Beruflich Dokumente
Kultur Dokumente
Band 12
Begründet von
Claus Dobiat und Klaus Leidorf
Herausgegeben von
Claus Dobiat, Peter Ettel
und Friederike Fless
Méthodes d’approche des
premières productions céramiques:
étude de cas dans les Balkans et au Levant
Table-ronde de la Maison de l’Archéologie
et de l’Ethnologie (Nanterre, France)
28 février 2006
ISBN 978-3-89646-442-2
ISSN 1434-6427
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81
Résumé
Autour de 6200-5900 av. JC, en Haute Mésopotamie, une transformation majeure des
assemblages céramiques est observée. Des productions technologiquement investies et
stylistiquement élaborées (Fine Ware) remplacent, dans une période de temps remarquablement
courte, les productions des phases plus anciennes caractérisées essentiellement par des
récipients de fabrication simple et grossière (Coarse Ware). Ce phénomène est discuté, dans
le cadre de cet article, à partir des assemblages de Tell Sabi Abyad (Syrie). Nous proposons
d’avoir recours à la notion d’émulation, pour expliquer ce changement. Cette notion est
particulièrement utile lorsqu’il s’agit d’aborder la catégorie fonctionnelle des vaisselles de
service. L’émulation dont témoignent les styles de céramiques peintes pourrait être liée à un
contexte social de fête communautaire (feasting).
Abstract
This paper discusses the dramatic changes that transformed ceramic assemblages across
Upper Mesopotamia between ca. 6200-5900 cal BC. Within a remarkably short period of
time, the earlier mostly plain, coarse pottery was replaced with technologically advanced and
stylistically elaborated Fine Ware. This phenomenon is discussed on the basis of the evidence
from Tell Sabi Abyad (Syria). The notion of emulation is suggested as a useful framework for
explaining ceramic change. Emulation is most clearly seen in the functional category of serving
vessels. Feasting may have been the social context that stimulated emulation in painted pottery
styles.
Zusammenfassung
Hier werden die dramatischen Ereignisse, welche die Keramik Obermesopotamiens in der
Zeit zwischen 6200 und 5900 v. Chr. veränderten, behandelt. Innerhalb einer bemerkenswert
kurzen Zeitspanne wurde die frühere, meist einfache und grobe Keramik ersetzt durch eine
technologisch und stilistisch verbesserte feine Ware. Dieses Phänomen wird anhand der
Befunde von Tell Sabi Abyad (Syrien) diskutiert. Der Begriff „Emulation“ (Nachahmung)
wird vorgeschlagen als nützlicher Rahmen für die Erklärung des Wechsels bei der Keramik.
Nachahmung kann am deutlichsten gesehen werden in der funktionellen Kategorie der
„Serviergeschirrs“. Festessen dürften der soziale Kontext gewesen sein, der die Nachahmung
von bemalten Keramikstilen ausgelöst hat.
Figure 1: the ‘Painted Pottery Revolution’ at Tell Sabi Abyad. Decorated ceramics as a proportion of the total
assemblage. Level 8: Pre-Halaf; levels 7-4: Transitional; levels 3-1 and NE mound: Early Halaf.
83
the social, economic and ritual role of plain and investigate ceramic changes in the British
painted pottery in Late Neolithic societies in Neolithic (Bradley 1984, Sherratt 1987, Thomas
nothern Syria? 1991), the adoption of Syrian drinking habits
by Canaanite elites in the Middle Bronze Age
Emulation and ceramic innovation (Bunimovitz & Greenberg 2004), and the spread
of the Greek symposium (Dentzer 1982), to give
A model that may apply to the Transitional just some examples. In the classic formulation
Period ceramics that have emerged from Tell by Daniel Miller (1985), emulation as a way of
Sabi Abyad in northern Syria is that of emulation. looking at ceramic change was applied mainly to
Emulation, when applied to
archaeological contexts,
refers to a competitive
social environment in which
groups and individuals
seek to improve their
relative status by adopting
the material expressions
– material culture, lifestyle,
dining habits, and so on
– of members of higher,
more elevated groups or
individuals (Miller 1982,
1985). If successful, this
emulation may not only
bring these groups social
rewards, but it also leads to a
diminished symbolic status
of the higher echelon’s
former emblems of prestige.
If the higher groups wish
to prevent this, they must
prevent the lower groups
from appropriating their
signs of status, for instance
by restricting the spread
of specialist knowledge
essential to their production,
or by establishing social
sanctions barring their Figure 3: the model of emulation. Horizontal axis: social status. Vertical
consumption by lower axis: changes in material culture through time, showing the introduction
groups (ibid.). Alternatively, of new items of distinction by higher groups and their ‘filtering down’ to
when this is not possible, lower groups.
they must seek new ways
of status expression. The latter option results in vessel shape. It may also be applied, however, to
material items moving down the scale of social aspects of ceramic technology and decoration.
status and, accordingly, a constant search for In discussing these aspects of the Transitional
novelties occurs on behalf of the higher groups Period pottery from this particular perspective, I
(fig. 3). The process may continuously repeat do not claim that emulation should be the only
itself, stimulating progressive innovations in the perspective for looking at these innovations,
realm of material culture. nor that it is necessarily the best. Presently,
however, it offers a useful framework capable
Emulation may explain much material culture of making sense of some of the manifold
change observed routinely by us archaeologists ceramic changes which we observe, and
as part of our profession (Dietler 1990, Renfrew enabling us to explore how they are interrelated.
