+/&0&(,0Qn

[ [[ On[

&"[ 4& %1&$01"+[ "0"17"0+,/*"+L[ &+"n 20!/= ()& %"n


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n !%"/n"&+"n"/)"&12+$n!"/n" %10-/" %2+$Qnfn@ARn0Qn@nRn
fnHFn/%n

=<J=>[[[ ") %"+[4" ([3"/#,)$1["&+"[*%+2+$O[


&"n*%+2+$n%1n!&"n2+(1&,+Rn1/"&1&$("&1"+[2*[!&"["/)"172+$["&+"0[ /"&4&))&$"JY2;"/$"/& %1W
**1"/&)$21"0[2;"/$"/& %1)& %["&72)"$"+Jn&"n&01n"/n("&+"[2)800&$Y )& %"Y1/"&1"&)"$2+$Y
("&103,/200"172+$n#=/n!&"n"0 %/"&12+$n!"0n"/& %104"$"0Qn

155
Teil 10

"/*"&!2+$Y!"0Y ,01"+/&W 20n& %1n!"0n"/)"171"+n&01n0&"n0&++3,))Rn2*n!"*n&0&(,n72n"$"$+"+Rn!00n


0&(,0Y&*Y/,7"00Y"&Y !&"n $"$+"/&0 %"n "&1"n "&+"0n $"/& %1)& %"+n "/#%/"+0n &%/"n +1"/)002+$0l
0,#,/1&$"/Y+"/("++2+$Y -#)& %1n0,#,/1n+"/("++1Rn4"++n0&"n&*n/&$"+n("&+"+n+)00n72*n"1/"&"+n
!2/ %Y!&"Y"$+"/0"&1"Y
!"0n "/#%/"+0n $"$""+n %1Qn +n "&+"*n 0,) %"+n ))n 4=/!"n !"/n "/)"171"n
74/n *1"/&"))n 3,))019+!&$n ,0&"$"+Rn 4"&)n "/n !"+n +!"/"+n "/n *&1n "&+"/n
"&$"+1)& %n 2++<1&$"+n )$"n 72/n 2/ %0"172+$n 0"&+"/n " %1"n P="/#))"+_n
%1Rn %1n "/n 09*1)& %"n "+101+!"+"+n "/#%/"+0(,01"+n X2 %n !&"n !"0n "l
$+"/0Yn72n1/$"+Qn

[ [[ On[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fnHBnn

=<J=?[[[ ") %"+[/"$")*8;&$"+[ +%)1[%1["&+"[*%+2+$O[


&+"n*%+2+$n2*#001n&+n))"/n"$")n!&"n#,)$"+!"+n2+(1"Sn

• (2/7"n "0 %/"&2+$n !"0n 72$/2+!"n )&"$"+!"+n  %3"/%)10n 2+!n /)"l


$2+$n!"0n*#+$"0[2+![ +%)1"0[!"0[ %217/" %1"0Tn

• /" %1)& %"["$/:+!2+$Rn4/2*n"&+"n %217/" %103"/)"172+$n3,/)&"$1Tn

• 2##,/!"/2+$n"&+n"01&**1"0n"/%)1"+n72n2+1"/)00"+Tn

• 2##,/!"/2+$n "&+n "/1/$001/#"3"/0-/" %"+n 72$""+n X/&*8/+Y


0-/: %"YTn

• 2##,/!"/2+$n 72/n /1"&)2+$n 3,+n 20(2+#1[ 2+![ " %+2+$0)"$2+$n


X"(2+!8/+0-/: %"YTn

• +(:+!&$2+$n3,+n %!"+0"/017+0-/: %"+n2+!n2##,/!"/2+$n72*n


/2+!+"/("++1+&0Tn

• +!"/+#))0n+!/,%2+$[$"/& %1)& %"/[ %/&11"n2+1"/n/&010"172+$Jn

=<J=@[[[ 0[&01["&+"[+1"/)002+$03"/-#)& %12+$0"/()8/2+$O[


$/"+72+$Y3,+Y!"/Y &"n +1"/)002+$03"/-#)& %12+$0"/()9/2+$n &01n 01/&(1[ 3,+[ !"/[ *%+2+$[
*%+2+$Y 72[1/"++"+n2+!n"0n#9))1n&+n!"+n#)& %1"+(/"&0[!"0[-,1"+1&"))"+["/)"17"/0Rn
"&+"n !&"n &"!"/%,)2+$0$"#%/n "0"&1&$"+!"n ,/*2)&"/2+$n 72n #&+!"+Qn &+"n
*%+2+$n(++n)0,n!2/ %20n2 %[3,))(,**"+[,%+"["&+"[3,/#,/*2Y
)&"/1"[+1"/)002+$03"/-#)& %12+$0"/()8/2+$[4&/(0*["/#,)$"+Qn
"&Y"/&+!2+$Y*&1Y )"& %7"&1&$n4&/!n"&+"n3,/#,/*2)&"/1"Rn"/n2QQn72n4"&1n$"%"+!"n+1"/)0l
*%+2+$Y01"))1Y!&"0"Y 02+$03"/-#)& %12+$0"/()9/2+$n +& %1n 74+$0)92#&$n 72/n 1"&)4"&0"+n ,!"/n
+2/Y"&+Y+$",1Y!/Y 3,))019+!&$"+n " %104&!/&$("&1n !"/n *%+2+$n )0n 0,) %"/n #=%/"+Qn +!"0n
(++n "140n +!"/"0n $")1"+Rn 4"++n !&"n +1"/)002+$03"/-#)& %12+$0"/()9l
/2+$n +& %1n )0n +$",1n #,/*2)&"/1n 4&/!Rn 0,+!"/+n 0111!"00"+n !&"n $"n
!"/n ,/#,/*2)&"/2+$n 74&+$"+!n $"#,/!"/1n 4&/!Qn ++n +9*)& %n #=))1n !"/n
(,+(/"1"n +%)1n!"/n+1"/)002+$03"/-#)& %12+$0"/()9/2+$n72$)"& %n&**l

156
Geistiges Eigentum in der Durchsetzung

+"+1n !&"n &+n !"/n *%+2+$n "+1%)1"+"+n +0-/2 %0"/=%*2+$"+n 20Qn 0n
"*-#&"%)1[ 0& %[ !%"/[ 01"10[ !&"[ /01"))2+$[ !"/[ +1"/)002+$0"/()8/2+$[
)0[),;"0[+$",1Jn
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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnHFRn0QnAn/%n

157
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  L[I +1"/+"1[&01[("&+[/" %10#/"&"/[2*PS[

"/n n "/%9)1n 3,+n !"/n +7)"&n 0 %l ,%)"n "&+"n *%+2+$n 4"$"+n "&+"/n +l
$")& %"+n/%""//" %103"/)"172+$[&*[ +1"/+"1Qn"/n"$"+01+!04"/1n#=/n!&"n
" %10+4)10/" %+2+$n!"0n"2#1/$1"+n+4)1"0n&01n*&1n"&+"/n%)"+[ &))&Y
,+[n$"0 %9171Rn!&"n+4)10$"=%/n*n,"/01"+n &*&1n!"0n$"0"17)& %n*<$)&l
%"+n +$"0"171Qn &+"n ,))* %1[ #"%)1n ""+0,Rn 4&"n "&+n (1"+7"& %"+[ !"0[ +Y
4)10Qn0n4&/!n+1"/)002+$n2+!n"&+n-20 %)"/[ %!"+0"/017[3,+[=AJ<<<K<<[
n $"#,/!"/1Qn n !&"n "0 %/"&2+$n !"0n  %3"/%)1"0[ ,##"+0& %1)& %[ 0,[
))$"*"&+[$"#001n&01Rn!00n0&"n2#n"&+"n&")7%)n3,+n9))"+n-001n2+!n0& %n+& %1n
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&*n +1"/+"1n 2+!n "/#9%/1Rn !00n !&"n +7)"&n 0 %l ,%)"n 49%/"+!n !"/n )"171"+n
$"n4,%)[*"%/"/"[%2+!"/1[ +1"/+"1+217"/n+$"0 %/&""+n%1Qnn

0n(++nn12+Vn

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IV. Gerichtliche Instrumente des Verletzten


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158
Geistiges Eigentum in der Durchsetzung

&+014"&)&$"n "/#=$2+$n &01n 72)900&$Rn 4"++n P72n "0,/$"+n &01Rn !00n !2/ %n
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159
Teil 10

=<J=D[[[ 0[&01["&+[0 %)2000 %/"&"+O[


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0 %)2000 %/"&"+n ="/0"+!"+Qn &"/"&n #,/!"/1n !"/n "/)"171"n !"+n "/)"17"/n
2#Rn !&"n "$")2+$"+n !"/n "&+014"&)&$"+n "/#=$2+$n )0[ 0 %)&";"+![ 3"/Y
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+!"/"/n " %10"%")#"n 72n 3"/7& %1"+n 2+!n !*&1n !"+n ,/1$+$[ &+[ "&+"*[
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#2+$n 3,/n !"*n "/)+!"0$"/& %1n ="/-/=#1n 4"/!"+Qn "$"+n !"00"+n +1l
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160
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%1n !"/n "0"17$""/n 72!"*n 0,$"+++1"[ ,+7"+1/1&,+03"/,/!+2+$"+n


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V. Strafverfahren und Grenzbeschlagnahme


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161
Teil 10

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162
Geistiges Eigentum in der Durchsetzung

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VI. Verteidigungsmittel des zu Unrecht in Anspruch


Genommenen
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163
Teil 10

D. Weitere Informationen
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164
TEIL 11
Lizenzieren oder selbst nutzen? –
Bewertung und Verwertung Geistigen
Eigentums
A. Worum geht’s? – Der Schwerpunkt dieses Teils
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$"$+$"+n4"/!"+Qn

B. Die Kernaussagen auf einen Blick 


jn"!"212+$[!"/["/4"/12+$[$"&01&$"+[&$"+12*0[#:/[!0[+1"/+"%*"+Sn
n &"n "/4"/12+$n 3,+n **1"/&)$=1"/+n %1n &+n "&1"+n 019/("/"/n ),)&l
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72n 2+1"/0 %"&!"+Sn n **1"/&)$210:"/1/$2+$Kn n "$/=+!2+$n 3,+n
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M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,
DOI 10.1007/978-3-8349-6411-3_12, 165
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 11

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9(,+,*&0 %"+[*#")!0n2+!n!"/n(,+(/"1"+["4"/12+$00&121&,+Qn

C. Vertiefung
I. Bedeutung immaterialgüterrechtlicher Transak-
tionen für das moderne Unternehmen
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166
Bewertung und Verwertung Geistigen Eigentums

II. Grundlagen der immaterialgüterrechtlichen


Transaktionen
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1"&)"+n2+!n0 %)&">)& %nn

• !"/n &7"+7&"/2+$n2+1"/0 %&"!"+n4"/!"+Qn


))"n !&"0"n /+0(1&,+"+n 2+1"/#))"+n $/2+!0917)& %n !"*n &*n !"210 %"+n
&3&)/" %1n $")1"+!"+n 01/(1&,+0-/&+7&-Rn !Q%Qn !&"n /1"&"+n *=00"+n 0& %n
72+9 %01n&+n"&+"*n0 %2)!/" %1)& %"+["/-#)& %12+$0$"0 %8#1n"&+&$"+n2+!n
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))"/!&+$0n %+!%1n !&"n %< %01/& %1"/)& %"n /5&0n !0n /"++2+$0-/&+7&-Rn
)0,n !"+n /2+!017n !"/n +%9+$&$("&1n 3,+n 0 %2)!/" %1)& %"/n "/-#)& %l
12+$0ln2+!n!&+$)& %"/n"/#=$2+$0""+"n/" %1n), ("/n2+!n+&**1n%92#&$n"&n
+4&/(0*("&1n !"/n "/-#)& %12+$0""+"n "&+"n 21,*1&0 %"n +4&/(0*l
("&1n!"/n"/#=$2+$0""+"n+Qn

==J?[[[ &1["0[#:/[&**1"/&)$:1"//" %1)& %"[/+0(1&,+"+[[


&/$"+!4") %"[,/*3,/0 %/&#1"+O[
"/#=$2+$"+n="/n **1"/&)$=1"/n$)"& %n4") %"/n/1n2+1"/)&"$"+n("&+"/Y "&+"Y,/*3,/0 %/&#1"+Y
)"&[,/*3,/0 %/&#1"+Qn%",/"1&0 %n0&+!n0&"n!*&1n)0,n2 %n*=+!)& %n3,))l
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"4"&0/("&1n0"%/n0")1"+n3,/72#&+!"+Qn

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"&n /2+!01= ("+n mn 2;"/%)[ !"/[ '"4"&)&$"+[ "$&01"/n X /("+/,))"Rn "l *:00"+Y+& %1Y!&"Y1108 %W
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0-&"$")+Y
0 %/"&2+$n&*n"$&01"/n%1n!%"/n ("&+"/)"&[(,+01&121&3"[&/(2+$n2+!n&01n
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)& %"+n $"n4"& %"+Qn=/n200 %)&">)& %"n &7"+7"+n"01"%1n1"&)4"&0"nX#=/n
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"$&01/&"/2+$Qn2 %n!&"0"n&+1/$2+$n&01n"/n#=/n!&"n4&/(0*"n"01"))2+$n
"&+"/n &7"+7n2+" %1)& %Qn

167
Teil 11

==JA[[[ &1["0["&[&**1"/&)$:1"//" %1)& %"+[/+0(1&,+"+["&Y


+"+[$21$)82&$"+[/4"/O[
&+n $21$)92&$"/n /4"/[ +& %1[ "01"%"+!"/[ ,!"/[ "&+[ )01"+#/"&"/[ /4"/n
")01"1"/n **1"/&)$=1"/n ,!"/n !3,+n $"0-)1"1"/n 2172+$0/" %1"n &01n
+& %1n*<$)& %Qn
2 %n!&"n"&n$"4"/)& %"+n %217/" %1"+n"&+0"%/"n"$&01"/)$"n%1n("&+"n
(,+01&12&"/"+!"n ,!"/n -2)&7&19/"n &/(2+$Qn "/n *1"/&"))l/" %1)& %n & %1l
"/" %1&$1"n (++n ("&+"n 4&/(0*"+n "/#=$2+$"+n ="/n !0n **1"/&)$21n
1/"##"+Qn
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n &"[4& %1&$01"+["0"17"0+,/*"+L[ffnC@BRnC?CRnBHGnn

III. Voll- und Teilübertragung


==JB[[[ 0[$"0 %&"%1[/" %1)& %["&[!"/[ **1"/&)$:1"/:"/1/Y
$2+$O[
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!++n!0n **1"/&)$21Qn

168
Bewertung und Verwertung Geistigen Eigentums

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"+101"%"+Rn"14n&*n))"n"&+"/n$"*"&+0 %#1)& %"+n/#&+!2+$0)"&012+$n,!"/n
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n

[ [[ O[[

n &"[4& %1&$01"+["0"17"0+,/*"+L[fn@Dn1K[fnAAn"/ n

==JE[ &+![ /("+/" %1"[$+7[,!"/[1"&)4"&0"[:"/1/$/O[


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**1"/&)$=1"/+Qn&"n0&+!n$+7[,!"/[1"&)4"&0"[#/"&[:"/1/$/n2+!n(<+l :"/1/$/Y

169
Teil 11

+"+nmn+!"/0n)0n"14n1"+1"nmn)0n **1"/&)$21n0,$/[2#$"0-)1"1Rn!Q%Qn
2#n *"%/"/"n 3"/0 %&"!"+"Rn +& %1n &+n " %10$"*"&+0 %#1n *&1"&++!"/n 3"/l
2+!"+"n +%"/nP3"/1"&)1_n4"/!"+Qn
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/("+1"&)2+$Y !00n !&"n &+1/$2+$n !"/n /("n #=/n !&"n &+n !"/n "&)2+$0"/()8/2+$n 2#$"l
#=%/1"+n /"+n ,!"/n &"+01)"&012+$"+n )0n $"1/"++1"n &+1/$2+$n #,/1"l
01"%"+n0,))Qn=/n'"!"n"&)"&+1/$2+$n)"&1n!"/n"&1/+$n!"/n2/0-/=+$)& %"+n
&+1/$2+$n"/%)1"+Qn&"n"&)2+$n"&+"/n /("n&01n)0,n&**"/n2#n!0n )0l
0"+3"/7"& %+&0n 72n "7&"%"+Qn "/n /92*)& %"n ")12+$0"/"& %n "&+"/n /("n
(++n "&0-&")04"&0"n +& %1n 2#$"1"&)1n 4"/!"+Qn &"n "&)2+$n "&+"/n /("n &01n
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%/"YRn!"++, %n2+%9+$&$n
3,+n !"/n 0&0*/("n ="/1/$"+n 4"/!"+Qn &+"n +!"/2+$n !"0n +%"/0n !"/n
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n &"[4& %1&$01"+["0"17"0+,/*"+L[fnAFn /("+n

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• )00&0 %"[ $",$/-%&0 %"[ "/(2+#10+$"+n 0&+!n 0 %,+n &%/"/n 12/n


+ %n("&+"n1/+0#"/#9%&$"+n" %10-,0&1&,+"+Qn

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• "&n!"+n#=/n ""+0*&11")n&+n!0n"$&01"/n!"/n"2/,-9&0 %"+n ,**&00&,+n


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170
Bewertung und Verwertung Geistigen Eigentums

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171
Teil 11

11.15  Ist das Urheberrecht ganz oder teilweise übertragbar?


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IV. Lizenzierung
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)"$2+$03"/"&+/2+$"+Qn

172
Bewertung und Verwertung Geistigen Eigentums

+!"/0n 01"))1n 0& %n !"/n " %103,/$+$n "&n !"/n -,0&1&3"+n &7"+7n !/Qn &"/n ,$IY,0&1&3)&7"+7Y
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173
Teil 11

"/*<$)& %"+Qn "01"%1n 74&0 %"+n !"/n &*n &7"+73"/1/$n 3"/"&+/1"+n "/$=12+$n
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174
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175
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V. Bewertung von Immaterialgütern


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176
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177
Teil 11

01& %1$n X&0 ,2+1"!n 0%n ),4YRn !&"n 20n !"/n 2172+$n !"0n &**1"/&"))"+n
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178
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179
Teil 11

/=+!"+n +#+$n !"/n H?"/n


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180
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181
Teil 11

D. Weitere Informationen
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182
TEIL 12
Den Durchblick behalten – Strategische
Steuerung Geistigen Eigentums im
Unternehmen, IP-Management
A. Worum geht’s? – Der Schwerpunkt dieses Teils
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M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3_13, 183
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Teil 12

C. Vertiefung
I. IP-Management – Ziel und Definition
=>J<=[[[ ") %"[&")/& %12+$"+[0&+![*&1[!"/["/4)12+$["&01&$"+[
&$"+12*0[&*[+1"/+"%*"+[3"/2+!"+O[
**1"/&)$:1"/Y*"%/"+Y &"n "/4)12+$n "&01&$"+n &$"+12*0n 72/n "1/&"0)"+(2+$n &*n ()00&0 %n
0,4&"Y(1&3Y2+!Y-00&3Y 3"/01+!"+"+n&++"n%1n!&"n-"/*+"+1"n2#$"Rn!&"n+217/"+n "++1+&0Y
0 %:17"+Y 0"[2+!["/1&$("&1"+[&++"/%)[!"0[+1"/+"%*"+0[72[3"/*"%/"+Rn#/"&n3,+n
"/#=$2+$0/" %1"+n /&11"/n 72n %)1"+Rn 3,/n "&+"/n +14"/12+$n 72[ 0 %:17"+n
2+!n0 %)&">)& %n72/n/#=))2+$n!"0n+1"/+"%*"+074" (0n"##"(1&3["&+720"1Y
7"+Qn

=>J<>[[[ 0[$"+2[3"/01"%1[*+["&$"+1)& %[2+1"/[!"*["$/&##[!"0[


I Y +$"*"+10SO[
W +$"*"+1YXY"&+Y &"n &+n 3&")"+n +!"/"+n "/"& %"+n !"0n " %1"0n *n "&01&$"+n &$"+12*n &01n
0 %&))"/+!"/Y"$/&##Y 2 %n&*n))n!"0n l +$"*"+10n"&+"n0 %)&">"+!n3"/&+!)& %"["#&+&Y
1&,+[0 %4"/[2072* %"+Qn"/n"$/&##n12 %1n&+n7%)/"& %"+n3"/0 %&"!"+"+n
20**"+%9+$"+n 2#n 2+!n 4&/!n *&1n "&+"/n /" %1n 0 %&))"/+!"+n &")#)1n 3,+n
"!"212+$0&+%)1"+n$"#=))1Qn
+n !"/n *&1n !"/n 4,%)n $/<>1"+n ))$"*"&+$=)1&$("&1n 3"/2+!"+"+n /()9/2+$n
(++n !0n P l +$"*"+1_n )0n I"/4)12+$[ 2+![ 1"2"/2+$[ 3,+[ Y
"7,$"+"/[ +#,/*1&,+T[3"/01+!"+[4"/!"+Jnn
"$/&##Y!"/Y  Y "&n (++n 74&0 %"+n "1/&"0&+1"/+"/n 2+!n "1/&"0"51"/+"/n l"7,$"+"/n
+#,/*1&,+"+nX l")1"!n +#,/*1&,+Rn  Yn!&##"/"+7&"/1n4"/!"+Qn

II. Betriebsinterne IP bezogene Information


=>J<?[[[ 0[2*#001[!&"["1/&"0&+1"/+"[  O[
&"n "1/&"0&+1"/+"n  n 2*#001n !"+n "0*1"01+![ 3,+[ +#,/*1&,+"+n
"7,$"+"+n2#n"/)+$1"n,!"/n"/n2 %n-,1"+1&"))n"/)+$/"n" %10-,0&1&,l
+"+n+n2+1"/+"%*"+0"&$"+"*n"&01&$"+n&$"+12*Qnn
"1/&"0&+1"/+"Y-%8/"Y "&0-&")"n0&+!Sn

• !"/n"1/&"0"&$"+"[ %217/" %10"01+!Rnn

• "01"%"+!"n &7"+7/" %1"n X(1&3n +n /&11"n 3"/$""+n ,!"/n -00&3n 3,+n
/&11"+n"/)+$1YRnn

• $"%"&*"0n"/1&$2+$0Y +,4Y%,4Rnn

• "/n 2 %n !0n &++,31&3"n "!+("+$21[ !"/[ "&$"+"+[ &1/"&1"/n &+n


"72$n2#n"/"00"/2+$"+n,!"/n"2"+14& ()2+$"+Qnn
2*n !&"0"7=$)& %"+n +#,/*1&,+0ln 2+!n 1"+"01+!Rn 3,+n !"*n "0n $&)1n
"++1+&0n 72n "0&17"+Rn 79%)"+n !"/n +101"%2+$07"&1-2+(1n !"0n "&01&$"+n &l

184
Strategische Steuerung Geistigen Eigentums in Unternehmen

$"+12*0Rn !"/n (,+(/"1"n  %2172*#+$Rn !&"n /92*)& %"n "& %4"&1"n "14&$"+n
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+"+Rn!&"n!0n"&01&$"n&$"+12*n&*n2+!n#=/n!"+n"1/&"n"$/=+!"1n%"+Qn

=>J<@[[[ ") %"[+10 %"&!2+$"+[4"/!"+[!2/ %[!&"["1/&"0&+1"/+"[


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&"n +)60"n "1/&"0&+1"/+"/n  n ""&+#)2001n 7QQn !&"n "1/&"0&+1"/+"[ &Y ""&+#)2001"Y+10 %"&W
++7-)+2+$[2+![2!$"1&"/2+$Qnn !2+$"+Y

&"n !&"+1n !"*n 2#0-:/"+[ 3"/,/$"+"/[ "/4"/12+$0/"0"/3"+[ ,!"/[ !"/[


,/"/"&12+$n3,+n<(,+,*&0 %"+n/+0(1&,+"+Qn[

=>J<A[[[ ") %"[2+1"/0 %&"!)& %"+[ +#,/*1&,+0"!:/#+&00"[(9+Y


+"+[&++"/%)["&+"0[+1"/+"%*"+0[&+["72$[2#["1/&"0Y
&+1"/+"[  ["01"%"+O[
&"n +1"/"00"+n 3"/0 %&"!"+"/n +10 %"&!2+$01/9$"/n &*n *&11)"/"+n 2+!n $"%,l +#,/*1&,+0"!:/#+&00"Y
"+"+n +$"*"+1n "&+"0n +1"/+"%*"+0n 0&+!n 2+1"/0 %&"!)& %Qn & %1n #=/n &*Y+1"/+"%*"+Y
'"!"n 2+1"/+"%*"/&0 %"n +10 %"&!2+$07"))"n 0&+!n !&"0")"+n &+!&3&!2"))"+n
0-"(1"n!"/n"1/&"0&+1"/+"+n  n/")"3+1Qn

=>J<B[[[ ") %"[/"&100 %/&11"[0&+![#:/[!&"[204"/12+$[!"/["Y


1/&"0&+1"/+"+[  ["/#,/!"/)& %O[
&+n "/01"/n ")"*"+1/"/n  %/&11n "1/&##1n !&"n "01+!02#+%*"Qn &"/n $&)1n "0Rn  %/&11Y/IY=YXYY
))"n +#,/*1&,+"+n "1/"##"+!n !0n "1/&"0&+1"/+"n ,/1#,)&,n +n **1"/&)l "01+!02#+%*"Y
$=1"/+Rn &+0"0,+!"/"n $"4"/)& %"+n  %217/" %1"+n 72n 0**")+n 2+!n 72n
,/!+"+Qn )0n &+!"01"01+!02#+%*"n 0,))1"+n #,)$"+!"n +#,/*1&,+"+n 72n
$"n$"#</!"/1n4"/!"+Sn

