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Komplementärmedizin Review Article · Übersichtsarbeit


Wissenschaft | Praxis | Perspektiven
Forsch Komplementmed 2016;23:69–74 Published online: February 4, 2016
DOI: 10.1159/000444063

Characteristics and Health Benefits of Phytochemicals


Claus Leitzmann

Institute of Nutrition Science, University of Giessen, Giessen, Germany

Keywords Schlüsselwörter
Phytocemicals · Plants · Nutrition · Food Science Sekundäre Pflanzenstoffe · Pflanzen · Ernährung ·
Ernährungswissenschaft

Summary Zusammenfassung
In food science the term ‘phytochemicals’ includes a va- Unter dem Begriff «sekundäre Pflanzenstoffe» wird in
riety of plant ingredients with different structures that der Ernährungswissenschaft eine Vielzahl pflanzlicher
are capable of health-promoting effects. Phytonutrients Inhaltsstoffe mit unterschiedlichen Strukturen zusam-
are natural substances but are not called nutrients in the mengefasst, die gesundheitsfördernde Effekte entfalten
traditional sense, since they are synthesized by plants können. Sekundäre Pflanzenstoffe zählen zu den Natur-
neither in energy metabolism nor in anabolic or cata- stoffen, sind aber im klassischen Sinne keine Nährstoffe,
bolic metabolism, but only in specific cell types. They denn sie werden von Pflanzen weder im Energiestoff-
differ from primary plant compounds in that they are not wechsel noch im anabolen oder im katabolen Stoffwech-
essential to the plant. Phytonutrients perform important sel synthetisiert, sondern nur in speziellen Zelltypen. Sie
tasks in the secondary metabolism of plants as repel- grenzen sich von primären Pflanzenstoffen dadurch ab,
lents to pests and sunlight as well as growth regulators. dass sie für die Pflanze nicht lebensnotwendig sind. Se-
They occur only in low concentrations and usually have kundäre Pflanzenstoffe erfüllen wichtige Aufgaben im
a pharmacological effect. Since antiquity, these effects sekundären Stoffwechsel der Pflanzen als Abwehrstoffe
have been used in naturopathy in the form of medicinal gegenüber Schädlingen und Sonnenlicht sowie als
herbs, spices, teas, and foods. With the development of Wachstumsregulatoren. Sie kommen nur in geringen
highly sensitive analytical methods, a variety of these Konzentrationen vor und haben üblicherweise eine phar-
substances could be identified. These phytochemicals makologische Wirkung. Seit der Antike werden diese
may have health benefits or adverse health effects, de- Wirkungen in der Naturheilkunde mittels Heilpflanzen,
pending on the dosage. In the past, these effects were Gewürzen, Tees und Lebensmitteln genutzt. Mit der Ent-
studied in cell and tissue cultures as well as in animal wicklung hochempfindlicher Analysemethoden konnte
models. Meanwhile there are numerous epidemiological eine Vielzahl dieser Substanzen identifiziert werden.
data that point to the extensive health potential of phyto- Diese Pflanzenstoffe können je nach Dosierung gesund-
chemicals in humans. A high dietary intake of phyto- heitsfördernde oder gesundheitsschädigende Wirkungen
chemicals with vegetables, fruits, nuts, legumes, and haben. Zunächst wurden diese Wirkungen in Zell- und
whole grain is associated with a reduced risk for cardio- Gewebekulturen sowie in Tiermodellen untersucht. In-
vascular and other diseases. zwischen liegen zahlreiche epidemiologische Daten vor,
© 2016 S. Karger GmbH, Freiburg die auf das umfangreiche Gesundheitspotenzial der se-
kundären Pflanzenstoffe beim Menschen hinweisen. Eine
hohe Aufnahme von sekundären Pflanzenstoffen mit
Gemüse, Obst, Nüssen, Hülsenfrüchten und Vollkorn-
produkten ist mit einem reduzierten Risiko für Herz-
Kreislauf- und andere Erkrankungen verbunden.
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© 2016 S. Karger GmbH, Freiburg Claus Leitzmann, PhD