1986). Scholars have used the concept to
85
Figure 5: innovations in ceramic technology, morphology and decorative style as strategies for maintaining
‘exclusivity’ against the background of a rapidly rising proportion of Fine Ware in the ceramic assemblage.
style is currently being attested over a huge been identified in northern Syria, but simple
swathe of territory, covering much of northern pit firings can be excluded. The Transitional
Syria, south-eastern Turkey, and northern Iraq. Period and Early Halaf potters thus preceded
That this pottery was highly valued is suggested the potters of classical Greece, who much later
by the occasional presence of pot repairs, ‘reinvented’ similar techniques (Noll 1991).
86 Nieuwenhuyse: The ‘painted pottery revolution’
The rapid rise of Fine Ware during the the Early Halaf period, potters shifted towards
Transitional Period inevitably resulted in a loss the use of a compact clay, in which the only
of ‘exclusivity’ of this once rare novelty. Indeed, macroscopically notable inclusions were small
during the Early Halaf almost every vessel was flecks of naturally occuring calcium carbonate
a Fine Ware vessel. Following Hayden (1995), (Le Mière & Nieuwenhuyse 1996). A second
it may be argued that Fine Ware production innovation, in the final stages of the Transitional
shifted from a ‘prestige’ technology towards a Period, was the development of a slight paint
‘practical’ technology. At least two technological gloss, which may have been achieved by
improvements occurred which may be argued lowering the firing temperatures somewhat or
to have been the means by which potters by adding fluxes to the pigments (Steinberg
attempted to counter this ‘devaluation’: one was and Kamili 1984; Van As and Jacobs 1989).
a gradual refinement in the area of clay selection A deep dark, slightly glossy paint on a whitish
and preparation, either by the selection of finer background exemplifies the very best that Early
clays, the employment of better preparation Halaf potters were able to produce.
techniques, or both. The earliest Fine Ware often
show small mineral particles - occasionally even The aspect where emulation can be followed
plant particles - in the clay body; but towards through perhaps most clearly is that of vessel
Figure 7: various stages in the development of the cream bowl in the Balikh valley, northern Syria.
87
shape. With respect to the prehistory of the al. 2001, Van As & Jacobs 1989). Similarly, the
Near East, it has become generally accepted gradual improvements in tempering observed
that the various Late Neolithic cultures each during the Transitional Period alone are
had a distinct range of morphological types insufficient to explain the appearance of more
associated with them. Perhaps the key symbol complex shapes, although this certainly will have
of the Halaf culture is a vessel shape: a sharply been a stimulating factor. Although the ceramics
carinated, collared bowl generally known as from the Pre-Halaf era were, indeed, generally
the ‘cream bowl’ (fig. 7). At Tell Sabi Abyad and made of much coarser, plant-tempered fabrics,
other Transitional Period sites, we can now Pre-Halaf potters knew quite well how to make
see how this ‘typical’ Halaf shape developed small, thin-walled and carefully finished serving
out of earlier, simpler shapes. Morphological vessels. Prior to the advent of Fine Ware, they
innovation may be seen as another, alternative were able to by-pass technological constraints
strategy for maintaining a degree of exclusivity by using fine chaff or dung instead of coarse
for (part of) the Fine Ware pottery, by elaborating straw as a temper (Le Mière & Nieuwenhuyse
on vessel shape. The pattern can be most clearly 1996). The creation of more conspicuously
observed in the category of open vessels used carinated shapes at the end of the Transitional
for serving food and drink (fig. 6). Thus, serving Period, then, was symbolic. It differentiated
vessels prior to the Transitional Period largely small, delicate serving vessels from the bulk, in
consist of simple, convex-sided shapes. Initially, order to preserve their exclusivity.
during the earliest stages of the Transitional
Period, this did not change much; but following In addition to technological innovations and
the rising proportion of Fine Ware, potters increasing morphological complexity, there
innovated. At first, by more often producing were a number of significant, conspicuous
S-shaped bowls and carinated bowls with developments in the area of pottery decoration.
straight walls and, subsequently, by introducing As noted above, pottery decoration is often
carinated, concave-walled bowls. Eventually, seen as key for distinguishing between Late
they went further, by adding a low collar. From Neolithic culture-historical entities in the
the later stages of the Transitional onwards traditional framework for the Near East, with
until the very end of the Halaf period, potters each culture potentially displaying a unique
kept playing around with the same basic theme, set of design motifs and corresponding design
constantly introducing new varieties (fig. 7). structures. However, here as well we may
place an increased stylistic complexity within a
It is, of course, tempting to search for a continuous trajectory.