185
Teil 12

• /&,/&181n2+!n"01)2#7"&1Kn

• 2172+$[ !"0[ " %1"0n &*n +1"/+"%*"+Rn "&$"+"k#/"*!"n 2172+$Rn &l


7"+73"/1/9$"Rn*017n2+1"/n!"*n %217/" %1Rn

• *#+$[!"0[ %217"0nX/92*)& %n2+!n0 %)& %l&+%)1)& %YQn


 %/&11Y/IY>YXY)"&12+$Y +n "&+"*n 74"&1"+n  %/&11n (<++"+n 20n !"/n +)60"n "0$1"/n "01+!0!1"+n
3,+Y"/01"+Y+1"/+"%W 0,!++n2+1"/+"%*"/&0 %"n+10 %"&!2+$"+n$")"&1"1n4"/!"+Qn
*"+0"+10 %"&!2+$"+Y

n
&+"+n "&$"+019+!&$"+n "/"& %n "1/&##1n !&"n ,/!+2+$0$"*9>"n *-)"*"+1&"l
/2+$n3,+n,/$"+n!"0n/"&1+"%*"/"/#&+!"/4"0"+0Qn

III. Betriebsexterne IP bezogene Information


=>J<C[[[ 0[2*#001[!&"["1/&"0"51"/+"[  O[
"1/&"0"51/"+"Y-%8/"Y &"n "1/&"0"51"/+"n  n 2*#001n !"+n "0*1"01+!n 3,+n +#,/*1&,+"+n
"7,$"+n2#n"&01&$"0[&$"+12*[/&11"/Qnn
4,%)n "0n &+%)1)& %n ("&+"+n $/!2"))"+n +1"/0 %&"!n &+n !"/n ")"3+7n !"0n
+#,/*1&,+02*#+$"0n $&1Rn )&"$1n "0n &+n !"/n 12/n !"/n  %"Rn !00n "51"/+"n
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2"))"+Rn 20n !"+"+n "&+n +1"/+"%*"+n "0$1"n +#,/*1&,+"+n 0 %<-#"+n
(++Rn 01"))"+n &+0"0,+!"/"n !&"n 4")14"&1n 3"/#=$/"+n  %217/" %10!1"+l
+("+n!/Qn

=>J<D[[[ ") %"[+10 %"&!2+$"+[4"/!"+[!2/ %[!&"["1/&"0"51"/+"[


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!2+$"+YY !"212+$n#:/[!&"["&$"+"+[+14& ()2+$0Y[2+!["/*/(12+$001/1"$&"+Qnn

186
Strategische Steuerung Geistigen Eigentums in Unternehmen

0n%&)#1n"&n!"/n"+14,/12+$n!"/n/$"Rnn
• &+n 4") %"n 1" %+,),$&0 %"+[ &0 %"+n +, %n 3,/$"!/2+$"+n 4"/!"+n (++n
,!"/n"14nY
• 4") %"n /,!2(1&+!&3&!2)&0&"/2+$0")"*"+1"n &*n "+!)& %"+n /(1n !"/n
!"+1&#&7&"/2+$0*<$)& %("&1"+n+, %n#/"&n0&+!QnY

• "/+"/n "/*<$)& %1n "0Rn !&"n +14& ()2+$01"+!"+7[ 3,+[ "11"4"/"/+[


72[ -/,$+,01&7&"/"+n 2+!n 1+$&"/1n !*&1n !&"n "&$"+"n +*")!"ln 2+!n
 %217/" %103"/)"172+$001/1"$&"n!"0n+1"/+"%*"+0QY

=>J<E[[[ ") %"[2+1"/0 %&"!)& %"+[ +#,/*1&,+0"!:/#+&00"[(9+Y


+"+[&++"/%)["&+"0[+1"/+"%*"+0[&+["72$[2#["1/&"0Y
"51"/+"[  ["01"%"+O[
&"n "&n !"/n "1/&"0&+1"/+"+n  n &01n 2 %n !0n +1"/"00"[ 3"/0 %&"!"+"/[ +#,/*1&,+0"!:/#+&00"Y
"/+14,/1)& %"/n +n !"/n "1/&"0"51"/+"+n  n 2+1"/0 %&"!)& %Qn  %#,)l &*Y+1"/+"%*"+Y
$"+!"n/#&(n0,))n!&"0n"&0-&")%#1n3"/!"21)& %"+Qn

=>J=<[[[ ") %"[/"&100 %/&11"[0&+![#:/[!"+[01/1"$&0 %"+[&+017[


!"/["1/&"0&+1"/+"+[  ["/#,/!"/)& %O[
"/n 01/1"$&0 %"n &+017n "1/&"0"51"/+"/n  n 3,))7&"%1n 0& %n &+n !"/n /5&0n
%92#&$n&+n#,)$"+!"+n %/&11"+Snn
&"n +#,/*1&,+"+n *=00"+n 72+9 %01n ="/n !&"n #/"&n 3"/#=$/"+n 2"))"+Rn  %/&11Y/IY=YXY
)0,n <##"+1)& %"n ,!"/n (,**"/7&"))"n  %217/" %10!1"++("+n )0n P,%!l +#,/*1&,+0"0 %##2+$Y
1"+_n"0 %##1n4"/!"+Qnn
,!++n0 %)&">1n0& %n"&+n/,7"00n!"/n"1/&"0&+1"/+"+n2#"/"&12+$n+Qnn  %/&11Y/IY>YXY"1/&"0W
&+1"/+"Y2#"/"&12+$Y
,n (<++"+n !&"n 1"+n + %n "01&**1"+Rn &*n ,/#")!n #"01$")"$1"+n 01/1"$&l  %/&11Y/IY?YXY"1/&"0&+W
1"/+"Y+)60"Y
0 %"+n /&1"/&"+n $"#&)1"/1n 2+!n +0 %)&">"+!n !2/ %n !&"n '"4"&)0n &+1"/"00&"/1"+n
+10 %"&!2+$01/9$"/n+)60&"/1n4"/!"+Qnn

187
Teil 12

 %/&11Y/IY@YXY)"&12+$Y &"0"n+)60"n&"1"1n)"171)& %n!&"n/2+!)$"n#=/n(2/7lRn*&11")ln2+!n)+$#/&0l


01/1"$&0 %"/Y ,+0".2"+W 1&$"n2+1"/+"%*"+001/1"$&0 %"n+10 %"&!2+$"+Qn
7"+Y

IV. Informationsbeschaffung und -koordination


=>J==[[[ ") %"[2$/&##0*9$)& %("&1"+["01"%"+[%&+0& %1)& %[!"/[
1"+"018+!"[3,+[ **1"/&)$:1"/+O[
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*1)& %"+[1"++("019+!"Qn,n(<++"+n"14n2#n!"/n"0&1"n!"0n"21l
0 %"+n 1"+1ln 2+!n /("+*1"0n $",/!+"1n + %n 1"+1"+Rn "/2 %0*2l
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•  %217/" %103"/9##"+1)& %2+$"+K[[

• "$&01"/!1"+K[

• 1"+1YK[ /("+Y[2+!["0 %* (0*201"/)811"/K[

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• /"$")*9>&$"Rn 0601"*1&0 %"n +#,/*1&,+"+n 72n +"2n 3"/<##"+1)& %1"+n


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" %"/ %"+Y3,/Y/1Y +n !"+n " %"/ %"08)"+n !"0n  n &+n =+ %"+n 2+!n "/)&+n 2+1"/01=17"+n
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("+/" %"/ %"+n!2/ %$"#=%/1n4"/!"+Qn

188
Strategische Steuerung Geistigen Eigentums in Unternehmen

,*-)"5"n " %"/ %"+n 4"/!"+n 2 %n 3,+n 1"+1&+#,/*1&,+07"+1/"+n +$"l 1"+1&+#,/*1&,+0W


,1"+Rn!&"n*+n&+n#,)$"+!"+n19!1"+n#&+!"1Sn 7"+1/"+Y

n
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2#0 %)200n&"1"+n0 %)&">)& %n2 %nn ,+01&$"Y2"))"+Y

• ")"#,+3"/7"& %+&00"K[
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• &1")0 %217+7"&$"/K[[
• +1"/+"1Y2 %*0 %&+"+J[

189
Teil 12

=>J=>[[[ 0["!"21"1[ %+&1101"))"+(,,/!&+1&,+O[


/$"+n!"0n **1"/&)$=1"//" %1"0n"/=%/"+n!&"n3"/0 %&"!"+01"+n"1/&"0l
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" %+&(1"&)2+$"+Y ,n &01n "14n &+n !"+n " %+&(1"&)2+$"+n 3,+n +!201/&"2+1"/+"%*"+n !&"[
1" %+&0 %"[ Q/#&+!"/R"5-"/1&0"[ #:/[ !&"[ ,/+%*"[ 3,+[  %217/" %10+Y
*")!2+$"+n,!"/n!"/n"2/1"&)2+$n3,+n"/)"172+$"+n"3&!"+1n3,/%+!"+Qnn
"/1/&"01"&)2+$Y &"n "/1/&"01"&)2+$n 3"/#=$1n &+n ))"/n "$")n ="/n ,-1&*)"[ /(1("++1Y
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" %101"&)2+$Y &"n " %101"&)2+$n 7"& %+"1n 0& %n &+n ))"/n "$")n !2/ %n !&"n "+10-/" %"+!"n
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[
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+"174"/("n"##&7&"+1n72n(,**2+&7&"/"+Q[

190
Strategische Steuerung Geistigen Eigentums in Unternehmen

D. Weitere Informationen
+0-/" %-/1+"/Y

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2/7"/nX/0$QYSn l +$"/Rn@Qn2#)$"Rn"6*++0Rn <)+nA??Hnn

+)&+".2"))"+Y

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" %"/ %"-)11#,/*n!"0n n

191
Teil 12

%11-Skk444Q-1"+1&+#,/*1&,+Q!"knn
&01"n!"/n1"+1&+#,/*1&,+07"+1/"+n

%11-Skk444Q!-*Q!"k0"/3& "k)&+(0k-1"+1"*1"/k&+!"5Q%1*)n
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+ %n!"*n$"/n(,**"+n

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,01"+-#)& %1&$"n1"++(n

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444Q01+l&+1"/+1&,+)Q!"n
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192
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><nn /$",$"+n %217/" %10"4"/12+$n#=/n /"!&10& %"/2+$n

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3, 193
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Materialien

M1 Anmeldeformular Deutsches Patent mit Beispielanleitung


für Patentansprüche und amtliche Merkblättern in Auszügen

A n das
Deutsche Patent- und Markenamt DEUTSCHES PATENT- UND MARKENAMT
80297 M ü n ch e n
(1) Sendungen des Deutschen Patent- und Markenamts sind zu richten an:
In d e r A n -
Antrag

1
sch rift S tra ß e ,
H a u s-N r. u n d
g g f. P o stfa ch auf Erteilung
ang ebe n
eines Patents

V o rd ru ck n ich t TELEFAX vo ra b a m
fü r P C T -V e r- Aktenzeichen (wird vom Deutschen Patent- und Markenamt verge-
fa h re n ve r- ben)
we n d e n
s. R ü ckse ite

(2) Z e ich e n d e s A n m e ld e rs/V e rtre te rs (m a x. 20 S te lle n ) T e le fo n d e s A n m e ld e rs/V e rtre te rs D a tu m

(3) D e r E m p fä n g e r in F e ld (1) ist d e r g g f. N r. d e r A llg e m e in e n V o llm a ch t


A n m e ld e r Z u ste llu n g sb e vo llm ä ch tig te V e rtre te r
(4) Anmelder (N a m e u n d A n sch rift - ke in P o stfa ch ! -) Vertreter (N a m e u n d A n sch rift)
n u r a u sz u -
fü lle n , we n n
a b we ich e n d
vo n F e ld (1)
H a n d e lsre g is-
te rn u m m e r
n u r b e i F irm e n
anz ugeben
D e r A n m e ld e r ist e in g e tra g e n im H a n d e lsre g iste r N r. b e im A m tsg e rich t
(5) A n m e ld e r-N r. V e rtre te r-N r. Z u ste lla d re sse n -N r. ABT ERF
so we it
b e ka n n t
/
(6) Bezeichnung der Erfindung /
s. a u ch IPC-Vorschlag d. Anmelders
R ü ckse ite
IP C -V o rsch la g
ist u n b e d in g t
anz ugebe n,
so fe rn b e ka n n t
A kte n z e ich e n d e r H a u p ta n m e ld u n g (d e s H a u p tp a te n ts)
(7) Sonstige Anträge
s.E rlä u te ru n g
u . K o ste n -
h in we ise
D ie A n m e ld u n g ist Zusatz z u r P a te n ta n m e ld u n g (z u m P a te n t) 
auf d er Prüfungsantrag - P rü fu n g d e r A n m e ld u n g mit E rm ittlu n g d e r ö ffe n tlich e n D ru cksch rifte n (§ 44 P a te n tg e se tz )
R ü ckse ite Rechercheantrag - E rm ittlu n g d e r ö ffe n tlich e n D ru cksch rifte n ohne P rü fu n g (§ 43 P a te n tg e se tz )
Aussetzung d e s E rte ilu n g sb e sch lu sse s a u f M o n a te (§ 49 A b s. 2 P a te n tg e se tz )
(Max. 15 Mon. ab Anmelde- oder Prioritätstag)
A kte n z e ich e n d e r S ta m m a n m e ld u n g
(8) Erklärungen
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a n Lizenzvergabe in te re ssie rt (u n ve rb in d lich )
Nachanmeldung im Ausland b e a b sich tig t (u n ve rb in d lich )
(9) In lä n d isch e Priorität (D a tu m , A kte n z e ich e n d e r V o ra n m e ld u n g )
A u slä n d isch e Priorität (D a tu m , L a n d , A kte n z . d e r V o ra n m e ld u n g ; vo llstä n d ig e Abschrift(en) der ausländischen Voranmeldung(en) b e ifü g e n )
s. a u ch
R ü ckse ite
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E rlä u te ru n g
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h in we ise
s. R ü ckse ite
Vordruck (A 9507) ist beigefügt der Empfangsbescheinigung)
Wird die Anmeldegebühr nicht innerhalb von 3 Monaten nach dem Tag des Eingangs der Anmeldung gezahlt, so gilt die Anmeldung als zurückgenommen!
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je we ils 3-fa ch 2. E rfin d e rb e n e n n u n g (P 279 2) 8. Z itie rte N ich tp a te n tlite ra tu r
3. Z u sa m m e n fa ssu n g 9. A n z a h l D a te n trä g e r
(g g f. m it Z e ich n u n g F ig . ) fü r S e q u e n z p ro to ko ll n a ch § 11 A b s. 2 P a tV (12) Unterschrift(en)
s. a u ch 4. S e ite (n ) B e sch re ib u n g fü r u m fa n g re ich e A n m e ld u n g su n te rla g e n n a ch
R ü ckse ite § 6 A b s. 1 S . 2 P a tV
(g g f. m it B e z u g sz e ich e n liste )
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A n z a h l P a te n ta n sp rü ch e
Nur von der Dokumentenannahme auszufüllen:
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D e u tsch e n P a te nt- u n d M a rke n am t e in g e g an g e n. S ie h at d as o.a. A kte n z eich en erh alte n.
D ie se s A kte n z e ich e n ist b e i a lle n E in g a b e n a n z u g e b e n . B e i Z a h lu n g e n ist d a s vo llstä n d ig e A kte n z e ich e n u n d d e r V e rwe n d u n g sz we ck in F o rm d e r G e b ü h re n -
n u m m e r (s. R ü ckse ite z u F e ld (10 )) z u ve rm e rke n .
B e i E in z u g se rm ä ch tig u n g : A 9507 b z w. D o p p e l a n R e fe ra t 4.2.1. - Z a h lu n g sve rke h r - g e sa n d t.
D ie g e n a n n te n A n la g e n sin d vo llstä n d ig e in g e g a n g e n . Bitte beachten Sie die Hinweise
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P 2007 M it d ie se n A n g a b e n ist ke in e rle i A u ssa g e d a z u ve rb u n d e n , in wie we it d ie e in g e re ich te n U n te rla g e n d e n der zurückgehaltenen Antragsdurch-
10.09 fo rm e lle n u n d in h a ltlich e n A n m e ld e e rfo rd e rn isse n e n tsp re ch e n . schrift

194
Materialien

- 12 -

Beispiel für Patentansprüche und Beschreibung

(Die auf der linken Seite angegebenen Begriffe sind nur zum Verständnis des Beispiels angegeben; sie sollen in der
Anmeldung nicht verwendet werden).

Patentansprüche
(zweiteilige Fassung)

Oberbegriff: 1. Streuscheibe für eine Signallaterne mit vorgegebener


Angabe der Merkmale, die zum Stand der Technik gehö- Lichtstärkeverteilung in der Umgebung der optischen
ren. Achse inbesondere für Eisenbahn- und/oder Straßen-
verkehrs-Lichtsignale,

Kennzeichnender Teil: dadurch gekennzeichnet,


Angabe der Merkmale, für die in Verbindung mit den dass die Streuscheibe aus einem Halterahmen und
Merkmalen des Oberbegriffs Schutz begehrt wird. mehreren Scheibenausschnitten, die je für sich herge-
stellt sind und jeweils einen bestimmten Teil der Licht-
streuung hervorrufen, zusammengesetzt ist.

Oberbegriff des Unteranspruchs: 2. Streuscheibe nach Patentanspruch 1,

Kennzeichnender Teil des Unteranspruchs: dadurch gekennzeichnet,


dass die Streuscheibenausschnitte und der zugehörige
Halterahmen mit Passstücken zum unverwechselbaren
Aneinanderfügen der Scheibenausschnitte versehen
sind.

Patentansprüche
(einteilige Fassung)

1. Streuscheibe für eine Signallaterne mit vorgegebener


Lichtstärkeverteilung in der Umgebung der optischen
Achse insbesondere für Eisenbahn- und/oder Straßen-
verkehrs-Lichtsignale, wobei die Streuscheibe aus ei-
nem Halterahmen und mehreren Scheibenausschnitten,
die je für sich hergestellt sind und jeweils einen be-
stimmten Teil der Lichtstreuung hervorrufen, zusam-
mengesetzt ist.

2. Streuscheibe nach Anspruch 1, bei dem die Streu-


scheibenausschnitte und der zugehörige Halterahmen
mit Passstücken zum unverwechselbaren Aneinander-
fügen der Scheibenausschnitte versehen sind.

Beschreibung

Titel: Streuscheibe für Signallaternen.


Technische Bezeichnung; wie im Erteilungsantrag ange-
geben.
Stand der Technik mit Fundstellen: Es ist bekannt, Streuscheiben vor der Signallaternenoptik
anzuordnen, die aus dem nach Höhe und Seite scharf be-
grenzten Lichtbündel ausreichend viel Licht zum Erzeugen
der Seitenstreuung abzweigen (DE 31 32 016 A2). Um
insbesondere bei Eisenbahn-Lichtsignalen die Verteilung
des Fernlichtbündels ohne Beeinträchtigung der Nahlicht-
Seitenstreuung abwandeln zu können, je nachdem, ob die
vor dem Signal befindliche Strecke gerade oder gekrümmt
verläuft, ist es ferner bekannt, in die einzelnen Typen von
Signallaternen unterschiedliche Streuscheiben mit jeweils
anderer Fernlichtstreuung einzusetzen (Zeitschrift "Signal
und Draht" Jahrgang . . ., Heft . . ., Seiten . . . bis . . . ).

Dabei ist es allerdings nötig, eine Vielzahl von Streuschei-


benarten bereitzustellen, die sich jeweils nach mehreren

195
Materialien

- 13 -

Streuungsgraden des Fernlichts und des Nahlichts unter-


scheiden.

Der im Patentanspruch 1 angegebenen Erfindung liegt das


Problem: Problem zugrunde, die Vielzahl von Streuscheibenarten zu
vermindern und die Lagerhaltung der Streuscheiben zu
Angabe der Wirkungen, die mit der Erfindung erzielt wer- vereinfachen.
den sollen.
Dieses Problem wird durch die im Patentanspruch 1 aufge-
Lösung: führten Merkmale (ggf. wörtliche Zitierung der Merkmale)
gelöst.

Die mit der Erfindung erzielten Vorteile bestehen insbe-


Erreichte Vorteile: sondere darin, dass statt einer Vielzahl von unterschied-
lichen kompletten Streuscheiben für die verschiedenen
Anwendungen nur ein Halterahmen und einige wenige
unterschiedliche Scheibenausschnitte hergestellt und auf
Lager gehalten werden müssen. Die jeweils günstigste
Zusammensetzung der Scheibenausschnitte braucht gege-
benenfalls erst am Ort der Anwendung mit wenigen Hand-
griffen durch Einsetzen der passenden Scheibenaus-
schnitte gebildet zu werden; sie kann dort sogleich aus-
probiert und erforderlichenfalls verändert werden.

Eine vorteilhafte Ausgestaltung der Erfindung ist im Pa-


Weitere Ausgestaltung der Erfindung: tentanspruch 2 angegeben. Die Weiterbildung nach Pa-
tentanspruch 2 ermöglicht es, eine Streuscheibe, die je-
weils für eine bestimmte Signallaterne zusammengesetzt
wird, auf einfache Weise durch Hilfskräfte zusammen-
bauen zu können.

Ein Ausführungsbeispiel der Erfindung ist in der Zeichnung


Beschreibung eines oder mehrerer Ausführungsbeispiele: dargestellt und wird im Folgenden näher beschrieben.

Es zeigen
Fig. 1 . . .
Fig. 2 . . .

Es folgt die Erläuterung der Erfindung anhand der Zeich-


nungen nach Aufbau und ggf. auch nach Wirkungsweise
der dargestellten Erfindung.

n
[

196
Materialien

DEUTSCHES PATENT- UND MARKENAMT - Dienststelle Jena -


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Merkblatt
für die Erstellung der gemäß § 36 des Patentgesetzes (PatG)
vorgeschriebenen Zusammenfassung zur Patentanmeldung
(Ausgabe 2005)

Die Zusammenfassung dient ausschließlich der technischen Unterrichtung, d. h. sie soll einen raschen Überblick über
den Inhalt der Erfindung gestatten und in maschinellen Dokumentationssystemen verwendbar sein. Sie ist nicht Teil der
Anmeldung und kann daher nicht für die Bestimmung des Schutzumfangs und nicht als ursprüngliche Offenbarung der
Erfindung im Sinne von § 34 Abs. 4 PatG herangezogen werden. Die Zusammenfassung ist nicht für den Inhalt der
Erfindung maßgebend. Um ihren Zweck zu erfüllen, muss die Zusammenfassung leicht verständlich und übersichtlich
sein und den wesentlichen Inhalt des in der Anmeldung beschriebenen mechanischen oder chemischen oder physikali-
schen Sachverhalts wiedergeben. Daher ist es zweckmäßig, die durch § 36 PatG vorgeschriebenen Teile der Zusam-
menfassung in einer stets genau eingehaltenen Gliederung wiederzugeben. Dies sollte nach folgendem Schema ge-
schehen, wobei die angegebenen Ziffern zu verwenden wären. Die Zusammenfassung soll aus nicht mehr als 1500
Zeichen bestehen.

Schema zur Zusammenfassung nach § 36 PatG


1. Bezeichnung
Die Bezeichnung ist in Übereinstimmung mit der Bezeichnung der Erfindung, also möglichst unter Angabe der bean-
spruchten Patentkategorien wie »Vorrichtung . . .«, »Verfahren . . .«, »Vorrichtung und Verfahren . . .« oder »Mittel . . .«
anzugeben.

2. Kurzfassung
2.1. Technisches Problem der Erfindung = technische Aufgabe und Zielsetzung
Die Aufgabe ist möglichst konkret im Hinblick auf die gegenüber dem Stand der Technik erreichten Vorteile anzugeben.
2.2. Lösung des Problems bzw. der technischen Aufgabe
Hier sind die wesentlichen Merkmale der Lösung, beispielsweise Gestaltungsmerkmale, Verfahrensschritte, Stoffkom-
ponenten usw. anzugeben. Ggf. sind mehrere Lösungswege anzugeben. Soweit eine Zeichnung mit Bezugszeichen
beigefügt ist, sollen diese oder aber die wichtigsten in die Zusammenfassung aufgenommen werden. Die Bezugszei-
chen in der Zusammenfassung sollten in Klammern gesetzt werden.
2.3. Anwendungsgebiet
Anzugeben ist das spezielle Anwendungsgebiet in der Regel entsprechend dem Ausführungsbeispiel, das in der An-
meldung beschrieben ist.

3. Zeichnung
Der Zusammenfassung kann eine Zeichnung beigefügt werden, die den Inhalt der Zusammenfassung verdeutlicht und
die Erfindung übersichtlich darstellt.
Die Zeichnung zur Zusammenfassung ist nicht Teil der Anmeldung.
Es ist oft sinnvoll, diejenige Zeichnung aus der Anmeldung auch der Zusammenfassung beizufügen, die die Erfindung
am genauesten darstellt.
Zwingend erforderlich ist eine Zeichnung der Zusammenfassung beizufügen, wenn im Text der Zusammenfassung auf
eine Zeichnung Bezug genommen wird.
Die Auswahl der Zeichnung für die Zusammenfassung trifft der Prüfer, wenn sie vom Anmelder trotz Aufforderung nicht
getroffen worden ist.

P 2794
11.05

197
Materialien

Beispiel 1

1. Verfahren zur Herstellung von Methanol.


2.1. Methanol wird bisher großtechnisch durch katalytische Hydrierung von Kohlenmonoxid in Gegenwart eines ZnO-
Cr2O3 Mischkatalysators bei Temperaturen von ca. 400° C und Drucken von ca. 30 MPa hergestellt. Die hohen Tempe-
raturen und Drucke sind nur durch großen apparativen Aufwand beherrschbar. Das neue Verfahren soll bei niedrigen
Temperaturen und Drucken durchführbar sein.
2.2. Ein Cn-ZnO-Cr2O3 Katalysator wird bei der Herstellung von Methanol durch katalytische Hydrierung von Kohlen-
monoxyd verwendet; die Synthese erfolgt bei einer Temperatur von 250° C und einem Druck von 5 MPa. Die Ausbeute
bei diesem Verfahren liegt über der der bekannten Verfahren.
2.3. Herstellung von Methanol.
3. . . . . .