1661–4119/16/0232–0069$39.50/0 Institute of Nutrition Science
Fax +49 761 4 52 07 14 University of Giessen
Universiteit Gent
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Information@Karger.com Accessible online at: Wilhelmstraße 20, 35392 Giessen, Germany


www.karger.com www.karger.com/fok Claus@Leitzmann-Giessen.de
Introduction diet, about 1.5 g of phytochemicals are ingested daily. Vegetarians
and vegans can have a much higher intake of secondary plant me-
Phytochemicals are secondary metabolites of low-molecular tabolites. Currently there are no recommended levels of intake for
weight that occur naturally in plants. These biologically active mol- phytochemicals. An appropriate framework is still needed for estab-
ecules have evolved in the interaction between the plant and its en- lishing their recommended intakes, because their recognized health
vironment. For many years phytochemicals were mainly consid- benefits may not be readily defined in the context of nutritional es-
ered as natural toxicants that were potentially harmful. During re- sentiality [3]. It would be helpful to establish this framework for
cent years the health benefits of consuming diets rich in plant these nonessential food components that would take into consider-
foods has been increasingly recognized. Due to the growing epide- ation intermediary biomarkers indicative of optimal health [4].
miological evidence showing a protective effect of vegetable and The classification of phytochemicals is based on their chemical
fruit intake against a number of chronic diseases, a revival of inter- structure and their functional characteristics. The main groups of
est in secondary plant metabolites has developed. Phytochemicals phytochemicals are listed in table 1 [1].
are not nutrients in the classical sense. However, in view of the cur-
rent comprehensive understanding of food, phytochemicals as well
as dietary fibers could be considered as nutrients [1]. Characteristics of Phytochemicals
The difference between primary and secondary plant metabo-
lites is their divergent function. The primary plant substances pro- In the following, the most important phytochemicals are briefly
teins, fats, and carbohydrates including dietary fiber contribute to characterized [2].
energy metabolism and to the structure of the plant cell. Secondary Carotenoids are common in vegetables and fruits, which are de-
plant metabolites are non-nutritive dietary components that are es- pendent on the red and yellow carotenoid pigments essential for
sential for the interactions of the plant with its environment. They photosynthesis. Carotenoids are either oxygen-free or contain oxy-
serve as defense against insects, fungi, and other microorganisms; gen (xanthophylls). Approximately 50 of the about 700 natural ca-
as growth regulators, pigments, and flavors. Secondary plant me- rotenoids are important in human nutrition. Depending on the ca-
tabolites are quite diverse chemical compounds that are present rotenoid structure, some carotenoids possess provitamin A activity.
only in very small amounts. Since they have potential pharmaco- Contingent upon the individual diet, human serum largely contains
logical effects on humans, scientists are systematically investigating varying proportions of the oxygen-free carotenoids alpha- and
the health-promoting effects of phytochemicals. beta-carotene, lycopene and the xanthophylls lutein, zeaxanthin
In addition to beneficial health effects, phytochemicals can be and beta-cryptoxanthin. Beta-carotene accounts for up to 30% of
harmful. For this reason they were primarily seen as toxic and con- the total serum carotenoids. Oxygen-free and oxygen-containing
sidered as ‘anti-nutritive’ metabolites in the past. It is well estab- carotenoids differ mainly in their thermal stability. Beta-carotene in
lished that phytochemicals can restrict the availability of nutrients carrots and lycopene in tomatoes are heat-stable, xanthophylls,
and increase the permeability of the intestinal wall. Meanwhile it is found mainly in green vegetables, are heat-sensitive. The total daily
known that with the usual amounts of food consumed, nearly all intake of carotenoids amounts to about 6 mg in a Western diet.
natural components are harmless. On the contrary, most phyto- Phytosterols are chemically very closely related to cholesterol.
chemicals that were formerly regarded as harmful have a variety of They are mainly found in nuts, plant seeds, and oils with a daily
health-promoting effects [2]. intake of 100–500 mg [5]. The phytosterol absorption of up to 10%
At present the total number of phytochemicals is not known, the is low compared to over 40% for cholesterol. The low bioavailabil-
estimations go beyond 100,000 substances. With a mixed Western ity of phytosterols is due to the fact that absorbed phytosterols in

Table 1. Classification of phytochemicals and


Evidence for the following effects
their main effects
Phytochemical
A B C D E F G H I

