Beruflich Dokumente
Kultur Dokumente
00
Printed in Great Britain. All rights reserved Copyright t" 1992 Pergamon Press Ltd
Rrsum~-Des expressions thermodynamiques g~nrrales, qui relient les variables intensives dans des
cristaux d~formrs d'une manirre homogrne et contraints d'une manirre non hydrostatique, sont 6tablies
~i la lois pour les systrmes fermrs et ouverts (equation de Gibbs et Duhem). Ces +quations sont alors
combinres avec les conditions d'rquilibre pour 6crire des 6quations du type Clausius et Clapeyron pour
des systrmes cristal-gaz et des systrmes cristallisrs polyphasrs. Comme les composants de la d&ormation
61astique peuvent &re soit les variables, soit les densit~s thermodynamiques intensives selon les conditions
aux limites imposres et la g~om+trie du syst~me, on obtient diffrrents types d'~quations de Gibbs et
Duhem; l'~quation ~i utiliser drpend du probl~me consider&
2337
2338 JOHNSON and SCHMALZRIED: EQUATIONS FOR ELASTICALLY STRESSED CRYSTALS
differs fundamentally from that of fluid systems, the where the subscript v denotes a density, measured per
Gibbs-Duhem equation as derived for fluids is still unit volume. For example, P2 is the number of atoms
routinely applied to crystalline systems. Such appli- of component 2 per unit volume of fluid. Equation (4)
cations are not valid in general, as the Gibbs-Duhem is the closed form of the Gibbs equation. It indicates
equation for fluids accounts only for the chemical that only the number density of the components and
components and does not consider the various struc- entropy can be independently varied in a given
ture elements (e.g. vacant lattice sites, interstitials of volume element. Equivalently, an equal number of
various charge) arising from the crystalline nature of thermodynamic fields will be independently variable.
the phase. In addition, crystals are almost never Defining the thermodynamic potential, o~v, as
hydrostatically stressed; i.e. it requires more than just
knowledge of the local pressure (or trace of the stress) ~o, = ev - Os~- ~ #j Ps (5)
to describe the local thermodynamic state of a crystal. j=l
de, = 0 ds, + ~/~j dpy (4) de,. = 0 ds,. + Tki d~k + ~ Mjt dp; (8)
)=l j=l
JOHNSON and SCHMALZRIED: EQUATIONS FOR ELASTICALLY STRESSED CRYSTALS 2339
%
where the prime superscript indicates that all quan-
tities are measured on a per unit reference volume
basis, with the reference state assumed to be the
stress-free state. T is the first Piola-Kirchhoff stress I
I
I
I
I I
tensor, F is the deformation gradient, and Mjl is the I I
I I
diffusion potential [7]. Here, vacancies (/) have been I I
I I
arbitrarily chosen as the dependent structure element I
I
I
I
I I
in the diffusion potential. For a crystal in chemical I I
I I
equilibrium with a fluid, Mjt = # j [7]. I I
L -'
Equation (8) differs from the corresponding closed-
system expression for fluids, equation (4), in two Tg3
important ways. First, is the presence of the mechan-
ical work term indicating that the actual size and a) Displacement Boundary Condition
shape of a unit volume of reference crystal can be
changed without accretion of mass. Secondly is the r°3
introduction of the diffusion potential instead of a
chemical potential. The diffusion potential, which
also must be equal between and within phases at
equilibrium, emphasizes the crystallinity and struc-
ture of the solid. It represents the change in energy -r,°, [
associated with the exchange of two atomic species
(or structure elements) [7] holding the number of
lattice sites or unit cells fixed. So long as the lattice
is conserved, the addition of an atom to a unit volume
of crystal requires either the removal of another
-7 li
atomic species or the annihilation of a vacant lattice rg3
site, either in a regular or an interstitial sublattice. b) Traction Boundary Condition
The following results are entirely independent of the
Fig. 1. A system geometry in which the phases are nonhy-
choice of the dependent structure element.
drostatically stressed and homogeneous in state. The mech-
The classification of the stress and strain com- anical boundary conditions can be given by specifying the
ponents as thermodynamic fields or densities depends displacement (a) or the traction (b) on the edge of the planes.
upon the system geometry and mechanical loading
conditions for a crystal [1]. As an example, consider
the two-phase system depicted in Fig. 1. The a-fl potential in coherent crystalline systems is the equiv-
interface is coherent and lies in the x~-x2 plane. alent of the o),, potential in fluid systems.
Traction boundary conditions are applied along the Equations (9)-(11) show that the deformation
x3 axis while either a displacement or traction bound- components Fix and F22 and the stress component T33
ary condition can be applied along those surfaces are thermodynamic fields. They are constant within
perpendicular to the x~ and x2 directions. In this each phase and equal between phases at equilibrium.
simple model, it is assumed that the shear com- In addition, the ~b,,,potential is a thermodynamic field
ponents of the stress and deformation vanish. The as the phases are homogeneous in the assumed
coherency constraint requires continuity of defor- configuration. Differentiating q~,,.and using equation
mation across the interface. This gives (8) gives the fundamental equation
F~l = F,~ (9) dq~, = -s~,dO + Tll dF u + T22dF22
and
- F 3 3 d T 3 3 - ~ p.;dM/,. (13)
j= 1
F~2 = F2~2. (lO)
The fundamental equation, equation (13), connects
In addition to the equality of diffusion potentials and
the thermodynamic fields for the system of parallel
temperature between phases, equilibrium between the
plates depicted in Fig. 1. As such it can be considered
phases requires [1]
the Gibbs-Duhem equation for this nonhydrostati-
T~3 = T~3 = T~3 3 (11) cally stressed crystal under closed-system conditions.
