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Investigating forensic document examiners' skill relating

to opinions on photocopied signatures

B Found
Forensic Expertise Profiling Laboratory, School of Human Biosciences, La Trobe University,Victoria, 3086, Australia and Document Examination Team, Victoria
Police, Victoria Forensic Science Centre, Forensic Drive, Macleod. Victoria, 3085, Australia
DK Rogers'
Forensic Expertise Profiling Laboratory, Science of Human Bioasciences,La Trobe University,Victoria, 3086, Australia
Science & Justice 2005 45 199 - 206 Received 13 June 2003 Accepted 20 May 2005

Many forensic document examiners are hesitant to express author- Schriftzuges treffen sollen, da in diesem - bedingt durch
ship opinions on photocopied handwriting as the photocopying den Fotokopier-Prozess - verglichen mit der Original-
process results in less feature information than original writing. Schriftprobe weniger Merkmale erkennbar sind. Diese
This study aimed to test the accuracy of 15 examiners' opin- Studie wurde durchgefiihrt, um die Genauigkeit von 15
ions regarding whether photocopied questioned signatures were Sachversttindigengutachten hinsichtlich ihrer Aussage zu
genuine or simulated. Each examiner received the same set of iiberpriifen, ob fotokopierte fragliche Unterschriften echt oder
original signature exemplars, from one individual, and a set of gefalscht waren. Jeder der Gutachter erhielt den gleichen Satz
eighty questioned photocopied signatures comprising of genuine von Unterschriftsproben einer Person und einen Satz von 80
and simulated signatures. The overall misleading (error) rate for zu priifenden fotokopierten Signaturen, der aus echten und
the grouped examiners' opinions was 0.9% providing strong ev- nachgeahmten Proben bestand. Die Gesamtfehlerrate fur die
idence that examiners can make accurate observations regarding gruppierten Gutachten von 0,9% fuhrt zu dem Schluss, dass
the authorship of non-original handwriting. die Sachverstandigen mit hoher Wahrscheinlichkeit zutreffende
Beobachtungen bzgl. der Urheberschaft von nicht im Original
Muchos investigadores forenses de documentos se muestran vac- vorliegenden Handschriften machen.
ilantes a la hora de expresar opiniones sobre escrituras fotocopi-
adas ya que el proceso de fotocopiado resulta en menor infor- De nombreux spCcialistesforensiques en documents hCsitent i ex-
maci6n de 10s rasgos que el original. Este estudi6 se dirigi6 a primer une opinion sur 1'identitC de I'auteur sur des Ccritures pho-
comprobar la exactitud de las opiniones de 15 examinadores so- tocopiCes, vu que le processus de copie rCsulte en une diminution
bre si unas firmas dubitadas eran genuinas o simuladas. Cada de l'information. Cette Ctude vise il tester la justesse de l'opinion
examinador recibi6 un conjunto de ejemplares de firmas origi- de 15 spCcialistes i determiner si des signatures photocopiCes
nales de un individuo y un conjunto de ochenta firmas dubitadas, contestees Ctaient authentiques ou simulCes. Chaque spkcialiste
fotocopiadas, compuesto por firmas genuinas y simuladas. EL a r e p le m&mejeu d'exemplaires de signatures originales d'un
resultado medio final para el grupo de examinadores fue de un individu et un jeu de 80 signatures contestkes photocopiCes com-
error del0.9% lo que prueba que se pueden hacer observaciones prenant des signatures authentiques et simulCes. Le taux d'erreur
exactas en cuanto a la auton'a de escritura no original. total pour les opinions groupCes Ctait de 0.9 % montrant une forte
capacitk des spkcialistes i faire des observations correctes sur
Viele Experten fur forensische Schriftuntersuchungen zogem, l'identitk de I'auteur sur des Ccrits non originaux.
wenn sie Aussagen zur Urheberschaft eines fotokopierten

*Author for correspondence


O The Forensic Science Society 2005
Key words Forensic science, handwriting examination,
signatures, photocopy, validation, document examiners.