Beispiel 2
1. Spreizdübel.
2.1. Die in Mauerwerk für das Einsetzen von Kunststoff-Dübeln durch Bohren
hergestellten Löcher besitzen abhängig von der Zusammensetzung des
Mauerwerks unterschiedliche Durchmesser. Dies wirkt sich bei den bekann-
ten Dübeln nachteilig auf die zulässigen Belastungswerte aus. Der neue
Dübel soll sich einem möglichst großen Bereich von Bohrungsdurchmessern
anpassen.
2.2. Um dem Dübel Federeigenschaften ähnlich einer Spannhülse zu geben,
ist einer der üblicherweise im rohrförmigen Dübel vorhandenen vier Längs-
schlitze (6a) über die ganze Länge des Dübels geführt. In Verbindung mit der
sich gegen das Dübelende hin konisch verjüngenden Innenbohrung des
Dübels ergibt sich nach Eindrehen der Schraube (3) eine gute Anlage des
mit Ringrippen versehenen Dübelmantels an den Wänden der Bohrung
(1 bzw. 10).
2.3. Der Dübel eignet sich aufgrund der Verspannungsmöglichkeit über seine
ganze Länge für Abstandsmontagen; vgl. Abstand zwischen Brett (9) und
Mauerwerk in der Zeichnung.

Beispiel 3
1. Anordnung zum wahlweisen Vervielfachen der Strom- und/oder Spannungswerte von flachen Solargeneratoren.
2.1. Bei bekannten Solargeneratoren werden die einzelnen Solarzellenmodule mit Hilfe einer aufwendigen und wenig
variablen Verkabelung zusammengeschaltet. Die neue Anordnung soll es ermöglichen, Solarzellenmodule eines Bau-
typs in einer einfachen und kostengünstigen Serien- und/oder Parallelschaltung miteinander zu verbinden und einen
variablen, an den jeweiligen Verwendungszweck angepassten Aufbau schnell zu realisieren.
2.2. Bei jedem Modul (2) sind an gegen-
überliegenden Seiten des aus Kunststoff
bestehenden Modulkörpers (6) durch den
Körper durchgehende, mit den Kontakt-
bahnen (9, 10) der Solarzellenanordnung
(3, 4, 5) verbundene Plus- bzw. Minuskon-
taktbuchsen (11, 12) aus Metall ange-
bracht. Angepasste Steckverbindungen
(13, 14) aus leitendem oder isolierendem
Material sind vorgesehen, um die Module
(2) elektrisch und mechanisch zu verbin-
den.
2.3. Die Anordnung ermöglicht durch belie-
bige Kombinationen von Serien- und Paral-
lelschaltungen von Solarzellenmodulen
eines einzigen Bautyps praktisch unbe-
grenzte Strom- und Spannungsabstufun-
gen und damit die Verwendung dieses
Solarzellenmoduls sowohl im Kleingeräte-
bereich als auch zur Energienutzung bei
Fassaden- und Dachverkleidungen.

198
Materialien

M2 Anmeldeformular Deutsches Gebrauchsmuster

An das DEUTSCHES PATENT- UND MARKENAMT


Deutsche Patent- und Markenamt
80297 München
(1) Sendungen des Deutschen Patent- und Markenamts sind zu richten an: Antrag auf Eintragung
Name, eines Gebrauchs-

2
Anschrift,
Straße, musters
Haus-Nr. Eintritt in die nationale
und ggf.
Postfach Phase Aktenzeichen
angeben PCT/ /

TELEFAX vorab am
Aktenzeichen (wird vom Deutschen Patent- und Markenamt vergeben)

(2) Zeichen des Anmelders/Vertreters (max. 20 Stellen) Telefon des Anmelders/Vertreters Datum

(3) Der Empfänger in Feld (1) ist der ggf. Nr. der Allgemeinen Vollmacht
Anmelder Zustellungsbevollmächtigte Vertreter
(4) Anmelder (Name und Anschrift - kein Postfach!) Vertreter (z.B. Patentanwalt, Rechtsanwalt, Erlaubnisscheininhaber)
nur ausfüllen,
wenn
(Name und Anschrift)
abweichend
von Feld (1)
Handelsregis-
ternummer
nur bei Firmen
angeben
Der Anmelder ist eingetragen im Handelsregister Nr. beim Amtsgericht
(5) Anmeldercode-Nr. Vertretercode-Nr. Zustelladresscode-Nr.
soweit
bekannt

(6) Bezeichnung der Erfindung IPC-Vorschlag d. Anmelders /

(7)
Sonstige Anträge
s. Hinweise
auf der Aussetzung der Eintragung und Bekanntmachung für Monate (Max. 15 Monate ab Anmelde- bzw. Prioritätstag)
letzten Seite
Rechercheantrag - Ermittlung der öffentlichen Druckschriften (§ 7 Gebrauchsmustergesetz)

(8)
Erklärungen Aktenzeichen Anmeldetag
Teilung/Ausscheidung aus der Gebrauchsmusteranmeldung o

Abzweigung aus der Patentanmeldung/dem Patent o

Der Anmelder ist an Lizenzvergabe interessiert (unverbindlich)


(9) Priorität
Inländische Priorität (Datum, Aktenzeichen der Voranmeldung)
Ausländische Priorität (Datum, Land, Aktenz. d. Voranmeldung; vollständige Abschrift der ausländischen Voranmeldung beifügen)
Ausstellungspriorität (Datum der erstmaligen Zurschaustellung, Ausstellung; Nachweis der Zurschaustellung beifügen)

(10) Gebührenzahlung in Höhe von EUR


s. Kosten-
hinweise
auf der Einzugsermächtigung Überweisung (nach Erhalt
letzten Seite Vordruck (A 9507) ist beigefügt der Empfangsbescheinigung)
Wird die Anmeldegebühr nicht innerhalb von 3 Monaten nach dem Tag des Eingangs der Anmeldung gezahlt, so gilt die Anmeldung als zurückgenommen!

(11) Anlagen
1. Seite(n) Beschreibung (2-fach)
2. Seite(n) Schutzansprüche (2-fach)
Anzahl Schutzansprüche
3. Blatt Zeichnungen (2-fach) (12) Unterschrift(en)
4. Abschrift(en) d. Voranmeldung(en) bei Priorität
5. Abschrift der Voranmeldung bei Abzweigung
6. Vertretervollmacht
(13) Funktion des Unterzeichners

Bitte beachten Sie die Hinweise


G 6003 auf der letzten Seite
5.08 des Antragsformulars

199
Materialien

M3 Anmeldeunterlagen Europäisches Patent (Auszug)

Antrag auf Erteilung eines europäischen Patents


Request for grant of a European patent
Requête en délivrance d’un brevet européen

Nachreichung von Form 1001 zu einer früher eingereichten Anmeldung nach Regel 40 (1) vom
Form 1001 filed further to a previous application under Rule 40(1) on
Dépôt du formulaire 1001 pour une demande déposée antérieurement au titre de la règle 40(1) en date du

Bestätigung einer bereits durch Fax eingereichten Anmeldung vom bei


Confirmation of an application already filed by fax on with
Confirmation d’une demande déjà déposée par téléfax le auprès de

Nur für amtlichen Gebrauch / For official use only / Cadre réservé à l’administration

1 Anmeldenummer /
Application No. / MKEY
N° de la demande

2 Tag des Eingangs (Regel 35 (2)) /


Date of receipt (Rule 35(2)) / DREC
Date de réception (règle 35(2))

3 Tag des Eingangs beim EPA (Regel 35 (4)) /


Date of receipt at EPO (Rule 35(4)) / RENA
Date de réception à l’OEB (règle 35(4))

4 Anmeldetag /
Date of filing /
Date de dépôt

5 Es wird die Erteilung eines europäischen Patents und gemäß Artikel 94


EXAM 4
die Prüfung der Anmeldung beantragt. /
Grant of a European patent, and examination of the application under
Article 94, are hereby requested. /
Il est demandé la délivrance d’un brevet européen et, conformément Prüfungsantrag in einer zugelassenen Nichtamtssprache /
à l’article 94, l’examen de la demande. Request for examination in an admissible non-EPO language /
Requête en examen dans une langue non officielle autorisée

5.1 Der Anmelder verzichtet auf die Aufforderung nach Regel 70 (2), zu erklären,
MEPA
ob die Anmeldung aufrechterhalten wird. /
The applicant waives his right to be asked whether he wishes to proceed
further with the application (Rule 70(2)). /
Le demandeur renonce à être invité, conformément à la règle 70(2), à déclarer
s’il souhaite maintenir sa demande.
AREF
6 Zeichen des Anmelders oder Vertreters (max. 15 Positionen) /
Applicant’s or representative’s reference (max. 15 keystrokes) /
Référence du demandeur ou du mandataire (max. 15 caractères ou espaces)

Anmelder / Applicant / Demandeur APPR

7 Name /
Nom

8 Anschrift /
Address /
Adresse

9 Zustellanschrift /
Address for correspondence /
Adresse pour la correspondance
EPA/EPO/OEB 1001. 1 05.10

Zeichen des Anmelders /


Applicant’s reference /
TRAN FILL
Référence du demandeur

200
Materialien

10 Staat des Wohnsitzes oder Sitzes /


State of residence or of principal place of business /
Etat du domicile ou du siège

11 Staatsangehörigkeit /
Nationality /
Nationalité

12 Telefon /
Telephone /
Téléphone

13 Fax /
Téléfax

14 Weitere(r) Anmelder auf Zusatzblatt /


Additional applicant(s) on additional sheet /
Autre(s) demandeur(s) sur feuille supplémentaire

Vertreter / Representative / Mandataire FREP

15 Name / Nom
(Nur einen Vertreter oder den Namen des Zusammenschlusses angeben, der in das
Europäische Patentregister einzutragen ist und an den zugestellt wird) /
(Name only one representative or association of representatives, to be listed in the
Register of European Patents and to whom communications are to be notified) /
(N’indiquer qu’un seul mandataire ou le nom du groupement de mandataires qui sera
inscrit au Registre européen des brevets et auquelles les significations seront faites)
et al
16 Geschäftsanschrift /
Address of place of business /
Adresse professionnelle

17 Telefon /
Telephone /
Téléphone

18 Fax /
Téléfax

19 Weitere(r) Vertreter auf Zusatzblatt /


Additional representative(s) on additional sheet /
Autre(s) mandataire(s) sur feuille supplémentaire

Vollmacht / Authorisation / Pouvoir GENA

20 ist beigefügt / is enclosed / joint

21 Allgemeine Vollmacht ist registriert unter Nummer /


General authorisation has been registered under No. /
Un pouvoir général a été enregistré sous le numéro

Erfinder / Inventor / Inventeur INVT 20

22 Der (die) Anmelder ist (sind) alleinige(r) Erfinder. /


The applicant(s) is (are) the sole inventor(s). /
Le(s) demandeur(s) est (sont) le(s) seul(s) inventeur(s).

23 Erfindernennung in beigefügtem Schriftstück /


Designation of inventor attached /
Voir la désignation de l’inventeur ci-jointe

24 Bezeichnung der Erfindung / Title of invention /


TIDE TIEN TIFR
Titre de l’invention
EPA/EPO/OEB 1001. 2 05.10

Zeichen des Anmelders /


Applicant’s reference /
Référence du demandeur

201
Materialien

25 Prioritätserklärung (Regel 52) / Declaration of priority


PRIO
(Rule 52) / Déclaration de priorité (règle 52)

Eine Prioritätserklärung wird für die folgenden Anmeldungen abgegeben: /


A declaration of priority is hereby made for the following applications: /
Une déclaration de priorité est produite pour les demandes suivantes :
Staat / Anmeldetag / Aktenzeichen /
State / Date of filing / File No. /
Nur für amtlichen Gebrauch / For official use only / Cadre réservé à l’administration Etat Date de dépôt N° de dépôt

01 01

02 02

03 03

04 04

25.1 Weitere Prioritätserklärung(en) auf Zusatzblatt /


Additional declaration(s) of priority on additional sheet /
Autre(s) déclaration(s) de priorité sur feuille supplémentaire

25.2 Diese Anmeldung ist eine vollständige Übersetzung der früheren Anmeldung. / 01 02 03 04 andere
This application is a complete translation of the previous application. / other
La présente demande est une traduction intégrale de la demande antérieure. autres

25.3 Es ist nicht beabsichtigt, eine (weitere) Prioritätserklärung einzureichen. /


It is not intended to file a (further) declaration of priority. /
Il n’est pas envisagé de produire une (autre) déclaration de priorité.

26 Bezugnahme auf eine früher eingereichte Anmeldung /


Reference to a previously filed application /
EAPP
Renvoi à une demande déposée antérieurement

26.1 Es wird auf eine früher eingereichte Anmeldung Bezug genommen.


Die Bezugnahme ersetzt die Beschreibung und etwaige Zeichnungen
(Regel 40 (1) c), (2)). Die Anmeldung, auf die Bezug genommen wird, ist : /
Reference is made to a previously filed application. That reference replaces
the description and any drawings (Rule 40(1)(c), (2)). The application to
which reference is made is the following: /
Il est fait référence à une demande déposée antérieurement. Ce renvoi
remplace la description et, le cas échéant, les dessins (règle 40(1)c), (2)).
La demande à laquelle il est fait référence est la suivante :

Staat / Anmeldetag / Aktenzeichen /


Nur für amtlichen Gebrauch / For official use only / Cadre réservé à l’administration
State / Date of filing / File No. /
Etat Date de dépôt N° de dépôt

26.2 Die Bezugnahme auf die früher eingereichte Anmeldung ersetzt auch die
Patentansprüche (Regel 57 c)). / The reference to the previously filed applica-
tion also replaces the claims (Rule 57(c)). / Le renvoi à la demande déposée
antérieurement remplace également les revendications (règle 57c)).

26.3 Eine beglaubigte Abschrift der früher eingereichten Anmeldung (Regel 40 (3)) / ist beigefügt. / wird nachgereicht. /
A certified copy of the previously filed application (Rule 40(3)) / is attached. / will be supplied later. /
Une copie certifiée conforme de la demande déposée antérieurement est jointe. sera produite ultérieurement.
(règle 40(3))

26.4 Eine Übersetzung der früher eingereichten Anmeldung (Regel 40 (3)) / ist beigefügt. / wird nachgereicht. /
A translation of the previously filed application (Rule 40(3)) / is attached. / will be supplied later. /
Une traduction de la demande déposée antérieurement (règle 40(3)) est jointe. sera produite ultérieurement.

27 Teilanmeldung / Divisional application /


PANR
Demande divisionnaire

Die Anmeldung ist eine Teilanmeldung, die aus der folgenden früheren Nummer der früheren Anmeldung / Number of earlier application /
Anmeldung hervorgeht: / The application is a divisional application Numéro de la demande antérieure
based on the following earlier application: / La présente demande constitue
une demande divisionnaire relative à la demande antérieure suivante :
EPA/EPO/OEB 1001. 3 05.10

DFIL

Zeichen des Anmelders /


Applicant’s reference /
Référence du demandeur

202
Materialien

27.1 Datum des ersten Bescheids der Prüfungsabteilung zu der frühesten Anmel- Datum / Date
dung, zu der ein Bescheid ergangen ist (Regel 36 (1) a)): / Date of Examining
Division’s first communication in respect of the earliest application for which
a communication has been issued (Rule 36(1)(a)): / Date de la première
notification de la division d’examen relative à la demande la plus ancienne
pour laquelle une notification a été émise (règle 36(1)a)) :

Bei Abweichung von der in Feld 27 angegebenen Anmeldung ist die Nummer der betreffenden frühesten Anmeldung /
betreffende früheste Anmeldung: / If different from the application Number of the relevant earliest application /
mentioned in Section 27, the relevant earliest application is: / Numéro de la demande la plus ancienne concernée
Si la demande la plus ancienne concernée diffère de celle mentionnée
à la rubrique 27, veuillez indiquer son numéro :

27.2 Datum des Bescheids, in dem die Prüfungsabteilung zum ersten Mal Datum / Date
eingewandt hat, dass die frühere Anmeldung nicht den Erfordernissen
des Artikels 82 genügt (Regel 36 (1) b)): / Date of communication in which
the Examining Division has objected for the first time that the earlier application
does not meet the requirements of Article 82 (Rule 36(1)(b)): /
Date de la notification dans laquelle la division d’examen a objecté pour la
première fois que la demande antérieure ne satisfait pas aux exigences de
l’article 82 (règle 36(1)b)) :

28 Anmeldung nach Artikel 61 (1) b) / Article 61(1) (b)


EANR
application / Demande selon l’article 61(1) b)

Es handelt sich um eine Anmeldung nach Artikel 61 (1) b). / Nummer der früheren Anmeldung / Number of earlier application /
The application is an Article 61(1)(b) application. / Numéro de la demande initiale
La présente demande constitue une demande selon l’article 61(1)b).

29 Patentansprüche / Claims / Revendications


CLMS
Zahl der Patentansprüche /
Number of claims /
Nombre de revendications

29.1 wie beigefügt / as attached /


telles que jointes en annexe

29.2 wie in der früher eingereichten Anmeldung (siehe Feld 26.2) /


as in the previously filed application (see Section 26.2) /
telles que figurant dans la demande déposée antérieurement
(voir rubrique 26.2)

29.3 Die Patentansprüche werden nachgereicht. /


The claims will be filed later. /
Les revendications seront produites ultérieurement.

30 Abbildungen / Figures / Figures


DRAW 2
Zur Veröffentlichung mit der Zusammenfassung wird vorgeschlagen
Abbildung Nr. / It is proposed that the abstract be published together
with figure No. / Il est proposé de publier avec l’abrégé la figure n°

31 Benennung von Vertragsstaaten / Designation of


DEST
contracting states / Désignation d’Etats contractants

Alle Vertragsstaaten die dem EPÜ bei Einreichung der europäischen Patentanmeldung angehören, gelten als benannt (Artikel 79 (1)). /
All the contracting states party to the EPC at the time of filing of the European patent application are deemed to be designated (Article 79(1)). /
Tous les Etats contractants qui sont parties à la CBE lors du dépôt de la demande de brevet européen sont réputés désignés (Article 79(1)).
EPA/EPO/OEB 1001. 4 05.10

Zeichen des Anmelders /


Applicant’s reference /
Référence du demandeur

203
Materialien

32 Verschiedene Anmelder für verschiedene Vertragsstaaten /


APPR02
Different applicants for different contracting states /
Différents demandeurs pour différents Etats contractants

Name(n) des (der) Anmelder(s) und benannte Vertragsstaaten: /


Name(s) of applicant(s) and designated contracting states: /
Nom(s) du (des) demandeur(s) et des Etats contractants désignés :

33 Erstreckung des europäischen Patents /


EXPT
Extension of the European patent /
Extension des effets du brevet européen

Diese Anmeldung gilt als Antrag, die europäische Patentanmeldung und das darauf erteilte europäische Patent auf alle Nichtvertragsstaaten des EPÜ
zu erstrecken, mit denen am Tag der Einreichung der Anmeldung Erstreckungsabkommen in Kraft sind. Der Antrag gilt jedoch als zurückgenommen,
wenn die Erstreckungsgebühr nicht fristgerecht entrichtet wird. /
This application is deemed to be a request to extend the European patent application and the European patent granted in respect of it to all non-contracting
states to the EPC with which extension agreements are in force on the date on which the application is filed. However, the request is deemed withdrawn
if the extension fee is not paid within the prescribed time limit. /
La présente demande est réputée constituer une requête en extension des effets de la demande de brevet européen et du brevet européen délivré sur
la base de cette demande à tous les Etats non parties à la CBE avec lesquels des accords d’extension sont en vigueur à la date du dépôt de la demande.
Cette requête est toutefois réputée retirée si la taxe d’extension n’est pas acquittée en temps utile.

33.1 Es ist derzeit beabsichtigt, die Erstreckungsgebühr(en) für die nebenstehend BA Bosnien und Herzegowina /
angekreuzten Staaten zu entrichten. / Bosnia and Herzegovina /
It is currently intended to pay the extension fee(s) for the states marked Bosnie-Herzégovine
opposite with a cross. /
Il est actuellement envisagé de payer la (les) taxe(s) d’extension pour les ME Montenegro /
Etats dont le nom est coché ci-contre. Montenegro /
Monténégro
Hinweis: Im automatischen Abbuchungsverfahren werden nur für die hier
angekreuzten Staaten Erstreckungsgebühren abgebucht, sofern dem EPA RS Serbien /
nicht vor Ablauf der Zahlungsfrist ein anderslautender Auftrag zugeht. Serbia /
Serbie
Note: Under the automatic debiting procedure, extension fees will only be
debited for states indicated here, unless the EPO is instructed otherwise
before expiry of the period for payment.

Veuillez noter que dans le cadre de la procédure de prélèvement automatique (Platz für Staaten, mit denen nach Drucklegung dieses Formblatts Erstreckungs-
des taxes d’extension, le compte est débité du montant dû seulement pour abkommen in Kraft treten oder für die am Anmeldetag der früheren Anmeldung
les Etats cochés ici, sauf instruction contraire reçue avant l’expiration Erstreckungsabkommen in Kraft waren (Artikel 76 (1)) / Space for states with
du délai de paiement. which extension agreements enter into force after this form has been printed or
for which extension agreements existed on the date of filing of the earlier
application (Article 76(1)) / Espace prévu pour des Etats à l’égard desquels des
accords d’extension entreront en vigueur après l’impression du présent formulaire
ou étaient en vigueur à la date de dépôt de la demande antérieure (article 76(1)))

34 Biologisches Material / Biological material /


BIOM 1
Matière biologique

34.1 Die Erfindung verwendet und/oder bezieht sich auf biologisches Material, das nach Regel 31 hinterlegt worden ist. /
The invention uses and/or relates to biological material deposited under Rule 31. /
L‘invention utilise et/ou concerne de la matière biologique déposée conformément à la règle 31.

a Die nach Regel 31 (1) c) erforderlichen Angaben, d. h. die Hinterlegungsstelle Seite(n) / page(s) Zeile(n) / line(s) / ligne(s)
und die Eingangsnummer, sind in den technischen Anmeldungsunterlagen
enthalten auf /
The information required under Rule 31(1)(c), i.e. depositary institution and
accession number, is given in the application’s technical documents on /
Les indications visées à la règle 31(1)c), à savoir l‘autorité de dépôt et
le numéro d‘ordre, figurent dans les pièces techniques de la demande
à la / aux

b Ist die Eingangsnummer am Anmeldetag noch nicht bekannt, so sind die Seite(n) / page(s) Zeile(n) / line(s) / ligne(s)
Hinterlegungsstelle und das (die) Bezugszeichen (Nummer, Symbole usw.)
des Hinterlegers in den technischen Anmeldungsunterlagen zu entnehmen auf /
If the accession number is not yet known on the date of filing, for the depositary
institution and the depositor’s identification reference(s) (number, symbols, etc.)
see the application‘s technical documents on /
Si le numéro d’ordre n’est pas encore connu à la date de dépôt, l’autorité Die Angaben werden später mitgeteilt /
de depôt et la (les) référence(s) d‘identification (numéro ou symboles etc.) The information will be submitted later /
du déposant figurent dans les pièces techniques de la demande, à la /aux Les indications visées seront communiquées ultérieurement
EPA/EPO/OEB 1001. 5 05.10

34.2 Die Empfangsbescheinigung(en) der Hinterlegungsstelle / ist (sind) beigefügt. / wird (werden) nachgereicht. /
The receipt(s) of deposit issued by the depositary institution / is (are) enclosed. / will be filed later. / sera (seront)
Le(s) récépissé(s) de dépôt délivré(s) par l’autorité de dépôt est (sont) joint(s). produit(s) ultérieurement.

Zeichen des Anmelders /


Applicant’s reference /
Référence du demandeur

204
Materialien

35 Falls das biologische Material nicht vom Anmelder, sondern von einem Name und Anschrift des Hinterlegers / Name and address of depositor /
Dritten hinterlegt wurde / Nom et adresse du déposant
If the biological material was deposited by a person other than the applicant /
Lorsque la matière biologique a été déposée par une personne autre que
le demandeur

35.1 Ermächtigung nach Regel 31 (1) d) / ist beigefügt / wird nachgereicht /


Authorisation under Rule 31(1)(d) / is attached / will be supplied later /
L’autorisation prévue à la règle 31(1)d) est jointe sera produite ultérieurement

36 Verzicht auf die Verpflichtung des Antragstellers nach Regel 33 (2)


in gesondertem Schriftstück /
Waiver of the right to an undertaking from the requester pursuant
to Rule 33(2) attached /
Renonciation, sur document distinct, à l’engagement du requérant
au titre de la règle 33(2)

37 Gemäß Regel 32 (1) erklärt der Anmelder hiermit, dass der Zugang zu dem
BIOM 3
in den Feldern 34 und 35 genannten biologischen Material nur durch
Herausgabe einer Probe an einen Sachverständigen hergestellt wird. /
The applicant hereby declares under Rule 32(1) that the biological material re-
ferred to in Sections 34 and 35 is to be made available only by the issue
of a sample to an expert. /
Conformément à la règle 32(1), le demandeur déclare par la présente que
l’accessibilité à la matière biologique mentionnée aux rubriques 34 et 35
ne peut être réalisée que par la remise d’un échantillon à un expert.

38 Nucleotid- und Aminosäuresequenzen /


SEQL 1
Nucleotide and amino acid sequences /
Séquences de nucléotides et d’acides aminés

38.1 Die Beschreibung enthält ein Sequenzprotokoll auf Papier nach Regel 30 (1). / ist beigefügt / wird nachgereicht /
The description contains a sequence listing on paper in accordance with is attached / will be supplied later /
Rule 30(1). / est jointe sera produite ultérieurement
La description contient un listage de séquences sur papier conformément
à la règle 30(1).

38.2 Eine Kopie des in Feld 38.1 genannten Sequenzprotokolls auf einem
elektronischen Datenträger ist beigefügt. /
A copy of the sequence listing referred to in Section 38.1 on an electronic
data carrier is enclosed. /
Une copie du listage de séquences mentionné à la rubrique 38.1 est jointe
sur un support électronique de données.

38.3 Der Anmelder erklärt hiermit, dass die auf dem elektronischen Datenträger
gespeicherte Information mit dem auf Papier eingereichten Sequenzprotokoll
übereinstimmt. /
The applicant hereby states that the information recorded on the electronic
data carrier is identical to the sequence listing filed on paper. /
Il est déclaré par la présente que l’information figurant sur le support électro-
nique de données est identique à celle que contient le listage de séquences
déposée sur papier.