If the crystal experiences a hydrostatic stress and
and
one chooses to classify the stress components as the
q~, = ~v~, -- T~3 F]3 = ~ , = (.or0, - T3#3F~3 (12) thermodynamic field variables, the corresponding
fundamental equation, which could also then be
where T°3 is the mechanically applied stress in the x3
considered as the Gibbs-Duhem equation, is
direction. Equation (12) is an interfacial equilibrium
condition obtained by allowing a virtual phase tran-
dhv,= -so, dO + J dP - i p~ dMjt (14)
sition of one phase into the other. As such, the 4~o, j= I
2340 JOHNSON and SCHMALZRIED: EQUATIONS FOR ELASTICALLY STRESSED CRYSTALS
where J, the determinant of the deformation tensor F, Equation (17) also follows directly from the differen-
is the ratio of the actual volume to the reference tiation of equation (16). Dividing equation (17) by
volume and P = -Tkk/3. J yields the usual expression for the GDE
In contrast to the "closed-system" GDE for a fluid,
equation (14) indicates that 0, P and the Mjt can be d e =sodO + ~ pjdMjt. (18)
independently varied in a given volume element of j=1
hydrostatically stressed crystal. The potential, he, Thus the open-system form of the GDE for a crystal
where is different from the closed-system form.
An expression similar to equation (22) was obtained (sv - s{) dO + ( p j - pf) d.j
earlier examining phase equilibria between elastically y=l
stressed heteroepitaxial thin films [11]. The equi- --(all + P) den - (a22 + P) de22 = 0 (26)
librium conditions can also be applied to heteroge-
neously stressed systems, at least in a local sense at where a~ and e,j are the Cauchy and small strain
the interface, to obtain a Gibbs-Duhem equation for tensors, respectively. The pressure or a33 component
the interface [12]. of the stress tensor has been used as the dependent
variable in the CCE of equation (26).
3.2. Crystal-gas systems If the pressure (a33) is to be established experimen-
Two different crystal-gas (or crystal-fluid) systems tally, the appropriate CCE is determined as above; a
can be imagined. The first is a system in which the dependent thermodynamic field is chosen and the
crystal is in a state of hydrostatic stress with the equilibrium conditions are then employed. For
mechanical state of the crystal being determined by example, if #j is chosen as the independent variable,
the pressure of the gas. This is the classic problem and it follows from the equilibrium condition d/l~= dM~
the corresponding CCE are obtained directly from that
the open-system G D E for the crystal under hydro-
static pressure [equation (18)] and the G D E for the da),,, + s~,,dO - Tki dFik q- ~" p~ dM/~
j=2
gas [equation (3)]. If the pressure is chosen as the
dependent variable, then the corresponding CCE is
(s,, - s{) dO + ~ (pj - pf) d#j = 0 (23) where J* = p~/p{. Using the equilibrium condition,
i= I
equation (24), equation (27) simplifies in the small
where the superscript f denotes the gas phase. strain limit to
A second possible system consists of a nonhydro-
statically stressed crystal in equilibrium with a fluid. (s, - J's{) dO + ~, ( p i - J*p~) dl~,
One possible geometry, intended to model a thin film j-2
in equilibrium with the melt from which it is grown, +(J*-J)dP-(an + P)-(a22+ P)=O. (28)
is depicted in Fig. 2. The normal stress acting on
the crystal, T33, is assumed to be established by the 4. DISCUSSION
pressure of the fluid.
The interracial equilibrium condition valid at the Unlike fluid systems, the open-system GDE for a
crystal-liquid interface is [7] crystal differs from its closed-system form, even when
the elastic state of the crystal is a hydrostatic press-
(o,,, = J~o{. (24) ure. This difference reflects the two distinct ways in
Differentiating equation (24) and using the relation- which an atom can be added to a crystal, with or
ship o9{= - P yields without a change in the number of lattice sites. This
difference does not exist for a fluid system and the
(s .... Js{) dO - Tk, dF~k open and closed-system G D E for a fluid are identical.
Which G D E should be used depends upon the
+ ~ (pj - Jpf) d#j = P dJ. (25) problem under consideration. Phenomena concerned
j-1
with the internal crystal would require use of the
Equation (25) is further simplified by noting that closed-system GDE. This includes diffusion studies
J=Fll[22/33 and 7 " 3 3 = - F uF22P. In the small and the determination of solute redistribution. The
strain approximation, equation (25) becomes open-system form under hydrostatic stress might be
more appropriate when examining properties of the
crystal as a whole.