science&justice Volume 45 NO. 4 (2005) 199 - 206 Page 199


B Found and DK Rogers
Examiner opinions on photocopied signatures

Introduction line quality. FDEs from a number of countries were surveyed


Forensic document examiners (FDEs) are often confronted with and provided comparative line quality feature assessments be-
requests to compare writings from a known source (exemplars) tween non-original and corresponding original signature groups.
with questioned writings that are not the original handwritten In all, 72 genuine and forged signatures were evaluated by the
traces. Examples of non-original documents on which ques- examiner group (one questioned signature and 10 exemplars per
tioned handwritten images may appear include photographs, pho- person). These authors found that the line quality characteristics
tocopies and facsimiles. From the outset of an examination of in 69 of 72 tests (95.8%) were accurately assessed in the photo-
non-original material, examiners accept that the visual informa- copies which represented 33 of 35 (94.3%) genuine and 36 of 37
tion extracted from the image may be different to that which is (97.3%) forged signatures. They found that although not all line
retrievable from the original handwriting. Non-original images quality features were correctly identified by the examiners this
are, to differing extents, filtered forms of original information. did not result in significant inaccuracies in the overall assessment
Differing reproduction techniques and devices can result in dif- as evidenced by an accuracy rate of 95.8%.
ferences to the degree that the visual information is filtered and
the type of information that is ultimately extractable. The repro- Found et al. [6] compared the accuracy of examiners' opinions
duction process may also result in distortions or additions to the on 260 original questioned signatures and on the same signa-
image. tures that had been photocopied. The study comprised two trials,
10 months apart. One trial contained originals of the exemplar
Hilton, regarding the examination of non-original writing, wrote and questioned signatures and the other comprised photocopies
that ". . . general handwriting can often be tentatively and some- of the same exemplar and questioned signatures. All subjects un-
times be positively identified" and that this condition also holds dertook the trial comprising photocopies first. It was found that
for signatures [I]. This author noted that "Some workers refuse no errors regarding authorship were made for original or photo-
to examine all copies, but the practical examiner recognises that copied signatures, and there were no instances where an identi-
it is necessary to rely on copies at times". Along similar lines fication/elimination opinion was reversed between a photocopy
Ellen noted that "Although some of the detail will not be appar- and its original. Only 2.3% of opinions relating to an original
ent, in many examples of good quality photocopies there will signature differed in any way from that offered for its photocopy.
be adequate material for a useful comparison to be made" and The high correct rates for questioned genuine signatures were
that "It is possible to identify photocopied writing as having been similar for original (100%) and photocopied signatures (98%).
made by a known writer" [2]. Morton presented a study on non- The correct opinion rate regarding the process of production of
original signatures and handwriting reproduced using seven plain original and photocopied, simulated, questioned signatures com-
paper photocopiers [3]. The original images were produced using bined was 99.7%. The results provide evidence that examiners
combinations of four paper types and different writing imple- are able to make comparisons on a complex signature with the
ment classes (ballpoint, roller ball and fiber tip pens). This author same accuracy and similar sensitivity when using either originals
concluded that "most of the copiers reproduced the signatures, or photocopies.
genuine and forged, well enough for a fruitful examination".
In this study we aimed to further investigate, and provide some
All of the above authors, in spite of their views regarding issues characterisation of, the skill of FDEs in providing authorship
relating to the authorship of non-original writings, made a par- opinions on non-original signatures.
ticular effort to highlight the major restriction when expressing
opinions regarding non-original writings. This was appropriately
summarised by the statement "Care must be taken to distinguish Experimental method
between the writing and the document on which it appears to have Fifteen FDEs from six Australian and New Zealand government
been written. The writing could be genuine but the document may forensic laboratories undertook the trial for this study. FDEs were
not. The photocopy could be a composite of two or more docu- required to compare a group of exemplar signatures with non-
ments, and so the writing appears in a context different from that original questioned signatures where, for each of the questioned
in which it was written" [2]. In terms of reporting the results of signatures, the writer and writing process was known to the ex-
non-original handwriting examinations Huber and Headrick note perimenters but not to the FDEs. Approval for this study was
that "Findings must be so worded . . . that they clearly indicate obtained from the La Trobe University Human Ethics Committee
(1) The identification is of a writing on a document of which and informed consent was obtained from all participants.
the material at hand purports to be a trustworthy reproduction.
(2) The findings are subject to confirmation of their existence as Materials
original writings, upon examination of the original document" The trial material comprised a group of 18 original exemplar
[41. signatures and a group of 80 questioned non-original signatures.
The original exemplar signatures comprised seven requested sig-
A detailed empirical study regarding experts' assessment of line natures and 11 collected signatures, all written with a ballpoint
quality features associated with non-original signatures was pre- pen, taken from one individual. An example of one requested and
sented by Dawson and Lindblom [5]. These authors investigated two collected exemplar signatures are shown in Figure 1.
the extent to which the photocopying process inhibits the ability
of experts to assess a variety of line quality features and whether The 80 questioned signatures comprised 16 non-original genuine
the non-original features impacted on the assessment of overall signatures and 64 simulated signatures. For the purposes of this