Carotenoids × × × ×
Phytosterols × ×
Saponins × × × ×
Glucosinolates × × ×
Polyphenols × × × × × × × ×
Protease inhibitor × × ×
Monoterpenes × × ×
Phytoestrogens × × ×
Sulfides × × × × × × × ×

A = anticarcinogenic; B = antimicrobial; C = antioxidative; D = antithrombotic; E = immunomodulatory


properties; F = anti-inflammatory; G = influence on blood pressure; H = cholesterol-lowering effect;
I = modulate blood glucose levels.
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the enterocytes are actively transported back to the intestinal dogenous estrogens, phytoestrogens can act both as estrogens and
lumen. Phytosterols have a cholesterol-lowering effect partially due antiestrogens. Isoflavones are almost exclusively found in soybeans
to its capacity to inhibit the absorption of cholesterol which led to and soybean products. Lignans are present in higher concentra-
the first functional food. Margarines enriched with phytosterol or tions in flax seeds and whole grain products. The major isoflavones
phytostanol have been marketed since the year 2001. in soy are the glycosides of genistein and daidzein. Western diets
Saponins are surface-active compounds that form complexes provide less than 2 mg/d, Asian and vegetarian diets can reach an
with proteins and lipids. They are bitter-tasting and are particu- intake of up to 15–40 mg/d [7].
larly abundant in legumes. The daily average intake of saponins is Sulfides include all organosulfur compounds of bulbous plants
around 15 mg, but depending on the dietary habits may be as high like garlic. The main active substance of garlic is allicin. Injury to
as 200 mg/d. Since saponins have a low absorption rate, they are the tissue of the garlic wedge leads to the release of the enzyme al-
primarily active in the intestinal tract. In the past, saponins were liinase which produces allicin from the basic compound alliin [8].
considered to be harmful to health due to their hemolytic proper- In addition to the phytochemicals discussed so far, there are
ties. Since this could not be confirmed, some saponins were ap- further phytochemicals that do not fit in the classification above.
proved as a foam stabilizer in beer and for soft drinks in Europe Some of these are lectins, glucarates, phthalides, chlorophyll, toco-
and North America. trienols, and phytic acid.
Glucosinolates are present in members of the cabbage genus
(Brassica), that includes many important crop plants. The enzyme
myrosinase degrades glucosinolates to the three active metabolites Health Benefits of Phytochemicals
isothiocyanates, thiocyanates, and indoles. These substances con-
tribute to the typical flavor of horseradish, mustard, and broccoli. Information on the health-promoting potential of vegetables and
Cutting or chewing of the plant eliminates the binding between the fruits as well as on isolated phytochemicals has been obtained from
enzyme and its substrates. Heating of cabbage reduces its glucosi- different experimental systems (cell and tissue cultures, animal ex-
nolate content to about 50% and inactivates its myrosinase activity. periments, human studies). Of particular relevance are human stud-
The daily intake of glucosinolates is in the range of 10–50 mg. With ies, especially epidemiological and intervention studies, and bio-
vegetarian or vegan diets, the intake can be as high as 100 mg/d. marker-related studies. There is mutual agreement among experts
Isothiocyanates are completely absorbed in the small intestine [6]. that only part of the potential effects of phytochemicals has been
Polyphenols primarily include phenolic acids and flavonoids, in- sufficiently investigated to come to final recommendations [9]. In
cluding flavonols, flavones, flavanols, flavanones, and anthocya- the following, the results of some of the more recent publications
nins. Polyphenols usually are bound to sugars and occur in red concerning wide-spread non-communicable diseases are presented.
wine, dark chocolate, tea, and apples. Flavonoids increase in the
ripening process and are located almost exclusively in the outer Cardiovascular Diseases (CVD)
layer of vegetables and fruits. Vegetables grown in the field have Cardiovascular diseases are the leading cause of death globally.
higher flavonoid contents than greenhouse vegetables. Quercetin is It is estimated that 90% of CVD is preventable by healthy eating,
the most commonly found flavonoid with an intake of about 25 physical exercise, avoidance of tobacco smoke, and limiting alcohol
mg/d. It can be absorbed in health-relevant quantities, while other intake. Treating high blood pressure and diabetes is also beneficial.
flavonoids, such as the anthocyanins, are barely absorbed. Most CVD affects older adults. The average age of death from cor-
Protease inhibitors are found mainly in legumes and grains. In onary artery disease in the developed world is around 80 years