Sonstige Angaben / Further indications /


Indications supplémentaires

39 Zusätzliche Abschriften der im europäischen Recherchenbericht Anzahl der zusätzlichen Sätze von Abschriften /
ASOC
angeführten Schriftstücke werden beantragt. / Number of additional sets of copies /
Additional copies of the documents cited in the European search report Nombre de jeux supplémentaires de copies
are requested. /
Prière de fournir des copies supplémentaires des documents
cités dans le rapport de recherche européenne.

40 Die Rückerstattung der Recherchengebühr gemäß Artikel 9 (2) Gebühren-


ordnung wird beantragt. /
Refund of the search fee under Article 9(2) of the Rules
relating to Fees is requested. /
Le remboursement de la taxe de recherche est demandé en vertu
EPA/EPO/OEB 1001. 6 05.10

de l’article 9(2) du règlement relatif aux taxes.

41 Eine Kopie des Recherchenberichts ist beigefügt. /


A copy of the search report is attached. /
Une copie du rapport de recherche est jointe.

Zeichen des Anmelders /


Applicant’s reference /
Référence du demandeur

205
Materialien

42 Automatischer Abbuchungsauftrag /
DECA
Automatic debit order /
Ordre de prélèvement automatique
(nur möglich für Inhaber von beim EPA geführten laufenden Konten) /
(for EPO deposit account holders only) / (possibilité offerte uniquement
aux titulaires de comptes courants ouverts auprès de l’OEB)

Das EPA wird hiermit beauftragt, fällig werdende Gebühren und Auslagen Nummer des laufenden Kontos / Deposit account number /
nach Maßgabe der Vorschriften über das automatische Abbuchungsverfahren Numéro du compte courant
vom nebenstehenden laufenden Konto abzubuchen. /
The EPO is hereby authorised, under the Arrangements for the automatic
debiting procedure, to debit from the deposit account opposite any fees and
costs falling due. /
Par la présente, il est demandé à l’OEB de prélever du compte courant
ci-contre les taxes et frais venant à échéance, conformément à la Name des Kontoinhabers / Account holder’s name /
réglementation relative à la procédure de prélèvement automatique. Nom du titulaire du compte

43 Etwaige Rückzahlungen sollen auf das nebenstehende beim EPA geführte Nummer des laufenden Kontos /
DEPA
laufende Konto erfolgen. / Deposit account number / Numéro du compte courant
Any refunds should be made to the EPO deposit account opposite. /
Les remboursements éventuels doivent être effectués sur le compte courant
ci-contre ouvert auprès de l’OEB.

Name des Kontoinhabers / Account holder’s name /


Nom du titulaire du compte

44 Die vorgeschriebene Liste über die diesem Antrag beigefügten Unterlagen


ergibt sich aus der vorbereiteten Empfangsbescheinigung (Seite 8 dieses An-
trags). /
The prescribed list of documents enclosed with this request is shown on the pre-
pared receipt (page 8 of this request). /
La liste prescrite des documents joints à la présente requête figure sur le
récépissé préétabli (page 8 de la présente requête).

45 Für Angestellte nach Artikel 133 (3) Satz 1 mit allgemeiner Vollmacht / Nummer / Number / Numéro
For employees under Article 133(3), first sentence, having a general
authorisation /
Pour les employés mentionnés à l’article 133(3), 1ere phrase, munis d’un
pouvoir général

46 Unterschrift(en) des (der) Anmelder(s) oder Vertreter(s) Ort / Place / Lieu


Name des (der) Unterzeichneten bitte in Druckschrift wiederholen und
bei juristischen Personen die Stellung des (der) Unterzeichneten
innerhalb der Gesellschaft angeben. /
Signature(s) of applicant(s) or representative(s)
Under signature please print name and, in the case of legal persons,
position within the company. / Datum / Date
Signature(s) du (des) demandeur(s) ou du (des) mandataire(s)
Prière d’indiquer en caractères d’imprimerie le ou les noms des signataires
ainsi que, s’il s’agit d’une personne morale, la position occupée au sein de
celle-ci par le ou les signataires.

Unterschrift(en) / Signature(s)
EPA/EPO/OEB 1001. 7 05.10

Zeichen des Anmelders /


Applicant’s reference /
Référence du demandeur

206
Materialien

Empfangsbescheinigung
Liste der diesem Antrag beigefügten Unterlagen – Hiermit wird der Empfang der unten
bezeichneten Dokumente bescheinigt. Wird im Falle der Einreichung der europäischen
Patentanmeldung bei einer nationalen Behörde diese Empfangsbescheinigung vom Euro-

Receipt for documents


päischen Patentamt übersandt, so ist sie als Mitteilung gemäß Regel 35 (4) anzusehen
(siehe Feld RENA).
Checklist of enclosed documents – Receipt of the documents indicated below is hereby

Récépissé de documents acknowledged. If this receipt is issued by the European Patent Office and the European
patent application was filed with a national authority, it serves as a communication under
Rule 35(4) (see Section RENA).
Liste des documents annexés à la présente requête – Nous attestons le dépôt des
documents désignés ci-dessous. Si, en cas de dépôt de la demande de brevet européen
auprès d’un service national, l’Office européen des brevets délivre le présent récépissé
de documents, ce récépissé est réputé être la notification visée à la règle 35(4)
(cf. rubrique RENA).

Nur für amtlichen Gebrauch / For official use only / Cadre réservé à l’administration

Amtsstempel / Official stamp / Cachet officiel

Tag des Eingangs (Regel 35 (2)) / Date of receipt (Rule 35(2)) /


DREC
Date de réception (règle 35(2))

Anmeldenummer für den Schriftverkehr mit dem EPA; Aktenzeichen für Prioritäts-
erklärungen / Application No. to be used in correspondence with the EPO;
file No. to be used for priority declarations / N° de la demande à utiliser dans la cor-
respondance avec l’OEB ; n° de dépôt à utiliser pour la déclaration de priorité

Tag des Eingangs beim EPA (Regel 35 (4)) / Date of receipt at EPO
RENA
(Rule 35(4)) / Date de réception à l’OEB (règle 35(4))

47 A. Anmeldungsunterlagen und Prioritätsbeleg(e) / Application and priority Blattzahl * /


documents / Pièces de la demande et document(s) de priorité Number of sheets* /
Nombre de feuilles*
1. Beschreibung (ohne Sequenzprotokollteil) / Description (excluding sequence listing part) /
Description (sauf partie réservée au listage des séquences)
Gesamtzahl der Abbildungen* /
Total number of fi gures* /
2. Patentansprüche / Claims / Revendications
Nombre total de fi gures*
3. Zeichnung(en) / Drawing(s) / Dessin(s)

4. Sequenzprotokollteil der Beschreibung / Sequence listing part of description / * Die Richtigkeit der Blattzahl und der Gesamtzahl
Partie de la description réservée au listage des séquences der Abbildungen wurde bei Eingang nicht geprüft. /
* No check was made on receipt that the number
5. Zusammenfassung / Abstract / Abrégé of sheets and the total number of fi gures
indicated were correct. /
6. Früher eingereichte Anmeldung / Previously filed application / Demande déposée antérieurement * L’exactitude du nombre de feuilles et du nombre
total de fi gures n’a pas été contrôlée lors du dépôt.
7. Übersetzung der Anmeldungsunterlagen / Translation of the application documents /
Traduction des pièces de la demande

8. Übersetzung der früher eingereichten Anmeldung / Translation of the previously filed


application / Traduction de la demande déposée antérieurement
Anzahl / Number / Nombre*
9. Prioritätsbeleg(e) / Priority document(s) / Document(s) de priorité

10. Übersetzung des (der) Prioritätsbelegs(belege) / Translation of priority document(s) /


Traduction du (des) document(s) de priorité AREF
48 B. Der Anmeldung in der eingereichten Fassung liegen folgende Unterlagen bei: / Zeichen des Anmelders /
This application as filed is accompanied by the items below: / Applicant’s reference /
Les pièces ci-après sont annexées à la présente demande : Référence du demandeur

1. Vollmacht / Authorisation / Pouvoir

2. Allgemeine Vollmacht / General authorisation / Pouvoir général

3. Erfindernennung / Designation of inventor / Désignation de l’inventeur

4. Früherer Recherchenbericht / Earlier search report / Rapport de recherche antérieure

5. Gebührenzahlungsvordruck (EPA Form 1010) / Voucher for the settlement of fees


(EPO Form 1010) / Bordereau de règlement de taxes (OEB Form 1010)

6. Elektronischer Datenträger für Sequenzprotokoll / Electronic data carrier for sequence listing /
Support électronique de données pour listage des séquences

7. Zusatzblatt / Additional sheet / Feuille supplémentaire

8. Sonstige Unterlagen (bitte hier spezifizieren) / Other documents (please specify here) /
Autres documents (veuillez préciser)
EPA/EPO/OEB 1001. 8 05.10

49 C. Exemplare dieser Empfangsbescheinigung (bitte zutreffende Zahl ankreuzen) / 3 Einreichung direkt beim EPA / Direct filing with the EPO /
Copies of this receipt for documents (please mark appropriate number with a cross) / Dépôt direct auprès de l’OEB
Exemplaires du présent récépissé de documents (veuillez cocher le chiffre correspondant)
4 Einreichung bei einer nationalen Behörde / Filing with
a national authority / Dépôt auprès d’un service national

8
[

207
Materialien

M4 Anmeldeunterlagen PCT-Anmeldung (Auszug)

Vom Anmeldeamt auszufüllen


PCT
Internationales Aktenzeichen

ANTRAG
Internationales Anmeldedatum

Der Unterzeichnete beantragt, daß die vorliegende


internationale Anmeldung nach dem Vertrag über die
internationale Zusammenarbeit auf dem Gebiet des Name des Anmeldeamts und “PCT International Application”
Patentwesens behandelt wird. Aktenzeichen des Anmelders oder Anwalts (falls gewünscht)
(max. 12 Zeichen)

Feld Nr. I BEZEICHNUNG DER ERFINDUNG

Feld Nr. II ANMELDER Diese Person ist gleichzeitig Erfinder


Name und Anschrift: (Familienname, Vorname; bei juristischen Personen vollständige amtliche Telefonnr.:
Bezeichnung. Bei der Anschrift sind die Postleitzahl und der Name des Staats anzugeben. Der in
diesem Feld in der Anschrift angegebene Staat ist der Staat des Sitzes oder Wohnsitzes des
Anmelders, sofern nachstehend kein Staat des Sitzes oder Wohnsitzes angegeben ist.)
Telefaxnr.:

Registrierungsnr. des Anmelders beim Amt:

E-Mail-Ermächtigung: Durch Ankreuzen eines der Kästchen werden das Anmeldeamt, die Internationale Recherchenbehörde, dasInternationale
Büro und die mit der internationalen vorläufigen Prüfung beauftragte Behörde ermächtigt, die in diesem Feld angegebene E-Mail-Adresse zu
benutzen, um Mitteilungen bezüglich dieser internationalen Anmeldung zu übersenden, soweit das Amt oder die Behörde dazu bereit ist.
nur für Vorauskopien, Mitteilungen werden zudem in ausschließlich in elektronischer Form (Mitteilungen werden nicht in
Papierform versandt, oder Papierform versandt)
E-Mail-Adresse:
Staatsangehörigkeit (Staat): Sitz oder Wohnsitz (Staat):

Diese Person ist Anmelder alle Bestim- alle Bestimmungsstaaten mit Ausnahme nur die Vereinigten die im Zusatzfeld
für folgende Staaten: mungsstaaten der Vereinigten Staaten von Amerika Staaten von Amerika angegebenen Staaten

Feld Nr. III WEITERE ANMELDER UND/ODER (WEITERE) ERFINDER

Weitere Anmelder und/oder (weitere) Erfinder sind auf einem Fortsetzungsblatt angegeben.

Feld Nr. IV ANWALT ODER GEMEINSAMER VERTRETER; ODER ZUSTELLANSCHRIFT


Die folgende Person wird hiermit bestellt/ist bestellt worden, um für den (die) Anmelder vor gemeinsamer
den zuständigen internationalen Behörden in folgender Eigenschaft zu handeln als: Anwalt Vertreter
Name und Anschrift: (Familienname, Vorname; bei juristischen Personen vollständige amtliche Telefonnr.:
Bezeichnung. Bei der Anschrift sind die Postleitzahl und der Name des
Staats anzugeben.)

Telefaxnr.:

Registrierungsnr. des Anwalts beim Amt:

E-Mail-Ermächtigung: Durch Ankreuzen eines der Kästchen werden das Anmeldeamt, die Internationale Recherchenbehörde, dasInternationale
Büro und die mit der internationalen vorläufigen Prüfung beauftragte Behörde ermächtigt, die in diesem Feld angegebene E-Mail-Adresse zu
benutzen, um Mitteilungen bezüglich dieser internationalen Anmeldung zu übersenden, soweit das Amt oder die Behörde dazu bereit ist.
nur für Vorauskopien, Mitteilungen werden zudem in ausschließlich in elektronischer Form (Mitteilungen werden nicht in
Papierform versandt, oder Papierform versandt)
E-Mail-Adresse:
Zustellanschrift: Dieses Kästchen ist anzukreuzen, wenn kein Anwalt oder gemeinsamer Vertreter bestellt ist und statt dessen im
obigen Feld eine spezielle Zustellanschrift angegeben ist.
Formblatt PCT/RO/101 (Blatt 1) (Januar 2010) Siehe Anmerkungen zu diesem Antragsformular

208
Materialien

Blatt Nr. . . . . . . .

Feld Nr. III WEITERE ANMELDER UND/ODER (WEITERE) ERFINDER


Wird keines der folgenden Felder benutzt, so sollte dieses Blatt dem Antrag nicht beigefügt werden.

Name und Anschrift: (Familienname, Vorname; bei juristischen Personen vollständige amtliche Diese Person ist:
Bezeichnung. Bei der Anschrift sind die Postleitzahl und der Name des Staats anzugeben. Der in
diesem Feld in der Anschrift angegebene Staat ist der Staat des Sitzes oder Wohnsitzes des nur Anmelder
Anmelders, sofern nachstehend kein Staat des Sitzes oder Wohnsitzes angegeben ist.)
Anmelder und Erfinder
nur Erfinder (Wird dieses Kästchen
angekreuzt, so sind die nachstehenden
Angaben nicht nötig.)
Registrierungsnr. des Anmelders beim Amt:

Staatsangehörigkeit (Staat): Sitz oder Wohnsitz (Staat):

Diese Person ist Anmelder alle Bestim- alle Bestimmungsstaaten mit Ausnahme nur die Vereinigten die im Zusatzfeld
für folgende Staaten: mungsstaaten der Vereinigten Staaten von Amerika Staaten von Amerika angegebenen Staaten

Name und Anschrift: (Familienname, Vorname; bei juristischen Personen vollständige amtliche Diese Person ist:
Bezeichnung. Bei der Anschrift sind die Postleitzahl und der Name des Staats anzugeben. Der in
diesem Feld in der Anschrift angegebene Staat ist der Staat des Sitzes oder Wohnsitzes des nur Anmelder
Anmelders, sofern nachstehend kein Staat des Sitzes oder Wohnsitzes angegeben ist.)
Anmelder und Erfinder
nur Erfinder (Wird dieses Kästchen
angekreuzt, so sind die nachstehenden
Angaben nicht nötig.)
Registrierungsnr. des Anmelders beim Amt:

Staatsangehörigkeit (Staat): Sitz oder Wohnsitz (Staat):

Diese Person ist Anmelder alle Bestim- alle Bestimmungsstaaten mit Ausnahme nur die Vereinigten die im Zusatzfeld
für folgende Staaten: mungsstaaten der Vereinigten Staaten von Amerika Staaten von Amerika angegebenen Staaten

Name und Anschrift: (Familienname, Vorname; bei juristischen Personen vollständige amtliche Diese Person ist:
Bezeichnung. Bei der Anschrift sind die Postleitzahl und der Name des Staats anzugeben. Der in
diesem Feld in der Anschrift angegebene Staat ist der Staat des Sitzes oder Wohnsitzes des nur Anmelder
Anmelders, sofern nachstehend kein Staat des Sitzes oder Wohnsitzes angegeben ist.)
Anmelder und Erfinder
nur Erfinder (Wird dieses Kästchen
angekreuzt, so sind die nachstehenden
Angaben nicht nötig.)
Registrierungsnr. des Anmelders beim Amt:

Staatsangehörigkeit (Staat): Sitz oder Wohnsitz (Staat):

Diese Person ist Anmelder alle Bestim- alle Bestimmungsstaaten mit Ausnahme nur die Vereinigten die im Zusatzfeld
für folgende Staaten: mungsstaaten der Vereinigten Staaten von Amerika Staaten von Amerika angegebenen Staaten

Name und Anschrift: (Familienname, Vorname; bei juristischen Personen vollständige amtliche Diese Person ist:
Bezeichnung. Bei der Anschrift sind die Postleitzahl und der Name des Staats anzugeben. Der in
diesem Feld in der Anschrift angegebene Staat ist der Staat des Sitzes oder Wohnsitzes des nur Anmelder
Anmelders, sofern nachstehend kein Staat des Sitzes oder Wohnsitzes angegeben ist.)
Anmelder und Erfinder
nur Erfinder (Wird dieses Kästchen
angekreuzt, so sind die nachstehenden
Angaben nicht nötig.)
Registrierungsnr. des Anmelders beim Amt:

Staatsangehörigkeit (Staat): Sitz oder Wohnsitz (Staat):

Diese Person ist Anmelder alle Bestim- alle Bestimmungsstaaten mit Ausnahme nur die Vereinigten die im Zusatzfeld
für folgende Staaten: mungsstaaten der Vereinigten Staaten von Amerika Staaten von Amerika angegebenen Staaten

Weitere Anmelder und/oder (weitere) Erfinder sind auf einem zusätzlichen Fortsetzungsblatt angegeben.

Formblatt PCT/RO/101 (Fortsetzungsblatt) (Januar 2010) Siehe Anmerkungen zu diesem Antragsformular

209
Materialien

Blatt Nr. .......

Feld Nr. V BESTIMMUNGEN

Die Einreichung dieses Antrags umfaßt gemäß Regel 4.9 Absatz a die Bestimmung aller Vertragsstaaten, für die der PCT am
internationalen Anmeldedatum verbindlich ist, und insoweit verfügbar, für jede Art von Schutzrecht und sowohl für ein regionales als
auch für ein nationales Patent.
Dennoch wird
DE Deutschland nicht für ein nationales Schutzrecht bestimmt
JP Japan nicht für ein nationales Schutzrecht bestimmt
KR Republik Korea nicht für ein nationales Schutzrecht bestimmt

(Obenstehende Kästchen können nur angekreuzt werden, um die betreffenden Bestimmungen (unwiderruflich) auszuschließen, falls die
internationale Anmeldung, zum Zeitpunkt ihrer Einreichung oder nachträglich gemäß Regel 26bis.1, in Feld Nr. VI die Priorität einer
in dem betreffenden Staat eingereichten früheren nationalen Anmeldung beansprucht, um zu vermeiden, daß diese frühere nationale
Anmeldung nach nationalem Recht ihre Wirkung verliert).

Feld Nr. VI PRIORITÄTSANSPRUCH

Die Priorität der folgenden früheren Anmeldung(en) wird hiermit in Anspruch genommen:
Anmeldedatum Aktenzeichen Ist die frühere Anmeldung eine:
der früheren Anmeldung der früheren Anmeldung
nationale Anmeldung: regionale Anmeldung: internationale Anmeldung:
(Tag/Monat/Jahr)
Staat oder Mitglied der WTO regionales Amt Anmeldeamt
Zeile (1)

Zeile (2)

Zeile (3)

Weitere Prioritätsansprüche sind im Zusatzfeld angegeben.

Das Internationale Büro wird ersucht, eine beglaubigte Abschrift der oben bezeichneten früheren Anmeldung(en)* von einer digitalen
Bibliothek zu beziehen (nur, falls die frühere(n) Anmeldung(en) dem Anmeldeamt durch eine digitale Bibliothek zugänglich ist (sind)):
sämtliche Zeilen Zeile (1) Zeile (2) Zeile (3) weitere, siehe Zusatzfeld
Das Anmeldeamt wird ersucht, entweder eine beglaubigte Abschrift der oben bezeichneten früheren Anmeldung(en) zu erstellen
und dem Internationalen Büro zu übermitteln (nur, falls die frühere(n) Anmeldung(en) bei dem Amt eingereicht worden ist (sind), das
für die Zwecke dieser internationalen Anmeldung Anmeldeamt ist), oder eine beglaubigte Abschrift der oben bezeichneten früheren
Anmeldung(en)* von einer digitalen Bibliothek zu beziehen und dem Internationalen Büro zu übermitteln (nur, falls die frühere(n)
Anmeldung(en) dem Anmeldeamt durche eine digitale Bibliothek zugänglich ist (sind)):
sämtliche Zeilen Zeile (1) Zeile (2) Zeile (3) weitere, siehe Zusatzfeld
* Sofern eine beglaubigte Abschrift der oben bezeichneten früheren Anmeldung(en) in einer digitalen Bibliothek nicht unter dem
Aktenzeichen der oben bezeichneten früheren Anmeldung(en) verfügbar ist, sondern nur unter dem Aktenzeichen einer anderen
Anmeldung, welche dieselbe Priorität beansprucht, schreiben Sie dieses Aktenzeichen auf das Zusatzblatt (Zeile 4).

Wiederherstellung des Prioritätsrechts: Das Anmeldeamt wird ersucht, das Prioritätsrecht der oben bezeichneten oder im Zusatzfeld
unter Punkt(en) (_______________________) angegebenen früheren Anmeldung(en) wiederherzustellen. (Siehe auch die Anmerkungen
zu Feld Nr. VI; weitere Angaben zur Begründung des Antrags auf Wiederherstellung des Prioritätsrechts sind einzureichen.)

Einbeziehung durch Verweis: Ist ein in Artikel 11 Absatz 1 Ziffer iii Buchstabe d oder e genannter Bestandteil der internationalen
Anmeldung oder ein in Regel 20.5 Absatz a genannter Teil der Beschreibung, der Ansprüche oder der Zeichnungen nicht anderswo in
der internationalen Anmeldung, aber vollständig in einer früheren Anmeldung enthalten, deren Priorität, zu dem Datum, an dem ein oder
mehrere in Artikel 11 Absatz 1 Ziffer iii genannte Bestandteile zuerst beim Anmeldeamt eingegangen sind, beansprucht wird, so wird
dieser Bestandteil oder Teil, vorbehaltlich der Bestätigung nach Regel 20.6, für die Zwecke der Regel 20.6 in diese internationale
Anmeldung einbezogen.

Feld Nr. VII INTERNATIONALE RECHERCHENBEHÖRDE

Wahl der internationalen Recherchenbehörde (ISA) (falls mehr als eine internationale Recherchenbehörden für die Ausführung der
internationalen Recherche zuständig ist, geben Sie die von Ihnen gewählte Behörde an; der Zweibuchstaben-Code kann benutzt
werden):
ISA / . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Formblatt PCT/RO/101 (Blatt 2) (Januar 2010) Siehe Anmerkungen zu diesem Antragsformular

210
Materialien

Blatt Nr. . . . . . . .

Feld Nr. IX KONTROLLISTE für in Papierform eingereichte Anmeldungen - Dieses Blatt sollte nur für auf Papier eingereichte
internationale Anmeldungen benutzt werden

Die internationale Anmeldung Anzahl Dieser internationalen Anmeldung liegen die folgenden Anzahl
enthält folgendes: an Blättern Unterlagen bei (kreuzen Sie die entsprechenden Kästchen
an und geben Sie in der rechten Spalte jeweils die Anzahl
(a) Antragsformular der beiliegenden Exemplare an)
PCT/RO/101
(inklusive eventueller 1. Blatt für die Gebührenberechnung . . . . . . . . . . . . . . . . . . :
Erklärungs- und
Zusatzblätter) . . . . . . . . . . . . . : 2. Original einer gesonderten Vollmacht . . . . . . . . . . . . . . . :
3. Original einer allgemeinen Vollmacht . . . . . . . . . . . . . . . :
(b) Beschreibung (ohne
Sequenzprotokoll der 4. Kopie der allgemeinen Vollmacht; Aktenzeichen: . . . . . .
Beschreibung, siehe .............................................. :
unter (f)) . . . . . . . . . . . . . . . . . :
5. Begründung für das Fehlen einer Unterschrift . . . . . . . . . :
6. Prioritätsbeleg(e), in Feld Nr. VI durch folgende
(c) Ansprüche . . . . . . . . . . . . . . . :
Zeilennummer(n) gekennzeichnet: . . . . . . . . . . . . . . . . . . :

(d) Zusammenfassung . . . . . . . . . : 7. Übersetzung der internationalen Anmeldung in die


folgende Sprache: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . :

(e) Zeichnungen 8. Gesonderte Angaben zu hinterlegten Mikroorganismen


(falls vorhanden) . . . . . . . . . . : oder anderem biologischen Material . . . . . . . . . . . . . . . . . :
9. Kopie des Sequenzprotokolls in elektronischer Form
(f) Sequenzprotokoll (Anhang C/ST 25 Textdatei) auf einem physischen
der Beschreibung Datenträger, die nach Regel 13ter ausschließlich der
(falls vorhanden) . . . . . . . . . . :
internationalen Recherche dient und nicht Bestandteil
der internationalen Anmeldung ist (Art und Anzahl der
physischen Datenträger) . . . . . . . . . . . . . . . . . . . . . . . . . . .
.............................................. :
Gesamtanzahl : 0 10. Erklärung, daß die nach Regel 13ter in elektronischer
Form eingereichten Daten mit dem in Papierform
eingereichten in der internationalen Anmeldung
enthaltenen Sequenzprotokoll übereinstimmen . . . . . . . . . :
11. Kopie der Ergebnisse von (einer) früheren Recherche(n)
(Regel 12bis.1 Absatz a) . . . . . . . . . . . . . . . . . . . . . . . . . . . :
12. Sonstige (einzeln aufführen): . . . . . . . . . . . . . . . . . . . . . . :

Abbildung der Zeichnungen, Sprache, in der die


die mit der Zusammenfassung internationale Anmeldung
veröffentlicht werden soll: eingereicht wird:
Feld Nr. X UNTERSCHRIFT DES ANMELDERS, DES ANWALTS ODER DES GEMEINSAMEN VERTRETERS
Der Name jeder unterzeichnenden Person ist neben der Unterschrift zu wiederholen, und es ist anzugeben, sofern sich dies nicht eindeutig aus dem Antrag
ergibt, in welcher Eigenschaft die Person unterzeichnet.