Page 200 science&justice Volume 45 NO. 4 (2005) 200 - 206


B Found and DK Rogers
Examiner opinions on photocopied signatures

Figure 1 Three of the exemplar signatures. Top signature Figure 3 Signatures a 4 are questioned genuine
is an example of a requested signature and the signatures for which misleading opinions were
two bottom signatures were collected. All given. The labels correspond to signatures a-d
signatures in this and following figures are of Table 6. The bottom right signature is an
reproduced at the same magnification. exemplar signature; provided for ease of
com~arison.

study the term 'simulation' was defined as an attempt to copy, C.


draw or imitate a handwritten image, however the use of the term
did not directly imply whether or not the image was written by the
writer of the exemplars. The simulated signature group contained
29 'one-off' (no practice) signatures, 30 practised signatures and
five auto-simulations (the exemplar writer forging their own sig- d.
nature). These signatures were all written with a ballpoint pen, on
blank A4 paper, and subsequently serially photocopied twice on a
'Practice' simulations were chosen from the collected practices
Canon photocopier (Model No. GP405, resolution: 600 dpi). The
from each of the 15 simulators involved in the study. These simu-
questioned signatures were therefore second-generation copies of
lations were chosen jointly by the experimenters as representing
their original form. An example of a questioned genuine signature
what we subjectively believed were the best attempts by each of
and auto-simulation are shown in Figure 2. Further examples of
the simulators.
questioned genuine signatures are shown in Figure 3 and simu-
lated signatures in Figure 4.
'Auto-simulations' were simulations made by the exemplar writer
of their own signature. The exemplar writer was simply instructed
Preparation of the simulated signatures
to produce a signature where, at a later date, he could claim that
'One-off' simulations were prepared by 15 skilled writers chosen
it was forged.
from the academic staff at La Trobe University. Each simula-
tor was provided with three original examples of the signature
to be simulated. Simulators were instructed that only unassisted
simulations were to be (tracing or machine generated sim- Figure Questionedsimulatedsignatures for which
ulations were not allowed). They were provided with blank A4 misleading opinions were given. The labels
paper and a ball-point pen. Simulators were instructed to practise correspond to signatures 'e' and 'f' of Table 7.
the signature as many times as was practical over a one-week
-
period. Simulators were also provided with two 'official' doc-
uments (signed on the reverse by the experimenters) on which
they were to produce their 'one-off' simulations. Once the offi-
cial documents were signed they, and all practice attempts, were
collected by the experimenters.

Figure 2 Left: example of a questioned genuine signature.


Right: example of a questioned auto-simulation.