technological determinant for this rise in
morphological complexity, for instance some We have already observed during the
newly invented shaping method that made the Transitional Period a gradual increase in the
production of cream bowls possible. Basically, proportion of decorated vessels (fig. 1). Partly
however, the Early Halaf potters employed this was caused by the introduction and rise of
shaping methods similar to those their Fine Ware, pottery that was mostly decorated.
predecessors had deployed generations earlier. But behind this statistic was a major shift in
They took moulds for shaping the base, and built decorative technique, since the older, Pre-Halaf
up the vessel wall with coils (Nieuwenhuyse et decorative techniques of slipping, impressing,
Figure 8: changes in ideal design structure of painted Fine Ware pottery during the Transitional and Early
Halaf periods at Tell Sabi Abyad.
88 Nieuwenhuyse: The ‘painted pottery revolution’
incising and appliqué decoration gradually Halaf, the horizontal lines became exaggerated
disappeared, to be replaced by the single to the point where they almost entirely filled
technique of painting. The development of the surface, leaving only narrow bands for the
expertise to control oxidation-reduction cycles design motifs. This stage yielded some of the
during the firing meant that this usually was a finest examples of Halaf Fine Ware ever made.
dark paint. The reason for the preference of
painting over alternative techniques remains Discussion: Early Halaf pottery in context
unclear: one important factor may have been
the prestige attached to the new technology What was the social context into which these
of dark-on-light painted vessels; another may innovations occured? Scholars express
have been the superior versatility of painting for divergent views on the nature of Late Neolithic
creating increasingly intricate designs. social organization. Some argue that established
hierarchies (‘chiefdoms’) came into existence
Interestingly, as with the increasing proportion with the advent of the Halaf (Watson & Leblanc
of decorated vessels and the development 1973, Redman 1978); others argue for a more
of more complex shapes, the ´take over´ of egalitarian society (Akkermans 1993). The
painting did not occur right at the start of the evidence suggests an intermediate position:
Transitional Period. The increase in design in northern Syria, at least, there is currently
structure complexity, discussed below, followed little evidence to argue for the existence of
a similar pattern: there was a slight ´time lag´ institutionalized, hereditary inequalities in
before these changes began taking place. This status or wealth in the Late Neolithic; yet
may be explained by relating these aspects there are good indications for the sort of short-
of ceramic change to the increasing amounts lived inequalities that were within the reach of
of Fine Ware pottery available. During the successful, ambitious individuals or groups.
earliest stages of the Transitional Period,
stylistic complexity appears to have been less
relevant, as it probably was the use of standard
Fine Ware as such which conferred status and
prestige. Thus, the proportion of decorated
ceramics as a whole remained the same
initially, and design structures were kept close
to those that characterized the Pre-Halaf era.
During later stages of the Transitional Period,
however, when Fine Ware became commonly
available, increasing design complexity became
the strategy par excellence employed by Late
Neolithic potters to distinguish a category of ‘fine’,
elaborately decorated serving vessels from the
bulk. Indeed, ever more time and energy were
Figure 9: iconographic evidence for feasting: dancing
invested in painting ceramic vessels from the
people painted on an Early Halaf Fine Ware jar from
later stages of the Transitional Period onwards.
Tell Sabi Abyad.
Abyad, where several hundreds of stamped clay good example of this: the earliest vessels in this
sealings were found, no singular authority at new technology were small, delicate, serving
the village level can be pointed out, and control vessels; only in later stages of the Transitional
over property probably rested with multiple Period did potters apply this technology to
individuals exhibiting authority at the level of the other functional categories as well, resulting in
household (Akkermans & Duistermaat 1997). a functionally more diverse Fine Ware. Pottery
repairs were almost exclusively restricted to the
There were of course new sources of wealth category of serving and consumption vessels.
arising from the gradual development of a
semi-pastoralist society. Current investigations In short, decorated Fine Ware vessels became
suggest that from around 6200 BC onwards, just an important prop for the habitual communal
prior to the Transitional Period, northern Syrian eating and drinking. Significantly, scenes of
communities began to move into the steppes for feasting groups (fig. 9) begin to appear on the
parts of the year, tending flocks of sheep and painted Fine Ware vessels (Garfinkel 1998).
goat, and exploiting their ovicaprids for wool In an increasingly mobile society, feasts may
(Akkermans & Verhoeven 1995, Cavallo 2000, have constituted the social context in which
Verhoeven 1999). As attested in anthropological competitive emulation was played out, quite
studies of herding societies, in addition to their probably stimulating the ceramic innovations
nutritional value animals represent ‘capital on that we, as archaeologists, have come to
the hoof’ that can be manipulated as a great observe during the Transitional Period.
source of wealth (Russel 1998). The rise of
pastoralism almost certainly was associated
with changes in diet. The use of dairy products is Bibliography
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91
O. Nieuwenhuyse
Faculty of Archaeology, Leiden University,
POB 9515, 2300 RA,
NL - Leiden
onieuw@xs4all.nl