Vom Anmeldeamt auszufüllen


1. Datum des tatsächlichen Eingangs dieser 2. Zeichnungen:
internationalen Anmeldung:
eingegangen:
3. Geändertes Eingangsdatum aufgrund nachträglich, jedoch
fristgerecht eingegangener Unterlagen oder Zeichnungen zur
Vervollständigung dieser internationalen Anmeldung:
nicht ein-
4. Datum des fristgerechten Eingangs der angeforderten gegangen:
Richtigstellungen nach Artikel 11(2) PCT:
5. Internationale Recherchenbehörde 6. Übermittlung des Recherchenexemplars
(falls zwei oder mehr zuständig sind): bis zur Zahlung der Recherchengebühr
ISA / aufgeschoben
Vom Internationalen Büro auszufüllen

Datum des Eingangs des Aktenexemplars


beim Internationalen Büro:

Formblatt PCT/RO/101 (letztes Blatt des Antragsformulars) (Januar 2010) Siehe Anmerkungen zu diesem Antragsformular

211
Materialien

Dieses Blatt ist nicht Teil und zählt nicht als Blatt der internationalen Anmeldung.

PCT Von Anmeldeamt auszufüllen

BLATT FÜR DIE GEBÜHRENBERECHNUNG


Internationales Aktenzeichen
Anhang zum Antrag

Aktenzeichen des Anmelders


oder Anwalts Eingangsstempel des Anmeldeamts
Anmelder

BERECHNUNG DER VORGESCHRIEBENEN GEBÜHREN


1. ÜBERMITTLUNGSGEBÜHR . . . . . . . . . . . . . . . . . . T

2. RECHERCHENGEBÜHR . . . . . . . . . . . . . . . . . . . . S
Die internationale Recherche ist durchzuführen von __________________
(Sind zwei oder mehr Internationale Recherchenbehörden für die internationale Recherche zuständig,
ist der Name der Behörde anzugeben, die die internationale Recherche durchführen soll.)

3. INTERNATIONALE ANMELDEGEBÜHR

In Feld Nr. IX angegebene Gesamtanzahl an Blättern ___________________________

i1 die ersten 30 Blätter . . . . . . . . . . . . . . i1

i2 _________________ x __________________ = i2
Anzahl der Blätter Zusatzgebühr
über 30

Addieren Sie die in Feld i1 und i2 eingetragenen I


Beträge und tragen Sie die Summe in Feld I ein . . . . . . . .

(Anmelder aus bestimmten Staaten haben Anspruch auf eine Ermäßigung der
internationalen Anmeldegebühr um 90%. Hat der Anmelder (oder haben alle
Anmelder) einen solchen Anspruch, so beträgt der in Feld I einzutragende
Gesamtbetrag 25% der internationalen Anmeldegebühr.)

4. GEBÜHR FÜR PRIORITÄTSBELEG (ggf) . . . . . . . . . . . . . . . P

5. GEBÜHR FÜR WIEDERHERSTELLUNG DES PRIORITÄTSRECHTS (ggf) . RP

6. GEBÜHR FÜR UNTERLAGEN ZU FRÜHERER RECHERCHE (ggf) . . . ES

7. GESAMTBETRAG DER ZU ZAHLENDEN GEBÜHREN .


Addieren Sie die in Feldern T, S, I, P, RP und ES
eingetragenen Beträge, und tragen Sie die Summe in das
nebenstehende Feld ein INSGESAMT

ZAHLUNGSWEISE (Möglicherweise können nicht alle Zahlungsweisen bei allen Anmeldeämtern verwendet werden)
Abbuchungsauftrag Postanweisung Kreditkarte Barzahlung
(siehe unten) (Kreditkartenangaben bitte
auf einem gesonderten Blatt Sonstige (einzeln angeben):
einreichen)
Scheck Banküberweisung Gebührenmarken

ABBUCHUNGS- bzw. GUTSCHREIBUNGSAUFTRAG


(diese Zahlungsweise gibt es nicht bei allen Anmeldeämtern) Anmeldeamt: RO/ _____________________________
Ermächtigung, den vorstehend angegebenen Gesamtbetrag der Gebühren Kontonummer: ________________________________
abzubuchen.
(dieses Kästchen darf nur angekreuzt werden, wenn die Vorschriften des Datum: ______________________________________
Anmeldeamts über laufende Konten dieses Verfahrenerlauben) Ermächtigung,
Fehlbeträge oder Überzahlungen des vorstehend angegebenen Gesamtbetrags Name: _______________________________________
der Gebühren meinem laufenden Konto zu belasten bzw. gutzuschreiben.
Ermächtigung, die Gebühr für die Ausstellung des Prioritätsbeleges abzubuchen. Unterschrift: __________________________________
Formblatt PCT/RO/101 (Anhang) (Januar 2010) Siehe Anmerkungen zum Blatt für die Gebührenberechnung

212
Materialien

M5 Anmeldeformular Deutsche Marke mit amtlichem Merk-


blatt als Auszug

A n das DEUTSCHES PATENT- UND MARKENAMT


Deutsche Patent- und Markenamt B itte b e a ch te n S ie d ie H in we ise z u m A u sfü lle n d ie se s F o rm u la rs
Markenabteilungen a u ch im In te rn e t (h ttp ://www.d p m a .d e )
S ch a ttie rte F e ld e r we rd e n vo m D e u tsch e n P a te n t- u n d M a rke n a m t
80297 M ü n ch e n
a u sg e fü llt
(1) Sendungen des Deutschen Patent- und Markenamts sind zu richten an:
N a m e /F irm a

3
S tr./H a u s-N r. Anmeldung zur
P L Z /O rt
g g f. P o stf. Eintragung einer
Marke in das
Register
TELEFAX vo ra b a m
Aktenzeichen

(2) G e sch ä ftsz e ich e n d e s A n m e ld e rs/V e rtre te rs (m a x. 20 S te lle n ) T e le fo n -N r. d e s A n m ./V e rtr. T e le fa x-N r. d e s A n m ./V e rtr. D a tu m

(3) g g f. N r. d e r A llg e m e in e n V o llm a ch t


N a m e /F irm a Anmelder Vertreter (fa lls vo rh a n d e n )
S tr./H a u s-N r.
P L Z /O rt
g g f. P o stf.,
we n n a b we i-
ch e n d vo n
F e ld (1)

A n m e ld e rco d e -N r. V e rtre te rco d e -N r. Z u ste lla d re ssco d e -N r.

(4)
E in A n tra g a u f in te rn a tio n a le R e g istrie ru n g d ie se r M a rke n a n m e ld u n g lie g t b e i (F o rm b la tt d e r W IP O )
(5) Wiedergabe der Marke
sie h e A n la g e
F a rb ig e E in tra g u n g m it fo lg e n d e n F a rb e n : E in tra g u n g sch wa rz /we iß
(6) Zur Markenform werden folgende Angaben gemacht (bitte nur ein Feld ankreuzen):
W o rtm a rke (in d e r vo m P a te n t- u n d M a rke n a m t ve rwe n de te n D ru cksch rift) D re id im e n sio n a le M a rke
B ild m a rke ; W o rt-/B ild m a rke (in d e r vo m A n m e ld e r g e wä h lte n g ra p h isch e n W ie d e rg a b e ) H ö rm a rke
S o n stig e M a rke n fo rm K e n n fa d e n m a rke
(7) Antrag auf beschleunigte Prüfung n a ch § 38 M a rke n g e se tz (g e b ü h re n p flich tig )
(8) Gruppiertes Verzeichnis der Waren/Dienstleistungen (in der Reihenfolge der Klasseneinteilung geordnet)

siehe Anlage (2fach beifügen)


K la sse : B e z e ich n u n g :

. D ieses V erz eichnis wurde in identischer F orm bereits eingetragen unter A ktenz eichen:
L eitklassenvorschlag des A nm elders:
(9) Es wird die Eintragung als Kollektivmarke (§§ 97 ff. Markengesetz) beantragt
(10) Priorität a u slä n d isch e P rio ritä t (Datum, Staat, Aktenzeichen) A u sste llu n g sp rio ritä t (b itte F o rm u la r
Ausstellungsbescheinigung ausfüllen und der A nm eldung beifügen)

(11)
Die Anmeldung ist Bestandteil einer Serie von Markenanmeldungen (siehe Vorblatt - W 7002)
E rlä u te ru n g
s. R ü ckse ite Diese Anmeldung ist Nr. von Anmeldungen
(12) Gebührenzahlung E rte ilu n g e in e r Einzugsermächtigung vo n e in e m
EUR A n m e ld e g e b ü h r In la n d sko n to (A 9507) ist beigefügt
E rlä u te ru n g (e in sch l. b is z u 3 K la sse n )
u n d K o ste n -
EUR K la sse n g e b ü h r(e n ) Überweisung a u f d a s K o n to d e r B u n d e ska sse W e id e n
h in we ise (D re im o n a tig e Z a h lu n g sfrist b e a ch te n !)
s. R ü ckse ite
(fü r je d e we ite re a b d e r vie rte n K la sse )
Konto der Bundeskasse Weiden:
EUR B e sch le u n ig u n g sg e b ü h r
B B k M ü n ch e n 700 010 54 (B L Z 700 000 00)
B e i Ü b e rwe isu n g e n a u s d e m A u sla n d :
B IC (S W IF T -C o d e ): M A R K D E F 1700
EUR In sg e sa m t IB A N : D E 84 7000 0000 0070 0010 54

D ie G e b ü h re n sin d innerhalb von 3 Monaten n a ch E in re ich u n g d e r A n m e ld u n g z u z a h le n (sie h e K o ste n h in we ise )


Anlagen
1. Z we i ü b e re in stim m e n d e z we id im e n sio n a le g ra p h isch e W ie d e rg a b e n 5. M a rke n sa tz u n g (b e i K o lle ktivm a rke )
d e r M a rke (a u ß e r b e i d e r A n m e ld u n g e in e r W o rtm a rke )
6. E in z u g se rm ä ch tig u n g
2. K la n g lich e W ie d e rg a b e b e i A n m e ld u n g d e r H ö rm a rke 7. P rio ritä tsb e sch e in ig u n g
3. B e sch re ib u n g d e r M a rke 8 V e rtre te rvo llm a ch t
4. V e rz e ich n is d e r W a re n /D ie n stle istu n g e n : S ch riftg rö ß e 11 p t m it Z e i- 9.
W 7005 Unterschrift(en) (ggf. Firmenstempel)
le n a b sta n d 1,5 (so fe rn d ie A u fz ä h lu n g n ich t b e re its in F e ld 8 wie d e r-
11.09 g e g e b e n ist)

213
Materialien

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214
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$"+n ))"/n ,/200"172+$"+n #=/n !&"n "%+!)2+$n )0n "/&"++*")!2+$nmn !&"n X&+7")lYn
+*")!2+$"+n+ %n!"/n'"4"&)0n$=)1&$"+n"0 %9#103"/1"&)2+$n72n"/"&1"+Qnn

":%/"+K[%)2+$0#,/*"+[Q=>R[n

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220
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X1 ,01YQn+ %n(<++"+n"=%/"+n4&"n#,)$1n"+1/& %1"1n4"/!"+Snn

Yn!2/ %n/"&+7%)2+$["&n!"+n")!01"))"+n!"0n nX&+n!"+n&"+0101"))"+n =+l


%"+n2+!n
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!Yn !2/ %n "/$"n ,!"/n "/0"+!2+$n "&+"/n &+72$0"/*8 %1&$2+$[ 3,+n "&+"*n +l
)+!0(,+1,Tn "0n 4&/!n !/&+l$"+!n "*-#,%)"+Rn !"+n *1)& %"+n ,/!/2 (n Xn HD?FYn 72n
3"/4"+!"+Rn 2*n //1=*"/n 2+!n "/7<$"/2+$"+n "&n !"/n "/2 %2+$n !"/n "=%/n 72n
3"/*"&!"+Qnn

&"n ,/!/2 ("n 0&+!n 2 %n 2+1"/n !"/n +1"/+"1l!/"00"n %11-Skk444Qn!-*Q!"k0"/3& "kn


#,/*2)/"d*"/()"11"/k#,/*2)/"k&+!"5Q%1*)n/2#/Qnn

" %1"+n&"n&11"Snn

)0n&+7%)2+$01$n$&)1n"&Snn

Yn/"&+7%)2+$Sn!"/n$n!"/n&+7%)2+$Rnn

Yn"/4"&02+$Sn!"/n$n!"/n210 %/&#1n2#n!"*n ,+1,n!"/n2+!"0(00"n"&!"+Rnn

YnX/lY&+7%)2+$Sn!"/n$n!"/n&+7%)2+$Rnn

!Yn/1"&)2+$n"&+"/n&+72$0"/*9 %1&$2+$Sn!"/n$n!"0n&+$+$0n!"/n&+72$0"/*9 %l
1&$2+$n "&*n  Rn 0,#"/+n !&"n &+7&"%2+$n 72$2+01"+n !"/n ")!01"))"n !"0n  n
"/#,)$1Qnn

221
Materialien

"&Y !"/Y %)2+$Y !"/Y ":%/"+Y 0&+!Y 01"10Y !"/Y "/4"+!2+$074" (Y 2+!JY 0,4"&1Y "/"&10Y "W
(++1JY!0Y*1)& %"Y(1"+7"& %"+JY+0,+01"+Y!"/Y*"Y!"0Y+*")!"/0Y2+!Y!"/Y+*")!"1$Y
+72$""+IYn

,#"/+n&"n"0& %1&$"+Rn20n!"*n20)+!n"=%/"+n72n="/4"&0"+n,!"/n20n!"*n
20)+!n"&+"n/"&+7%)2+$n3,/72+"%*"+Rn"+217"+n&"n&11"n#,)$"+!"n1"+Snn

%)2+$0"*-#9+$"/Sn2+!"0(00"n"&!"+nn

+("7"& %+2+$Sn(n =+ %"+nXKn"210 %"n2+!"0+(n&)&)"n =+ %"+Ynn

,+1,l2**"/SnF??n?@?nDCnn

+()"&17%)SnF??n???n??nn

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SnGCnF???n????n??F?n??@?nDCnn

&"n +$"+n !"/n n 2+!n  n mn 2**"/n 1/$"+n !72n "&Rn !00n "/4"&02+$"+n
20n!"*n20)+!n0 %+"))n2+!n(,01"+$=+01&$n20$"#=%/1n4"/!"+Qnn

&"n%)2+$0#/&01"+n4"/!"+n!!2/ %n+& %1n3"/)9+$"/1Qn&11"n %1"+n&"n2 %n!/2#Rn


!00n +#))"+!"n "/4"&02+$0$"=%/"+n 72n %/"+n 01"+n $"2 %1n 4"/!"+Qn 01n !"/n
!"*n  n $21$"0 %/&""+"n "1/$n $"/&+$"/n )0n !&"n <%"n !"/n #9))&$"+n "=%/Rn
1/"1"+n!&"n" %10#,)$"+n"&+"/n+& %1n3,))019+!&$"+n%)2+$n"&+Qnn

+1"/0 %/&#1[n

0n /&$&+)n !"0n +*")!"+1/$0n &01n 3,+n !"*n +*")!"/n 74Qn !"+n +*")!"/+n 72n
2+1"/0 %/"&"+n X"&+n (0&*&)"01"*-")n $"+=$1n +& %1YQn
"!"/n +*")!"/n *200n !&"n +l
*")!2+$n"&$"+%8+!&$[2+1"/0 %/"&"+Qnn

01n "&+"n &/*n +*")!"/n !"/n /("Rn 0,n "!/#n "0n !"/n +1"/0 %/&#1n !"/n "/0,+Rn !&"n
0"&1"+0n !"/n &/*n !72n "/*9 %1&$1n 42/!"Qn 2/ %n &+72#=$"+n !"0n &/*"+01"*-")0n
2+!n"&+"0n"+10-/" %"+!"+n2017"0n0,))1"n!&"0n!"21)& %n$"* %1n4"/!"+Qnn

+*")!2+$["&+"/[ /("[&+[")"(1/,+&0 %"/[,/*[n

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1"+1ln2+!n /("+*1n"&+/"& %"+Qn2*n/01"))"+n2+!n)&!&"/"+n!"/n+*")!"!,l
(2*"+1"n "+<1&$"+n &"n !&"n ,#14/"n  !&/"(1Rn "%"*)0n /Rn !&"n 2+1"/Sn
%11-Skk444Q!-*Q!"k0"/3& "k"d!&"+01)"&012+$"+kn !-*!&/"(1k&+!"5Q%1*)n (,01"+),0n
"01"))1n,!"/n%"/2+1"/n$")!"+n4"/!"+n(++Qnn

&"n ")"(1/,+&0 %"n +*")!2+$n &01n +2/n *&1n "&+"/n .2)&#&7&"/1"+n !&$&1)"+n &$+12/n
*<$)& %Qn /1"++&"1"/n #&+!"+n &"n 2+1"/Sn %11-Skk444Q!-*Q!"k0"/3& "kn "d!&"+01n
)"&012+$"+k!-*!&/"(1k))$"*"&+"&+#,/*1&,+"+k!&$&1)"0&$+12/kn &+!"5Q%1*)n "Y
 %1"+[ &"[ &11"K[ !00[ !&"[ "/0"+!2+$[ "&+"/[ "&+# %"+[ Y*&)[ ("&+"[ /" %104&/(Y
0*"[ /("++*")!2+$[ !/01"))1Qn /=#"+n &"n !%"/n &11"n 0,/$#9)1&$Rn ,n &"n !&"n
/("++*")!2+$n ,/!+2+$0$"*9>n &+n ")"(1/,+&0 %"/n ,/*n "&+)"$"+n (<++"+n ,!"/n
!&"0n&+n!"/n4"&1"/%&+n$=)1&$"+n %/&#1#,/*nX")"#5Rn/&"#Yn3,/+"%*"+n4,))"+Qnn

222
Materialien

M6 Anmeldeformular Gemeinschaftsmarke

HARMONISIERUNGSAMT FÜR DEN BINNENMARKT (HABM)

ANMELDUNG EINER GEMEINSCHAFTSMARKE


Anzahl der Seiten (einschließlich dieser)

Mod.009
Eingangsdatum (TT/MM/JJJJ)
Für das nationale Amt / /

*Sprachen
Ihr Zeichen
Sprache der Anmeldung (nicht mehr als 20 Zeichen)
oder ISO-Code ES DE EN FR IT
Zweite Sprache
Für sämtliche Korrespondenz soll die zweite Sprache verwendet
werden
*Anmelder ID-Nummer mehrere Anmelder auf
Fortzetzungsblatt jur. Person nat.Person
Name der jur. Person o.
Vor- und Zuname
Rechtsform
Tel., Fax, E-Mail
Anschrift
Straße und Hausnr.
PLZ und Ort
Land
Postanschrift
(falls anderslautend)
Staatsangehörigkeit

*Wiedergabe der Marke beigefügt

Wortmarke

Bildmarke Farbe an sich sonstige (angeben)

Dreidimensionale Marke Hörmarke

Angabe der Farbe(n) beigefügt

Beschreibung der Marke


beigefügt

Disclaimer beigefügt

Kollektivmarke Markensatzung beigefügt folgt


Antrag auf Erstellung nationaler Recherchenberichte (Gegenstand einer zusätzlichen Gebühr)

*Verzeichnis der Waren und Dienstleistungen


gleiches Verzeichnis wie frühere GM Nummer

Klassennr. Waren und Dienstleistungen

Fortsetzungsblatt beigefügt
Unterschrift
#TM009DE

Name *Unterschrift

* Pflichtangaben Seite
1 von

223
Materialien

ANMELDUNG EINER GEMEINSCHAFTSMARKE

Vertreter ID-Nummer

Name
Tel., Fax, E-Mail
Anschrift
Straße und Hausnr.
PLZ und Ort
Land
Postanschrift
(falls anderslautend)
Art des Vertreters Rechtsanwalt zugelassener Vertreter Vertreterzusammenschluss Angestellter
Priorität Der Anmelder beansprucht die Priorität Nachweis(e) beigefügt folgt/ folgen
der unten genannten Erstanmeldung(en)

Staat der Erstanmeldung Aktenzeichen Anmeldetag*

/ /

Fortsetzung auf weiteren Blättern

Zeitrang (Seniorität) Der Anmelder beansprucht den Zeitrang


Nachweis(e) beigefügt folgt/folgen
der unten genannten älteren Marke(n)
Mitgliedstaat Art der Eintragung (nationale/internationale) Nummer Anmeldetag*
Marke
/ /
/ /
/ /
/ /
/ /
Fortsetzung auf weiteren Blättern
Umwandlung gemäß Madrider Protokoll Übersetzung der/des

Nummer der internationalen Registrierung


Verzeichnisse(s) der Waren
Tag der Löschung der IR / / und Dienstleistungen beigefügt

Datum der IR / / Farbangaben beigefügt

Beschreibung der Marke beigefügt


Prioritätstag der IR / /
Disclaimers beigefügt

Zahlung der Gebühren


Laufendes Konto beim HABM

Grundgebühr für eine Gemeinschaftsmarke € Kontonummer

über 3 hinausgehende Klassen € Mein laufendes Konto beim HABM nicht verwenden

Gebühr für nationale


€ Grundgebühr und – falls zutreffend – Gebühr für nationale
Recherchenberichte
Recherchenberichte
Gebühren gesamt €
vom laufenden Konto des Anmelders/Vertreters beim HABM
abbuchen
Überweisung auf ein Konto des HABM
sofort
Banco Bilbao Vizcaya Argentaria
einen Monat nach dem Anmeldetag
La Caixa
zusammen mit der Grundgebühr
Überweisungsdatum (TT/MM/JJJJ) / /

Seite
* TT/MM/JJJJ
RESET FORM von

224
Materialien

M7 Anmeldeunterlagen für IR Marke (MM1 und MM2)

MM1(E)

MADRID AGREEMENT AND PROTOCOL CONCERNING THE

INTERNATIONAL REGISTRATION OF MARKS

APPLICATION FOR INTERNATIONAL REGISTRATION

GOVERNED EXCLUSIVELY BY THE MADRID AGREEMENT

(Rule 9 of the Common Regulations)

IMPORTANT

1. The present MM1 form is to be used where the international application is governed exclusively by
the Madrid Agreement. This will be the case:
– where the Office of origin (see items 1 and 3) is the Office of a Contracting State which is bound
by the Madrid Agreement only, or
– where the Office of origin is the Office of a Contracting State which is bound by both the Madrid
Agreement and the Protocol, and where all the designated Contracting States are party to the
Agreement but not to the Protocol.
2. If the international application is governed exclusively by the Madrid Protocol, the form to be used is
form MM2. If it is governed by both the Madrid Agreement and the Protocol, the form to be used is
form MM3.
3. This form must be sent to the Office of origin. It must not be sent directly to the International
Bureau.

World Intellectual Property Organization


34, chemin des Colombettes, P.O. Box 18,
1211 Geneva 20, Switzerland
Tel.: (41-22) 338 9111
Fax (International Trademark Registry): (41-22) 740 1429
e-mail: intreg.mail@wipo.int – Internet: http://www.wipo.int
MM1 – January 2009

225
Materialien

MM1(E)
APPLICATION FOR INTERNATIONAL REGISTRATION
GOVERNED EXCLUSIVELY BY THE MADRID AGREEMENT

For use by the applicant For use by the applicant/Office

This international application includes the following number of: Applicant’s reference:

Office’s reference:

 CONTRACTING STATE WHOSE OFFICE IS THE OFFICE OF ORIGIN

 APPLICANT

(a) Name:

(b) Address:

(c) Address for correspondence:

(d) Telephone: Fax:


E-mail address:

(e) Preferred language for correspondence: English French Spanish

 ENTITLEMENT TO FILE

(a) Check the appropriate box:

(i) the applicant has a real and effective industrial or commercial establishment in the territory of the Contracting State
mentioned in item 1;

(ii) if there is no such establishment in a Contracting State of the Agreement, the applicant is domiciled in the Contracting
State mentioned in item 1;

(iii) if there is no such establishment or domicile in a Contracting State of the Agreement, the applicant is a national of the
Contracting State mentioned in item 1.

(b) Where the address of the applicant, given in item 2(b), is not in the territory of the Contracting State mentioned in item 1, indicate
in the space provided below:
(i) if the box corresponding to paragraph (a)(i) of the present item has been checked, the address of the applicant’s industrial or
commercial establishment in that State, or
(ii) if the box corresponding to paragraph (a)(ii) of the present item has been checked, the domicile of the applicant in that State.

 APPOINTMENT OF A REPRESENTATIVE (if any)

Name:
Address:

Telephone: Fax:
E-mail address:

MM1 – January 2009

226
Materialien

Page 2

 BASIC REGISTRATION

Basic registration number:

Date of the basic registration: (dd/mm/yyyy)

 PRIORITY CLAIMED

The applicant claims the priority of the earlier filing mentioned below:

Office of earlier filing:

Number of earlier filing (if available):

Date of earlier filing: (dd/mm/yyyy)

If the earlier filing does not relate to all the goods and services listed in item 10 of this form, indicate in the space provided below the
goods and services to which it does relate:

If several priorities are claimed, check box and use a continuation sheet giving the above required information for each priority
claimed.

 THE MARK
(a) Place the reproduction of the mark, as it appears in the (b) Where the reproduction in item (a) is in black and white
basic registration, in the square below. and color is claimed in item 8, place a color reproduction
of the mark in the square below.

(c) The applicant declares that he wishes the mark to be considered as a mark in standard characters.

(d) The mark consists of a color or a combination of colors as such.