sciencetkjustice Volume 45 NO. 4 (2005) 201 - 206 Page 201


B Found and DK Rogers
Examiner opinions on photocopied signatures

All questioned signatures were compiled into a single booklet, Statistical tests involving the Mann-Whitney U test and the Spear-
one signature per page. man correlation coefficient were performed using the Statistical
Package for the Social Sciences (SPSS, version 10) to determine
Procedurefor obtaining FDEs' opinions whether there was a relationship between misleading opinions
The booklet containing the questioned signatures, along with and inconclusive opinions provided by examiners. These anal-
the original signature exemplars were circulated, in turn, around yses were performed for opinions on the full set of questioned
the participating FDEs. In addition, each participant received an signatures, on genuine signatures considered alone and simu-
instruction sheet and answer booklet. lated signatures alone. The Mann-Whitney U Test was used to
test whether there was a difference in the number of inconclusive
FDEs were told that all questioned signatures were non-original, opinions given by examiners who gave misleading opinions com-
that it is to be assumed that the date range of the exemplar material pared to examiners with no misleading opinions. An alpha level
is appropriate to the questioned material and that each questioned of 0.05 was used, thus a significant difference between the two
signature was simply a generation of photocopy taken from the groups of examiners was accepted if the two-tailed probability
original signature. @ value), determined from the U value, was less than 0.05. In
addition, Spearman's correlation coefficient ( p ) was calculated
FDEs were asked to express an opinion, for each of the 80 ques- to evaluate the correlation between FDEs' inconclusive rate and
tioned signatures, as to whether they were genuine signatures their number of misleading opinions. The correlation was ac-
(written normally by the exemplar writer), simulations or whether cepted as significant if the associated two-tailed p value was less
they were unable to say (inconclusive). The participants reported than 0.05.
their opinions using the multiple choice answer booklets. They
were instructed that opinions should not proceed through quality
Results
assurance processes.
Fifteen FDEs provided an opinion for each of the 80 questioned
signatures (80 opinion units per subject) which resulted in 1200
Analysis of FDEs' opinions
opinion units for the group. Of these, there were 240 opinion units
FDEs' opinion responses (opinion units) were marked as correct,
for signatures which were in fact genuine and 960 opinion units
misleading or inconclusive. These marks were then analysed to
for signatures which were in fact simulations.
produce scores for the questioned signatures. The scores are pre-
sented as numbers of opinions or as percentages. The following
are definitions of the score categories used. Grouped results
The opinion scores for the full group of 15 subjects on the ques-
# Correct tioned simulated and genuine signatures are shown in Table 1. As
The number of opinions that were correct. can be observed, examiners provided an opinion that the ques-
#Misleading tioned signatures were either genuine or simulated on 78% of
The number of opinions that were misleading. occasions (22% inconclusive opinions) with an overall mislead-
# Inconclusive ing rate for the group being 1.2%. The data indicates higher
The number of opinions that were inconclusive. conservatism (inconclusive opinions) regarding the expression of
% Correct opinions associated with signatures that were in fact genuine than
The number of correct opinions divided by the total number of for simulated signatures (inconclusive rates of 35.4 and 18.6% re-
opinions (expressed as a percentage). spectively). There was also found to be a marked difference in
% Misleading the percentage misleading of called rate between the genuine and
The number of misleading opinions divided by the total number simulated signatures (5.2 and 0.4% respectively), reflecting pre-
of opinions (expressed as a percentage). vious findings [7-91 for comparisons using original signatures.
% Inconclusive
The number of inconclusive opinions divided by the total number Table 2 provides the group correct, misleading and inconclusive
of opinions (expressed as a percentage). scores for each of the three types of questioned simulations (one-
% Correct called off, practised and auto-simulations). As can be observed, only
The number of correct opinions divided by the sum of the correct three of the 960 opinions expressed by the group relating to ques-
and misleading opinions (expressed as a percentage). tioned simulated signatures were misleading. This corresponds to
% Misleading called a misleading called rate of 0.3% for one-off simulations and 0.5%
The number of misleading opinions divided by the sum of the for practised simulations. No errors were made regarding opin-
correct and misleading opinions (expressed as a percentage). ions on auto-simulated signatures. The inconclusive rates across
all of the questioned signatures that were simulated was found to
The 'called' scores do not include inconclusive opinions. They be similar (between 17 and 20%). The slightly higher misleading
equate to a number that reflects the opinion rate when an FDE was rate associated with practised signatures is not a surprising find-
prepared to express an opinion that was other than inconclusive. ing given that simulators were able to refine their forging attempts
Such positive opinions are likely to have greater impact than and that no cognitive stress was added to the task by having to sign
inconclusive opinions in a casework setting and therefore the a 'one-off' attempt. If anything it is surprising that the misleading
called rates are arguably the rates with most significance for legal and inconclusive rates for the one-off and practised groups are so
determinations. similar in magnitude.

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B Found and DK Rogers
Examiner opinions on photocopied signatures

Table 1 Opinion scores of FDE group for the questioned simulated and genuine signatures.