the gut they hinder the activity of endogenous proteases, such as while it is around 68 years in the developing world. Disease onset is
trypsin, which causes an increased synthesis of digestive enzymes. typically seven to ten years earlier in men as compared to women.
A specific trypsin form, which is resistant to protease inhibitors, is In a systematic review the association between dietary flavonoid
synthesized by humans. Heating considerably reduces the activity intake and CVD risk was evaluated. The intakes of several flavo-
of protease inhibitors. The protease inhibitor intake averages about noids were inversely associated with the risk of CVD when com-
300 mg/d. With diets high in grains and legumes, the intake can paring the highest and lowest categories of intake. A similar asso-
increase substantially. ciation was observed for flavonol intake and CVD risk. Every 10
Monoterpenes such as menthol (peppermint), carvone (caraway mg/d increment in flavonol intake was associated with a 5% de-
seeds) and limonene (citrus oil) are active substances in herbs and crease in the risk for developing CVD. The data suggests that the
spices. The average daily intake is up to 200 mg. Monoterpenes show dietary intakes of six classes of flavonoids, namely flavonols, antho-
a high degree of bioavailability in humans due to their fat solubility. cyanidins, proanthocyanidins, flavones, flavanones and flavan-
Phytoestrogens have effects similar to those of endogenous es- 3-ols, significantly decrease the risk of CVD [10].
trogens. They bind to mammalian estrogen receptors but have only In a study including 1,063 randomly selected women aged >75
about 0.1% of the efficacy of human estrogens. However, their con- years all-cause, cancer, and cardiovascular mortalities were assessed.
centration in body fluids and tissues may be up to 10,000-fold During the 5-year follow-up period, 129 (12%) deaths were docu-
higher. The two major groups of phytoestrogens are isoflavones mented. Participants with high total flavonoid intake were at lower
and lignans. Depending on the amount and concentration of en- risk of 5-year all-cause mortality than those with low total flavonoid
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consumption. Similar beneficial relations were observed for both ditionally, inverse associations for dietary β-carotene and dietary
CVD mortality and cancer mortality. A high consumption of flavo- vitamins C and E with colon cancer were detected.
noid-rich foods (tea, chocolate, red wine, fruits, and vegetables) is as- A systematic review and meta-analysis [18] of epidemiological
sociated with a reduced risk of mortality in older women. The bene- studies investigated whether the intake of specific carotenoids from
fits of flavonoids may extend to the etiology of cancer and CVD [11]. dietary sources as well as combined carotenoids is associated with
In a meta-analysis involving 452,564 participants with 7,233 the risk of head and neck cancer. The risk reduction associated
coronary heart disease (CHD) cases, pooled results suggested that with β-carotene equivalents intake was 46% for cancer of oral cav-
highest flavonoids intake versus lowest intake was significantly as- ity and 57% for laryngeal cancer. Lycopene, α-carotene, and
sociated with the risk of CHD. Linear dose-response relationship β-cryptoxanthin were associated with at least 26% reduction in the
was found between flavonoids intake and CHD risk. The results rate of oral and pharyngeal cancer.
suggest that elevated flavonoids intake might have a protective ef-
fect on CHD [12]. Diabetes
In another meta-analysis including eight studies with 5,228 Worldwide an estimated 400 million people have diabetes, with
stroke cases among 280,174 participants, the summary RR indi- type 2 diabetes making up about 90% of the cases. This represents
cated a significant association between highest flavonol intake and 8.3% of the adult population, with equal rates in both women and
reduced risk for stroke. An increase in flavonol intake of 20 mg/d men. Prevention and treatment of type 2 diabetes involve a healthy
was associated with a 14% decrease in the risk for developing stroke. diet, maintaining a normal body weight, physical exercise, and
Higher dietary flavonol intake is associated with a reduced risk for avoiding use of tobacco. Control of blood pressure and maintain-
stroke, especially among men. The results support a recommenda- ing proper foot care are important for people with the disease.
tion for higher consumption of flavonol-rich foods such as vegeta- Type 1 diabetes must be managed with insulin injections. Diabetes
bles, fruits, tea, chocolate, and red wine to prevent stroke [13]. at least doubles the risk of death.
In a meta-analysis of prospective cohort studies involving
Cancer 284,806 participants, 18,146 diabetes cases were identified. The