Where the Office of origin has addressed this form by facsimile, the present space must be completed before addressing the original
of this page to the International Bureau.

Number of basic registration or Office reference as shown on the first page of this form:

Signature by the Office of origin:

MM1 – January 2009


[

227
Materialien

Page 3

 COLOR(S) CLAIMED

(a) The applicant claims color as a distinctive feature of the mark.

Color or combination of colors claimed:

(b) Indication, for each color, of the principal parts of the mark that are in that color (as may be required by certain designated
Contracting States):

 MISCELLANEOUS INDICATIONS

(a) Transliteration of the mark (this information is compulsory where the mark consists of or contains matter in characters other than
Latin characters, or numerals other than Arabic or Roman numerals):

(b) Translation of the mark (as may be required by certain designated Contracting States):
(i) into English:

(ii) into French:

(iii) into Spanish:

(c) The words contained in the mark have no meaning (and therefore cannot be translated).

(d) Where applicable, check the relevant box or boxes below:

Three-dimensional mark

Sound mark

Collective mark, certification mark, or guarantee mark

(e) Description of the mark (where applicable):

(f) Verbal elements of the mark (where applicable):

(g) The applicant declares that he wishes to disclaim protection for the following element(s) of the mark:

MM1 – January 2009


[

228
Materialien

Page 4

 GOODS AND SERVICES

(a) Indicate below the goods and services for which the international registration is sought:
Please use font “Courier New” or “Times New Roman”, size 12 pt, or above

Class Goods and services

(b) The applicant wishes to limit the list of goods and services in respect of one or more designated Contracting States, as follows:
Please use font “Courier New” or “Times New Roman”, size 12 pt, or above
Contracting State Class(es) or list of goods and services for which
protection is sought in this Contracting State

If the space provided is not sufficient, check the box and use a continuation sheet

MM1 – January 2009


[

229
Materialien

Page 5

DESIGNATED CONTRACTING STATES



Check the corresponding boxes:

AL Albania DE Germany LI Liechtenstein PT Portugal


AM Armenia DZ Algeria LR Liberia RO Romania
AT Austria EG Egypt LS Lesotho RS Serbia
AZ Azerbaijan ES Spain LV Latvia RU Russian Federation
BA Bosnia and Herzegovina FR France MA Morocco SD Sudan
BG Bulgaria HR Croatia MC Monaco SI Slovenia
BT Bhutan HU Hungary MD Republic of Moldova SK Slovakia
BX Benelux IR Iran (Islamic Republic of) ME Montenegro SL Sierra Leone
BY Belarus IT Italy MK The former Yugoslav SM San Marino
CH Switzerland KE Kenya Rep. of Macedonia SY Syrian Arab Republic
CN China KG Kyrgyzstan MN Mongolia SZ Swaziland
CU Cuba KP Democratic People’s MZ Mozambique TJ Tajikistan
CY Cyprus Republic of Korea NA Namibia UA Ukraine
CZ Czech Republic KZ Kazakhstan PL Poland VN Viet Nam

Others:

 SIGNATURE BY THE APPLICANT OR HIS REPRESENTATIVE


(if required or allowed by the Office of origin)
(dd/mm/yyyy)

 CERTIFICATION AND SIGNATURE OF THE INTERNATIONAL APPLICATION BY THE OFFICE OF ORIGIN


(a) Certification
The Office of origin certifies
(i) that the request to present this application was received, or, as provided in Rule 11(1) of the Regulations, is deemed to have
been received, on (dd/mm/yyyy).
(ii) that the applicant named in item 2 is the same as the holder named in the basic registration mentioned in item 5,
that any indication given in item 7(d), 9(d) or 9(e) appears also in the basic registration,
that the mark in item 7(a) is the same as in the basic registration,
that, if color is claimed as a distinctive feature of the mark in the basic registration, the same claim is included in item 8 or that, if
color is claimed in item 8 without having being claimed in the basic registration, the mark in the basic registration is in fact in the
color or combination of colors claimed, and
that the goods and services listed in item 10 are covered by the list of goods and services appearing in the basic registration.

Where the international application is based on two or more basic registrations, the above declaration shall be deemed to apply to all
those basic registrations.

(b) Office’s signature:

Date of signature:
(dd/mm/yyyy)

MM1 – January 2009


[

230
Materialien

Page 6
FEE CALCULATION SHEET

(a) INSTRUCTIONS TO DEBIT FROM A CURRENT ACCOUNT

The International Bureau is hereby instructed to debit the required amount of fees from a current account opened with the International
Bureau (if this box is checked, it is not necessary to complete (b)).

Holder of the account: Account number:

Identity of the party giving the instructions:

(b) AMOUNT OF FEES (see Fee Calculator: www.wipo.int/madrid/en/fees/calculator.jsp)


Basic fee: 653 Swiss francs if the reproduction of the mark is in black and white only and
903 Swiss francs if there is a reproduction in color. (For international applications filed by applicants
whose country of origin is a Least Developed Country, in accordance with the list established by the
United Nations (www.wipo.int/ldcs/en/country), 65 Swiss francs if the reproduction is in black and
white only and 90 Swiss francs if there is a reproduction in color.)

Complementary and supplementary fees:

Number of designations for


which complementary fee Total amount of the
is applicable Complementary fee complementary fees
x 100 Swiss francs = =>

Number of classes of
goods and services beyond Total amount of the
three Supplementary fee supplementary fees
x 100 Swiss francs = =>

GRAND TOTAL (Swiss francs)


(c) METHOD OF PAYMENT

Identity of the party effecting the payment:


WIPO receipt number

Payment received and acknowledged by WIPO

Payment made to WIPO bank account Payment identification dd/mm/yyyy


IBAN No. CH51 0483 5048 7080 8100 0
Credit Suisse, CH-1211 Geneva 70
Swift/BIC: CRESCHZZ80A
Payment made to WIPO postal account Payment identification dd/mm/yyyy

IBAN No. CH03 0900 0000 1200 5000 8


Swift/BIC: POFICHBE

MM1 – January 2009


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MM2(E)

MADRID AGREEMENT AND PROTOCOL CONCERNING THE

INTERNATIONAL REGISTRATION OF MARKS

APPLICATION FOR INTERNATIONAL REGISTRATION

GOVERNED EXCLUSIVELY BY THE MADRID PROTOCOL

(Rule 9 of the Common Regulations)

IMPORTANT

1. The present MM2 form is to be used where the international application is governed exclusively by
the Madrid Protocol. This will be the case:
– where the Office of origin (see items 1 and 3) is the Office of a Contracting Party which is bound
by the Madrid Protocol only, or
– where the Office of origin is the Office of a Contracting Party which is bound by both the Madrid
Agreement and the Protocol, and where all the designated Contracting Parties are party to the
Protocol, irrespective of whether or not they are also party to the Agreement.
2. If the international application is governed exclusively by the Madrid Agreement, the form to be used
is form MM1. If it is governed by both the Madrid Agreement and the Protocol, the form to be used is
form MM3.
3. This form must be sent to the Office of origin. It must not be sent directly to the International
Bureau.

World Intellectual Property Organization


34, chemin des Colombettes, P.O. Box 18,
1211 Geneva 20, Switzerland
Tel.: (41-22) 338 9111
Fax (International Trademark Registry): (41-22) 740 1429
e-mail: intreg.mail@wipo.int – Internet: http://www.wipo.int

MM2(E) – February 2010

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MM2(E)
APPLICATION FOR INTERNATIONAL REGISTRATION
GOVERNED EXCLUSIVELY BY THE MADRID PROTOCOL

For use by the applicant For use by the applicant/Office

This international application includes the following number of: Applicant’s reference:

– continuation sheet(s):
Office’s reference:
– MM17 form(s):

 CONTRACTING PARTY WHOSE OFFICE IS THE OFFICE OF ORIGIN

 APPLICANT

(a) Name:

(b) Address:

(c) Address for correspondence:

(d) Telephone : Fax:


E-mail address:

(e) Preferred language for correspondence: English French Spanish


(f) Other indications (as may be required by certain designated Contracting Parties; for example, if the United States of America is
designated, it is necessary to include these indications):
(i) if the applicant is a natural person, nationality of applicant:
(ii) if the applicant is a legal entity:
– legal nature of the legal entity:
– State and, where applicable, territorial unit within that State, under the law of which the legal entity is organized:

 ENTITLEMENT TO FILE

(a) Check the appropriate box:

(i) where the Contracting Party mentioned in item 1 is a State, the applicant is a national of that State; or

(ii) where the Contracting Party mentioned in item 1 is an organization, the name of the State of which the applicant is a
national: ; or

(iii) the applicant is domiciled in the territory of the Contracting Party mentioned in item 1; or

(iv) the applicant has a real and effective industrial or commercial establishment in the territory of the Contracting Party
mentioned in item 1.

(b) Where the address of the applicant, given in item 2(b), is not in the territory of the Contracting Party mentioned in item 1, indicate
in the space provided below:
(i) if the box in paragraph (a)(iii) of the present item has been checked, the domicile of the applicant in the territory of that
Contracting Party, or,
(ii) if the box in paragraph (a)(iv) of the present item has been checked, the address of the applicant’s industrial or commercial
establishment in the territory of that Contracting Party.

MM2(E) – February 2010

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Page 2

 APPOINTMENT OF A REPRESENTATIVE (if any)


Name:
Address:

Telephone: Fax:
E-mail address:

 BASIC APPLICATION OR BASIC REGISTRATION

Basic application number: Date of the basic application: (dd/mm/yyyy)

Basic registration number: Date of the basic registration: (dd/mm/yyyy)

 PRIORITY CLAIMED

The applicant claims the priority of the earlier filing mentioned below:
Office of earlier filing:
Number of earlier filing (if available):
Date of earlier filing: (dd/mm/yyyy)
If the earlier filing does not relate to all the goods and services listed in item 10 of this form, indicate in the space provided below the
goods and services to which it does relate:

If several priorities are claimed, check box and use a continuation sheet giving the above required information for each priority
claimed.

 THE MARK

(a) Place the reproduction of the mark, as it appears in the (b) Where the reproduction in item (a) is in black and white
basic application or basic registration, in the square below. and color is claimed in item 8, place a color reproduction
of the mark in the square below.

(c) The applicant declares that he wishes the mark to be considered as a mark in standard characters.
(d) The mark consists of a color or a combination of colors as such.

Where the Office of origin has addressed this form by facsimile, the present space must be completed before addressing the original of
this page to the International Bureau.

Number of basic registration or Office reference as shown on the first page of this form:

Signature by the Office of origin:

MM2(E) – February 2010

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Page 3

 COLOR(S) CLAIMED

(a) The applicant claims color as a distinctive feature of the mark.

Color or combination of colors claimed:

(b) Indication, for each color, of the principal parts of the mark that are in that color (as may be required by certain designated
Contracting Parties):

 MISCELLANEOUS INDICATIONS

(a) Transliteration of the mark (this information is compulsory where the mark consists of or contains matter in characters other than
Latin characters, or numerals other than Arabic or Roman numerals):

(b) Translation of the mark (as may be required by certain designated Contracting Parties):
(i) into English:

(ii) into French:

(iii) into Spanish:

(c) The words contained in the mark have no meaning (and therefore cannot be translated).

(d) Where applicable, check the relevant box or boxes below:

Three-dimensional mark

Sound mark

Collective mark, certification mark, or guarantee mark

(e) Description of the mark (where applicable):

(f) Verbal elements of the mark (where applicable):

(g) The applicant declares that he wishes to disclaim protection for the following element(s) of the mark:

MM2(E) – February 2010

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Page 4

 GOODS AND SERVICES


(a) Indicate below the goods and services for which the international registration is sought:
Please use font “Courier New” or “Times New Roman”, size 12 pt, or above

Class Goods and services

(b) The applicant wishes to limit the list of goods and services in respect of one or more designated Contracting Parties, as follows:
Please use font “Courier New” or “Times New Roman”, size 12 pt, or above
Contracting Party Class(es) or list of goods and services for which
protection is sought in this Contracting Party

If the space provided is not sufficient, check the box and use a continuation sheet
MM2(E) – February 2010

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Page 5
DESIGNATED CONTRACTING PARTIES

(Information concerning national or regional procedures for each Contracting Party designated may be found at the following website:
http://www.wipo.int/madrid/en/members/ipoffices_info.html. Additional information may be found in the information notices available
at: http://www.wipo.int/madrid/en/notices/.)
Check the corresponding boxes:

AG Antigua and Barbuda DK Denmark KP Democratic People’s PT Portugal


AL Albania EG Egypt Republic of Korea RO Romania
AM Armenia EM European Union1 KR Republic of Korea RS Serbia
AN Netherlands Antilles EE Estonia LI Liechtenstein RU Russian Federation
AT Austria ES Spain LR Liberia SD Sudan
AU Australia FI Finland LS Lesotho SE Sweden
AZ Azerbaijan FR France LT Lithuania SG Singapore2
BA Bosnia and GB United Kingdom2 LV Latvia SI Slovenia
Herzegovina GE Georgia MA Morocco SK Slovakia
BG Bulgaria GH Ghana4 MC Monaco SL Sierra Leone
BH Bahrain GR Greece MD Republic of Moldova SM San Marino
BT Bhutan HR Croatia ME Montenegro ST Sao Tome and Principe
BW Botswana HU Hungary MG Madagascar SY Syrian Arab Republic
BX Benelux IE Ireland2 MK The former Yugoslav SZ Swaziland
BY Belarus Rep. of Macedonia
IR Iran (Islamic Republic of) TM Turkmenistan
CH Switzerland MN Mongolia
IS Iceland TR Turkey
CN China MZ Mozambique
IT Italy UA Ukraine
CU Cuba4 NA Namibia
JP Japan4 US United States of
CY Cyprus NO Norway America3
KE Kenya
CZ Czech Republic OM Oman UZ Uzbekistan
KG Kyrgyzstan
DE Germany PL Poland VN Viet Nam
ZM Zambia

Others:
1
If the European Union is designated, it is compulsory to indicate a second language before the Office of the European Union, among the following (check
one box only): French German Italian Spanish
Moreover, if the applicant wishes to claim the seniority of an earlier mark registered in, or for, a Member State of the European Union, the official form MM17
must be annexed to the present international application.
2
By designating Ireland, Singapore or the United Kingdom, the applicant declares that he has the intention that the mark will be used by him or with his
consent in that country in connection with the goods and services identified in this application.
3
If the United States of America is designated, it is compulsory to annex to the present international application the official form (MM18) containing the
declaration of intention to use the mark required by this Contracting Party. Item 2(f) of the present form should also be completed.
4
Cuba, Ghana and Japan have made a notification under Rule 34(3)(a) of the Common Regulations. Their respective individual fees are payable in two
parts. Therefore, if Cuba, Ghana or Japan is designated, only the first part of the applicable individual fee is payable at the time of filing the present
international application. The second part will have to be paid only if the Office of the Contracting Party concerned is satisfied that the mark which is the subject of
the international registration qualifies for protection. The date by which the second part must be paid, and the amount due, will be notified to the holder of the
international registration at a later stage.

 SIGNATURE BY THE APPLICANT OR HIS REPRESENTATIVE


(if required or allowed by the Office of origin)

(dd/mm/yyyy)

MM2(E) – February 2010

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Page 6

 CERTIFICATION AND SIGNATURE OF THE INTERNATIONAL APPLICATION BY THE OFFICE OF ORIGIN


(a) Certification
The Office of origin certifies
(i) that the request to present this application was received on (dd/mm/yyyy).
(ii) that the applicant named in item 2 is the same as the applicant named in the basic application or the holder named in the basic
registration mentioned in item 5, as the case may be,
that any indication given in item 7(d), 9(d) or 9(e) appears also in the basic application or the basic registration, as the case may be,
that the mark in item 7(a) is the same as in the basic application or the basic registration, as the case may be,
that, if color is claimed as a distinctive feature of the mark in the basic application or the basic registration, the same claim is included
in item 8 or that, if color is claimed in item 8 without having being claimed in the basic application or basic registration, the mark in the
basic application or basic registration is in fact in the color or combination of colors claimed, and
that the goods and services listed in item 10 are covered by the list of goods and services appearing in the basic application or basic
registration, as the case may be.
Where the international application is based on two or more basic applications or basic registrations, the above declaration shall be deemed
to apply to all those basic applications or basic registrations.

(b) Office’s signature:

Date of signature: (dd/mm/yyyy)

MM2(E) – February 2010

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Page 7
FEE CALCULATION SHEET

(a) INSTRUCTIONS TO DEBIT FROM A CURRENT ACCOUNT

The International Bureau is hereby instructed to debit the required amount of fees from a current account opened with the International
Bureau (if this box is checked, it is not necessary to complete (b)).

Holder of the account: Account number:

Identity of the party giving the instructions:

(b) AMOUNT OF FEES (see Fee Calculator: www.wipo.int/madrid/en/fees/calculator.jsp)


Basic fee: 653 Swiss francs if the reproduction of the mark is in black and white only and
903 Swiss francs if there is a reproduction in color. (For international applications filed by applicants
whose country of origin is a Least Developed Country, in accordance with the list established by the
United Nations (www.wipo.int/ldcs/en/country), 65 Swiss francs if the reproduction is in black and
white only and 90 Swiss francs if there is a reproduction in color.)

Complementary and supplementary fees:

Number of designations for


which complementary fee Total amount of the
is applicable Complementary fee complementary fees
x 100 Swiss francs = =>

Number of classes of
goods and services beyond Total amount of the
three Supplementary fee supplementary fees
x 100 Swiss francs = =>

Individual fees (Swiss francs):


Designated Contracting Parties Individual fee Designated Contracting Parties Individual fee

Total individual fees =>

GRAND TOTAL (Swiss francs)


(c) METHOD OF PAYMENT

Identity of the party effecting the payment:


WIPO receipt number

Payment received and acknowledged by WIPO

Payment made to WIPO bank account Payment identification dd/mm/yyyy


IBAN No. CH51 0483 5048 7080 8100 0
Credit Suisse, CH-1211 Geneva 70
Swift/BIC: CRESCHZZ80A
Payment made to WIPO postal account Payment identification dd/mm/yyyy
IBAN No. CH03 0900 0000 1200 5000 8
Swift/BIC: POFICHBE

MM2(E) – February 2010

239
Materialien

M8 Anmeldeformular Deutsches Geschmacksmuster mit amtlicher


Ausfüllhilfe

240
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Wiedergabe des Geschmacksmusters

Zeichen des Anmelders/Vertreters Muster lfd. Nr.: Aktenzeichen (wird vom DPMA vergeben)
(Pro Muster ist ein
gesondertes Blatt zu verwenden)

Auf dem Formblatt ist die Nummerierung der einzelnen Darstellungen anzubringen
(Bsp.: Die 3. Darstellung des 2. Musters erhält die Nummerierung 2.3)
Bei Einreichung eines elektronischen Datenträgers (§ 6 Abs. 4 GeschmMV) ist die Benutzung des Wiedergabeformblattes nicht notwendig
Wenn der Platz nicht ausreicht, bitte dieses Blatt vervielfältigen.

R 5703.1
11.08

247
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M9 Anmeldeformular Gemeinschaftsgeschmacksmuster

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M10 Formular für Beschwerde an Wettbewerbszentrale mit


Hinweisen und Eidesstattlicher Versicherung

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256
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257
Materialien

M11 Muster der Wettbewerbszentrale für Eidesstattliche


Versicherung

EIDESSTATTLICHE VERSICHERUNG
BELEHRUNG

Soll ein Wettbewerbsverstoß schnell abgestellt werden, muss in manchen Fällen eine einst-
weilige Verfügung vor Gericht erwirkt werden. Damit die Gerichte ohne aufwändige Zeugen-
vernehmung entscheiden können, benötigen wir in den oben genannten Fällen eine eides-
stattliche Versicherung.

Bitte geben Sie auf der folgenden Seite zunächst Ihren Namen und eine ladungsfähige An-
schrift an und schildern Sie dann in der eidesstattlichen Versicherung so genau wie möglich
den Sachverhalt, d. h. die Umstände, denen Sie einen Wettbewerbsverstoß entnehmen.

Weil es sich um eine Erklärung handelt, die erhebliche Folgen haben kann, hat der Gesetz-
geber die Abgabe einer falschen eidesstattlichen Versicherung unter Strafe gestellt. Bei vor-
sätzlicher (also wissentlicher) Abgabe einer falschen Erklärung droht eine Freiheitsstrafe bis
zu drei Jahren oder eine Geldstrafe. Eine fahrlässige Abgabe (also Abgabe, obwohl Sie hät-
ten erkennen müssen, dass die Erklärung nicht den Tatsachen entspricht) kann eine Frei-
heitsstrafe bis zu einem Jahr oder eine Geldstrafe nach sich ziehen. Die entsprechenden
Strafvorschriften sind im Folgenden wiedergegeben:

§ 156 StGB: Falsche Versicherung an Eides Statt

Wer vor einer zur Abnahme einer Versicherung an Eides Statt zuständigen Behörde eine
solche Versicherung falsch abgibt oder unter Berufung auf eine solche Versicherung falsch
aussagt, wird mit Freiheitsstrafe bis zu drei Jahren oder mit Geldstrafe bestraft.

§ 161 StGB: Fahrlässiger Falscheid, fahrlässige falsche Versicherung an Eides Statt

(1) Wenn eine der in den §§ 154 bis 156 bezeichneten Handlungen aus Fahrlässigkeit
begangen worden ist, so tritt Freiheitsstrafe bis zu einem Jahr oder Geldstrafe ein.

(2) Straflosigkeit tritt ein, wenn der Täter die falsche Angabe rechtzeitig berichtigt. Die Vor-
schriften des § 158 Abs. 2 und 3 gelten entsprechend.

258
Materialien

EIDESSTATTLICHE VERSICHERUNG

Über die Bedeutung einer zur Vorlage bei Gericht bestimmten eidesstattlichen Versicherung
und strafrechtlichen Folgen vorsätzlich und fahrlässiger unrichtiger Angaben, namentlich
über die Strafandrohung gemäß § 156 StGB bis zu drei Jahren Freiheitsstrafe oder Geldstra-
fe bei vorsätzlicher Tat bzw. gemäß § 163 Abs. 1 StGB bis zu einem Jahr Freiheitsstrafe
oder Geldstrafe bei fahrlässiger Begehung, belehrt, erkläre ich

Name

Straße Hausnummer

PLZ Wohnort

folgendes an Eides statt:

Ort, Datum Unterschrift

259
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M12 Formular für die Meldung einer Diensterfindung durch


den Arbeitnehmer

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Vergütungsvereinbarung
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269
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270
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271
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272
Materialien

,4"&1n"$"+01+!n!"0n2120 %3"/1/$"0n+& %1n!&"n"/)002+$n3,+n %217/" %1"+n


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273
Materialien

,!"/n 20 %n 3"/4"/1"1n 4"/!"+Qn &"n /$"n + %n &%/"*n "/1n %9+$1n !3,+n Rn 20n
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@Qn,//10ln2+!n202-1"+1"n

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274
Materialien

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12+$0*<$)& %("&1"+n&*n%*"+n!"/n"&n3"/019+!&$"/n=/!&$2+$n"01"%"+!"+n4&/1l
0 %#1)& %"+n <$)& %("&1"+n72n"/= (0& %1&$"+Qn

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@Qn"0 %/9+(1"n ++0-/2 %+%*"n

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"/#&+!2+$n $&)1n !0n #=/n !&"n "4"/12+$n !"/n 2+"0 %/9+(1n &+n +0-/2 %n $"+,**"+"+n
&"+01"/#&+!2+$n"0$1"n"+10-/" %"+!Qn"&n!"/n/*&11)2+$n!"0n/#&+!2+$04"/1"0n&01n
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0& %1&$"+Qn

&/!n!"/n/#&+!2+$04"/1n*&1n&)#"n!"0n"/#00/"+n"1/&")& %"+n217"+0n"/*&11")1Rn
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"&1+"%*"/n("&+n %217/" %1n"/4&/(1Rn0,n4&/(1n!&"0"n10 %"n+& %1n*&+!"/+!n2#n!&"n
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&*n +)+!n72n"/#00"+Qn"+0,n&01n"&n!"/n"/" %+2+$n!"0n/#&+!2+$04"/1"0n+ %n!"/n
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2 %n&*n20)+!n&01n"&+"n+& %1n20$"+2171"n"/4"/1/("&1n,!"/n"&+"n2+20$"+2171"n
4"&1"/"n"/4"/1/("&1n+ %n!"+n$)"& %"+n/2+!0917"+n4&"n&*n +)+!n72n"%+!")+n
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"11"4"/"/n 191&$n 4"/!"+n (<++"+Rn 0,n !00n #=/n "&+"n "14&$"n "+2172+$n !"0n /#&+l
!2+$0$"$"+01+!"0n &+n !"*n +!n 0,4&"n #=/n !"+n "/1/&"n !"0n &+n !"*n 0 %217/" %10l
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)+$1n4"/!"+n(++Qn

BQn"1/&"0$"%"&*"n/#&+!2+$"+nXfn@FYn

275
Materialien

XAFYn "1/&"0$"%"&*"n /#&+!2+$"+n 0&+!n ""+0,n 4&"n $"0 %=171"n /#&+!2+$"+n 72n 3"/l
$=1"+Qn"&n0&+!n+ %nfn@Fn0QnCn!"0n"0"17"0n2 %n!&"n4&/0 %#1)& %"+n %1"&)"n
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&"+01"/#&+!2+$n("&+n %217/" %1n"/1"&)1n4,/!"+n&01Qn&"n""&+1/9 %1&$2+$n(++n2QnQn
!/&+n)&"$"+Rn!00n!"/n/#&+!"/n)0n0,) %"/n+& %1n"(++1n4&/!n,!"/n!00n!&"n&"+01"/l
#&+!2+$n+2/n&+n"0 %/9+(1"*n*#+$n20$"4"/1"1n4"/!"+n(++Qn&+"n""&+1/9 %1&l
$2+$n(++n2 %n!/&+n)&"$"+Rn!00n!&"n&"+01"/#&+!2+$n3,/7"&1&$n"(++1n2+!n*+l
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M20 Fragebogen Schutzrechtsbewertung für Kreditsicherung

F ra g e b o g e n a n d e n K re d itn e h m e r fü r d ie B e we rtu n g vo n te ch n isch e n S ch u tz re ch te n b e i d e r


V e rwe n d u n g a ls K re d itsich e rh e it
F ra g e b o g e n a n d e n K re d itn e h m e r fü r d ie B e we r-
tu n g vo n te ch n isch e n S ch u tz re ch te n b e i d e r V e r-
we n d u n g a ls K re d itsich e rh e it

1. W e lch e S ch u tz re ch te (P a te n t, G e b ra u ch sm u ste r, je - 20. S in d Ih n e n R e ch te D ritte r b e ka n n t, d ie Ih r P ro -


we ilig e A n m e ld u n g e n ) so lle n ve rwe n d e t we rd e n (A Z . d u kt/V e rfa h re n b e tre ffe n ? L ie g t d ie sb e z ü g lich e in
T ite l, L a n d , A T , In h a b e r, E rfin d e r, S ta tu s, S ch u tz - G u ta ch te n vo r?
re ch tsfa m ilie n )
21. W e lch e s sin d Ih re W e ttb e we rb e r?
2. W ie ist d a s S ch u tz re ch t vo m E rfin d e r o d e r vo n d e n
E rfin d e rn a u f d e n d e rz e itig e n In h a b e r ü b e rg e g a n g e n 22. W e lch e jä h rlich e n U m sä tz e wu rd e n in d e r jü n g e re n
(V e rtra g , In a n sp ru ch n a h m e )? G a b e s d ie sb e z ü g lich V e rg a n g e n h e it m it d e m P ro d u kt e rz ie lt?
S tre itig ke ite n ? (E n tsp re ch e n d e U n te rla g e n vo rle g e n )
23. W e lch e jä h rlich e n U m sä tz e sin d g e p la n t?
3. H a b e n S ie a n d e m S ch u tz re ch t e in e L iz e n z ve rg e -
ben? 24. W e lch e L iz e n z sä tz e sin d in Ih re r B ra n ch e ü b lich ?