Simulated Genuine
Score type signatures signatures Total
# Correct 778 147
# Misleading 3 8
# lnconclusive 179 85
% Correct 81 .O 61.3
% Misleading 0.3 3.3
% lnconclusive 18.6 35.4
% Correct called 99.6 94.8
% Misleading called 0.4 5.2

Summary of individual subjects' opinions scores given must be read taking into account the small number
A summary of individuals' correct, misleading and inconclusive of opinion units used in the percentage calculation. The mean
opinions is given in Table 3. Eight subjects expressed no erro- number of inconclusive opinions for examiners who made errors
neous opinions, four subjects expressed one misleading opinion, was 3.7 and for examiners without error it was 7.0. The difference
two subjects expressed two misleading opinions and one subject failed to reach significance (U = 11.5, p = 0.066) probably due
expressed three misleading opinions. The percentage mislead- to the reduced number of opinions. A trend towards an inverse cor-
ing of called score for examiners ranged from 0.0 to 3.9%. The relation between the number of errors examiners made and their
percentage inconclusive rate varied widely from 1.3 to 75.0%. inconclusive rate was not significant (p = 0.414, p = 0.125).
For those examiners who made no errors the % inconclusive rate
varied from 11.3 to 75%. Examiners who made errors, had on av- Table 5 provides further information on the questioned simu-
erage, fewer inconclusive opinions (mean = 9.6) than examiners lated signature group only. There were 64 simulated signatures
without error (mean = 24.6). A Mann-Whitney U Test indicated (29 one-off, 30 practised and five auto-simulations) in the ques-
that the difference was significant (U = 10.0, p = 0.037). This tioned signature group. The difference between individuals in de-
effect was also reflected by a small but significant inverse cor- termining whether a signature was produced using a simulation
relation between the number of errors examiners made and their process, can be observed from the variation in the inconclusive
inconclusive rate (p = 0.60, p = 0.018). rates (1.6 - 81.3% which represents between 0 and 52 incon-
clusive opinions). This inter-individual variation is particularly
In all, seven of the 15 examiners made at least one error. Six interesting given that only two individuals of the 15 formed mis-
individuals, of the 15 participating, were responsible for the eight leading opinions. For those individuals not expressing misleading
errors regarding questioned signatures that were genuine and two opinions, the inconclusive rate also varied from 1.6 - 81.3%.
individuals were responsible for the three errors regarding the Again it should be noted that these percentages must be read tak-
questioned signatures that were simulated. ing into consideration that only small amounts of data are being
used for individual percentage calculations. The small number of
Table 4 provides further information on the questioned genuine misleading opinions precludes the demonstration of a significant
signatures only. Further evidence of the difference between in- relationship between error and inconclusive rate.
dividuals can be observed from the variation in the inconclusive
rates (0.0-8 1.3% which represents between 0 and 13 inconclusive Observations regarding the signatures where
opinions) and the misleading of called rate (M6.7%). Note that misleading opinions were expressed
because we are now reducing the number of individual opinions, The errors made by the examiners were made on only six of the 80
by dividing up the questioned opinion unit group, the percentage questioned signatures. The eight misleading opinions on genuine

Table 2 Opinion scores of FDE group for the questioned simulation types.

One-off Practised Auto-


Score type simulations simulations simulations
# Correct
# Misleading
# lnconclusive
% Correct
% Misleading
% lnconclusive
% Correct called
% Misleading called

science&justice Volume 45 No. 4 (2005) 203 - 206 Page 203


B Found and DK Rogers
Examiner opinions on photocopied signatures

Table 3 Scores for individual FDEs' opinions regarding the group of questioned signatures.

Subject # Correct # Misleading # Inc. % Correct % Misleading % Inc. % Correct called % Misleading called
1 71 0 9 88.8 0.0 11.3 100.0 0.0
2 50 0 30 62.5 0.0 37.5 100.0 0.0
3 74 3 3 92.5 3.8 3.8 96.1 3.9
4 20 0 60 25.0 0.0 75.0 100.0 0.0
5 58 1 21 72.5 1.3 26.3 98.3 1.7
6 69 0 11 86.3 0.0 13.8 100.0 0.0
7 77 2 1 96.3 2.5 1.3 97.5 2.5
8 71 1 8 88.8 1.3 10.0 98.6 1.4
9 75 1 4 93.8 1.3 5.0 98.7 1.3
10 70 0 10 87.5 0.0 12.5 100.0 0.0
11 47 0 33 58.8 0.0 41.3 100.0 0.0
12 56 0 24 70.0 0.0 30.0 100.0 0.0
13 61 2 17 76.3 2.5 21.3 96.8 3.2
14 60 0 20 75.0 0.0 25.0 100.0 0.0
15 66 1 13 82.5 1.3 16.3 98.5 1.5