Cancer is the second most frequent cause of death in industrial- relative risk of type 2 diabetes for the highest intake of total flavo-
ized countries. Nutrition is the major exogenous factor that modu- noids compared with the lowest was 0.91. Furthermore, an increase
lates cancer risk and contributes to about one-third of all types of in the total flavonoids intake of 500mg/d was associated with a sig-
cancer. A higher intake of vegetables and fruits is associated with a nificant risk reduction of 5% [19].
lower risk of various types of cancer. For all classes of phytochemi- In a study on dietary intake of carotenoids and its impact on the
cals occurring in vegetables and fruits, anti-cancer effects have been risk of type 2 diabetes [20], data from 37,846 participants were ana-
described. Based on the potential cancer-preventive activity of plant lyzed using a validated food frequency questionnaire. During a
foods, it has been recommended to increase the consumption of follow-up of 10 ± 2 years, 915 incident cases of type 2 diabetes were
vegetables and fruits to at least five servings per day. In addition to ascertained. After the usual adjustments, higher β-carotene intakes
eating plenty of vegetables, fruits and whole grains, not eating too were associated inversely with diabetes risk. For α-carotene, a bor-
much processed and red meat [14] and not drinking too much alco- derline significant reduced risk was observed. β-cryptoxanthin, ly-
hol, many cancers can be prevented by maintaining a healthy weight, copene, lutein, zeaxanthin, and the sum of all carotenoids did not
not smoking, and avoiding too much exposure to sunlight [15]. associate with diabetes risk. This study shows that diets high in
In a large prospective analysis with 20 years of follow-up, higher β-carotene and α-carotene are associated with reduced type 2 dia-
concentrations of α-carotene, β-carotene, lycopene, and total carote- betes, in generally healthy men and women [20].
noids were associated with 18–28% statistically significantly lower
risks of breast cancer. Associations were apparent for total carote- Osteoporosis
noids measured ˰10 years before diagnosis. Carotenoid concentra- In the developed world, depending on the method of diagnosis,
tions were strongly inversely associated with breast cancer recurrence 2–8% of males and 9–38% of females are affected by osteoporosis.
and death compared with not recurrent and not lethal disease. Osteoporosis becomes more common with age. About 15% of
Women with high plasma carotenoids were at reduced breast cancer white people in their 50s and 70% of those over 80 years are af-
risk particularly for more aggressive and ultimately fatal disease [16]. fected. White and Asian people are at greater risk. Osteoporosis is
The association of prediagnostic plasma concentrations and di- more common in women than men. Prevention of osteoporosis
etary consumption of carotenoids and vitamins A, C, and E with includes a proper diet during childhood. Efforts to prevent broken
the risk of colon and rectal cancer was examined in the EPIC case bones in those with osteoporosis include a good diet, exercise, and
control study [17] with 898 colon cancer cases, 501 rectal cancer fall prevention. Lifestyle changes, such as stopping smoking and
cases, and 1,399 matched controls. An association was observed not drinking alcohol, can help.
between higher prediagnostic plasma retinol concentration and a A meta-analysis included random control trials to investigate the
lower risk of colon cancer, most notably proximal colon cancer. association of soy isoflavones and osteoporosis [21]. Soy isoflavones
Dietary phytosterols appear to play an important role in the regula- significantly increased the bone mineral density by 54% and de-
tion of serum cholesterol and do exhibit anticancer properties. Ad- creased the bone resorption marker urinary deoxypyridinoline
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(DPD) by 23% compared to baseline in women. The effect of isofla- In a cross-sectional study with 2,031 participants [25], those
vones on bone mineral density regarding menopausal status and who consumed chocolate, wine, or tea had significantly better
isoflavone dose revealed higher weighted mean difference changes mean test scores and lower prevalence of poor cognitive perfor-
in postmenopausal women and isoflavone doses above 75 mg/d. mance than those who did not. Participants who consumed all 3
Soy isoflavone supplements significantly increase bone mineral studied items had the best test scores and the lowest risks for poor
density and decrease the bone resorption marker urinary DPD [21]. test performance. The associations between intake of these food-
A review aimed to clarify the effect of soy isoflavones on bone stuffs and cognition were dose-dependent, with maximum effect at
mineral density (BMD) and turnover markers in menopausal intakes of approximately 10 g/d for chocolate and approximately