4. S in d S ie ü b e r d a s S ch u tz re ch t fre i ve rfü g u n g sb e fu g t? 25. Ist d a s S ch u tz re ch t B e sta n d te il e in e s S ta n d a rd s o d e r


e in e r N o rm ?
5. W e lch e P rü fb e sch e id e o d e r R e ch e rch e n b e rich te lie -
g e n vo r? W u rd e n d ie S ch u tz re ch te e rte ilt? 26. W e lch e s sin d L a u fz e it u n d H ö h e d e s vo n Ih n e n b e a n -
tra g te n K re d ite s?
6. W u rd e n E in sp rü ch e e in g e le g t o d e r N ich tig ke itskla g e n
e rh o b e n o d e r L ö sch u n g sve rfa h re n e in g e le ite te t?

7. H a b e n S ie a u s d e m S ch u tz re ch t K la g e e rh o b e n ?

8. W e lch e s P ro d u kt wird d u rch d a s S ch u tz re ch t g e -


sch ü tz t? (B ild e r, Z e ich n u n g e n , P ro sp e kte vo rle g e n )

9. Ist Ih r P ro d u kt/V e rfa h re n d u rch we ite re S ch u tz re ch te


g e sch ü tz t?

10. W e lch e we ite re n S ch u tz re ch te b e sitz e n S ie a u f d e m


te ch n isch e n G e b ie t Ih re s P ro d u kte s/V e rfa h re n s?

11. W a n n h a b e n S ie d a s P ro d u kt/V e rfa h re n z u m e rste n


M a l d e r Ö ffe n tlich ke it vo rg e ste llt?

12. W a n n h a b e n S ie z u m e rste n M a l e twa s ü b e r d a s


P ro d u kt b z w. d e n G e g e n sta n d d e s S ch u tz re ch te s
p u b liz ie rt?

13. H a b e n S ie fü r d a s P ro d u kt/V e rfa h re n e in e L iz e n z g e -


nom m en?

14. In we lch e n L ä n d e rn sin d S ie m it Ih re m P ro -


d u kt/V e rfa h re n a u f d e m M a rkt

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317
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Absolute Rechte:
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Ausschließliche Lizenz:
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Copyright:
&"%"Y/%""//" %1IY

M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,


DOI 10.1007/978-3-8349-6411-3, 318
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Glossar

Diensterfindung:
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%1Rn*200n!"/n"/)"171"n+ %1/9$)& %n"&+"+n %!"+0"/017n)"&01"+Rn!"/n"&+"/n
+$"*"00"+"+n &7"+7n "+10-/& %1Qn "/n $/,>"n ,/1"&)n !&"0"/n "1%,!"n )&"$1n
!/&+n"$/=+!"1Rn!00n!"/n"0 %9!&$1"n!"+n %!"+n+& %1n(,+(/"1n"7&##"/+n
*200Rn0,+!"/+n01/(1n"+"++"+n(++QnQ=<JBRn

Einspruch:
"&+1n %&"/n "&+n " %10*&11")Rn !0n /&11"n $"$"+n "&+n  %217/" %1n "&+0"171"+n
(<++"+QnQ?J=>Rn

ErfindungLn

&+"n/#&+!2+$n&01n"&+"n+"2"n1" %+&0 %"n <02+$Rn!&"n"&+"n!0n!2/ %0 %+&11l


)& %"n# %)& %"n <++"+n="/01"&$"+!"n$"&01&$"n "&012+$n!/01"))1Qn&"n&01n"&+"n
+"2"n "%/"n#=/n1" %+&0 %"0n+!")+QnQ?J=R[

Ergänzender wettbewerbsrechtlicher Leistungsschutz:


01n)0n" %10&+01&121n&+nfnBRnCn/QnHnn$"/"$")1n2+!n"1/&##1n!"+n/" %1)&l
%"+n  %217n "&+"/n 20n !"*n ))19$)& %l=)& %"+n  %##"+n %"/20/$"+!"+n

319
Glossar

"&012+$n$"$"+n"&+"n4"11"4"/04&!/&$"n20+2172+$Qn&"0"/n %217n&01n72n
!"+n ,+!"/0 %217/"$")2+$"+n X/%Rn 1"+1n "1 QYn (,*-)"*"+19/n 2+!n
4&/!n $"49%/1Rn 4"++n !0n + %$"%*1"n /,!2(1n 4"11"4"/)& %"n &$"+/1n
"0&171n2+!n0-"7&"))"n4"11"4"/04&!/&$"n*019+!"n3,/)&"$"+QnQCJER[

Erschöpfung:
&+n  %217/" %1&+%"/Rn *&1n !"00"+n 201&**2+$n !"/n $"0 %=171"n "$"+l
01+!n &+n "/("%/n $"0"171n 4,/!"+n &01Rn (++n 2#n !"+n 4"&1"/"+n "/("%/n *&1n
!"/n /"n ("&+"+n &+#)200n *"%/n +"%*"+Qn 0n  %217/" %1n &01n !*&1n "/l
0 %<-#1n2+!n4"&1"/"n/4"/"/n(<++"+n#/"&n!/="/n!&0-,+&"/"+QnQ?J=AR[

Europäisches Patent:
"&1n!"*n@Qn
2+&n@HFGn(++n#=/n"&+"n/#&+!2+$n*&1n"&+"/n"&+7&$"+n"2/,-9&l
0 %"+n 1"+1+*")!2+$Rn !&"n &+n !"210 %"/Rn "+$)&0 %"/n ,!"/n #/+7<0&0 %"/n
-/ %"n $"#001n 0"&+n (++Rn 1"+10 %217n &+n "&+"/n $/<>"/"+n +7%)n "2/,l
-9&0 %"/n11"+nX"&+%"&1)& %"n1"+1"/1"&)2+$Yn"//"& %1n4"/!"+QnQ?J>DRn

Exklusivlizenz:
&"%"Y200 %)&";)& %"Y &7"+7YY

Gebrauchsmuster:
0n "/2 %0*201"/n &01n "&+n !"*n 1"+1n 3"/4+!1"0n 1" %+&0 %"0n  %217l
/" %1Qn 2/ %n "&+n "/2 %0*201"/n 4"/!"+n /#&+!2+$"+n *&1n 20+%*"n
3,+n "/#%/"+n 2#n /2+!n !"0n "/2 %0*201"/$"0"17"0n $"$"+n  %%l
*2+$n$"0 %=171Qn&"n*5&*)"n 2#7"&1n!"0n"/2 %0*201"/0n&01n*&1n7"%+n

%/"+n (=/7"/n )0n "&*n 1"+1n *&1n *5&*)n A?n


%/"+Qn &+"n /=#2+$n !"/n
 %2173,/200"172+$"+n "/#,)$1n &*n &+1/$2+$03"/#%/"+n "&*n "l
/2 %0*201"/n&*n"$"+017n72n1"+1"+n'"!, %n+& %1QnQ?J=BRn

Gemeinschaftsmarke:
"&1n !"*n @Qn CQn @HHEn &01n "0n + %n !"/n n XYn !"0n 1"0n ="/n !&"n "*"&+l
0 %#10*/("n mn  n mn *<$)& %Rn !2/ %n "&+"n "&+7&$"n /("++*")!2+$n
"&+%"&1)& %n 4&/("+!"+n /("+0 %217n #=/n !0n $"0*1"n "&"1n !"/n l
11"+n 72n "/%)1"+Qn 2/ %n !&"n "*"&+0 %#10*/("n (++n "&+n (,01"+$=+l
01&$"0n  %217/" %1n #=/n ))"n @Dn 9+!"/n !"/n n "/4,/"+n 4"/!"+Qn &+"n &+l
0 %/9+(2+$n2#n"&)$"&"1"n&01n+& %1n*<$)& %QnQ@J=BR[n

Gemeinschaftsgeschmacksmuster:
&"n !&"n "*"&+0 %#10*/("n $"49%/1n !0n "*"&+0 %#10$"0 %* (*2l
01"/n !2/ %n "&+"n "&+7&$"n +*")!2+$n "&+%"&1)& %n 4&/("+!"+n  %217n #=/n !0n
$"0*1"n"&"1n!"/nl11"+n72n"/%)1"+QnQAJ=ARn

Geographische Herkunftsangabe:
01n "&+"n "++7"& %+2+$0#,/*n #=/n /,!2(1"Qn ",$/-%&0 %"n "/(2+#10+l
$"+n&*n&++"n!"0n!"210 %"+n /("+$"0"17"0n0&+!n!&"n*"+n3,+n/1"+Rn
"$"+!"+Rn "&"1"+n ,!"/n 9+!"/+n 0,4&"n 0,+01&$"n +$"+n ,!"/n "& %"+Rn

320
Glossar

!&"n &*n $"0 %9#1)& %"+n "/("%/n 72/n "++7"& %+2+$n !"/n $",$/-%&0 %"+n
"/(2+#1n3,+n/"+n,!"/n&"+01)"&012+$"+n"+2171n4"/!"+QnQ@J??[##JR[

Gerichtsstand:
/1)& %"n 2019+!&$("&1n !"/n "/& %1"Tn $")"$"+1)& %n &01n "/n 2 %n !&"n 0 %)&l
%"n2019+!&$("&1n"&+$"0 %),00"+nX$"/& %1)& %"n2019+!&$("&1YnQ=<J><Rn

Geschäftliche Bezeichnungen:
**")"$/&##Rn 2+1"/n !"*n +1"/+"%*"+0("++7"& %"+n 2+!n "/(1&1")n 72l
0**"+$"#001n 4"/!"+Qn &"n $"0 %9#1)& %"+n "7"& %+2+$"+n 0&+!n ("&+"n
"$&01"//" %1"Rn 0,+!"/+n "+101"%"+n ))"&+n !2/ %n "+2172+$02#+%*"n &*n
$"0 %9#1)& %"+n "/("%/Qn ""+n !"/n "+2172+$Rn 2*n  %217n 72n "/)+$"+Rn
*200n!&"n$"0 %9#1)& %"n"7"& %+2+$n2 %n!&"n$"0"17)& %"+n+#,/!"/2+$"+n
"/#=))"+QnX&"%"n2 %n+1"/+"%*"+0("++7"& %"+n2+!n"/(1&1")YQnQ@J><[##JRn

Geschäftsabzeichen:
"&+1n"&+"n,/*n3,+n+1"/+"%*"+0("++7"& %"+Q["0 %9#107"& %"+n0&+!n
+& %1n200-/" %/"n"& %"+Rn!&"n&*n"0 %9#103"/("%/n72/n "++7"& %+2+$n
"&+"0n+1"/+"%*"+0n3"/4"+!"1n4"/!"+Qn&"n"0&17"+n("&+"n*"+0#2+(1&l
,+n 2+!n 4"/!"+n 0 %217#9%&$Rn 4"++n 0&"n &*n "/("%/n )0n "++7"& %"+n "&+"0n
"01&**1"+n"1/&"0n$")1"+Qn&"/72n79%)"+n7Qn&/*"+),$,0QnQ@J>=[#JR[

Geschäftsbezeichnungen:
&+!n 4&"n !&"n "0 %9#107"& %"+n "&+"n ,/*n 3,+n +1"/+"%*"+0("++7"&l
%"+Rn!&"n!"/n+1"/0 %"&!2+$n"&+"0n+1"/+"%*"+0n3,+n+!"/"+n!&"+"+Qn&"n
0&+!n 200-/" %/n 2+!n "0&17"+n *"+0#2+(1&,+Qn "/n  %217n "+101"%1n &*n
"$"+017n72n!"+n"0 %9#107"& %"+n0 %,+n*&1n"+2172+$02#+%*"n!"0n
2+1"/0 %"&!2+$0(/9#1&$"+n"& %"+0QnQ@J>=[#JR[

Geschmacksmuster:
2/ %n!0n2+$"-/=#1"n %217/" %1n!"0n"0 %* (0*201"/0n4&/!n!&"n901%"l
1&0 %"n"01)12+$nl"0&$+ln"&+"0n"$"+01+!0nl ,!"))0ln,!"/n"&+"/n)9 %"nl
201"/ln$"0 %=171QnQAJ=Rn

"4"/)& %"/[" %10 %217Ln

01n !"/n +"$/&##n !"/n " %10+,/*"+Rn !&"n !"*n  %217n !"/n $"4"/)& %l
$"&01&$"+n "&012+$n2+!n!"/n!*&1n720**"+%9+$"+!"+n +1"/"00"+n!&"+"+Qn
72n$"%</1n!0n1"+1lRn"/2 %0*201"/lRn"0 %* (0*201"/lRn"11"l
4"/0ln2+!n /("+/" %1Rn49%/"+!n!0n/%""//" %1n"/("n!"/n &1"/12/Rn
&00"+0 %#1n2+!n 2+01n0 %=171QnQ=J@Rn

HABM:
&"%"Y/*,+&0&"/2+$0*1nn

321
Glossar

Halbleiterschutz:
2/ %n !0n ))"&1"/0 %217$"0"17n 4&/!n !&"n $",*"1/&0 %"n 1/2(12/n l
,-,$/#&"ln"&+"0n))"&1"/"/7"2$+&00"0nl &(/, %&-ln$"0 %=171Qn %217$"l
$"+01+!n(<++"+n&*n"$"+017n72/n"+10-/" %"+!"+n"$")2+$n&+n!"+nn
+& %1n+2/n!"/n))"&1"/ %&-n)0n0,) %"/Rn0,+!"/+n7QQn2 %n!&"n 0("+n,!"/n
!0n 6,21n72n!"00"+n+14& ()2+$n0"&+QnQBJ=>R[

Harmonisierungsamt:
0n /*,+&0&"/2+$0*1n #=/n !"+n &++"+*/(1Rn X Yn &+n l?B?G?n )&l
+1"Rn-/1!,n!"n,//"0nFFn&01n"&+"n3,+n!"/nn"&+$"/& %1"1"n"%</!"Qn&"n
&01n -/&*9/n 72019+!&$n #=/n !&"n /1"&)2+$n 3,+n "*"&+0 %#10*/("+ln 2+!nn
l$"0 %* (0*201"/+QnQ@J=B[X[AJ=AR[n

Immaterialgüterrechte:
2'"(1&3"n" %1"Rn!&"n+n2+(</-"/)& %"+n=1"/+n"01"%"+n2+!n"&+"+n0")l
019+!&$"+n"/*<$"+04"/1n%"+QnQ=J=Rn

Internationale Patentanmeldung:
"&1n!"*n@Qn
2+&n@HFGn(<++"+n&+1"/+1&,+)"n1"+1+*")!2+$"+n+ %n!"*n
1"+1720**"+/"&103"/1/$n X1"+1n ,,-"/1&,+n /"16n mn lYn 2QQn &+n
!"210 %"/n -/ %"n )0n $"=+!")1"n +*")!2+$n #=/n *"%/"/"n 11"+n "&*n
"210 %"+n 1"+1ln 2+!n /("+*1n 2+!n "&*n 2/,-9&0 %"+n 1"+1*1n
"&+$"/"& %1n 4"/!"+Qn &+"n 1"+1"/1"&)2+$n "/#,)$1n '"!, %n +& %1n 7"+1/)Rn 0,+l
!"/+n&+n!"+n"&+7")+"+n"+++1"+n11"+QnQ?J>ERn

Internetdomain:
01n !0n 01/2(12/&"/1"Rn )-%+2*"/&0 %"n !"+1&#&7&"/2+$0*&11")n "&+"0n *n
+1"/+"1n+$"0 %),00"+"+n" %+"/0Qn&"n +1"/+"1!,*&+n&01n"&+"n"&+# %n72n
*"/("+!"n )1"/+1&3"n 72/n +2*"/&0 %"+n l!/"00"Qn
"!"/n ,*&++*"n
4&/!n 20n *"%/"/"+Rn !2/ %n 2+(1"n 3,+"&++!"/n $"1/"++1"+n "&)"+n 2#$"l
21Qn&"n"/4)12+$n!"/n0,$Qn,-l "3")l,*&+0Rn!&"n!&"n)"171"n"& %"+l
#,)$"n"&+"0n,*&++*"+0n!/01"))"+Rn4&/!n2QQn3,+n!"/nP +1"/+"1n,/-,/l
1&,+n#,/n00&$+"!n*"0n+!n2*"/0_nX Yn*&1n&17n&+nn$"#=%/1Qn
Q@J?CRn

Joint Venture:
20n !"*n +$),l*"/&(+&0 %"+n 2*n 01**"+!"/n "$/&##n #=/n "&+"+n +l
1"/+"%*"+0720**"+0 %)200n 74Qn #=/n "&+n 3,+n *"%/"/"+n +1"/+"%*"+n
3"/4&/()& %1"0n X,#1n &*n "/"& %n 1" %+,),$&0 %"/n "2"+14& ()2+$Yn +$"0&"l
!")1"0n"*"&+0 %#10-/,'"(1QnQEJCR[

Juristische Person:
&"0"/n/1&(")n,!"/n017n01"))1n!&"n&121&,+n&+n"210 %)+!n!/Qn&)#n*&1Rn
!&"n &121&,+n &+n +!"/"+n 9+!"/+n 72n 0 %&)!"/+Qn &+"n '2/&01&0 %"n "/0,+n &01n
"&+"n "/0,+"+3"/"&+&$2+$n ,!"/n "&+"n "/*<$"+0*00"Rn !&"n 2#$/2+!n $"l

322
Glossar

0"17)& %"/n+"/("++2+$n/" %10#9%&$n&01Rn!Qn%Qn0")01n/9$"/n3,+n" %1"+n2+!n


#)& %1"+n0"&+n(++Rn!"&n"/n("&+"n+1=/)& %"n"/0,+n&01QnX@J?@R[

Kartellrecht:
0n&*n"0"17n$"$"+n"11"4"/0"0 %/9+(2+$"+n3"/+("/1"n"$")2+$0l
$"#=$"QnQ=JB[X[CJ@Rn

Know-how:
(1&0 %"0n &00"+Rn 4") %"0n +& %1n $"+2n "0 %/&""+n 2+!n $"$/"+71n 4"/l
!"+n(++Rn!0n"/Rn!2/ %n"&+"n"+10-/" %"+!"n/#%/2+$n"/4,/"+n2+!n&+n
0"&+"/n"0*1%"&1n"&+$"0"171Rn!"+n +%"/n&+n!&"n $"n3"/0"171Rn"&+n1" %+&l
0 %"0n ,!"/n 4&/10 %#1)& %"0n /$"+&0n 72n "/7&")"+Rn !0n "/n +!"/+#))0n +& %1n
*&1n!"/0")"+n##"(1&3&191n%911"n"//"& %"+n(<++"+QnQ=JCRn

Lizenz:
01n!0n3,*n +%"/n"&+"0n **1"/&)$21"0n$"$"+="/n"&+"*n/&11"+n"&+$"l
/92*1"n " %1Rn !0n **1"/&)$21n &*n &++"n "&+7")+"/n ,!"/n ))"/n *<$)& %"+n
2172+$0/1"+n"0 %/9+(1n,!"/n2+"0 %/9+(1n72n+217"+QnQ==J=CRn

Lizenzanalogie:
&"%"Y/"&# %"Y %!"+0"/" %+2+$nn

Löschungsklage:
"&+1n %&"/n "&+n " %10*&11")Rn !00n /&11"n $"$"+n "&+n  %217/" %1n "&+0"171"+n
(<++"+QnQ@J=<Rn

Marke:
*n !&"n /"+n ,!"/n &"+01)"&012+$"+n "&+"0n "0 %9#10"1/&""0n 3,+n !"+n
/"+n ,!"/n &"+01)"&012+$"+n "&+"0n +!"/"+n 72n 2+1"/0 %"&!"+Rn (++n "&+n
"& %"+n "&*n "210 %"+n 1"+1ln 2+!n /("+*1n 72/n &+1/$2+$n &+n !0n
/("+/"$&01"/n +$"*")!"1n 4"/!"+Qn /("+0 %217n (++n "&n "&+"/n $"4&0l
0"+n "/("%/0$")12+$n X"(++1%"&1n &++"/%)n !"/n "/("%/0(/"&0"Yn 2 %n
!2/ %n!&"n("++7"& %+"+!"+n"/4"+!2+$n"&+"0n"& %"+0n&*n"0 %9#103"/l
("%/n"/)+$1n4"/!"+QnQ@J>Rn

Namensrecht:
0n + %n fn @An n $"0 %=171"n " %1n "&+"/n +1=/)& %"+n ,!"/n '2/&01&0 %"+n
"/0,+Rn+!"/"n*n2+"#2$1"+n"/2 %n!"0n"&$"+"+n*"+0n%&+!"/+n72n
(<++"+QnQ@J?BRn

Negativlizenz:
&"n/1"&"+n(<++"+n"&+"+n2#n"&+n **1"/&)$21n"7,$"+"+n"/1/$n+& %1n
+2/n&*n&++"n"&+"/n-,0&1&3"+n2172+$0/" %10"&+/92*2+$Rn0,+!"/+n"42001n
+"$1&3n20$"01)1"+n2+!n+2/n3"/"&+/"+Rn!00n!"/n **1"/&)$210&+%"/n
("&+"n 4"%//" %1"n $"$"+n !"+n "/1/$0-/1+"/n $")1"+!n * %1Rn 0,#"/+n
!&"0"/n!0n **1"/&)$21n+2171Qn++n)&"$1n!"*n/2+!"n+ %n'"!, %n+& %1n

323
Glossar

*"%/n !&"n "/1/$0#,/*n 3,/Rn !&"n %"21"n )0n !"*n "0"+n !"/n &7"+7n 16-&l
0 %"/4"&0"n "+10-/" %"+!n +$"0"%"+n 4&/!Qn &+n 0,) %"/n "/1/$n (++n + %n
%"21&$"*n "/019+!+&0n !"*+ %n +2/n )0n -/,7"002)"/n "/7& %103"/1/$n
"7"& %+"1n4"/!"+QnQ==J=CRn

Nichtigkeitsklage:
"&+1n %&"/n "&+n " %10*&11")Rn !0n /&11"n $"$"+n "&+n  %217/" %1n "&+0"171"+n
(<++"+QnQ?J=>[X[?J>DRn

Patent:
&+n$"4"/)& %"0n %217/" %1Rn!0n#=/n!"+n %217n1" %+&0 %"/n/#&+!2+$"+n
$"49%/1n 4&/!n 2+!n 2#n !"/n /2+!)$"n !"0n 1"+1$"0"17"0n X1YRn + %n "&l
+"*n /=#2+$03"/#%/"+n 3,*n "210 %"+n 1"+1ln 2+!n /("+*1n "/1"&)1n
4&/!Qn ))"n $"4"/)& %n +4"+!/"+n /#&+!2+$"+Rn !&"n 4")14"&1n +"2n 0&+!n
2+!n 2#n "&+"/n "/#&+!"/&0 %"+n 91&$("&1n "/2%"+n 0&+!n -1"+1#9%&$Qn *n "l
$"+017n 72n "/2 %0*201"/+n (++n !2/ %n "&+n 1"+1n 2 %n "&+n "/#%/"+n
$"0 %=171n4"/!"+QnQ?JA[##JRn

PCT:
1"+1n,,-"/1&,+n/"16Tn&"%"Y2 %KY +1"/+1&,+)"Y1"+1+*")!2+$Y

PVÜ:
&"n /&0"/n "/+!0="/"&+(2+#1n &01n "&+n &+1"/+1&,+)"/n "/1/$n 3,*n
A?QBQ@GGBn72*n %217n!"0n$"4"/)& %"+n&$"+12*0Qn"$"+01+!n!"0n %21l
7"0n0&+!n1"+1"Rn"/2 %0*201"/Rn"0 %* (0*201"/Rn /("+Rn+!")0l
+*"+Rn"/(2+#10+$"+Rn/0-/2+$0"7"& %+2+$"+Rn"(9*-#2+$n2+)2l
1"/"+n "11"4"/0Qn "0,+!"/"n "!"212+$n &++"/%)n !"/n n %"+n 3QQn
!&"n /&,/&1910/"$")n X/1Qn Cn Yn 2+!n !0n /&+7&-n !"/n +)9+!"/"%+!)2+$Qn
Q@J@[X[EJBRY