signatures related to the four questioned signatures shown in Fig- sumably, correctable error in perception. Signature 'd' exhibits
ure 3 and the three misleading opinions on simulated signatures a mixed response. This signature must have contained feature
related to the two questioned signatures shown in Figure 4. Table characteristics that supported both the simulation and genuine
6 provides the raw opinion data for all response types for each propositions.
of the questioned genuine signatures where misleading opinions
were expressed. Table 7 provides the raw opinion data for all It is clear from Table 7 that for signature 'e' most examiners
response types for each of the questioned simulated signatures were either inconclusive or expressed the correct opinion that
where misleading opinions were expressed. The data of the two the signature was simulated. Clearly, in the case where one mis-
tables provides additional information regarding the likely na- leading opinion is recorded, the response is either a transcription
ture of the errors being made. For example, it is clear that for error on the part of the examiner or a, presumably, correctable er-
signature 'b' all examiners, other than the one registering a mis- ror in perception. Signature 'f' presents a more mixed picture and
leading response, expressed inconclusive opinions. It could be must display features that support both the genuine and simulated
argued therefore that signature 'b' must have displayed feature propositions.
characteristics such that it could neither be confidently grouped
as either genuine or simulated. Likewise for signature 'c' the Discussion
vast majority of examiners expressed the correct opinion and This study provides substantial support for the proposition
only one examiner expressed a misleading opinion. Clearly this that FDEs, taken over the group, possess skills at determining
is either a transcription error on the part of the examiner or a, pre- whether photocopied signatures were genuine signatures (written

Table 4 Scores for individuals' opinions on questioned genuine signatures only.

Subject # Correct # Misleading # Inc. O h Correct % Misleading % Inc. % Correct called % Misleading called
1 8 0 8 50 0 50 100 0
2 12 0 4 75 0 25 100 0
3 13 1 2 81.3 6.3 12.5 92.9 7.1
4 8 0 8 50 0 50 100 0
5 13 1 2 81.3 6.3 12.5 92.9 7.1
6 7 0 9 43.8 0 56.3 100 0
7 14 2 0 87.5 12.5 0 87.5 12.5
8 14 1 1 87.5 6.3 6.3 93.3 6.7
9 11 1 4 68.8 6.3 25 91.7 8.3
10 9 0 7 56.3 0 43.8 100 0
11 8 0 8 50 0 50 100 0
12 10 0 6 62.5 0 37.5 100 0
13 1 2 13 6.3 12.5 81.3 33.3 66.7
14 5 0 11 31.3 0 68.8 100 0
15 14 0 2 87.5 0 12.5 100 0

Page 204 science&justice Volume 45 No. 4 (2005) 204 - 206


B Found and DK Rogers
Examiner opinions on photocopied signatures

Table 5 Scores for individuals' opinions on questioned simulated signatures only.

Subject # Correct # Misleading # Inc. % Correct % Misleading % Inc. % Correct called % Misleading called