women [22]. Soy isoflavones significantly improved lumbar spine 75–100 ml/d for wine, but approximately linear for tea. The effect
BMD in a moderate manner, but did not affect total hip, femoral was most pronounced for wine and modestly weaker for chocolate
neck, and trochanter BMD. Ingestion of soy isoflavones for six intake. Thus, in the elderly, a diet high in some flavonoid-rich
months appeared to be enough to exert a beneficial effect on lumbar foods is associated with better performance in several cognitive
spine BMD. Soy isoflavones may prevent postmenopausal abilities in a dose-dependent manner.
osteoporosis and improve bone strength thus decreasing risk of frac- In a review of phytoestrogens on cognition [26] it was shown
ture in menopausal women by increasing lumbar spine BMD and that they reduce Alzheimer’s disease-related pathology, potentially
decreasing bone resorption marker urine deoxypyridinoline [22]. alleviating risk of progression. In addition to their antioxidant
properties, soy products also have the ability to affect cognition via
Cataract interaction with estrogen receptors. Limited data provide evidence
About 20 million people globally are blind due to cataracts. Cat- that effects of phytoestrogens on cognition may be modified by
aracts become more common with age. Prevention includes wear- dosage, duration of consumption, and cognitive test used. Phytoes-
ing sunglasses and not smoking; foods containing lutein, such as trogen treatment interventions have also shown time-limited posi-
kale, spinach and egg yolk, can help. tive effects on cognition [26].
A meta-analysis [23] showed significant inverse associations be- A greater proportion of lutein in the pediatric brain suggests a
tween nuclear cataract and blood lutein / zeaxanthin concentra- need for lutein during neural development. In adults, higher lutein
tions, with pooled RRs ranging from 0.63 for zeaxanthin to 0.73 for status is related to better cognitive performance, and lutein supple-
lutein. Blood lutein and zeaxanthin were also noted to lead towards mentation improves cognition [27].
a decrease in the risk of cortical cataract and subcapsular cataract.
High blood lutein and zeaxanthin are significantly associated with
a decrease in the risk of nuclear cataract. However, no significant Conclusions
associations were found for ARC in other regions of the lens [23].
Present knowledge of the effects of phytochemicals allows the
Menopausal Conditions conclusion that these non-nutritive dietary compounds of plant
Soy foods are uniquely rich sources of isoflavones which are foods can have health-promoting effects. The most protective ef-
classified as both phytoestrogen and selective estrogen receptor fect is observed when a high number of different phytochemicals is
modulators. The phytoestrogenic effects of isoflavones have led consumed with plant foods, which presumably exerts cumulative
some to view soy foods and isoflavone supplements as alternatives or synergistic effects. For many phytochemicals, detection methods
to conventional hormone therapy. in foods and body fluids have been established. Although the deter-
There is substantial evidence that soy foods have the potential to mination of phytochemicals in terms of content, bioavailability,
address several conditions and diseases associated with the meno- and biokinetics is now possible, only key phytochemicals of the in-
pausal transition. Amongst others, they have the potential to re- dividual classes have been carefully studied. The toxic potential of
duce ischemic heart disease by lowering blood low-density lipopro- phytochemicals is negligible as long as consumption habits are re-
tein-cholesterol concentrations, improve endothelial function, and stricted to whole food and extracts or isolates are avoided. So far,
possibly slow down the progression of subclinical atherosclerosis. no adverse effects of phytochemicals as part of wholesome foods
Isoflavone supplements also consistently alleviate menopausal hot have been reported, even in subjects on predominately vegetarian
flashes, provided they contain sufficient amounts of the predomi- diets. Most nutritional recommendations include an increase in the
nant soybean isoflavone genistein. Clinical and epidemiological consumption of plant-derived foods (5-a-day) based on the epide-
data indicate that adding soy foods to the diet can contribute to the miological evidence that phytochemicals have beneficial effects on
health of postmenopausal women [24]. health and wellbeing.

Cognitive Functions
Cognition is the set of all mental abilities and processes related Disclosure Statement
to knowledge, attention, memory, judgment, evaluation, reasoning,
The author declares that there is no conflict of interests concerning this
problem solving, decision making, comprehension, and produc-
paper.
tion of language.
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