Relative Schutzausschlussgründe:
+n $/"+72+$n 72n !"+n 0,)21"+n  %217200 %)200$/=+!"+n *"&+1n !&"0"/n
-/&*9/n &*n /("+/" %1n 3"/4"+!"n "$/&##n !&"n  %2172+#9%&$("&1n "&+"/n
/("n4"$"+n"+1$"$"+01"%"+!"/n9)1"/"/n" %1"n/&11"/QnQ@JCR[

Schutzrechte:
"$/&##n#=/n!"+n 1),$n3,+n0,+!"/$"0"17)& %n+,/*&"/1"+n" %10-,0&1&,+"+n
#=/n $"4"/)& %l$"&01&$"n "&012+$"+Rn !&"n &+n !"/n "$")n !2/ %n "&+"+n 011)&l
%"+n ,%"&10(1n X"$&01/&"/2+$Yn 3"/)&"%"+n 4"/!"+Qn &"/72n $"%</"+n !0n
1"+1lRn"/2 %0*201"/lRn"0 %* (0*201"/lRn))"&1"/0 %217lRn,/1"+l
0 %217ln 0,4&"n !0n /("+/" %1Qn &"0"n " %1"n $")1"+n '"4"&)0n +2/n +1&,+)Qn
"/n&+1"/+1&,+)"n %217n4&/!n!2/ %n"&+"n$/<>"/"n+7%)n3,+n"/1/9$"+Rn
2QQn !2/ %n !&"n /&0"/n "/"&+(2+#1n 72*n  %217n !"0n $"4"/)& %"+n &$"+l
12*0n llRn !2/ %n !0n !/&!"/n /("+(,**"+n X /("+Rn +1"/+1&,l
+)"n "$&01/&"/2+$YRn !2/ %n !&"n n !"0n 1"0n !"/n n ="/n !&"n "*"&+l
0 %#10*/("nX"*"&+0 %#10*/("YRn!2/ %n!0n$"/n 201"/(,**"+n

324
Glossar

X"0 %* (0*201"/YRn !2/ %n !0n 2/,-9&0 %"n 1"+1="/"&+(,**"+n X2l


/,-9&0 %"0n 1"+1YRn !2/ %n !0n "*"&+0 %#10-1"+1="/"&+(,**"+n X"l
*"&+0 %#10-1"+1Yn 2+!n !2/ %n !"+n "/1/$n ="/n !&"n &+1"/+1&,+)"n 2l
0**"+/"&1n 2#n !"*n "&"1n !"0n 1"+14"0"+0n XRn +1"/+1&,+)"n l
1"+1+*")!2+$Yn$"/"$")1QnQ=J@R[

Sklavische Nachahmung:
*n "11"4"/n "01"%1n $/2+!0917)& %n  %%*2+$0#/"&%"&1Qn &"n $"+2"n
 %&)!2+$n "&+"0n /7"2$+&00"0n 4&/!n 0()3&0 %"n  %%*2+$n $"+++1Qn
&+n  %2n &01n "/n +n 0& %n 72)900&$Rn 0,)+$"n +& %1n $"$"+n ,+!"/0 %217l
/" %1"n 4&"n 1"+1"Rn "/2 %0*201"/Rn "0 %* (0*201"/Rn /("+Rn 20l
01112+$0/" %1"Rn /%""//" %1"n 2+!n +& %1n $"$"+n !0n "0"17n $"$"+n !"+n
2+)21"/"+n"11"4"/nXYnmn3"/01,>"+n4&/!Qn)0n2+72)900&$n2#$/2+!n
fn @n n 4&/!n "&+n  %2n !++n +$"0"%"+Rn 4"++n "01&**1"n +)21"/l
("&10(/&1"/&"+n "/#=))1n 0&+!Qn "&0-&")04"&0"n !++Rn 4"++n "0n 72n "&+"/n "/l
(2+#101920 %2+$n(,**1Rn4"++n"&+n"0,+!"/0n"/#,)$/"& %"0n/,!2(1n+ %l
$"21n 4&/!Rn 4"++n "&+n #/"*!"0n /"&10"/$"+&0n 2+*&11")/n 20$"+2171n
4&/!Rn4"++n#/"*!"n "++1+&00"n2+!n"1/&"0$"%"&*+&00"n2+/"!)& %n"/0 %)&l
%"+n ,!"/n 4"++n /,!2(1"n "&+"0n +!"/"+n +1"/+"%*"+0n 0601"*1&0 %n
+ %$"21n4"/!"+QnQCJER[n

Sortenschutz:
=/n #)+7"+0,/1"+Rn !&"n 2+1"/0 %"&!/Rn %,*,$"+Rn "019+!&$Rn +"2n 2+!n
!2/ %n "&+"n "&+1/$/"n ,/1"+"7"& %+2+$n "7"& %+"1n 0&+!n Xfn @n ,/1"+l
0 %217$"0"17YRn $"49%/1n !0n 2+!"00,/1"+*1n "&+n ,/1"+0 %217/" %1Rn 9%+l
)& %n 4&"n !0n 1"+1ln 2+!n /("+*1n #=/n "&+"n /#&+!2+$n 2#n 1" %+&0 %"*n
"&"1n"&+n1"+1n"/1"&)1QnQBJ=[##R[

Unionspriorität:
/1QCn !"/n n /"$")1n !&"n +&,+0-/&,/&191Qn
"!"/n +1/$001"))"/Rn !"/n "&+n
 %217/" %1n&+n"&+"*n &1$)&"!0011n+$"*")!"1n%1Rn(++n&++"/%)n "&+"/n
0" %0*,+1&$"+nX"&n /("+n2+!n"0 %* (0*201"/+Yn,!"/n74<)#*,+1&l
$"+n X"&n 1"+1"+n 2+!n "/2 %0*201"/+Yn /&01n 2 %n &+n +!"/"+n 11"+n
!"/n n !"+n /&,/&19101$n 0"&+"/n #/=%"/"+n +*")!2+$n #=/n "&+"n  %+l
*")!2+$n &+n +0-/2 %n +"%*"+Qn ,*&1n 4&/!n !&"0"/n  %+*")!2+$n !&"n
/&,/&191n!"/n/01+*")!2+$n72"/(++1QnQ?J?<Rn

Unlauterer Wettbewerb:
"11"4"/0/")"3+1"0n"/%)1"+Rn!0n$"$"+n!&"n,/$"+n!"0nnX"l
0"17n$"$"+n!"+n2+)21"/"+n"11"4"/Yn3"/01<>1QnQCJ=[##JRn

Unternehmenskennzeichen:
&+!n"& %"+Rn!&"n&*n$"0 %9#1)& %"+n"/("%/n)0n*"Rn&/*n,!"/n"0,+l
!"/"n "7"& %+2+$n "&+"0n "0 %9#10"1/&"0n ,!"/n "&+"0n +1"/+"%*"+0n "l
+2171n 4"/!"+n XfDn 0Qn An 17n @n /("+YQn 0n "++7"& %"+n *200n +1"/l
0 %"&!2+$0(/#1n X$""&$+"1n 0"&+Rn 0& %n 3,+n +!"/"+n "7"& %+2+$"+n 72l

325
Glossar

$/"+7"+Yn ,!"/n "/("%/0$")12+$n X&++"/%)n "1"&)&$1"/n "/("%/0(/"&0"n )0n


"0,+!"/"n"7"& %+2+$n"&+"0n+1"/+"%*"+0n3"/01+!"+n4"/!"+Yn"0&17"+Qn
*n +1"/0 %&"!n 72/n /"$&01/&"/1"+n /("n &01n "&+n +1"/+"%*"+0("++7"& %"+n
("&+n "$&01"//" %1Rn 0,+!"/+n 0"&+n  %217n "+101"%1n *&1n !"/n 2#+%*"n !"/n
"+2172+$n&*n$"0 %9#1)& %"+n"/("%/QnQ@J>=[##JR[

Urheberrecht:
2/ %n !0n /%""//" %1n 4"/!"+n "/("n !"/n &1"/12/Rn &00"+0 %#1n 2+!n
2+01Rn 7QQn = %"/Rn 2#0917"Rn 20&(01= ("Rn &)!"/Rn "& %+2+$"+Rn )9+"Rn
,1,0Rn &)*"Rn 24"/("n 2+!n /01"))2+$"+n 4&00"+0 %#1)& %"/n 2+!n 1" %+&l
0 %"/n /1n 0,4&"n /,$/**"n !"/n 1"+3"//"&12+$Rn &+0"0,+!"/"n $"$"+n
2+"/" %1&$1"0n ,-&"/"+Rn $"0 %=171Rn fn An /%""//" %1$"0"17Qn ,/200"1l
72+$n&01Rn!00n"0n0& %n2*n"&+"n-"/0<+)& %"n$"&01&$"Rn0 %<-#"/&0 %"n "&012+$n
%+!")1Qn "*n /%""/n 01"%"+n &+0"0,+!"/"n !0n /%""/-"/0<+)& %("&10l
/" %1n 2+!n !&"n "/4"/12+$0/" %1"n +n 0"&+"*n "/(n 72Qn *n "$"+017n 72*n
$"4"/)& %"+n " %100 %217n &01n "0n +& %1n "/#,/!"/)& %n 2+!n &+n "210 %)+!n
2 %n+& %1n*<$)& %Rn!00n!"/n/%""/n0"&+n"/(n"&n"&+"*n*1n+*")!"1Qn
0n /%""//" %1n "+101"%1n *&1n !"/n  %##2+$n !"0n "/("0Qn "/n /%""/n
*200n "/n !/2#n  %1"+Rn !00n "/n 0-91"/n + %4"&0"+n (++Rn /%""/n !"0n
"/("0n72n0"&+Rn2*n"&n"&+"/n %%*2+$n0"&+"n+0-/= %"n2#n+1"/)0l
02+$n2+!n %!"+"/017n!2/ %0"17"+n72n(<++"+QnQDJ=[##JRn

Verbraucherverbände:
"//2 %"/3"/9+!"n0&+!n72*"&01n)0n$"*"&++=17&$"n"/"&+"n,/$+&0&"/1Qn
&"n!&"+"+n!"*n200 %)&">)& %"+n4" (Rn!&"n +1"/"00"+n!"/n"//2 %"/n72n
0 %=17"+n2+!n="/+"%*"+n!&"n2#$"n="/n!&"n /(1)$"n72n&+#,/*&"/"+Qn
&"nP/"&10$"*"&+0 %#1n!"/n"//2 %"/_nXYn01"))1n!"+n %3"/+!n
!"/n3"/0 %&"!"+"+n"/+!016-"+n!/QnQCJ=<Rn

Verfügung:
" %10$"0 %9#1)& %"n &+4&/(2+$n 2#n "&+n "01"%"+!"0n " %1n 2+1"/n 1"&)4"&l
0"*n,!"/n3,))019+!&$"*n"//2 %n!"/n2#n!&"0"0n" %1n"7,$"+"+n"/#=l
$2+$0* %1QnQ==J>[#JRn

Werktitel:
&"+"+n 72/n &##"/"+7&"/2+$n "&+"0n "/("0n 3,+n +!"/"+n "/("+n + %n 0"&l
+"*n +%)1Qn"/(1&1")n0&+!n$"*QnfnDn0QBn /("+n!&"n*"+n3,+n/2 (l
0 %/&#1"+Rn ,+4"/("+Rn =%+"+4"/("+n ,!"/n 0,+01&$"+n 3"/$)"& %/"+n "/l
("+Qn ))0n "&+"n +1"/0 %"&!2+$0(/#1n 3,/)&"$1Rn "+101"%1n !"/n  %217n "/"&10n
&*n "&1-2+(1n !"/n "/01"+n "+2172+$02#+%*"Rn +!"/+#))0n +2/n *&1n !"/n
/)+$2+$n 3,+n "/("%/0$")12+$Qn &+"n &+1/$2+$n &01n )0,n +& %1n "/#,/!"/l
)& %QnQ@J>A[##JRn

Wettbewerbsrecht:
01n &*n "0"17n $"$"+n !"+n 2+)21"/"+n "11"4"/n XYn 3"/+("/1Qn 0n
"11"4"/0/" %1n 0 %=171n !&"n &1"4"/"/n 2+!n !&"n 2+!"+n 3,/n 2+)21"l

326
Glossar

/"+n "/%)1"+04"&0"+n "&+"0n +1"/+"%*"+0n 2+!n /"$")1n 4&"n !&"n /(11"&)l


+"%*"/n"&*n ,+(2//&"/"+n*&1n+!"/"+n+1"/+"%*"+n*&1"&++!"/n2*$"l
%"+n!=/#"+n2+!n40n0&"n&*n"11"4"/n+& %1n!=/#"+QnQCJ=[##JR[

Wettbewerbsverbot:
01n !&"n "0 %/9+(2+$n "&+"/n "/0,+n &+n &%/"/n $"4"/)& %"+n 91&$("&1n 72$2+l
01"+n+!"/"/n+1"/+"%*"/n!"/0")"+n %/& %12+$n,!"/n/+ %"QnQCJDRn

Wettbewerbszentrale:
"+1/)"n72/n"(9*-#2+$n2+)21"/"+n"11"4"/0n"QnQn&01n"&+n"/"&+Rn!"/n
"0n 0& %n 72/n 2#$"n $"* %1n %1Rn )0n ")01(,+1/,)),/$+&01&,+n !"/n &/1l
0 %#1n!"+n)21"/"+n"11"4"/n72n0& %"/+Qn/2+!)$"n0"&+"/n91&$("&1n&01n
!&"n "/+!0()$""#2$+&0n + %n !"*n "0"17n $"$"+n !"+n 2+)21"/"+n "11l
"4"/nXYQnQCJ=<Rn

Widerspruch:
"&+1n %&"/n "&+n " %10*&11")Rn !00n /&11"n $"$"+n "&+n  %217/" %1n "&+0"171"+n
(<++"+QnQ@J=<Rn

Zwangslizenz:
&"n!2/ %n"&+"+n ,+1/%&"/2+$074+$n"4&/(1"n &7"+73"/$"QnQ?J=ARn

327
D
INDEX "210 %"0n1"+1ln2+!n /("+*1n
&"Y'"4"&)0Y$"!/2 (1"+Y&##"/+Y3"/4"&W X YnBQ@@RnBQA@RnBQAHRn@AQ@@n
0"+Y 2#Y !&"Y '"4"&)0Y "&+0 %)8$&$"Y "/1&"W &"+01"/#&+!2+$"+nHQDn
#2+$0#/$"O+PIY &"+01)"&012+$"+nCQARnCQ@Bn
,--")0 %<-#2+$nGQHn
A ,--")0 %2173"/,1nBQDn
*%+2+$n@?Q@@n##nn /"&# %"n %!"+0"/" %+2+$n
0 %)2000 %/"&"+n@?Q@Gn @?QEn
0,)21"n" %1"nBQ@Cn 2"n&)&$"+ "n@@QBBn
0,)21"n %217200 %)200$/=+!"n
CQEn E
$"+1"+*/("nHQEn &$"+/1n
%+)& %("&1nCQ@Bn ln"0 %* (0*201"/nDQEn
(7"00,/&"191nCQAHn ln,-,$/-%&"nEQ@Bn
))"&+"+2172+$0)&7"+7n@@Q@Gn &+0-/2 %nBQ@An
+0-/2 %n &+014"&)&$"n"/#=$2+$n@?Q@Fnn
ln2#n20(2+#1nCQB?Rn@?QAnRn@?QCn &+4+!n20n/"2n2+!n)2"+nn
ln2#n"++2+$nBQAn XfnACAnnYnBQ@Dn
ln2#n"/+& %12+$nCQB?RCQ@BRn@?QAn +14"/#"/"+"++2+$nDQHn
ln"0"&1&$2+$0ln@?QFn "/#&+!"/&0 %"n %/&11"nBQ@Hn
ln"0& %1&$2+$0lnCQB?Rn@?QDn "/#&+!"/&0 %"n91&$("&1nBQGRnBQ@Hn
ln= (/2#lnCQ@BRnCQB?Rn@?QGn /#&+!"/-"/0<+)& %("&10/" %1nBQARn
ln %!"+0"/017ln@?QEn @@QGnn
ln+1"/)002+$0ln@?QBRnBQAEn /#&+!2+$nBQ@n
+4/10 %#1nBQFn "/$9+7"+!"/n4"11"4"/0/" %1)&l
/"&1+"%*"/"/#&+!"/$"0"17nHQDn %"/n "&012+$00 %217nFQHn
/"&1+"%*"/"/#&+!2+$"+nHQDn /&++"/2+$n"&*n nCQHn
200 %)&">)& %"n &7"+7n@@Q@Gn /0 %"&+2+$0#,/*nDQ@n
/0 %<-#2+$n
B ln"0&$+/" %1nDQ@Bn
0&0+*")!2+$nCQ@Fn ln /("+/" %1nCQ@Cn
"+2172+$074+$nCQGRnCQB@nn ln1"+1/" %1nBQ@Dn
"/" %1&$2+$0+#/$"n@?Q@?n ln,/1"+/" %1nEQGn
"/+"/n"/"&+(2+#1n72*n %217"n /7"2$+&0nDQAn
3,+n"/("+n!"/n &1"/12/n2+!n l+#,/ "*"+1l& %1)&+&"n@?QAn
2+01nGQ@Gn 2/,-9&0 %"n1"+1nBQAGn
"019+!&$("&1nEQCn 2/,-9&0 %"n1"+1*1nBQAGn
"4"/12+$0+)900"n@@QAEn 2/,-9&0 %"n1"+1="/"&+(,*l
"4"/12+$0+0917"n@@QAFn *"+nBQAGn
) (l &01nFQGn n
2+!"0-1"+1$"/& %1nBQ@ARnBQAAnn n
2+!"00,/1"+*1nEQBn n
n
C
n
0%#),4n@@QAHn n
,-6/&$%1nGQ@n n
n
M. Hoffmann, T. S. Richter, Geistiges Eigentum in der Betriebspraxis,
DOI 10.1007/978-3-8349-6411-3, 329
© Gabler Verlag | Springer Fachmedien Wiesbaden GmbH 2011
Index

F I
&/*nCQA?RnCQA@n !"+1&191nCQ@Bn
,/0 %2+$0ln2+!n+14& ()2+$0l **1"/&)$=1"//" %1n@Q@n
2#1/9$"nHQFn &**1"/&"))"n=1"/n@Q@n
,/0 %2+$0ln2+!n+14& ()2+$0(,l ++0-/2 %+%*"/" %1nHQDn
,-"/1&,+"+nHQFn +!&3&!2)&191nGQAn
,/0 %2+$0ln2+!n+14& ()2+$0l +0,)3"+7n@@Q@Fn
3"/1/9$"nHQFn +01&121n!"/n&/10 %#10-/=#"/n&+n
#/"&"n/#&+!2+$"+nHQDn "210 %)+!nX Yn@@QBBn
/"&%)1""!=/#+&0nCQEn +1"/+1&,+)"n1"+1+*")!2+$n
BQAHn
G +1"/+1&,+)"n1"+1()00&#&(1&,+n
112+$0"7"& %+2+$"+nCQBBn BQ@@n
"/2 %0*201"/nBQ@En##nn &+1"/+1&,+)"n %2170601"*"n@Q@?n
"/2 %0*201"/74"&$2+$nBQAEn +1"/+1&,+)"n"/+!n72*n
$"&01&$"0n&$"+12*n/&11"/n@AQFn  %217n3,+n#)+7"+7= %12+l
"*"&+0 %#1)& %"n,/1"+*1nEQ@?n $"+nXYnEQ@?n
"*"&+0 %#10$"0 %* (0*201"/n +1"/+"1!,*&+nCQBFn
DQ@Cn l +$"*"+1n@AQAnn
"*"&+0 %#10*/("nCQ@En l,/1#,)&,0n@AQEn
"*"&+0 %#10*/("+0601"*nCQ@En l /("+nCQ@FRn@@QHnn
"+,16-nEQ@n
$",$/-%&0 %"n"/(2+#10+$"+n J
CQBBn##n
,&+1l"+12/"nHQFn
"/& %1001+!n@?QA?n '2/&01&0 %"n"/0,+nCQBCn
"0 %9#1)& %"n"7"& %+2+$"+nCQA?n
##n K
$"0 %9#1)& %"n+!)2+$nFQEn (-&1)4"/1,/&"+1&"/1"0n"/1"/l
"0 %9#107"& %"+nCQA@n#n *&11)2+$03"/#%/"+n@@QAHn
"0 %9#10"7"& %+2+$"+nCQA@n#n /1"))/" %1n@QERnFQCn
"0 %9#10#=%/2+$n,%+"n2#1/$n "++7"& %+2+$0ln2+!n+1"/0 %"&l
@?Q@Dn !2+$0(/#1nCQABn
"0 %* (0*201"/nDQ@n##nn ()"&+"n =+7"nGQCn
$"4"/)& %"n+4"+!/("&1nBQHRn )"&+$"4"/"1/"&"+!"/nCQACn
BQA?n (,))"(1&3"n$,,!n4&))nCQBBn
$"4"/)& %"n %217/" %1"n@QCnn ,))"(1&3*/("nCQBCRn@@Q@@n
$21$)92&$"/n/4"/n@@QDn (,+01&121&3"n&/(2+$n@@QCn
,+3"/0&,+nCQ@EnX/5&0#))Yn
H (,-&"/"+nGQ@CRnGQ@Dn
))"&1"/0 %217nEQ@An##n (,01"+,/&"+1&"/1"0n"/1"/*&11l
/*,+&0&"/2+$0*1n#=/n!"+n )2+$03"/#%/"+n@@QAGn
&++"+*/(1nCQ@En
2-10 %"()$"n@?Q@Hn L
,*,$"+&191nEQCn &7"+7n@@Q@Fn
n , /+,l/"+()00"nDQFn
n ,$,nCQA@RnHQEn
n <0 %2+$0()$"nCQ@?n

330
Index

M S
!/&!"/n /("+(,**"+nCQ@Fn **")+*")!2+$nDQFn
!/&!"/n601"*nCQ@Fn  %+&1101"))"+(,,/!&+1&,+n@AQ@An
/("nCQAn  %<-#2+$0%<%"nGQAn
/("+1"&)2+$n@@QHn  %217$"$"+01+!n
*/(1-/"&0,/&"+1&"/1"0n"/1"/*&11l ln"/2 %0*201"/nBQ@En
)2+$03"/#%/"+n@@QB?n ln"0 %* (0*201"/nDQBn
/(11"&)+"%*"/nFQDn ln "++7"& %"+/" %1"nCQ@n
*"%/0"&1&$"n" %103"/%9)1+&00"nHQ@n ln1"+1nBQDn
&1"4"/"/nFQDn ln,/1"+ln2+!n))"&1"/0 %217l
&12/%""/nHQAn /" %1nEQ@RnEQ@An
201"/nDQ@n ln/%""//" %1nGQ@n##n
 %217)+!-/&+7&-nGQ@Gn
N  %217/" %1"n@QCn
 %%*2+$nFQHRnGQFn  %217/" %10!1"++("+n@AQFn
*"+0/" %1nCQBEn ,#14/"nBQDRnGQ@ARnGQ@Dn
"$1&3)&7"+7n@@Q@Fn ,/1"+"7"& %+2+$nEQHn
"2%"&1n ,/1"+0 %217nEQ@n##n
ln"/2 %0*201"/nBQ@Fn 1+!n!"/n" %+&(nBQERnBQ@Fn
ln"0 %* (0*201"/nDQCn 02&n$"+"/&0nCQBFn
ln1"+1nBQEn
"2%"&100 %,+#/&01nBQ@GRnDQDn T
& %1&$("&10()$"nBQ@ARnBQAGn " %+&(nBQDn
+,1,/&0 %n"(++1"n /("+nCQCn &1")0 %217+7"&$"nCQAFn
16-,$/#&0 %"n %/&#17"& %"+nDQGn
P
/&0"/n"/+!0="/"&+(2+#1n U
72*n %217n!"0n$"4"/)& %"+n "/1/$2+$n@@QEn
&$"+12*0nCQCRnHQEn ln1"&)4"&0"ln@@QFn
1"+1nBQDn##n *0 %/"&2+$n&*n"$&01"/n@@QCn
1"+1+4)1nBQ@@Rn@?QA@n +&,+0-/&,/&191nBQB?n
1"+1&+#,/*1&,+07"+1/"+n@AQ@n +&.2"n"))&+$n/,-,0&1&,+nXYn
1"+1720**"+/"&103"/1/$n AQFn
BQAHn +)21"/"/n"11"4"/nFQ@n##n
,0&1&3)&7"+7n@@Q@Fn +1"/)002+$03"/-#)& %12+$0"/()9l
/&+7&-n!"/n %%*2+$0#/"&%"&1n /2+$n@?Q@Cn
FQHn +1"/+"%*"+0("++7"& %"+nCQA@n##n
/&,/&1910"+0-/2 %2+$nBQFn +1"/0 %"&!/("&1nEQCn
/&31(,-&"0 %/+("nGQ@Cn +1"/0 %"&!2+$0(/#1nCQEn
/,!2(1-&/1"/&"n@?Q@Rn@?QACn l(,**"+nEQ@?n
/,1,(,))n72*n !/&!"/nn /("+l /%""/nGQEn
(,**"+nCQ@Fn /%""//" %1n@QDRnGQ@n##n
l/&,/&1910#/&01nBQAFn /0-/2+$0+$"+nCQBBn
/1"&)03"/<##"+1)& %2+$n@?QAAn
R n
" %10$"*"&+0 %#1n@@QFn n
/")1&3"n %217200 %)200$/=+!"n n
CQFn

331
Index

V Z
"//2 %"/nFQDn "& %"+nCQARnCQABn
"//2 %"/3"/9+!"nFQ@?n "&1/+$nBQ@@RnBQAFn
"/#=$2+$n@@QAn#n 4+$0)&7"+7nBQ@Dnn
"/("%/0$")12+$nCQ@@n
"/<##"+1)& %2+$nBQFRnBQ@CRnBQ@GRnCQHn Sonderzeichen:
3"/4+!1"n %217/" %1"nGQDn hnGQ@Hn
,/"+2172+$0/" %1nn inCQ@Hn
ln"0 %* (0*201"/nDQ@Bn n
ln1"+1/" %1nBQ@Dn

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