normally by the writer of the exemplars) or were the product of this variation translates to an opinion profile for the examiner
a simulation process. The misleading scores recorded are low in group where, over all questioned signatures, the % correct called
spite of the images under examination bearing filtered informa- approaches 100 and the % misleading called approaches zero.
tion in comparison to their source images. This study provides However, there was a significant tendency for a greater number
further empirical data to that already presented by Dawson and of examiner errors to be associated with a lower inconclusive rate
Lindblom [l] and Found et al. [6], that examiners can translate and examiners who made no errors had, on average, higher in-
observations regarding non-original line quality features and ad- conclusive rates than examiners who gave misleading opinions. It
dress whether they are consistent with a genuine writing act or an appears logical, and appropriate, that individual examiners were
act of simulation. using the inconclusive opinion option to avoid expressing mis-
leading opinions.
The overall average inconclusive rate for the group (22%) may
appear to be high. It is not possible to tell whether this was It was not the purpose of this study to pursue the issue of ex-
due to the nature of the exemplar and questioned signatures aminer expertise, that is, whether the skill of FDEs is signifi-
used or was related to the fact that the questioned signatures cantly greater than that of lay people. Previous studies on sig-
were photocopied. It is possible that the photocopying process nature comparison with original signatures [7-91 have demon-
reduces the confidence of some examiners, perhaps due to reduc- strated such expertise. In the three studies, the error rates were
tion in features evident in the original exemplars. However, in markedly and statistically lower for FDEs than for lay subjects.
a previous study [6], considered in the Introduction, there was It was observed that the higher error rates for the lay sub-
no difference between opinions on original signatures and their jects were due to them providing significantly fewer inconclu-
photocopies. sive opinions than the FDEs. This suggests that an element of
examiners' expertise relates to their conservatism, reflecting an
A striking feature of the current study was the marked inter- acceptance of the examination technique's limitations. As with
examiner variation in the inconclusive rate. It is interesting that many techniques, forensic signature comparison has limitations

Table 6 Correct, misleading and inconclusive opinion


spread for those genuine signatures where one
or more individuals misleadingly called the Table 7 Correct, misleading and inconclusive opinion
signature simulated. spread for those simulated signatures where one
or more individuals misleadingly called the
Number Number of Number of signature genuine.
of correct misleading inconclusive
Signature responses responses responses Number of Number of Number of
correct misleading inconclusive
a 1 3 11
Signature responses responses responses
b 0 1 14
C 11 1 3 e 8 1 6
d 5 3 7 f 4 2 9

science&justice Volume 45 No. 4 (2005) 205 - 206 Page 205


B Found and DK Rogers
Examiner opinions o n photocopied signatures

and a component of expertise is the ability to recognise the References


limitations. 1 Hilton 0. Scientific Examinationof Questioned Documents. New York: Elsevier, 1982.
2 Ellen D. The Scientific Examination of Documents: Methods and Techniques. West
Despite the comments above, the marked inter-examiner vari- Sussex: Ellis Horwood, 1989.
ation in the inconclusive rate suggests that examiners' percep- 3 Morton SE. A look at newer photocopiers. Journal of Forensic Sciences 1989; 34:
tions regarding their ability to confidently express opinions on 461-467.
non-original handwriting are not uniform. In addition, examiner 4 Huber RA and Headrick AM. Handwriting Identification: Facts and Fundamentals.
skill reflected in low or absent misleading opinions coupled with Boca Raton: CRC, 1999.
a low inconclusive rate is greater for some FDEs than others. 5 Dawson GA and Lindblom BS. An evaluationof line quality in photocopiedsignatures.
These observations suggest that although the characterisation of Science and Justice 1998; 38: 189-194.
examiner group perceptions is important, it is the nature of indi- 6 Found B, Rogers D, and HerM A. Comparison of document examiners' opinions on
vidual misleading opinion and inconclusive opinion scores that originaland photocopiedsignatures.Journal of Forensic DocumentExamination 2001;
provides relevant characterisation of the claimed skill of FDEs. 14: 1-13.
We consider it is imperative that individual skills are appropri- 7 Found B, Sita J, and Rogers D. The development of a program for characterising
ately characterised, as described for example in [lo], because it forensic handwriting examiners' expertise: Signature examination pilot study. Journal
is through the medium of these skills that opinions are expressed of Forensic Document Examination 1999; 12: 69-80.
to the FDE client group. 8 Kam M, GummadidalaK, FieldingG, and Conn R. Signatureauthentication by forensic
document examiners. Journal of Forensic Sciences 2001; 46: 884-888.
Acknowledgments 9 Sita J, Found B, and Rogers DK. Forensic handwriting examiners' expertise for sig-
This work received sponsorship from the National Institute nature comparison. Journal of Forensic Sciences 2002; 47: 1117-1 124.
of Forensic Science, Australia. We are grateful to the ex- 10 Found B and Rogers D. The initial profiling trial of a program to characterize forensic
aminers who participated in this study and their employing handwriting examiners' skill. Journal of the American Society of Questioned Document
organisations. Examiners 2003; 6: 72-81.

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