X
The physical properties of the system may also
T ~' Xl
dictate which form of the G D E is most appropriate
to employ. Consider a simple oxide, AO, in contact
with oxygen gas, 02. The crystal will endeavor to
Fluid
establish equilibrium with the gas by the transfer of
oxygen to the gas, if the chemical potential of oxygen
Crystal
in the gas is less than that of the crystal, or by
accretion of oxygen to the crystal when the opposite
Substrate
situation obtains. This process requires that charge
neutrality be maintained and, hence, that electronic
transport is involved in addition to ion transport
Fig. 2. Nonhydrostatically stressed planar film in equi-
librium with a fluid. The substrate imparts a displacement (1/202 + 2e' = 02-) [13].
field similar to that induced by the displacement boundary If the diffusivity of the cation in the crystal, D A , is
conditions of Fig. l(a). much larger than the diffusivity of the oxygen ion,
2342 JOHNSON and SCHMALZRIED: EQUATIONS FOR ELASTICALLY STRESSED CRYSTALS
D O , the crystal will behave essentially as an open tation of the GDE, in which the crystal is free to
system (for an appropriate time scale). The supply of change its number of lattice sites and is hydrostati-
the cation to the interface or its removal from the cally stressed, is identical to that of its fluid counter-
interface is sufficiently fast to maintain equilibrium part; the pressure, temperature and diffusion
and to allow the new equilibrium concentration of potentials cannot be independently varied. The
cation vacancies to form through the creation or appropriate form of the G D E to use, depends upon
destruction of unit ceils at the interface. If, on the the problem considered.
other hand, D A ~ Do, the flow of cations to (or away Clausius-Clapeyron type equations, coupling the
from) the interface will be insufficient to allow unit thermodynamic field variables between coexisting
cells of AO to be accreted (dissolved) at the interface phases in equilibrium, can be obtained from the GDE
and the number of lattice sites of unit cells in the of each phase for nonhydrostatically stressed crystals.
crystal will remain approximately constant. In this
ease, the entire crystal might best be treated as a Acknowledgements--WCJ gratefully acknowledges the sup-
closed system, Similar arguments would obtain for port of the Alexander von Humboldt Foundation through
the crystal in contact with a gas of the metallic a fellowship at the Institut fiir physikalische Chemic und
component. Elektrochemie, Universit/it Hannover, and the U.S.
A strain volume tensor, ~ij, is sometimes defined National Science Foundation through grant I) MR-
8620026.
as [14]
Qo = Ve~ (29) REFERENCES
where V and e are the volume and strain tensor, 1. W. C. Johnson and W. H. Mfiller, Acta metall, mater.
respectively. ~ is assumed to be an extensive quantity 39, 89 (1991).
while the corresponding conjugate variable, the 2. R. B. Griffiths and J. W. Wheeler, Phys. Rev. A 2, 1047
(1970).
stress, is the intensive variable. Although this desig- 3. J. W. Gibbs, The Scientific Papers--Vol. 1. Dover,
nation might be useful in certain applications, it can New York (1961).
not be extended to multiphase crystalline systems. 4. S. R. de Groot and P. Mazur, Nonequilibrium Thermo-
Indeed, we have already seen that the stress com- dynamics. North Holland, Amsterdam (1963).
ponents can behave as either thermodynamic field 5. H. Schmalzried and A. Navrotsky, Festk6rperthermody-
namik. Verlag Chemic, Weinheim, Germany (1975).
variables or thermodynamic densities and that their 6. W. Schottky, Halbleiter IV. Vieweg, Braunschweig
proper identification as such is necessary for the (1959).
construction of phase diagrams and common-tangent 7. F. C. Larch6 and J. W. Cahn, Acta metall. 21, 1051
constructions in stressed systems [I]. (1973).
8. W. C. Johnson and J. W. Cahn, Scripta metall. 15, 1259
(1981).
5. SUMMARY 9. C. Herring, The Physics of Powder Metallurgy (edited
by W. E. Kingston), Chap. 8. McGraw-Hill, New York
We have examined the Gibbs-Duhem equation, (1951).
coupling the thermodynamic potentials or field vari- I0. W. W. Mullins, in Proc. Int. Conf. on Solid-Solid Phase
ables, for nonhydrostatically stressed crystalline Transformations (edited by H. I. Aaronson, D. E.
Laughlin, R. F. Sekerka and W. M. Wayman), p. 49.
solids. The closed-system representation of this TMS-AIME, Metals Park, Ohio (1982).
equation, referred to a unit volume of crystal for 11. W. C. Johnson and C. S. Chiang, J. appl. Phys. 64, 1155
which the number of lattice sites or unit cells does not (1988).
change, demonstrates that the temperature, diffusion 12. P. W. Voorhess and W. C. Johnson, J. chem. Phys. 90,
2793 (1989).
(chemical) potentials, and elastic state are indepen- 13. G. Kutsche and H. Schmalzried, Solid St. Ionics 43, 43
dently variable. This is true even when the crystal is (1990).
hydrostatically stressed. The open-system represen- 14. J. C. M. Li, Metall. Trans. 9A, 1353 (1978).